Vault-13

GUGGENHEIM STRATEGIC OPPORTU GOF

COM SBI · Closed-End Fund · CUSIP 40167F101

154 institutional holders +12 vs Q1 2024
22,711,39022.7m shares reported held*
$338.9mreported value*
22 new 58 added 41 reduced 10 sold out net sold ≈ $214.2m (-14.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.92.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 131Q1 23: 128Q2 23: 126Q3 23: 129Q4 23: 140Q1 24: 142Q2 24: 154154Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022125
Q4 2022131
Q1 2023128
Q2 2023126
Q3 2023129
Q4 2023140
Q1 2024142
Q2 2024154

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 65 bought or addedQ1 23: 59 cut or sold outQ2 23: 69 bought or addedQ2 23: 49 cut or sold outQ2 23Q3 23: 74 bought or addedQ3 23: 40 cut or sold outQ4 23: 73 bought or addedQ4 23: 58 cut or sold outQ4 23Q1 24: 83 bought or addedQ1 24: 54 cut or sold outQ2 24: 80 bought or addedQ2 24: 51 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226745
Q1 20236559
Q2 20236949
Q3 20237440
Q4 20237358
Q1 20248354
Q2 20248051

Biggest buyers

Secure Asset Management, LLC New +332,704+332.7k
TrueMark Investments, LLC New +301,053+301.1k
VERUS CAPITAL PARTNERS, LLC Added +88,619+88.6k
BANK OF AMERICA CORP /DE/ Added +74,601+74.6k
Tennessee Valley Asset Management Partners Added +64,088+64.1k
LPL Financial LLC Added +62,176+62.2k
CAPTRUST FINANCIAL ADVISORS Added +45,011+45.0k
Cambridge Investment Research Advisors, Inc. Added +38,695+38.7k
Focus Financial Network, Inc. New +34,946+34.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +27,771+27.8k

Biggest sellers

MORGAN STANLEY Reduced -14,216,336-14.2m
OSAIC HOLDINGS, INC. Reduced -319,712-319.7k
Atria Wealth Solutions, Inc. Reduced -302,973-303.0k
HARTLINE INVESTMENT CORP/ Sold out -292,689-292.7k
Significant Wealth Partners LLC Sold out -276,751-276.8k
Prime Capital Investment Advisors, LLC Reduced -193,662-193.7k
Baird Financial Group, Inc. Reduced -82,001-82.0k
Qube Research & Technologies Ltd Sold out -47,090-47.1k
Strategic Financial Concepts, LLC Reduced -22,493-22.5k
LEVEL FOUR ADVISORY SERVICES, LLC Sold out -16,537-16.5k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 22: 0 buyingQ3 22: 1 sellingQ4 22: 0 buyingQ4 22: 1 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 2 sellingQ4 23Q1 24: 0 buyingQ1 24: 1 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—1$62.4k—
Q4 20220—1$31.0k—
Q1 20230—0——
Q2 20230—0——
Q3 20231$1.5k0——
Q4 20230—2$1.1m—
Q1 20240—1$411.5k—
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,140,1907.1m $106.5m $106.5m 0.01% Reduced -14.2m -14,216,336
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,329,5441.3m $19.8m $19.8m 0.01% Added +62.2k +62,176
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,167,9261.2m $17.4m $17.4m 0.01% Reduced -4.0k -3,953
4 Prime Capital Investment Advisors, LLC 0.24% of their portfolio OVERLAND PARK, KS 1,069,2721.1m $15.9m $15.9m 0.24% Reduced -193.7k -193,662
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 775,568775.6k $11.6m $11.6m 0.00% Added +8.5k +8,539
6 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 734,940734.9k $11.0m $11.0m 0.02% Unchanged
7 VERUS CAPITAL PARTNERS, LLC 0.82% of their portfolio SCOTTSDALE, AZ 528,757528.8k $7.9m $7.9m 0.82% Added +88.6k +88,619
8 CreativeOne Wealth, LLC 0.40% of their portfolio OVERLAND PARK, KS 524,658524.7k $7.8m $7.8m 0.40% Added +20.2k +20,233
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 523,052523.1k $7.8m $7.8m 0.02% Reduced -319.7k -319,712
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 458,009458.0k $6.8m $6.8m 0.01% Added +27.8k +27,771
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 412,108412.1k $6.1m $6.1m 0.00% Added +74.6k +74,601
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 386,984387.0k $5.8m $5.8m 0.01% Added +17.5k +17,475
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 356,829356.8k $5.3m $5.3m 0.02% Added +38.7k +38,695
14 Secure Asset Management, LLC 0.94% of their portfolio Troy, MI 332,704332.7k $5.0m $5.0m 0.94% New
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 312,660312.7k $4.7m $4.7m 0.00% Added +7.1k +7,115
16 TrueMark Investments, LLC 1.53% of their portfolio CHICAGO, IL 301,053301.1k $4.5m $4.5m 1.53% New
17 Richmond Brothers, Inc. 8.75% of their portfolio JACKSON, MI 296,824296.8k $4.4m $4.4m 8.75% Reduced -5.3k -5,283
18 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.72% of their portfolio CONCORD, MA 290,741290.7k $4.3m $4.3m 0.72% Reduced -1.9k -1,948
19 PETRA FINANCIAL ADVISORS INC 2.88% of their portfolio COLORADO SRPINGS, CO 268,784268.8k $4.0m $4.0m 2.88% Added +11.0k +10,981
20 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 266,162266.2k $4.0m $4.0m 0.01% Added +11.6k +11,573
21 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 258,372258.4k $3.9m $3.9m 0.01% Reduced -2.0k -1,999
22 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 244,400244.4k $3.6m $3.6m 0.01% Reduced -82.0k -82,001
23 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 242,379242.4k $3.6m $3.6m 0.01% Added +9.1k +9,065
24 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.48% of their portfolio ST. LOUIS, MO 198,133198.1k $3.0m $3.0m 0.48% Added +12.5k +12,457
25 Marks Group Wealth Management, Inc 0.31% of their portfolio MINNETONKA, MN 195,846195.8k $2.9m $2.9m 0.31% Added +3.7k +3,653
26 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 188,055188.1k $2.8m $2.8m 0.01% Added +45.0k +45,011
27 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 166,738166.7k $2.5m $2.5m 0.09% Added +12.0k +12,018
28 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 150,154150.2k $2.2m $2.2m 0.00% Reduced -7.8k -7,838
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 144,612144.6k $2.2m $2.2m 0.00% Added +12.3k +12,273
30 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 141,790141.8k $2.1m $2.1m 0.03% Reduced -2.6k -2,593
31 Tennessee Valley Asset Management Partners 0.19% of their portfolio KNOXVILLE, TN 124,644124.6k $1.9m $1.9m 0.19% Added +64.1k +64,088
32 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 108,166108.2k $1.6m $1.6m 0.04% Added +13.2k +13,173
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 106,150106.2k $1.6m $1.6m 0.01% Reduced -12.2k -12,159
34 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 102,573102.6k $1.6m $1.6m 0.05% Added +17.0k +17,019
35 Founders Financial Alliance, LLC 0.45% of their portfolio RALEIGH, NC 100,994101.0k $1.5m $1.5m 0.45% Added +5.2k +5,153
36 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 100,564100.6k $1.5m $1.5m 0.02% Reduced -303.0k -302,973
37 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 100,204100.2k $1.5m $1.5m 0.01% Added +18.8k +18,800
38 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 98,02598.0k $1.5m $1.5m 0.07% Added +17.3k +17,321
39 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 81,05781.1k $1.2m $1.2m 0.00% Reduced -15.8k -15,768
40 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 80,06480.1k $1.2m $1.2m 0.01% Added +3.5k +3,491
41 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 75,69375.7k $1.1m $1.1m 0.04% Reduced -4.5k -4,478
42 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 74,59674.6k $1.1m $1.1m 0.01% Added +4.7k +4,718
43 Samalin Investment Counsel, LLC 0.52% of their portfolio CHAPPAQUA, NY 74,01374.0k $1.1m $1.1m 0.52% Added +1.1k +1,126
44 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 70,72370.7k $1.1m $1.1m 0.02% Reduced -2.7k -2,651
45 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 62,08262.1k $925.6k $925.6k 0.00% Reduced -280 -280
46 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 60,75360.8k $905.8k $905.8k 0.03% Reduced -4.7k -4,686
47 David J Yvars Group 0.52% of their portfolio UNIVERSITY PARK, FL 56,22056.2k $835.7k $835.7k 0.52% Reduced -1.3k -1,269
48 Parisi Gray Wealth Management 0.30% of their portfolio MENDHAM, NJ 56,18156.2k $837.7k $837.7k 0.30% Unchanged
49 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 53,41953.4k $798.1k $798.1k 0.01% Added +2.6k +2,566
50 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 52,76752.8k $787.4k $787.4k 0.02% Added +12.3k +12,315
51 PFG Investments, LLC 0.05% of their portfolio WOODBURY, NY 48,48148.5k $722.9k $722.9k 0.05% Reduced -1.9k -1,907
52 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 48,33148.3k $720.6k $720.6k 0.02% Reduced -2.1k -2,086
53 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 48,00148.0k $715.7k $715.7k 0.00% Reduced -4.7k -4,672
54 Garden State Investment Advisory Services LLC 0.25% of their portfolio Red Bank, NJ 47,79447.8k $712.6k $712.6k 0.25% Reduced -1.5k -1,514
55 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.41% of their portfolio WALTHAM, MA 47,51447.5k $708.4k $708.4k 0.41% Reduced -55 -55
56 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 46,43346.4k $692.3k $692.3k 0.00% Added +3.4k +3,394
57 Semus Wealth Partners LLC 0.52% of their portfolio Boca Raton, FL 45,54645.5k $679.1k $679.1k 0.52% Reduced -8.6k -8,562
58 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 45,33645.3k $676.0k $676.0k 0.00% Reduced -15.5k -15,512
59 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 44,12544.1k $657.9k $657.9k 0.07% Added +4.8k +4,780
60 Ausdal Financial Partners, Inc. 0.07% of their portfolio Davenport, IA 43,25243.3k $644.9k $644.9k 0.07% Added +17.7k +17,686
61 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 41,09841.1k $612.8k $612.8k 0.05% Reduced -6.9k -6,903
62 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 39,17039.2k $569.9k $569.9k 0.00% First filing
63 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 37,01837.0k $551.9k $551.9k 0.01% Added +377 +377
64 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 34,94634.9k $529.4k $529.4k 0.02% New
65 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 34,41734.4k $513.2k $513.2k 0.08% Added +1.0k +1,012
66 Capital Market Strategies LLC 0.32% of their portfolio PALM BEACH GARDENS, FL 33,67033.7k $502.0k $502.0k 0.32% Added +3.4k +3,400
67 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 31,82831.8k $474.6k $474.6k 0.02% Added +19.1k +19,078
68 Retirement Planning Group, LLC 0.03% of their portfolio LEAWOOD, KS 31,64531.6k $471.8k $471.8k 0.03% Added +7.4k +7,384
69 GPS Wealth Strategies Group, LLC 0.07% of their portfolio CENTENNIAL, CO 31,50431.5k $469.7k $469.7k 0.07% Unchanged
70 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 30,52430.5k $455.1k $455.1k 0.00% Reduced -280 -280
71 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 30,02930.0k $447.7k $447.7k 0.04% Reduced -1.5k -1,479
72 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,67929.7k $442.0k $442.0k 0.00% Added +8.0k +8,021
73 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 25,63325.6k $382.2k $382.2k 0.03% Added +2.8k +2,848
74 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 24,79124.8k $369.6k $369.6k 0.03% Added +7.4k +7,398
75 JB Capital LLC 0.02% of their portfolio WETHERSFIELD, CT 24,40024.4k $363.8k $363.8k 0.02% Added +99 +99
76 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 24,36024.4k $363.2k $363.2k 0.01% Added +71 +71
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,23323.2k $346.4k $346.4k 0.00% Added +10.4k +10,418
78 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 22,64622.6k $337.6k $337.6k 0.00% New
79 Quad-Cities Investment Group, LLC 0.19% of their portfolio DAVENPORT, IA 22,56922.6k $336.5k $336.5k 0.19% Reduced -4.0k -4,020
80 9258 Wealth Management, LLC 0.05% of their portfolio BLUE ASH, OH 21,93021.9k $327.0k $327.0k 0.05% Unchanged
81 WFA Asset Management Corp 0.18% of their portfolio WHITEFISH BAY, WI 21,66021.7k $322.9k $322.9k 0.18% Added +4.9k +4,861
82 COMERICA BANK 0.00% of their portfolio DALLAS, TX 21,40221.4k $319.1k $319.1k 0.00% Added +93 +93
83 MIDLAND WEALTH ADVISORS, LLC 0.02% of their portfolio EFFINGHAM, IL 20,80720.8k $310.2k $310.2k 0.02% New
84 LVZ, Inc. 0.04% of their portfolio Holland, MI 20,71520.7k $308.9k $308.9k 0.04% Unchanged
85 Aviance Capital Partners, LLC 0.04% of their portfolio NAPLES, FL 20,59220.6k $307.0k $307.0k 0.04% Unchanged
86 INSIGNEO ADVISORY SERVICES, LLC 0.03% of their portfolio MIAMI, FL 20,38020.4k $306.3k $306.3k 0.03% Added +450 +450
87 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 20,37720.4k $303.8k $303.8k 0.01% Reduced -1.4k -1,442
88 Virtu Financial LLC 0.02% of their portfolio New York, NY 20,06020.1k $299.0k $299.0k 0.02% New
89 Disciplined Investments, LLC 0.16% of their portfolio TULSA, OK 20,00020.0k $298.2k $298.2k 0.16% New
90 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 19,45019.4k $290.0k $290.0k 0.01% Unchanged
91 Capital Wealth Alliance, LLC 0.16% of their portfolio Scottsdale, AZ 19,09319.1k $284.7k $284.7k 0.16% Added +1.8k +1,830
92 Vantage Financial Partners, LLC 0.07% of their portfolio ELM GROVE, WI 18,62618.6k $277.7k $277.7k 0.07% Added +37 +37
93 Capital CS Group, LLC 0.29% of their portfolio IRVINE, CA 17,05917.1k $254.4k $254.4k 0.29% Added +3.2k +3,176
94 Bison Wealth, LLC 0.04% of their portfolio Atlanta, GA 16,78616.8k $240.4k $240.4k 0.04% Unchanged
95 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 15,74715.7k $234.8k $234.8k 0.00% Reduced -644 -644
96 Perennial Investment Advisors, LLC 0.03% of their portfolio Los Angeles, CA 15,72915.7k $234.5k $234.5k 0.03% Added +4.3k +4,310
97 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 15,63515.6k $233.1k $233.1k 0.02% Added +3.6k +3,570
98 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.11% of their portfolio GARDEN CITY, NY 14,77114.8k $220.2k $220.2k 0.11% Unchanged
99 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 14,53914.5k $216.8k $216.8k 0.01% Unchanged
100 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 14,16814.2k $211.2k $211.2k 0.01% Reduced -200 -200