Vault-13

GOLDMAN SACHS ETF TR GSIE

ACTIVEBETA INT · ETP · CUSIP 381430107

266 institutional holders +14 vs Q3 2024
96,922,18196.9m shares reported held*
$3.2bnreported value*
25 new 103 added 78 reduced 24 sold out net sold ≈ $45.3m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.34. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 218Q1 23: 226Q2 23: 233Q3 23: 228Q4 23: 235Q1 24: 237Q2 24: 240Q3 24: 252Q4 24: 266266Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022221
Q4 2022218
Q1 2023226
Q2 2023233
Q3 2023228
Q4 2023235
Q1 2024237
Q2 2024240
Q3 2024252
Q4 2024266

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 118 bought or addedQ1 23: 90 cut or sold outQ2 23: 112 bought or addedQ2 23: 104 cut or sold outQ2 23Q3 23: 124 bought or addedQ3 23: 90 cut or sold outQ4 23: 110 bought or addedQ4 23: 104 cut or sold outQ4 23Q1 24: 130 bought or addedQ1 24: 93 cut or sold outQ2 24: 116 bought or addedQ2 24: 107 cut or sold outQ2 24Q3 24: 119 bought or addedQ3 24: 100 cut or sold outQ4 24: 128 bought or addedQ4 24: 102 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202311890
Q2 2023112104
Q3 202312490
Q4 2023110104
Q1 202413093
Q2 2024116107
Q3 2024119100
Q4 2024128102

Biggest buyers

WELLS FARGO & COMPANY/MN Added +568,547+568.5k
ENVESTNET ASSET MANAGEMENT INC Added +343,409+343.4k
LPL Financial LLC Added +239,963+240.0k
SigFig Wealth Management, LLC Added +228,582+228.6k
MORGAN STANLEY Added +184,169+184.2k
WMS Partners, LLC Added +158,788+158.8k
JANE STREET GROUP, LLC Added +143,131+143.1k
OSAIC HOLDINGS, INC. Added +108,567+108.6k
Cetera Investment Advisers Added +80,948+80.9k
PRINCIPAL SECURITIES, INC. Added +80,722+80.7k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -1,663,481-1.7m
Betterment LLC Reduced -931,539-931.5k
Bank of New York Mellon Corp Reduced -828,775-828.8k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -338,702-338.7k
ROYAL BANK OF CANADA Reduced -162,376-162.4k
Corient Private Wealth LP Reduced -128,197-128.2k
GFG Capital, LLC Reduced -107,890-107.9k
PRUDENTIAL FINANCIAL INC Sold out -107,313-107.3k
Sanctuary Advisors, LLC Reduced -91,942-91.9k
JPMORGAN CHASE & CO Reduced -91,275-91.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: International City Management Association Retirement Corp (4.8%, 2026-01-13)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.16% of their portfolio SAN FRANCISCO, CA 20,475,93720.5m $682.7m $682.7m 0.16% Added +568.5k +568,547
2 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 6,888,5866.9m $229.7m $229.7m 0.09% Added +240.0k +239,963
3 Betterment LLC 0.41% of their portfolio NEW YORK, NY 5,095,6115.1m $169.9m $169.9m 0.41% Reduced -931.5k -931,539
4 SigFig Wealth Management, LLC 5.47% of their portfolio SAN FRANCISCO, CA 4,527,7864.5m $151.0m $151.0m 5.47% Added +228.6k +228,582
5 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,626,0833.6m $120.9m $120.9m 0.04% Added +343.4k +343,409
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,382,0213.4m $112.8m $112.8m 0.01% Reduced -88.5k -88,456
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,370,2983.4m $112.4m $112.4m 0.01% Added +184.2k +184,169
8 WMS Partners, LLC 5.79% of their portfolio TOWSON, MD 3,099,6983.1m $103.3m $103.3m 5.79% Added +158.8k +158,788
9 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,342,3782.3m $78.3m $78.3m 0.02% Reduced -1.7m -1,663,481
10 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,672,4441.7m $55.8m $55.8m 0.08% Reduced -52.6k -52,572
11 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 1,270,6361.3m $42.4m $42.4m 0.09% Added +80.9k +80,948
12 Financial Management Professionals, Inc. 5.11% of their portfolio AUSTIN, TX 1,213,3971.2m $40.5m $40.5m 5.11% Added +56.5k +56,479
13 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 1,164,4501.2m $38.8m $38.8m 0.08% Added +68.5k +68,530
14 PRINCIPAL SECURITIES, INC. 0.87% of their portfolio DES MOINES, IA 1,157,5661.2m $38.6m $38.6m 0.87% Added +80.7k +80,722
15 FIRST FOUNDATION ADVISORS 1.37% of their portfolio Irvine, CA 1,090,2021.1m $36.3m $36.3m 1.37% Reduced -27.7k -27,714
16 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 1,053,7401.1m $35.1m $35.1m 0.06% Reduced -128.2k -128,197
17 High Probability Advisors, LLC 6.17% of their portfolio Pittsford, NY 1,032,0541.0m $34.4m $34.4m 6.17% Added +10.2k +10,217
18 Executive Wealth Management, LLC 2.65% of their portfolio BRIGHTON, MI 1,015,7161.0m $33.9m $33.9m 2.65% Added +5.7k +5,716
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 978,650978.6k $32.6m $32.6m 0.01% Reduced -20.7k -20,736
20 Kelman-Lazarov, Inc. 5.77% of their portfolio MEMPHIS, TN 961,175961.2k $32.0m $32.0m 5.77% Added +1.5k +1,504
21 SkyView Investment Advisors, LLC 5.05% of their portfolio SHREWSBURY, NJ 948,521948.5k $31.6m $31.6m 5.05% Added +52.9k +52,922
22 OneDigital Investment Advisors LLC 0.36% of their portfolio OVERLAND PARK, KS 935,949935.9k $31.2m $31.2m 0.36% Added +56.7k +56,671
23 Strategic Financial Services, Inc. 1.85% of their portfolio UTICA, NY 931,059931.1k $31.0m $31.0m 1.85% Reduced -11.7k -11,722
24 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 895,345895.3k $29.9m $29.9m 0.01% Reduced -828.8k -828,775
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 840,605840.6k $28.0m $28.0m 0.02% Added +14.4k +14,380
26 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 824,166824.2k $27.5m $27.5m 0.01% First filing
27 Brio Consultants, LLC 4.11% of their portfolio SAN FRANCISCO, CA 787,249787.2k $26.2m $26.2m 4.11% Added +51.7k +51,736
28 Hennion & Walsh Asset Management, Inc. 1.18% of their portfolio Parsippany, NJ 780,553780.6k $26.0m $26.0m 1.18% Added +27.3k +27,285
29 Insight Wealth Strategies, LLC 3.41% of their portfolio SAN RAMON, CA 763,371763.4k $25.5m $25.5m 3.41% Added +17.1k +17,120
30 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 749,659749.7k $25.0m $25.0m 0.07% Added +29.4k +29,371
31 Callan Capital, LLC 1.77% of their portfolio LA JOLLA, CA 725,173725.2k $24.2m $24.2m 1.77% Reduced -24.7k -24,653
32 Envestnet Portfolio Solutions, Inc. 0.08% of their portfolio BERWYN, PA 719,045719.0k $24.0m $24.0m 0.08% Added +20.2k +20,235
33 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 703,728703.7k $23.5m $23.5m 0.01% Reduced -162.4k -162,376
34 STRAIGHTLINE GROUP LLC 14.89% of their portfolio TROY, MI 681,696681.7k $22.7m $22.7m 14.89% First filing
35 GFG Capital, LLC 6.23% of their portfolio MIAMI, FL 679,431679.4k $22.7m $22.7m 6.23% Reduced -107.9k -107,890
36 AMERICAN NATIONAL BANK & TRUST 2.41% of their portfolio WICHITA FALLS, TX 646,525646.5k $21.6m $21.6m 2.41% Added +52.6k +52,613
37 IAG Wealth Partners, LLC 3.37% of their portfolio WAUKESHA, WI 573,481573.5k $19.1m $19.1m 3.37% Added +23.5k +23,533
38 Pallas Capital Advisors LLC 0.75% of their portfolio BRAINTREE, MA 522,244522.2k $17.4m $17.4m 0.75% Added +2.3k +2,335
39 AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio Greenwich, CT 509,241509.2k $17.0m $17.0m 0.02% Added +499 +499
40 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 509,152509.2k $17.0m $17.0m 0.16% Added +7.0k +7,050
41 Ledyard National Bank 1.58% of their portfolio HANOVER, NH 505,216505.2k $16.8m $16.8m 1.58% Added +15.3k +15,315
42 BOSTON FINANCIAL MANGEMENT LLC 0.51% of their portfolio BOSTON, MA 503,037503.0k $16.8m $16.8m 0.51% Added +8.4k +8,370
43 CoreCap Advisors, LLC 0.74% of their portfolio SOUTHFIELD, MI 490,504490.5k $16.4m $16.4m 0.74% Added +38.5k +38,458
44 SILVER OAK WEALTH ADVISORS SERVICES, LLC 14.01% of their portfolio LOS ANGELES, CA 485,691485.7k $16.2m $16.2m 14.01% First filing
45 Trail Ridge Investment Advisors, LLC 7.41% of their portfolio FORT COLLINS, CO 467,654467.7k $15.6m $15.6m 7.41% Added +16.6k +16,642
46 Sanctuary Advisors, LLC 0.10% of their portfolio INDIANAPOLIS, IN 444,193444.2k $15.6m $15.6m 0.10% Reduced -91.9k -91,942
47 Paul R. Ried Financial Group, LLC 10.38% of their portfolio BELLEVUE, WA 443,908443.9k $14.8m $14.8m 10.38% First filing
48 APPLETON PARTNERS INC/MA 1.08% of their portfolio BOSTON, MA 437,334437.3k $14.6m $14.6m 1.08% Added +1.5k +1,501
49 White Pine Investment CO 3.54% of their portfolio LIVONIA, MI 393,379393.4k $13.1m $13.1m 3.54% Reduced -5.1k -5,079
50 CWM, LLC 0.05% of their portfolio OMAHA, NE 387,554387.6k $12.9m $12.9m 0.05% Added +41.7k +41,669
51 LexAurum Advisors, LLC 2.53% of their portfolio OVERLAND PARK, KS 383,545383.5k $12.8m $12.8m 2.53% Added +32.3k +32,324
52 Horizon Family Wealth, Inc. 8.21% of their portfolio CHICAGO, IL 370,540370.5k $12.4m $12.4m 8.21% Added +10.7k +10,681
53 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 354,729354.7k $12.3m $12.3m 0.02% Added +820 +820
54 Baker Ellis Asset Management LLC 1.71% of their portfolio Vancouver, WA 349,006349.0k $11.6m $11.6m 1.71% Added +7.5k +7,506
55 Kera Capital Partners, Inc. 3.34% of their portfolio SACRAMENTO, CA 348,113348.1k $11.6m $11.6m 3.34% First filing
56 1900 WEALTH MANAGEMENT LLC 0.90% of their portfolio SAN ANTONIO, TX 323,179323.2k $10.8m $10.8m 0.90% Reduced -31.6k -31,650
57 Great Point Wealth Advisors, LLC 2.35% of their portfolio BOSTON, MA 321,815321.8k $10.7m $10.7m 2.35% Reduced -16.8k -16,801
58 ATWOOD & PALMER INC 0.67% of their portfolio KANSAS CITY, MO 293,724293.7k $9.8m $9.8m 0.67% Reduced -53.9k -53,882
59 Gladstone Institutional Advisory LLC 0.45% of their portfolio Bedminster, NJ 287,886287.9k $9.6m $9.6m 0.45% Added +5.2k +5,231
60 Mengis Capital Management, Inc. 1.91% of their portfolio PORTLAND, OR 280,242280.2k $9.3m $9.3m 1.91% Reduced -3.0k -2,970
61 MANNING & NAPIER ADVISORS LLC 0.10% of their portfolio Fairport, NY 262,101262.1k $8.7m $8.7m 0.10% Added +8.6k +8,636
62 Kings Path Partners LLC 3.71% of their portfolio SUGAR LAND, TX 260,722260.7k $8.7m $8.7m 3.71% Added +16.9k +16,940
63 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 242,487242.5k $6.4m $6.4m 0.01% Added +108.6k +108,567
64 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 239,103239.1k $8.0m $8.0m 0.01% Reduced -1.0k -1,033
65 FCA CORP /TX 2.47% of their portfolio HOUSTON, TX 237,215237.2k $7.9m $7.9m 2.47% Added +5.7k +5,714
66 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 221,667221.7k $7.4m $7.4m 0.02% Added +2.9k +2,897
67 EverSource Wealth Advisors, LLC 0.41% of their portfolio BIRMINGHAM, AL 220,970221.0k $7.4m $7.4m 0.41% Reduced -74.4k -74,444
68 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 215,361215.4k $7.2m $7.2m 0.01% Added +143.1k +143,131
69 PALO ALTO WEALTH ADVISORS, LLC 2.37% of their portfolio PALO ALTO, CA 202,199202.2k $6.7m $6.7m 2.37% Added +1.3k +1,255
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 195,485195.5k $6.5m $6.5m 0.01% Reduced -4.6k -4,574
71 Wealthcare Advisory Partners LLC 0.18% of their portfolio WEST CHESTER, PA 194,795194.8k $6.5m $6.5m 0.18% Added +11.0k +11,034
72 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 192,567192.6k $6.4m $6.4m 0.02% Reduced -9.6k -9,592
73 Hixon Zuercher, LLC 2.13% of their portfolio Findlay, OH 166,103166.1k $5.5m $5.5m 2.13% Reduced -3.2k -3,193
74 Newman Dignan & Sheerar, Inc. 1.37% of their portfolio PROVIDENCE, RI 160,111160.1k $5.3m $5.3m 1.37% Added +1.4k +1,353
75 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 159,886159.9k $5.3m $5.3m 0.06% Added +782 +782
76 Archford Capital Strategies, LLC 0.79% of their portfolio SWANSEA, IL 157,639157.6k $5.3m $5.3m 0.79% Reduced -6.0k -6,007
77 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 156,866156.9k $5.2m $5.2m 0.01% Added +5.0k +5,023
78 GeoWealth Management, LLC 0.17% of their portfolio CHICAGO, IL 155,277155.3k $5.2m $5.2m 0.17% Reduced -28.6k -28,620
79 CFO4Life Group, LLC 0.82% of their portfolio COPPELL, TX 140,086140.1k $4.7m $4.7m 0.82% Added +12.8k +12,761
80 FIRST NATIONAL CORP /MA/ /ADV 1.02% of their portfolio ROCKLAND, MA 135,715135.7k $4.5m $4.5m 1.02% Added +8.6k +8,583
81 IFC Advisors LLC 0.98% of their portfolio LOS ANGELES, CA 134,265134.3k $4.5m $4.5m 0.98% First filing
82 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 133,147133.1k $4.4m $4.4m 0.05% Added +1.4k +1,369
83 CHANNEL WEALTH LLC 1.42% of their portfolio SANTA BARBARA, CA 131,106131.1k $4.4m $4.4m 1.42% Added +3.4k +3,426
84 Regal Investment Advisors LLC 0.32% of their portfolio KENTWOOD, MI 126,945126.9k $4.2m $4.2m 0.32% Added +360 +360
85 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 121,439121.4k $4.0m $4.0m 0.01% Reduced -1.5k -1,518
86 Winthrop Advisory Group LLC 0.49% of their portfolio BOSTON, MA 121,367121.4k $4.0m $4.0m 0.49% Reduced -2.5k -2,469
87 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 121,323121.3k $4.0m $4.0m 0.02% Added +20.3k +20,292
88 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 110,875110.9k $3.7m $3.7m 0.12% Reduced -3.1k -3,082
89 Vawter Financial, Ltd. 2.21% of their portfolio COLUMBUS, OH 110,108110.1k $3.7m $3.7m 2.21% Added +13.7k +13,681
90 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.09% of their portfolio LOS ANGELES, CA 106,654106.7k $3.6m $3.6m 0.09% Reduced -1.9k -1,891
91 PKS Advisory Services, LLC 0.88% of their portfolio ALBANY, NY 105,390105.4k $3.5m $3.5m 0.88% First filing
92 Anchor Investment Management, LLC 0.32% of their portfolio COLUMBIA, SC 104,067104.1k $3.5m $3.5m 0.32% Added +7.3k +7,270
93 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 102,732102.7k $3.4m $3.4m 0.03% Reduced -12.0k -12,039
94 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 102,732102.7k $3.4m $3.4m 0.03% Reduced -12.0k -12,039
95 TOWNSQUARE CAPITAL LLC 0.04% of their portfolio Lehi, UT 100,996101.0k $3.4m $3.4m 0.04% Reduced -474 -474
96 Dynamic Advisor Solutions LLC 0.14% of their portfolio PHOENIX, AZ 97,67197.7k $3.3m $3.3m 0.14% Added +276 +276
97 SageView Advisory Group, LLC 0.13% of their portfolio Newport Beach, CA 92,26792.3k $3.1m $3.1m 0.13% Reduced -3.2k -3,189
98 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 89,87189.9k $3.0m $3.0m 0.02% Added +37.1k +37,107
99 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 89,82489.8k $3.0m $3.0m 0.01% Added +22.5k +22,533
100 Retirement Planning Group, LLC 0.15% of their portfolio LEAWOOD, KS 88,69788.7k $3.0m $3.0m 0.15% Reduced -1.7k -1,701