Vault-13

GUGGENHEIM STRATEGIC OPPORTU GOF

COM SBI · Closed-End Fund · CUSIP 40167F101

176 institutional holders -1 vs Q1 2025
28,908,66428.9m shares reported held*
$429.6mreported value*
11 new 86 added 39 reduced 13 sold out net bought ≈ $18.2m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.86.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 131Q1 23: 128Q2 23: 126Q3 23: 129Q4 23: 140Q1 24: 142Q2 24: 154Q3 24: 156Q4 24: 175Q1 25: 177Q2 25: 176176Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022125
Q4 2022131
Q1 2023128
Q2 2023126
Q3 2023129
Q4 2023140
Q1 2024142
Q2 2024154
Q3 2024156
Q4 2024175
Q1 2025177
Q2 2025176

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 74 bought or addedQ3 23: 40 cut or sold outQ4 23: 73 bought or addedQ4 23: 58 cut or sold outQ4 23Q1 24: 83 bought or addedQ1 24: 54 cut or sold outQ2 24: 80 bought or addedQ2 24: 51 cut or sold outQ2 24Q3 24: 90 bought or addedQ3 24: 55 cut or sold outQ4 24: 85 bought or addedQ4 24: 54 cut or sold outQ4 24Q1 25: 101 bought or addedQ1 25: 58 cut or sold outQ2 25: 97 bought or addedQ2 25: 52 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20237440
Q4 20237358
Q1 20248354
Q2 20248051
Q3 20249055
Q4 20248554
Q1 202510158
Q2 20259752

Biggest buyers

ROYAL BANK OF CANADA Added +699,811+699.8k
MORGAN STANLEY Added +434,466+434.5k
VERUS CAPITAL PARTNERS, LLC Added +304,540+304.5k
ENVESTNET ASSET MANAGEMENT INC Added +302,847+302.8k
PETRA FINANCIAL ADVISORS INC Added +231,751+231.8k
Bank of New York Mellon Corp Added +170,275+170.3k
LPL Financial LLC Added +108,163+108.2k
TRUIST FINANCIAL CORP Added +94,504+94.5k
Kestra Advisory Services, LLC Added +85,516+85.5k
Cetera Investment Advisers Added +72,557+72.6k

Biggest sellers

Cambridge Investment Research Advisors, Inc. Reduced -408,639-408.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -370,473-370.5k
Prime Capital Investment Advisors, LLC Reduced -302,444-302.4k
RAYMOND JAMES FINANCIAL INC Reduced -206,226-206.2k
Atria Wealth Solutions, Inc. Reduced -196,919-196.9k
MILESTONE ASSET MANAGEMENT, LLC Reduced -104,032-104.0k
Tennessee Valley Asset Management Partners Sold out -94,352-94.4k
Thrivent Financial for Lutherans Sold out -60,115-60.1k
CAPTRUST FINANCIAL ADVISORS Reduced -42,112-42.1k
COHEN & STEERS, INC. Reduced -40,000-40.0k

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 2 sellingQ4 23Q1 24: 0 buyingQ1 24: 1 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 1 buyingQ3 24: 1 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20231$1.5k0——
Q4 20230—2$1.1m—
Q1 20240—1$411.5k—
Q2 20240—0——
Q3 20241$14.5k1$87.9k—
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,297,2907.3m $108.7m $108.7m 0.01% Added +434.5k +434,466
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,051,6272.1m $30.5m $30.5m 0.01% Added +108.2k +108,163
3 VERUS CAPITAL PARTNERS, LLC 2.49% of their portfolio SCOTTSDALE, AZ 1,877,2301.9m $28.0m $28.0m 2.49% Added +304.5k +304,540
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,522,8611.5m $22.7m $22.7m 0.00% Added +50.3k +50,267
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,318,2581.3m $19.6m $19.6m 0.00% Added +699.8k +699,811
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 958,371958.4k $14.3m $14.3m 0.00% Reduced -206.2k -206,226
7 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 801,302801.3k $11.9m $11.9m 0.03% Added +4.9k +4,864
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 770,890770.9k $11.5m $11.5m 0.02% Added +22.9k +22,935
9 CreativeOne Wealth, LLC 0.29% of their portfolio OVERLAND PARK, KS 740,653740.7k $11.0m $11.0m 0.29% Added +58.0k +57,982
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 730,756730.8k $10.9m $10.9m 0.00% Added +302.8k +302,847
11 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 679,066679.1k $10.1m $10.1m 0.02% Added +72.6k +72,557
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 551,009551.0k $8.2m $8.2m 0.00% Added +21.4k +21,357
13 PETRA FINANCIAL ADVISORS INC 4.21% of their portfolio COLORADO SRPINGS, CO 445,056445.1k $6.6m $6.6m 4.21% Added +231.8k +231,751
14 Secure Asset Management, LLC 1.20% of their portfolio Troy, MI 433,655433.7k $6.5m $6.5m 1.20% Reduced -10.0k -10,006
15 Prime Capital Investment Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 424,839424.8k $6.3m $6.3m 0.08% Reduced -302.4k -302,444
16 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 346,789346.8k $5.2m $5.2m 0.01% Reduced -40.0k -40,000
17 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 316,322316.3k $4.7m $4.7m 0.01% Added +94.5k +94,504
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 300,610300.6k $4.5m $4.5m 0.01% Reduced -370.5k -370,473
19 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 283,722283.7k $4.2m $4.2m 0.01% Added +20.3k +20,285
20 Richmond Brothers, Inc. 2.32% of their portfolio JACKSON, MI 238,400238.4k $3.5m $3.5m 2.32% Added +8.2k +8,200
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 236,170236.2k $3.5m $3.5m 0.01% Reduced -408.6k -408,639
22 Almanack Investment Partners, LLC. 0.55% of their portfolio WAYNE, PA 230,090230.1k $3.4m $3.4m 0.55% Added +443 +443
23 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.43% of their portfolio ST. LOUIS, MO 227,244227.2k $3.4m $3.4m 0.43% Added +9.0k +9,040
24 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.46% of their portfolio CONCORD, MA 222,731222.7k $3.3m $3.3m 0.46% Reduced -35.9k -35,870
25 Illumine Investment Management, LLC 2.57% of their portfolio POULSBO, WA 216,834216.8k $3.2m $3.2m 2.57% Added +2.9k +2,905
26 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 207,675207.7k $3.1m $3.1m 0.03% Added +21.5k +21,461
27 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 201,781201.8k $3.0m $3.0m 0.00% Added +170.3k +170,275
28 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 199,877199.9k $3.0m $3.0m 0.01% Added +20.0k +19,952
29 Marks Group Wealth Management, Inc 0.27% of their portfolio MINNETONKA, MN 196,262196.3k $2.9m $2.9m 0.27% Unchanged
30 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 176,925176.9k $2.6m $2.6m 0.09% Reduced -4.3k -4,269
31 GREAT VALLEY ADVISOR GROUP, INC. 0.05% of their portfolio WILMINGTON, DE 149,327149.3k $2.2m $2.2m 0.05% Added +18.6k +18,556
32 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 145,460145.5k $2.2m $2.2m 0.04% Added +12.7k +12,695
33 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 141,449141.4k $2.1m $2.1m 0.00% Added +9.5k +9,484
34 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 129,941129.9k $1.9m $1.9m 0.02% Added +8.4k +8,430
35 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 128,699128.7k $1.9m $1.9m 0.01% Added +85.5k +85,516
36 Retirement Planning Group, LLC 0.07% of their portfolio LEAWOOD, KS 115,420115.4k $1.7m $1.7m 0.07% Added +27.3k +27,290
37 Founders Financial Alliance, LLC 0.38% of their portfolio RALEIGH, NC 112,171112.2k $1.7m $1.7m 0.38% Reduced -2.1k -2,086
38 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 107,752107.8k $1.6m $1.6m 0.01% Added +2.6k +2,552
39 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 102,502102.5k $1.5m $1.5m 0.01% Added +3.7k +3,672
40 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.58% of their portfolio GARDEN CITY, NY 92,64792.6k $1.4m $1.4m 0.58% Added +48.1k +48,143
41 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 92,53792.5k $1.4m $1.4m 0.03% Reduced -4.8k -4,750
42 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 89,69689.7k $1.3m $1.3m 0.07% Added +68.7k +68,721
43 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 83,75083.8k $1.2m $1.2m 0.10% Added +40.2k +40,200
44 Sovran Advisors, LLC 0.13% of their portfolio SAN DIEGO, CA 80,88680.9k $1.2m $1.2m 0.13% Reduced -10.4k -10,383
45 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 78,71078.7k $1.2m $1.2m 0.01% Added +1.8k +1,838
46 Ausdal Financial Partners, Inc. 0.08% of their portfolio Davenport, IA 78,51878.5k $1.2m $1.2m 0.08% Reduced -24 -24
47 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 77,52177.5k $1.2m $1.2m 0.04% Added +2.0k +2,001
48 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 76,78976.8k $1.1m $1.1m 0.03% Added +244 +244
49 PFG Investments, LLC 0.06% of their portfolio WOODBURY, NY 73,70773.7k $1.1m $1.1m 0.06% Added +1.8k +1,787
50 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 71,42471.4k $1.1m $1.1m 0.00% Reduced -3.1k -3,120
51 Smith Asset Management Co., LLC 0.91% of their portfolio Chiefland, FL 70,71670.7k $1.1m $1.1m 0.91% Added +51.3k +51,321
52 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 70,03870.0k $1.0m $1.0m 0.02% Added +916 +916
53 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 69,30169.3k $1.0m $1.0m 0.01% Unchanged
54 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 68,22968.2k $1.0m $1.0m 0.00% Reduced -3.8k -3,791
55 Canal Capital Management, LLC 0.01% of their portfolio Richmond, VA 64,25264.3k $64.3k $64.3k 0.01% New
56 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 60,74760.7k $904.5k $904.5k 0.02% Reduced -196.9k -196,919
57 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 60,01660.0k $893.7k $893.7k 0.00% Added +30.4k +30,362
58 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 59,03859.0k $879.1k $879.1k 0.02% Reduced -23.6k -23,591
59 Garden State Investment Advisory Services LLC 0.23% of their portfolio Red Bank, NJ 56,53156.5k $841.7k $841.7k 0.23% Reduced -1.0k -1,025
60 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 56,26956.3k $837.8k $837.8k 0.01% Reduced -8.7k -8,661
61 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.28% of their portfolio WALTHAM, MA 55,56855.6k $827.4k $827.4k 0.28% Added +1.3k +1,322
62 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 55,20555.2k $822.0k $822.0k 0.03% Added +10.1k +10,106
63 Strategic Financial Concepts, LLC 0.11% of their portfolio SAN ANTONIO, TX 52,35752.4k $779.6k $779.6k 0.11% Reduced -3.8k -3,810
64 Parisi Gray Wealth Management 0.22% of their portfolio MENDHAM, NJ 50,97551.0k $759.0k $759.0k 0.22% Unchanged
65 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 50,71150.7k $755.1k $755.1k 0.01% Added +745 +745
66 Presper Financial Architects, LLC 0.56% of their portfolio AKRON, OH 50,55050.5k $753.0k $753.0k 0.56% First filing
67 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 49,94549.9k $743.7k $743.7k 0.00% Reduced -42.1k -42,112
68 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 48,24348.2k $718.3k $718.3k 0.01% Added +5.1k +5,115
69 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 47,64147.6k $709.4k $709.4k 0.03% Added +865 +865
70 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 47,33947.3k $704.9k $704.9k 0.00% Added +2.9k +2,934
71 New England Private Wealth Advisors LLC 0.09% of their portfolio WELLESLEY, MA 43,32743.3k $643.0k $643.0k 0.09% Reduced -1.0k -1,000
72 BlackRock, Inc. 0.00% of their portfolio New York, NY 43,31443.3k $644.9k $644.9k 0.00% Added +16.0k +15,989
73 Fiduciary Alliance LLC 0.05% of their portfolio GREENVILLE, SC 43,31243.3k $644.9k $644.9k 0.05% Reduced -1.6k -1,563
74 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 42,33142.3k $630.3k $630.3k 0.01% Added +1.2k +1,191
75 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 41,70041.7k $620.9k $620.9k 0.00% Added +3.8k +3,787
76 Mallini Complete Financial Planning LLC 0.73% of their portfolio GAINESVILLE, FL 38,56238.6k $574.2k $574.2k 0.73% Added +3.5k +3,498
77 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 36,80836.8k $548.1k $548.1k 0.03% Added +1.1k +1,097
78 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 34,00834.0k $506.4k $506.4k 0.00% Added +6.4k +6,354
79 INSIGNEO ADVISORY SERVICES, LLC 0.04% of their portfolio MIAMI, FL 33,16633.2k $493.8k $493.8k 0.04% Unchanged
80 Buska Wealth Management, LLC 0.13% of their portfolio WAUSAU, WI 32,58932.6k $485.3k $485.3k 0.13% Added +1.5k +1,493
81 GPS Wealth Strategies Group, LLC 0.05% of their portfolio CENTENNIAL, CO 31,50431.5k $469.1k $469.1k 0.05% Unchanged
82 Capital Market Strategies LLC 0.32% of their portfolio PALM BEACH GARDENS, FL 31,00031.0k $461.6k $461.6k 0.32% Reduced -4.3k -4,270
83 COMERICA BANK 0.00% of their portfolio DALLAS, TX 30,59630.6k $455.6k $455.6k 0.00% Added +13.2k +13,209
84 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 30,53830.5k $454.7k $454.7k 0.03% Added +5.7k +5,699
85 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 30,37930.4k $452.3k $452.3k 0.02% Added +207 +207
86 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,93028.9k $430.8k $430.8k 0.00% Reduced -1.6k -1,553
87 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 27,97528.0k $416.5k $416.5k 0.00% Added +14.9k +14,874
88 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 27,59127.6k $410.8k $410.8k 0.02% Unchanged
89 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 26,12526.1k $389.0k $389.0k 0.00% Added +476 +476
90 JB Capital LLC 0.02% of their portfolio WETHERSFIELD, CT 24,81924.8k $369.6k $369.6k 0.02% Added +115 +115
91 Disciplined Investments, LLC 0.16% of their portfolio TULSA, OK 24,64124.6k $366.9k $366.9k 0.16% Reduced -6.9k -6,859
92 Encompass More Asset Management 0.09% of their portfolio Danville, CA 24,43024.4k $363.8k $363.8k 0.09% Added +2.8k +2,815
93 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 24,07924.1k $358.5k $358.5k 0.00% Added +840 +840
94 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 23,21423.2k $345.7k $345.7k 0.01% Added +8.4k +8,364
95 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 22,52322.5k $335.0k $335.0k 0.03% Added +2.4k +2,400
96 David J Yvars Group 0.20% of their portfolio UNIVERSITY PARK, FL 22,46322.5k $334.4k $334.4k 0.20% Added +200 +200
97 Prosperity Wealth Management, Inc. 0.12% of their portfolio San Ramon, CA 21,70021.7k $323.1k $323.1k 0.12% Added +2.7k +2,698
98 WFA Asset Management Corp 0.18% of their portfolio WHITEFISH BAY, WI 21,66021.7k $322.9k $322.9k 0.18% Added +4.9k +4,861
99 Capital CS Group, LLC 0.52% of their portfolio IRVINE, CA 21,44121.4k $319.3k $319.3k 0.52% Added +817 +817
100 Semus Wealth Partners LLC 0.20% of their portfolio Boca Raton, FL 21,02821.0k $313.1k $313.1k 0.20% Reduced -798 -798