Vault-13

GUGGENHEIM STRATEGIC OPPORTU GOF

COM SBI · Closed-End Fund · CUSIP 40167F101

177 institutional holders +2 vs Q4 2024
27,581,60927.6m shares reported held*
$429.1mreported value*
25 new 76 added 37 reduced 21 sold out net bought ≈ $54.8m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.56.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 131Q1 23: 128Q2 23: 126Q3 23: 129Q4 23: 140Q1 24: 142Q2 24: 154Q3 24: 156Q4 24: 175Q1 25: 177177Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022125
Q4 2022131
Q1 2023128
Q2 2023126
Q3 2023129
Q4 2023140
Q1 2024142
Q2 2024154
Q3 2024156
Q4 2024175
Q1 2025177

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 69 bought or addedQ2 23: 49 cut or sold outQ3 23: 74 bought or addedQ3 23: 40 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 58 cut or sold outQ1 24: 83 bought or addedQ1 24: 54 cut or sold outQ1 24Q2 24: 80 bought or addedQ2 24: 51 cut or sold outQ3 24: 90 bought or addedQ3 24: 55 cut or sold outQ3 24Q4 24: 85 bought or addedQ4 24: 54 cut or sold outQ1 25: 101 bought or addedQ1 25: 58 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20236949
Q3 20237440
Q4 20237358
Q1 20248354
Q2 20248051
Q3 20249055
Q4 20248554
Q1 202510158

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +527,632+527.6k
MML INVESTORS SERVICES, LLC Added +470,571+470.6k
VERUS CAPITAL PARTNERS, LLC Added +467,889+467.9k
UBS Group AG Added +247,138+247.1k
LPL Financial LLC Added +231,224+231.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +206,312+206.3k
Cambridge Investment Research Advisors, Inc. Added +196,447+196.4k
Cetera Investment Advisers Added +190,393+190.4k
Atria Wealth Solutions, Inc. Added +152,722+152.7k
Almanack Investment Partners, LLC. Added +148,971+149.0k

Biggest sellers

TrueMark Investments, LLC Sold out -167,173-167.2k
PETRA FINANCIAL ADVISORS INC Reduced -159,160-159.2k
IFP Advisors, Inc Reduced -122,788-122.8k
Strategic Wealth Investment Group, LLC Sold out -103,854-103.9k
CAPTRUST FINANCIAL ADVISORS Reduced -85,635-85.6k
Walkner Condon Financial Advisors LLC Sold out -47,200-47.2k
BANK OF AMERICA CORP /DE/ Reduced -46,665-46.7k
HRT FINANCIAL LP Sold out -31,850-31.9k
CITADEL ADVISORS LLC Sold out -28,032-28.0k
David J Yvars Group Reduced -27,517-27.5k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 1 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 2 sellingQ1 24: 0 buyingQ1 24: 1 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 1 buyingQ3 24: 1 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20231$1.5k0——
Q4 20230—2$1.1m—
Q1 20240—1$411.5k—
Q2 20240—0——
Q3 20241$14.5k1$87.9k—
Q4 20240—0——
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,862,8246.9m $106.9m $106.9m 0.01% Added +116.4k +116,402
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,943,4641.9m $30.3m $30.3m 0.01% Added +231.2k +231,224
3 VERUS CAPITAL PARTNERS, LLC 2.45% of their portfolio SCOTTSDALE, AZ 1,572,6901.6m $24.5m $24.5m 2.45% Added +467.9k +467,889
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,472,5941.5m $22.9m $22.9m 0.01% Added +247.1k +247,138
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,164,5971.2m $18.1m $18.1m 0.01% Added +527.6k +527,632
6 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 796,438796.4k $12.4m $12.4m 0.04% Added +470.6k +470,571
7 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 747,955748.0k $11.6m $11.6m 0.03% Added +145.3k +145,261
8 Prime Capital Investment Advisors, LLC 0.13% of their portfolio OVERLAND PARK, KS 727,283727.3k $11.3m $11.3m 0.13% Added +58.4k +58,394
9 CreativeOne Wealth, LLC 0.32% of their portfolio OVERLAND PARK, KS 682,671682.7k $10.6m $10.6m 0.32% Added +85.8k +85,835
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 671,083671.1k $10.4m $10.4m 0.01% Added +206.3k +206,312
11 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 644,809644.8k $10.0m $10.0m 0.03% Added +196.4k +196,447
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 618,447618.4k $9.6m $9.6m 0.00% Added +17.9k +17,893
13 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 606,509606.5k $9.4m $9.4m 0.02% Added +190.4k +190,393
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 529,652529.7k $8.2m $8.2m 0.00% Reduced -46.7k -46,665
15 Secure Asset Management, LLC 1.39% of their portfolio Troy, MI 443,661443.7k $6.9m $6.9m 1.39% Added +96.7k +96,690
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 427,909427.9k $6.7m $6.7m 0.00% Added +76.1k +76,072
17 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 386,789386.8k $6.0m $6.0m 0.01% Unchanged
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 263,437263.4k $4.1m $4.1m 0.01% Added +5.9k +5,924
19 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.61% of their portfolio CONCORD, MA 258,601258.6k $4.0m $4.0m 0.61% Reduced -8.0k -8,015
20 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 257,666257.7k $4.0m $4.0m 0.05% Added +152.7k +152,722
21 Richmond Brothers, Inc. 2.27% of their portfolio JACKSON, MI 230,200230.2k $3.6m $3.6m 2.27% Reduced -8.1k -8,138
22 Almanack Investment Partners, LLC. 0.71% of their portfolio WAYNE, PA 229,647229.6k $3.6m $3.6m 0.71% Added +149.0k +148,971
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 221,818221.8k $3.5m $3.5m 0.01% Added +60.4k +60,426
24 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.48% of their portfolio ST. LOUIS, MO 218,204218.2k $3.4m $3.4m 0.48% Reduced -770 -770
25 Illumine Investment Management, LLC 2.73% of their portfolio POULSBO, WA 213,929213.9k $3.3m $3.3m 2.73% Added +40.5k +40,462
26 PETRA FINANCIAL ADVISORS INC 2.72% of their portfolio COLORADO SRPINGS, CO 213,305213.3k $3.3m $3.3m 2.72% Reduced -159.2k -159,160
27 Marks Group Wealth Management, Inc 0.29% of their portfolio MINNETONKA, MN 196,262196.3k $3.1m $3.1m 0.29% Unchanged
28 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 186,214186.2k $2.9m $2.9m 0.03% Added +24.6k +24,568
29 WEDBUSH SECURITIES INC 0.10% of their portfolio PASADENA, CA 181,194181.2k $2.8m $2.8m 0.10% Added +1.5k +1,499
30 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 179,925179.9k $2.8m $2.8m 0.01% Added +11.0k +10,951
31 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 132,765132.8k $2.0m $2.0m 0.05% Unchanged
32 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 131,965132.0k $2.1m $2.1m 0.00% Added +44.8k +44,770
33 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 130,771130.8k $2.0m $2.0m 0.04% New
34 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 121,511121.5k $1.9m $1.9m 0.02% Added +20.9k +20,922
35 MILESTONE ASSET MANAGEMENT, LLC 0.39% of their portfolio PITTSBURGH, PA 117,867117.9k $1.8m $1.8m 0.39% New
36 Founders Financial Alliance, LLC 0.43% of their portfolio RALEIGH, NC 114,257114.3k $1.8m $1.8m 0.43% Added +8.1k +8,056
37 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 105,200105.2k $1.6m $1.6m 0.01% Reduced -1.0k -1,001
38 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 98,83098.8k $1.5m $1.5m 0.01% Reduced -6.9k -6,893
39 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 97,28797.3k $1.4m $1.4m 0.04% Reduced -9.0k -9,003
40 Tennessee Valley Asset Management Partners 0.24% of their portfolio KNOXVILLE, TN 94,35294.4k $1.5m $1.5m 0.24% Added +14.7k +14,713
41 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 92,05792.1k $1.4m $1.4m 0.00% Reduced -85.6k -85,635
42 Sovran Advisors, LLC 0.17% of their portfolio SAN DIEGO, CA 91,26991.3k $1.3m $1.3m 0.17% Reduced -16.5k -16,502
43 Retirement Planning Group, LLC 0.06% of their portfolio LEAWOOD, KS 88,13088.1k $1.4m $1.4m 0.06% Added +39.6k +39,631
44 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 82,62982.6k $1.3m $1.3m 0.02% Added +71.9k +71,879
45 Ausdal Financial Partners, Inc. 0.09% of their portfolio Davenport, IA 78,54278.5k $1.2m $1.2m 0.09% Added +28.6k +28,603
46 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 76,87276.9k $1.2m $1.2m 0.01% Reduced -434 -434
47 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 76,54576.5k $1.2m $1.2m 0.04% Reduced -823 -823
48 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 75,52075.5k $1.2m $1.2m 0.04% Added +4.5k +4,541
49 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 74,54474.5k $1.2m $1.2m 0.00% Added +39.1k +39,070
50 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 72,02072.0k $1.1m $1.1m 0.00% Reduced -976 -976
51 PFG Investments, LLC 0.07% of their portfolio WOODBURY, NY 71,92071.9k $1.1m $1.1m 0.07% Reduced -46 -46
52 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 69,30169.3k $1.1m $1.1m 0.02% Added +12.3k +12,268
53 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 69,12269.1k $1.1m $1.1m 0.02% Unchanged
54 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 64,93064.9k $1.0m $1.0m 0.01% Reduced -72 -72
55 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 60,11560.1k $962.0k $962.0k 0.00% Unchanged
56 Garden State Investment Advisory Services LLC 0.29% of their portfolio Red Bank, NJ 57,55657.6k $896.1k $896.1k 0.29% Added +5.8k +5,757
57 Strategic Financial Concepts, LLC 0.16% of their portfolio SAN ANTONIO, TX 56,16756.2k $874.5k $874.5k 0.16% Added +33.2k +33,160
58 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.31% of their portfolio WALTHAM, MA 54,24654.2k $844.6k $844.6k 0.31% Added +3.4k +3,419
59 Parisi Gray Wealth Management 0.26% of their portfolio MENDHAM, NJ 50,97551.0k $793.7k $793.7k 0.26% Reduced -5.2k -5,206
60 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 49,96650.0k $778.0k $778.0k 0.01% Added +4.1k +4,083
61 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 46,77646.8k $728.3k $728.3k 0.03% Added +482 +482
62 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 45,09945.1k $702.2k $702.2k 0.03% Added +3.2k +3,232
63 Fiduciary Alliance LLC 0.07% of their portfolio GREENVILLE, SC 44,87544.9k $698.7k $698.7k 0.07% New
64 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.32% of their portfolio GARDEN CITY, NY 44,50444.5k $692.9k $692.9k 0.32% Added +29.7k +29,733
65 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 44,40544.4k $691.4k $691.4k 0.00% Added +1.2k +1,159
66 New England Private Wealth Advisors LLC 0.11% of their portfolio WELLESLEY, MA 44,32744.3k $690.2k $690.2k 0.11% New
67 Capital Investment Advisory Services, LLC 0.06% of their portfolio RALEIGH, NC 43,55043.5k $678.1k $678.1k 0.06% New
68 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 43,18343.2k $672.4k $672.4k 0.00% Reduced -25.7k -25,703
69 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 43,12843.1k $671.5k $671.5k 0.01% Added +1.6k +1,613
70 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 41,14041.1k $640.6k $640.6k 0.01% Reduced -7.1k -7,110
71 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 37,91337.9k $590.3k $590.3k 0.00% Added +60 +60
72 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 35,71135.7k $556.0k $556.0k 0.04% Reduced -106 -106
73 Capital Market Strategies LLC 0.37% of their portfolio PALM BEACH GARDENS, FL 35,27035.3k $549.2k $549.2k 0.37% Reduced -1.7k -1,680
74 Mallini Complete Financial Planning LLC 0.52% of their portfolio GAINESVILLE, FL 35,06435.1k $546.0k $546.0k 0.52% Added +5.7k +5,715
75 INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio MIAMI, FL 33,16633.2k $516.4k $516.4k 0.05% Added +9.8k +9,834
76 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 31,50631.5k $490.6k $490.6k 0.00% Reduced -2 -2
77 GPS Wealth Strategies Group, LLC 0.07% of their portfolio CENTENNIAL, CO 31,50431.5k $490.5k $490.5k 0.07% Unchanged
78 Disciplined Investments, LLC 0.23% of their portfolio TULSA, OK 31,50031.5k $490.5k $490.5k 0.23% Reduced -1.0k -1,000
79 Buska Wealth Management, LLC 0.15% of their portfolio WAUSAU, WI 31,09631.1k $484.2k $484.2k 0.15% Added +6.9k +6,949
80 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,48330.5k $474.6k $474.6k 0.00% Added +5.6k +5,633
81 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 30,17230.2k $469.8k $469.8k 0.01% Reduced -15.2k -15,204
82 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 29,65429.7k $461.7k $461.7k 0.00% Reduced -349 -349
83 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 27,65427.7k $430.6k $430.6k 0.00% Reduced -17.0k -16,970
84 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 27,59127.6k $429.6k $429.6k 0.02% Added +381 +381
85 BlackRock, Inc. 0.00% of their portfolio New York, NY 27,32527.3k $425.4k $425.4k 0.00% New
86 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 25,64925.6k $399.4k $399.4k 0.01% Added +434 +434
87 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 24,83924.8k $386.7k $386.7k 0.03% Added +2.0k +2,012
88 JB Capital LLC 0.02% of their portfolio WETHERSFIELD, CT 24,70424.7k $384.6k $384.6k 0.02% Added +106 +106
89 GREENBERG FINANCIAL GROUP 0.11% of their portfolio TUCSON, AZ 23,57223.6k $259.8k $259.8k 0.11% First filing
90 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 23,23923.2k $361.8k $361.8k 0.00% Added +1.7k +1,727
91 David J Yvars Group 0.27% of their portfolio UNIVERSITY PARK, FL 22,26322.3k $346.4k $346.4k 0.27% Reduced -27.5k -27,517
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,21722.2k $345.9k $345.9k 0.00% New
93 Semus Wealth Partners LLC 0.24% of their portfolio Boca Raton, FL 21,82621.8k $339.8k $339.8k 0.24% Reduced -5.6k -5,628
94 Encompass More Asset Management 0.10% of their portfolio Danville, CA 21,61521.6k $336.6k $336.6k 0.10% Reduced -558 -558
95 IFG Advisory, LLC 0.02% of their portfolio ATLANTA, GA 20,97521.0k $326.6k $326.6k 0.02% New
96 Capital CS Group, LLC 0.55% of their portfolio IRVINE, CA 20,62420.6k $321.1k $321.1k 0.55% Added +677 +677
97 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 20,19520.2k $314.0k $314.0k 0.01% Added +6.3k +6,349
98 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 20,12320.1k $313.0k $313.0k 0.03% Added +20.1k +20,106
99 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 19,85519.9k $309.1k $309.1k 0.00% Unchanged
100 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 19,53019.5k $304.1k $304.1k 0.04% Reduced -13.6k -13,576