Vault-13

GUARDANT HEALTH INC GH 0 11.15.27

NOTE 11/1 · US DOMESTIC · CUSIP 40131MAB5

56 institutional holders +5 vs Q1 2024
64,00064.0k shares reported held*
$836.8mreported value*
14 new 15 added 15 reduced 8 sold out net sold ≈ $62.0m (-14.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13074.86.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 52Q4 22: 46Q1 23: 54Q2 23: 53Q3 23: 55Q4 23: 49Q1 24: 51Q2 24: 5656Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202252
Q4 202246
Q1 202354
Q2 202353
Q3 202355
Q4 202349
Q1 202451
Q2 202456

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 23 cut or sold outQ2 23: 19 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 17 cut or sold outQ4 23: 17 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 23 cut or sold outQ2 24: 29 bought or addedQ2 24: 23 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221923
Q1 20232323
Q2 20231921
Q3 20232317
Q4 20231729
Q1 20242923
Q2 20242923

Biggest buyers

SHENKMAN CAPITAL MANAGEMENT INC Added +21,500,000+21.5m
OAKTREE CAPITAL MANAGEMENT LP New +20,116,000+20.1m
STEELHEAD PARTNERS LLC New +18,500,000+18.5m
Nuveen Asset Management, LLC New +11,500,000+11.5m
FMR LLC Added +10,510,000+10.5m
MARSHALL WACE, LLP New +10,000,000+10.0m
Opti Capital Management, LP New +10,000,000+10.0m
LAZARD ASSET MANAGEMENT LLC New +8,115,000+8.1m
SSI INVESTMENT MANAGEMENT LLC Added +7,245,000+7.2m
ARISTEIA CAPITAL, L.L.C. Added +5,500,000+5.5m

Biggest sellers

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -68,300,000-68.3m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -47,000,000-47.0m
WOLVERINE ASSET MANAGEMENT LLC Reduced -26,500,000-26.5m
Paloma Partners Management Co Reduced -16,263,000-16.3m
MILLENNIUM MANAGEMENT LLC Sold out -14,266,000-14.3m
Opti Capital Management, LP Sold out -10,000,000-10.0m
Weiss Asset Management LP Sold out -10,000,000-10.0m
DEUTSCHE BANK AG\ Sold out -7,288,000-7.3m
CAPSTONE INVESTMENT ADVISORS, LLC Reduced -6,000,000-6.0m
Jefferies Financial Group Inc. Reduced -5,352,000-5.4m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BRAIDWELL LP 6.53% of their portfolio STAMFORD, CT 268,252,000268.3m $208.1m $208.1m 6.53% Unchanged
2 ARISTEIA CAPITAL, L.L.C. 6.72% of their portfolio GREENWICH, CT 232,829,000232.8m $180.6m $180.6m 6.72% Added +5.5m +5,500,000
3 VOYA INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ATLANTA, GA 80,835,00080.8m $62.7m $62.7m 0.06% Unchanged
4 Aequim Alternative Investments LP 1.69% of their portfolio MILL VALLEY, CA 60,000,00060.0m $46.5m $46.5m 1.69% Unchanged
5 FMR LLC 0.00% of their portfolio BOSTON, MA 46,320,00046.3m $35.7m $35.7m 0.00% Added +10.5m +10,510,000
6 AQR Arbitrage LLC 0.67% of their portfolio Greenwich, CT 33,095,00033.1m $25.7m $25.7m 0.67% Unchanged
7 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 32,500,00032.5m $25.1m $25.1m 0.04% Unchanged
8 CAPSTONE INVESTMENT ADVISORS, LLC 0.44% of their portfolio NEW YORK, NY 25,700,00025.7m $19.9m $19.9m 0.44% Reduced -6.0m -6,000,000
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 24,593,00024.6m $18.9m $18.9m 0.00% Reduced -1.2m -1,250,000
10 SHENKMAN CAPITAL MANAGEMENT INC 1.49% of their portfolio NEW YORK, NY 22,250,00022.2m $17.4m $17.4m 1.49% Added +21.5m +21,500,000
11 OAKTREE CAPITAL MANAGEMENT LP 0.27% of their portfolio LOS ANGELES, CA 20,116,00020.1m $15.6m $15.6m 0.27% New
12 STEELHEAD PARTNERS LLC 0.74% of their portfolio SEATTLE, WA 18,500,00018.5m $14.3m $14.3m 0.74% New
13 Man Group plc 0.03% of their portfolio LONDON, X0 13,970,00014.0m $10.8m $10.8m 0.03% Added +4.5m +4,470,000
14 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 11,500,00011.5m $8.9m $8.9m 0.00% New
15 Parallax Volatility Advisers, L.P. 0.21% of their portfolio San Francisco, CA 10,750,00010.8m $8.3m $8.3m 0.21% Added +3.8m +3,750,000
16 WOLVERINE ASSET MANAGEMENT LLC 0.15% of their portfolio CHICAGO, IL 10,608,00010.6m $8.2m $8.2m 0.15% Reduced -26.5m -26,500,000
17 BlackRock Inc. 0.00% of their portfolio New York, NY 10,015,00010.0m $7.7m $7.7m 0.00% Added +1.2m +1,250,000
18 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 10,000,00010.0m $7.7m $7.7m 0.01% New
19 Opti Capital Management, LP 0.58% of their portfolio New York, NY 10,000,00010.0m $7.8m $7.8m 0.58% New
20 STANSBERRY ASSET MANAGEMENT, LLC 0.97% of their portfolio Westlake, TX 9,576,0009.6m $7.4m $7.4m 0.97% Added +103.0k +103,000
21 SILVERBACK ASSET MANAGEMENT LLC 0.80% of their portfolio DURHAM, NC 8,438,0008.4m $6.5m $6.5m 0.80% Reduced -2.7m -2,700,000
22 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 8,115,0008.1m $6.3m $6.3m 0.01% New
23 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 8,100,0008.1m $6.2m $6.2m 0.02% Reduced -1.9m -1,900,000
24 SSI INVESTMENT MANAGEMENT LLC 0.45% of their portfolio Los Angeles, CA 7,614,0007.6m $5.8m $5.8m 0.45% Added +7.2m +7,245,000
25 ZAZOVE ASSOCIATES LLC 0.29% of their portfolio INCLINE VILLAGE, NV 6,540,0006.5m $5.0m $5.0m 0.29% Reduced -3.1m -3,140,000
26 Amundi 0.00% of their portfolio Paris, I0 6,500,0006.5m $5.0m $5.0m 0.00% Unchanged
27 PALISADE CAPITAL MANAGEMENT, LP 0.08% of their portfolio FORT LEE, NJ 4,036,0004.0m $3.1m $3.1m 0.08% Added +1.0m +1,000,000
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,569,0003.6m $2.7m $2.7m 0.00% Added +2.7m +2,728,000
29 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 3,326,0003.3m $2.6m $2.6m 0.00% New
30 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 3,163,0003.2m $2.5m $2.5m 0.00% Unchanged
31 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.09% of their portfolio NEW YORK, NY 3,000,0003.0m $2.3m $2.3m 0.09% Reduced -47.0m -47,000,000
32 Jump Financial, LLC 0.05% of their portfolio Chicago, IL 3,000,0003.0m $2.3m $2.3m 0.05% New
33 AVIVA PLC 0.01% of their portfolio LONDON, X0 2,880,0002.9m $2.2m $2.2m 0.01% Added +640.0k +640,000
34 Jefferies Financial Group Inc. 0.04% of their portfolio NEW YORK, NY 2,526,0002.5m $1.9m $1.9m 0.04% Reduced -5.4m -5,352,000
35 Fore Capital, LLC 2.93% of their portfolio New York, NY 2,500,0002.5m $1.9m $1.9m 2.93% Added +1.0m +1,000,000
36 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,037,0002.0m $1.6m $1.6m 0.00% Added +2.0m +2,000,000
37 CSS LLC/IL 0.11% of their portfolio CHICAGO, IL 2,000,0002.0m $1.5m $1.5m 0.11% Reduced -1.0m -1,000,000
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,975,0002.0m $1.5m $1.5m 0.00% Unchanged
39 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,500,0001.5m $1.2m $1.2m 0.00% Reduced -68.3m -68,300,000
40 Paloma Partners Management Co 0.07% of their portfolio GREENWICH, CT 1,000,0001.0m $771.2k $771.2k 0.07% Reduced -16.3m -16,263,000
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 886,000886.0k $682.2k $682.2k 0.00% Added +778.0k +778,000
42 GROUPAMA ASSET MANAGMENT 0.01% of their portfolio PARIS, I0 800,000800.0k $616.3k $616.3k 0.01% Unchanged
43 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 665,000665.0k $512.0k $512.0k 0.00% Reduced -762.0k -762,000
44 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 500,000500.0k $385.4k $385.4k 0.00% Added +250.0k +250,000
45 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 500,000500.0k $384.0k $384.0k 0.00% Unchanged
46 Central Pacific Bank - Trust Division 0.04% of their portfolio HONOLULU, HI 423,000423.0k $326.1k $326.1k 0.04% New
47 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 329,000329.0k $25.4m $25.4m 0.00% New
48 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 119,000119.0k $91.7k $91.7k 0.00% New
49 Virtus Investment Advisers, LLC 0.03% of their portfolio HARTFORD, CT 52,00052.0k $40.1k $40.1k 0.03% Unchanged
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $38.4k $38.4k 0.00% Reduced -4.2m -4,176,000
51 Oaktree Fund Advisors, LLC 0.03% of their portfolio LOS ANGLES, CA 38,00038.0k $29.5k $29.5k 0.03% New
52 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 11,00011.0k $8.5k $8.5k 0.00% New
53 Beaird Harris Wealth Management, LLC 0.00% of their portfolio DALLAS, TX 11,00011.0k $8.5k $8.5k 0.00% New
54 Context Capital Management, LLC 0.21% of their portfolio LAJOLLA, CA 7,4837.5k $5.8m $5.8m 0.21% Reduced -17 -17
55 Alpine Global Management, LLC 0.40% of their portfolio NEW YORK, NY 3,0003.0k $2.3m $2.3m 0.40% Reduced -1.5k -1,500
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged