Vault-13

GUGGENHEIM TAXABLE MUNICP BO GBAB

COM · Closed-End Fund · CUSIP 401664107

64 institutional holders +1 vs Q1 2024
5,580,6605.6m shares reported held*
$88.7mreported value*
7 new 24 added 17 reduced 7 sold out net sold ≈ $51.9m (-3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.89.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 58Q4 22: 63Q1 23: 63Q2 23: 65Q3 23: 64Q4 23: 60Q1 24: 63Q2 24: 6464Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202258
Q4 202263
Q1 202363
Q2 202365
Q3 202364
Q4 202360
Q1 202463
Q2 202464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 26 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 22 cut or sold outQ2 23: 30 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 31 cut or sold outQ4 23: 23 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 31 bought or addedQ1 24: 24 cut or sold outQ2 24: 31 bought or addedQ2 24: 24 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222632
Q1 20233322
Q2 20233020
Q3 20232631
Q4 20232326
Q1 20243124
Q2 20243124

Biggest buyers

WMG Financial Advisors, LLC New +17,150+17.1k
OSAIC HOLDINGS, INC. Added +13,936+13.9k
BEAM WEALTH ADVISORS, INC. New +13,686+13.7k
WOLVERINE ASSET MANAGEMENT LLC New +13,113+13.1k
Cooper Financial Group Added +11,178+11.2k
Invesco Ltd. Added +7,919+7.9k
ROYAL BANK OF CANADA Added +6,997+7.0k
Kestra Advisory Services, LLC Added +6,559+6.6k
B. Riley Wealth Advisors, Inc. Added +6,491+6.5k
GUGGENHEIM CAPITAL LLC Added +6,308+6.3k

Biggest sellers

MORGAN STANLEY Reduced -3,155,333-3.2m
Bramshill Investments, LLC Sold out -39,109-39.1k
Private Portfolio Partners LLC Sold out -37,716-37.7k
LPL Financial LLC Reduced -32,176-32.2k
U.S. Capital Wealth Advisors, LLC Reduced -20,210-20.2k
UBS Group AG Reduced -18,688-18.7k
CoreCap Advisors, LLC Sold out -17,715-17.7k
SCHNIEDERS CAPITAL MANAGEMENT LLC Sold out -13,750-13.8k
Rockefeller Capital Management L.P. Sold out -12,516-12.5k
STIFEL FINANCIAL CORP Reduced -7,473-7.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.4 pts · filed 2026-08-13 12.8% +1.4 pts 3.5m≈ $51.2m 2026-08-13

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20221$31.5k0——
Q4 20221$15.5k0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,837,8971.8m $29.2m $29.2m 0.00% Reduced -3.2m -3,155,333
2 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 768,984769.0k $12.2m $12.2m 0.09% Added +6.3k +6,308
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 293,138293.1k $4.7m $4.7m 0.00% Reduced -32.2k -32,176
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 243,595243.6k $3.9m $3.9m 0.00% Reduced -18.7k -18,688
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 192,811192.8k $3.1m $3.1m 0.00% Reduced -6.3k -6,263
6 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 177,155177.2k $2.8m $2.8m 0.00% Reduced -297 -297
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 161,859161.9k $2.6m $2.6m 0.00% Added +7.0k +6,997
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 161,847161.8k $2.6m $2.6m 0.00% Added +7.9k +7,919
9 Cooper Financial Group 0.33% of their portfolio IRVINE, CA 141,398141.4k $2.2m $2.2m 0.33% Added +11.2k +11,178
10 Venture Visionary Partners LLC 0.09% of their portfolio Sylvania, OH 121,622121.6k $1.9m $1.9m 0.09% Unchanged
11 WHITTIER TRUST CO 0.03% of their portfolio SOUTH PASADENA, CA 117,807117.8k $1.9m $1.9m 0.03% Reduced -1.6k -1,615
12 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 109,153109.2k $1.7m $1.7m 0.01% Unchanged
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 100,059100.1k $1.6m $1.6m 0.00% Added +13.9k +13,936
14 Farther Finance Advisors, LLC 0.07% of their portfolio SAN FRANCISCO, CA 91,32491.3k $1.4m $1.4m 0.07% Added +428 +428
15 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 76,19776.2k $1.2m $1.2m 0.05% Reduced -20.2k -20,210
16 REGATTA CAPITAL GROUP, LLC 0.24% of their portfolio EL SEGUNDO, CA 69,64869.6k $1.1m $1.1m 0.24% Added +132 +132
17 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 69,51669.5k $1.1m $1.1m 0.00% Added +3.6k +3,606
18 Xcel Wealth Management, LLC 0.33% of their portfolio Holly Hill, FL 67,07167.1k $1.1m $1.1m 0.33% Added +5.8k +5,778
19 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 62,42762.4k $993.0k $993.0k 0.04% Reduced -4.1k -4,058
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 58,09358.1k $923.7k $923.7k 0.00% Reduced -7.5k -7,473
21 Bison Wealth, LLC 0.14% of their portfolio Atlanta, GA 52,18852.2k $848.1k $848.1k 0.14% Unchanged
22 David J Yvars Group 0.43% of their portfolio UNIVERSITY PARK, FL 43,41843.4k $691.2k $691.2k 0.43% Added +832 +832
23 Walker Asset Management, LLC 0.46% of their portfolio SPRINGFIELD, MO 42,91342.9k $682.3k $682.3k 0.46% Reduced -4.2k -4,200
24 JBR Co Financial Management Inc 0.40% of their portfolio ARDMORE, OK 35,51735.5k $564.7k $564.7k 0.40% Reduced -3.6k -3,603
25 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 35,47635.5k $564.1k $564.1k 0.02% Reduced -2.5k -2,528
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,13935.1k $558.7k $558.7k 0.00% Reduced -3.2k -3,162
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,25034.2k $545.0k $545.0k 0.00% Added +298 +298
28 NWF Advisory Services Inc. 0.08% of their portfolio Los Angeles, CA 29,65029.6k $471.4k $471.4k 0.08% Unchanged
29 INVICTUS PRIVATE WEALTH, LLC 0.03% of their portfolio Denver, CO 26,10426.1k $415.1k $415.1k 0.03% Added +646 +646
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 24,12024.1k $383.5k $383.5k 0.00% Added +3.3k +3,256
31 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 23,50923.5k $373.8k $373.8k 0.00% Added +186 +186
32 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 23,25223.3k $319.6k $319.6k 0.00% Added +6.6k +6,559
33 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 22,68322.7k $360.7k $360.7k 0.01% Added +6.5k +6,491
34 Fortitude Advisory Group L.L.C. 0.18% of their portfolio GIG HARBOR, WA 19,35019.4k $307.7k $307.7k 0.18% Added +308 +308
35 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 18,49218.5k $294.0k $294.0k 0.01% Reduced -294 -294
36 WMG Financial Advisors, LLC 0.14% of their portfolio Knoxville, TN 17,15017.1k $272.7k $272.7k 0.14% New
37 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 15,96116.0k $253.8k $253.8k 0.00% Added +619 +619
38 King Wealth Management Group 0.04% of their portfolio SARATOGA SPRINGS, NY 15,10715.1k $240.0k $240.0k 0.04% Added +58 +58
39 BEAM WEALTH ADVISORS, INC. 0.07% of their portfolio COVINGTON, LA 13,68613.7k $217.6k $217.6k 0.07% New
40 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,33013.3k $211.9k $211.9k 0.00% Added +588 +588
41 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 13,15613.2k $209.2k $209.2k 0.00% Reduced -332 -332
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,14913.1k $209.0k $209.0k 0.00% Added +91 +91
43 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 13,11313.1k $208.5k $208.5k 0.00% New
44 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,10012.1k $188.5k $188.5k 0.00% First filing
45 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 11,48411.5k $182.6k $182.6k 0.01% Added +277 +277
46 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.07% of their portfolio THE WOODLANDS, TX 11,45011.4k $189.6k $189.6k 0.07% Unchanged
47 Carl P. Sherr & Co., LLC 0.10% of their portfolio WORCESTER, MA 11,32511.3k $180.1k $180.1k 0.10% Unchanged
48 Good Life Advisors, LLC 0.01% of their portfolio READING, PA 10,53510.5k $167.5k $167.5k 0.01% Unchanged
49 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 10,20810.2k $162.0k $162.0k 0.01% Added +1.2k +1,202
50 Fairscale Capital, LLC 0.03% of their portfolio NASHUA, NH 2,0872.1k $34.2k $34.2k 0.03% First filing
51 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,0002.0k $31.8k $31.8k 0.00% Unchanged
52 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,8901.9k $30.1k $30.1k 0.00% Reduced -2.0k -2,000
53 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,8001.8k $29.0k $29.0k 0.00% New
54 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 1,0001.0k $15.9k $15.9k 0.00% New
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 600600 $9.5k $9.5k 0.00% Reduced -1.5k -1,500
56 CWM, LLC 0.00% of their portfolio OMAHA, NE 500500 $8.0k $8.0k 0.00% New
57 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 429429 $6.8k $6.8k 0.00% Added +38 +38
58 Gilliland Jeter Wealth Management LLC 0.00% of their portfolio LITTLE ROCK, AR 373373 $5.9k $5.9k 0.00% Unchanged
59 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 240240 $3.8k $3.8k 0.00% Unchanged
60 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 175175 $2.8k $2.8k 0.00% Unchanged
61 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 100100 $1.6k $1.6k 0.00% New
62 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 4040 $636 $636 0.00% Unchanged
63 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1010 $159 $159 0.00% Unchanged
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged