Vault-13

GUGGENHEIM STRATEGIC OPPORTU GOF

COM SBI · Closed-End Fund · CUSIP 40167F101

175 institutional holders +19 vs Q3 2024
24,079,48424.1m shares reported held*
$384.4mreported value*
21 new 64 added 41 reduced 13 sold out net bought ≈ $2.5m (-294.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.96.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 131Q1 23: 128Q2 23: 126Q3 23: 129Q4 23: 140Q1 24: 142Q2 24: 154Q3 24: 156Q4 24: 175175Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022125
Q4 2022131
Q1 2023128
Q2 2023126
Q3 2023129
Q4 2023140
Q1 2024142
Q2 2024154
Q3 2024156
Q4 2024175

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 65 bought or addedQ1 23: 59 cut or sold outQ2 23: 69 bought or addedQ2 23: 49 cut or sold outQ2 23Q3 23: 74 bought or addedQ3 23: 40 cut or sold outQ4 23: 73 bought or addedQ4 23: 58 cut or sold outQ4 23Q1 24: 83 bought or addedQ1 24: 54 cut or sold outQ2 24: 80 bought or addedQ2 24: 51 cut or sold outQ2 24Q3 24: 90 bought or addedQ3 24: 55 cut or sold outQ4 24: 85 bought or addedQ4 24: 54 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236559
Q2 20236949
Q3 20237440
Q4 20237358
Q1 20248354
Q2 20248051
Q3 20249055
Q4 20248554

Biggest buyers

VERUS CAPITAL PARTNERS, LLC Added +384,257+384.3k
BANK OF AMERICA CORP /DE/ Added +127,181+127.2k
LPL Financial LLC Added +119,927+119.9k
Strategic Wealth Investment Group, LLC New +103,854+103.9k
OSAIC HOLDINGS, INC. Added +71,804+71.8k
PNC Financial Services Group, Inc. Added +53,039+53.0k
Cetera Investment Advisers Added +47,872+47.9k
Walkner Condon Financial Advisors LLC New +47,200+47.2k
Kestra Advisory Services, LLC Added +45,080+45.1k
CreativeOne Wealth, LLC Added +37,458+37.5k

Biggest sellers

MORGAN STANLEY Reduced -562,320-562.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -457,416-457.4k
ROYAL BANK OF CANADA Reduced -206,118-206.1k
TrueMark Investments, LLC Reduced -128,412-128.4k
COHEN & STEERS, INC. Reduced -113,175-113.2k
Sowell Financial Services LLC Sold out -92,510-92.5k
Richmond Brothers, Inc. Reduced -46,372-46.4k
MERCER GLOBAL ADVISORS INC /ADV Reduced -46,345-46.3k
Baird Financial Group, Inc. Reduced -45,529-45.5k
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors Reduced -21,080-21.1k

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 2 sellingQ4 23Q1 24: 0 buyingQ1 24: 1 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 1 buyingQ3 24: 1 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20231$1.5k0——
Q4 20230—2$1.1m—
Q1 20240—1$411.5k—
Q2 20240—0——
Q3 20241$14.5k1$87.9k—
Q4 20240—0——

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,746,4226.7m $103.0m $103.0m 0.01% Reduced -562.3k -562,320
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,712,2401.7m $26.1m $26.1m 0.01% Added +119.9k +119,927
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,225,4561.2m $18.7m $18.7m 0.00% Added +15.3k +15,342
4 VERUS CAPITAL PARTNERS, LLC 1.61% of their portfolio SCOTTSDALE, AZ 1,104,8011.1m $16.9m $16.9m 1.61% Added +384.3k +384,257
5 Prime Capital Investment Advisors, LLC 0.15% of their portfolio OVERLAND PARK, KS 668,889668.9k $10.2m $10.2m 0.15% Reduced -17.4k -17,430
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 636,965637.0k $9.7m $9.7m 0.00% First filing
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 602,694602.7k $9.2m $9.2m 0.02% Added +71.8k +71,804
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 600,554600.6k $9.2m $9.2m 0.00% Reduced -206.1k -206,118
9 CreativeOne Wealth, LLC 0.28% of their portfolio OVERLAND PARK, KS 596,836596.8k $9.1m $9.1m 0.28% Added +37.5k +37,458
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 576,317576.3k $8.8m $8.8m 0.00% Added +127.2k +127,181
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 464,771464.8k $7.1m $7.1m 0.01% Added +8.5k +8,476
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 448,362448.4k $6.8m $6.8m 0.02% Reduced -17.1k -17,139
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 416,116416.1k $6.3m $6.3m 0.01% Added +47.9k +47,872
14 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 386,789386.8k $5.9m $5.9m 0.01% Reduced -113.2k -113,175
15 PETRA FINANCIAL ADVISORS INC 3.87% of their portfolio COLORADO SRPINGS, CO 372,465372.5k $5.7m $5.7m 3.87% Added +34.4k +34,379
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 351,837351.8k $5.4m $5.4m 0.00% Added +31.5k +31,490
17 Secure Asset Management, LLC 0.80% of their portfolio Troy, MI 346,971347.0k $5.3m $5.3m 0.80% Added +13.0k +12,983
18 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 325,867325.9k $5.0m $5.0m 0.02% Added +32.8k +32,789
19 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.60% of their portfolio CONCORD, MA 266,616266.6k $4.1m $4.1m 0.60% Reduced -21.1k -21,080
20 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 257,513257.5k $3.9m $3.9m 0.01% Reduced -3.0k -3,048
21 Richmond Brothers, Inc. 2.33% of their portfolio JACKSON, MI 238,338238.3k $3.6m $3.6m 2.33% Reduced -46.4k -46,372
22 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.48% of their portfolio ST. LOUIS, MO 218,974219.0k $3.3m $3.3m 0.48% Added +4.1k +4,093
23 Marks Group Wealth Management, Inc 0.29% of their portfolio MINNETONKA, MN 196,262196.3k $3.0m $3.0m 0.29% Unchanged
24 WEDBUSH SECURITIES INC 0.10% of their portfolio PASADENA, CA 179,695179.7k $2.7m $2.7m 0.10% Reduced -3.7k -3,655
25 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 177,692177.7k $2.7m $2.7m 0.01% Unchanged
26 Illumine Investment Management, LLC 2.18% of their portfolio POULSBO, WA 173,467173.5k $2.6m $2.6m 2.18% First filing
27 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 168,974169.0k $2.6m $2.6m 0.00% Reduced -45.5k -45,529
28 TrueMark Investments, LLC 0.81% of their portfolio CHICAGO, IL 167,173167.2k $2.6m $2.6m 0.81% Reduced -128.4k -128,412
29 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 161,646161.6k $2.5m $2.5m 0.03% Added +15.4k +15,384
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 161,392161.4k $2.5m $2.5m 0.00% Added +12.5k +12,507
31 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 139,713139.7k $2.1m $2.1m 0.07% Added +14.0k +13,986
32 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 132,765132.8k $2.0m $2.0m 0.05% Added +6.9k +6,879
33 Sovran Advisors, LLC 0.23% of their portfolio SAN DIEGO, CA 107,771107.8k $1.6m $1.6m 0.23% First filing
34 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 106,290106.3k $1.6m $1.6m 0.05% Added +11.0k +10,958
35 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 106,201106.2k $1.6m $1.6m 0.01% Added +6.6k +6,559
36 Founders Financial Alliance, LLC 0.45% of their portfolio RALEIGH, NC 106,201106.2k $1.6m $1.6m 0.45% Reduced -6.2k -6,186
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 105,723105.7k $1.6m $1.6m 0.01% Reduced -3.2k -3,163
38 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 104,944104.9k $1.6m $1.6m 0.02% Added +3.5k +3,468
39 Strategic Wealth Investment Group, LLC 0.69% of their portfolio LOUISVILLE, KY 103,854103.9k $18.5m $18.5m 0.69% New
40 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 100,589100.6k $1.5m $1.5m 0.01% Added +17.9k +17,867
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 87,19587.2k $1.3m $1.3m 0.00% Added +53.0k +53,039
42 Almanack Investment Partners, LLC. 0.19% of their portfolio WAYNE, PA 80,67680.7k $1.2m $1.2m 0.19% Reduced -13.6k -13,568
43 Tennessee Valley Asset Management Partners 0.20% of their portfolio KNOXVILLE, TN 79,63979.6k $1.2m $1.2m 0.20% Added +4.5k +4,477
44 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 77,36877.4k $1.2m $1.2m 0.04% Added +519 +519
45 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 77,30677.3k $1.2m $1.2m 0.01% Added +2.4k +2,374
46 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 72,99673.0k $1.1m $1.1m 0.00% Reduced -2.4k -2,367
47 PFG Investments, LLC 0.07% of their portfolio WOODBURY, NY 71,96672.0k $1.1m $1.1m 0.07% Reduced -2.1k -2,064
48 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 70,97971.0k $1.1m $1.1m 0.05% Added +8.2k +8,250
49 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 69,12269.1k $1.1m $1.1m 0.02% Not comparable
50 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 68,88668.9k $1.1m $1.1m 0.01% Added +45.1k +45,080
51 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 65,00265.0k $991.9k $991.9k 0.01% Reduced -3.5k -3,527
52 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 60,11560.1k $962.0k $962.0k 0.00% Added +2.2k +2,187
53 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 57,03357.0k $870.3k $870.3k 0.01% Added +1.7k +1,725
54 Parisi Gray Wealth Management 0.27% of their portfolio MENDHAM, NJ 56,18156.2k $857.3k $857.3k 0.27% Unchanged
55 Garden State Investment Advisory Services LLC 0.24% of their portfolio Red Bank, NJ 51,79951.8k $790.5k $790.5k 0.24% Added +3.5k +3,475
56 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.31% of their portfolio WALTHAM, MA 50,82750.8k $775.6k $775.6k 0.31% Added +2.4k +2,361
57 Ausdal Financial Partners, Inc. 0.07% of their portfolio Davenport, IA 49,93949.9k $762.1k $762.1k 0.07% Added +191 +191
58 David J Yvars Group 0.46% of their portfolio UNIVERSITY PARK, FL 49,78049.8k $757.1k $757.1k 0.46% Reduced -6.4k -6,361
59 Retirement Planning Group, LLC 0.04% of their portfolio LEAWOOD, KS 48,49948.5k $740.1k $740.1k 0.04% Added +16.2k +16,224
60 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 48,25048.2k $736.3k $736.3k 0.01% Added +16.1k +16,106
61 Walkner Condon Financial Advisors LLC 0.15% of their portfolio MADISON, WI 47,20047.2k $720.3k $720.3k 0.15% New
62 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 46,29446.3k $706.4k $706.4k 0.03% Added +3.8k +3,757
63 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 45,88345.9k $700.2k $700.2k 0.01% Added +9.9k +9,861
64 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 45,37645.4k $692.4k $692.4k 0.02% Reduced -4.3k -4,263
65 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 44,62444.6k $681.0k $681.0k 0.00% Reduced -21.0k -20,999
66 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 43,24643.2k $659.9k $659.9k 0.00% Added +19.7k +19,738
67 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 41,86741.9k $638.9k $638.9k 0.03% Added +5.3k +5,317
68 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 41,51541.5k $633.5k $633.5k 0.01% Added +1.9k +1,876
69 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 37,85337.9k $575.0k $575.0k 0.00% Reduced -1.8k -1,793
70 Capital Market Strategies LLC 0.32% of their portfolio PALM BEACH GARDENS, FL 36,95037.0k $563.9k $563.9k 0.32% Unchanged
71 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 35,81735.8k $546.6k $546.6k 0.03% Reduced -1.9k -1,888
72 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 35,47435.5k $541.3k $541.3k 0.00% Reduced -46.3k -46,345
73 Bison Wealth, LLC 0.12% of their portfolio Atlanta, GA 35,09035.1k $535.5k $535.5k 0.12% Added +295 +295
74 Patriot Financial Group Insurance Agency, LLC 0.07% of their portfolio Westborough, MA 33,10633.1k $505.2k $505.2k 0.07% Added +679 +679
75 Disciplined Investments, LLC 0.24% of their portfolio TULSA, OK 32,50032.5k $495.9k $495.9k 0.24% Added +6.0k +6,000
76 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 31,85031.9k $486.0k $486.0k 0.00% New
77 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 31,50831.5k $480.8k $480.8k 0.00% New
78 GPS Wealth Strategies Group, LLC 0.06% of their portfolio CENTENNIAL, CO 31,50431.5k $480.8k $480.8k 0.06% Unchanged
79 WFA Asset Management Corp 0.26% of their portfolio WHITEFISH BAY, WI 31,20931.2k $476.2k $476.2k 0.26% Added +4.2k +4,171
80 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 30,00330.0k $457.8k $457.8k 0.00% Reduced -367 -367
81 Mallini Complete Financial Planning LLC 0.43% of their portfolio GAINESVILLE, FL 29,34929.3k $447.9k $447.9k 0.43% First filing
82 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,03228.0k $427.8k $427.8k 0.00% New
83 Semus Wealth Partners LLC 0.28% of their portfolio Boca Raton, FL 27,45427.5k $418.9k $418.9k 0.28% Reduced -6.9k -6,932
84 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 27,21027.2k $415.2k $415.2k 0.02% Added +197 +197
85 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 25,21525.2k $384.8k $384.8k 0.01% Added +483 +483
86 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 24,95425.0k $380.8k $380.8k 0.04% Reduced -1.4k -1,364
87 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,85024.9k $379.2k $379.2k 0.00% Added +527 +527
88 JB Capital LLC 0.02% of their portfolio WETHERSFIELD, CT 24,59824.6k $375.4k $375.4k 0.02% Added +101 +101
89 Buska Wealth Management, LLC 0.12% of their portfolio WAUSAU, WI 24,14724.1k $368.5k $368.5k 0.12% Added +3.7k +3,719
90 INSIGNEO ADVISORY SERVICES, LLC 0.04% of their portfolio MIAMI, FL 23,33223.3k $356.0k $356.0k 0.04% Reduced -50 -50
91 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 23,00723.0k $351.1k $351.1k 0.07% Added +3.0k +3,036
92 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 22,82722.8k $348.3k $348.3k 0.03% Added +3.6k +3,627
93 Quad-Cities Investment Group, LLC 0.17% of their portfolio DAVENPORT, IA 22,48122.5k $343.1k $343.1k 0.17% Reduced -831 -831
94 Encompass More Asset Management 0.11% of their portfolio Danville, CA 22,17322.2k $338.4k $338.4k 0.11% Added +944 +944
95 COMERICA BANK 0.00% of their portfolio DALLAS, TX 21,59021.6k $329.5k $329.5k 0.00% Added +95 +95
96 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 21,51221.5k $328.3k $328.3k 0.00% Reduced -2.1k -2,059
97 Capital CS Group, LLC 0.41% of their portfolio IRVINE, CA 19,94719.9k $304.4k $304.4k 0.41% Added +2.3k +2,315
98 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 19,85519.9k $303.0k $303.0k 0.00% New
99 GWN SECURITIES INC. 0.08% of their portfolio Palm Beach Gardens, FL 19,55319.6k $296.0k $296.0k 0.08% First filing
100 Wagner Wealth Management, LLC 0.08% of their portfolio GREENVILLE, SC 19,40319.4k $296.1k $296.1k 0.08% Reduced -880 -880