Vault-13

GOLDMAN SACHS ETF TR GSIE

ACTIVEBETA INT · ETP · CUSIP 381430107

237 institutional holders +2 vs Q4 2023
103,180,526103.2m shares reported held*
$3.5bnreported value*
22 new 108 added 73 reduced 20 sold out net bought ≈ $209.3m (+6.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.37. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 218Q1 23: 226Q2 23: 233Q3 23: 228Q4 23: 235Q1 24: 237237Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022221
Q4 2022218
Q1 2023226
Q2 2023233
Q3 2023228
Q4 2023235
Q1 2024237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 93 bought or addedQ4 22: 116 cut or sold outQ4 22Q1 23: 118 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 112 bought or addedQ2 23: 104 cut or sold outQ2 23Q3 23: 124 bought or addedQ3 23: 90 cut or sold outQ3 23Q4 23: 110 bought or addedQ4 23: 104 cut or sold outQ4 23Q1 24: 130 bought or addedQ1 24: 93 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202293116
Q1 202311890
Q2 2023112104
Q3 202312490
Q4 2023110104
Q1 202413093

Biggest buyers

MORGAN STANLEY Added +3,691,802+3.7m
LPL Financial LLC Added +1,461,504+1.5m
Cetera Investment Advisers Added +916,847+916.8k
Callan Capital, LLC Added +786,183+786.2k
AQR CAPITAL MANAGEMENT LLC New +508,742+508.7k
ENVESTNET ASSET MANAGEMENT INC Added +489,379+489.4k
WELLS FARGO & COMPANY/MN Added +488,043+488.0k
Betterment LLC Added +483,274+483.3k
GeoWealth Management, LLC New +258,634+258.6k
Thrivent Financial for Lutherans Added +242,343+242.3k

Biggest sellers

Corient Private Wealth LP Reduced -1,194,208-1.2m
1900 WEALTH MANAGEMENT LLC Reduced -771,788-771.8k
Cetera Advisors LLC Sold out -593,448-593.4k
FLOW TRADERS U.S. LLC Reduced -510,880-510.9k
Cetera Advisor Networks LLC Sold out -366,784-366.8k
Great Point Wealth Advisors, LLC Reduced -320,090-320.1k
BANK OF AMERICA CORP /DE/ Reduced -209,965-210.0k
OLD MISSION CAPITAL LLC Reduced -189,022-189.0k
CITADEL ADVISORS LLC Reduced -152,352-152.4k
JANE STREET GROUP, LLC Reduced -99,058-99.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: International City Management Association Retirement Corp (4.8%, 2026-01-13)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.18% of their portfolio SAN FRANCISCO, CA 19,871,26519.9m $681.4m $681.4m 0.18% Added +488.0k +488,043
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 9,736,0089.7m $333.8m $333.8m 0.01% Added +3.7m +3,691,802
3 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 6,687,4526.7m $229.3m $229.3m 0.12% Added +1.5m +1,461,504
4 Betterment LLC 0.52% of their portfolio NEW YORK, NY 5,677,6685.7m $194.7m $194.7m 0.52% Added +483.3k +483,274
5 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 5,540,0885.5m $189.9m $189.9m 0.04% Added +37.2k +37,156
6 SigFig Wealth Management, LLC 5.30% of their portfolio SAN FRANCISCO, CA 4,212,9334.2m $144.5m $144.5m 5.30% Added +93.9k +93,876
7 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,143,8043.1m $107.8m $107.8m 0.04% Added +489.4k +489,379
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,033,4843.0m $104.0m $104.0m 0.01% Reduced -210.0k -209,965
9 WMS Partners, LLC 6.52% of their portfolio TOWSON, MD 2,773,6532.8m $95.1m $95.1m 6.52% Added +100.9k +100,895
10 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,753,7651.8m $60.1m $60.1m 0.01% Reduced -8.9k -8,888
11 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 1,749,9711.7m $60.0m $60.0m 0.10% Reduced -53.1k -53,070
12 Callan Capital, LLC 2.45% of their portfolio LA JOLLA, CA 1,624,0861.6m $55.7m $55.7m 2.45% Added +786.2k +786,183
13 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 1,349,8351.3m $46.3m $46.3m 0.08% Reduced -1.2m -1,194,208
14 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 1,242,9181.2m $42.6m $42.6m 0.10% Added +916.8k +916,847
15 High Probability Advisors, LLC 7.20% of their portfolio Pittsford, NY 1,131,5651.1m $38.8m $38.8m 7.20% Added +38.9k +38,871
16 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,108,4391.1m $38.0m $38.0m 0.01% Added +141.4k +141,363
17 FIRST FOUNDATION ADVISORS 1.50% of their portfolio Irvine, CA 1,091,9241.1m $37.4m $37.4m 1.50% Added +131.6k +131,620
18 Executive Wealth Management, LLC 3.09% of their portfolio BRIGHTON, MI 1,031,5301.0m $35.2m $35.2m 3.09% Reduced -96.3k -96,337
19 PRINCIPAL SECURITIES, INC. 1.09% of their portfolio DES MOINES, IA 1,019,2151.0m $34.9m $34.9m 1.09% Added +237.0k +236,978
20 Financial Management Professionals, Inc. 5.05% of their portfolio AUSTIN, TX 999,184999.2k $34.3m $34.3m 5.05% Added +46.6k +46,580
21 Strategic Financial Services, Inc. 2.16% of their portfolio UTICA, NY 974,172974.2k $33.4m $33.4m 2.16% Reduced -16.4k -16,373
22 UBS Group AG 0.01% of their portfolio ZURICH, V8 950,037950.0k $32.6m $32.6m 0.01% Reduced -40.4k -40,403
23 Kelman-Lazarov, Inc. 6.33% of their portfolio MEMPHIS, TN 944,790944.8k $32.4m $32.4m 6.33% Added +25.1k +25,077
24 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 897,411897.4k $30.8m $30.8m 0.08% Added +46.2k +46,239
25 OneDigital Investment Advisors LLC 0.47% of their portfolio OVERLAND PARK, KS 867,697867.7k $29.8m $29.8m 0.47% Added +36.5k +36,539
26 SkyView Investment Advisors, LLC 5.47% of their portfolio SHREWSBURY, NJ 862,971863.0k $29.6m $29.6m 5.47% Added +111.3k +111,346
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 835,056835.1k $28.6m $28.6m 0.03% Added +2.3k +2,282
28 GFG Capital, LLC 7.37% of their portfolio MIAMI, FL 832,361832.4k $28.5m $28.5m 7.37% Added +579 +579
29 Envestnet Portfolio Solutions, Inc. 0.10% of their portfolio BERWYN, PA 738,400738.4k $25.3m $25.3m 0.10% Added +143.7k +143,739
30 Brio Consultants, LLC 4.18% of their portfolio SAN FRANCISCO, CA 722,757722.8k $24.8m $24.8m 4.18% Added +5.6k +5,625
31 Insight Wealth Strategies, LLC 3.57% of their portfolio SAN RAMON, CA 709,845709.8k $24.3m $24.3m 3.57% Added +2.6k +2,570
32 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 691,399691.4k $23.7m $23.7m 0.09% Reduced -283 -283
33 BOSTON FINANCIAL MANGEMENT LLC 0.67% of their portfolio BOSTON, MA 617,582617.6k $21.2m $21.2m 0.67% Added +18.4k +18,418
34 IAG Wealth Partners, LLC 4.13% of their portfolio WAUKESHA, WI 561,453561.5k $19.3m $19.3m 4.13% Reduced -37.8k -37,831
35 AQR CAPITAL MANAGEMENT LLC 0.03% of their portfolio Greenwich, CT 508,742508.7k $17.4m $17.4m 0.03% New
36 Ledyard National Bank 1.59% of their portfolio HANOVER, NH 479,085479.1k $16.4m $16.4m 1.59% Added +19.0k +18,966
37 1900 WEALTH MANAGEMENT LLC 1.50% of their portfolio SAN ANTONIO, TX 478,488478.5k $16.4m $16.4m 1.50% Reduced -771.8k -771,788
38 Pallas Capital Advisors LLC 0.67% of their portfolio BRAINTREE, MA 471,108471.1k $16.2m $16.2m 0.67% Added +14.9k +14,858
39 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 458,656458.7k $15.7m $15.7m 0.02% Reduced -99.1k -99,058
40 AMERICAN NATIONAL BANK & TRUST 2.00% of their portfolio WICHITA FALLS, TX 441,519441.5k $15.1m $15.1m 2.00% Added +11.1k +11,071
41 APPLETON PARTNERS INC/MA 1.17% of their portfolio BOSTON, MA 438,032438.0k $15.0m $15.0m 1.17% Added +3.2k +3,234
42 Hennion & Walsh Asset Management, Inc. 0.79% of their portfolio Parsippany, NJ 430,843430.8k $14.8m $14.8m 0.79% Added +38.3k +38,276
43 Trail Ridge Investment Advisors, LLC 8.32% of their portfolio FORT COLLINS, CO 429,261429.3k $14.7m $14.7m 8.32% Added +60.9k +60,920
44 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 417,510417.5k $14.3m $14.3m 0.02% Reduced -6.6k -6,595
45 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 401,814401.8k $13.8m $13.8m 0.01% Reduced -12.8k -12,799
46 White Pine Investment CO 4.04% of their portfolio LIVONIA, MI 398,755398.8k $13.7m $13.7m 4.04% Added +927 +927
47 CoreCap Advisors, LLC 0.72% of their portfolio SOUTHFIELD, MI 395,395395.4k $13.6m $13.6m 0.72% Added +31.3k +31,312
48 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 387,054387.1k $13.3m $13.3m 0.15% Added +12.8k +12,760
49 ATWOOD & PALMER INC 1.00% of their portfolio KANSAS CITY, MO 386,196386.2k $13.2m $13.2m 1.00% Reduced -7.0k -7,001
50 Horizon Family Wealth, Inc. 9.61% of their portfolio CHICAGO, IL 363,586363.6k $12.5m $12.5m 9.61% Added +20.9k +20,878
51 Great Point Wealth Advisors, LLC 2.84% of their portfolio BOSTON, MA 355,618355.6k $12.2m $12.2m 2.84% Reduced -320.1k -320,090
52 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 325,528325.5k $11.2m $11.2m 0.04% Reduced -41.6k -41,621
53 LexAurum Advisors, LLC 2.76% of their portfolio OVERLAND PARK, KS 320,352320.4k $11.0m $11.0m 2.76% Added +7.5k +7,459
54 Baker Ellis Asset Management LLC 1.63% of their portfolio Vancouver, WA 318,481318.5k $10.9m $10.9m 1.63% Added +7.2k +7,243
55 Mengis Capital Management, Inc. 1.63% of their portfolio PORTLAND, OR 308,771308.8k $10.6m $10.6m 1.63% Added +7.2k +7,191
56 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 293,668293.7k $10.1m $10.1m 0.02% Added +242.3k +242,343
57 Gladstone Institutional Advisory LLC 0.51% of their portfolio Bedminster, NJ 271,923271.9k $9.3m $9.3m 0.51% Added +11.7k +11,720
58 GeoWealth Management, LLC 0.34% of their portfolio CHICAGO, IL 258,634258.6k $8.9m $8.9m 0.34% New
59 EverSource Wealth Advisors, LLC 0.67% of their portfolio BIRMINGHAM, AL 258,350258.4k $8.6m $8.6m 0.67% Added +6.7k +6,651
60 Manning & Napier Group, LLC 0.10% of their portfolio Fairport, NY 246,665246.7k $8.5m $8.5m 0.10% Reduced -8.2k -8,187
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 236,202236.2k $8.1m $8.1m 0.02% Reduced -33.3k -33,266
62 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 229,154229.2k $7.9m $7.9m 0.01% Added +9.4k +9,359
63 CWM, LLC 0.04% of their portfolio OMAHA, NE 228,860228.9k $7.8m $7.8m 0.04% Added +30.5k +30,484
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 223,950223.9k $7.7m $7.7m 0.00% Added +82.3k +82,330
65 FCA CORP /TX 2.39% of their portfolio HOUSTON, TX 215,192215.2k $7.4m $7.4m 2.39% Added +1.8k +1,766
66 Retirement Planning Group, LLC 0.56% of their portfolio LEAWOOD, KS 211,843211.8k $7.3m $7.3m 0.56% Reduced -791 -791
67 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 210,891210.9k $7.2m $7.2m 0.02% Reduced -10.8k -10,766
68 Hixon Zuercher, LLC 2.79% of their portfolio Findlay, OH 192,458192.5k $6.6m $6.6m 2.79% Added +10.6k +10,552
69 PALO ALTO WEALTH ADVISORS, LLC 4.47% of their portfolio PALO ALTO, CA 184,719184.7k $6.3m $6.3m 4.47% Reduced -27.2k -27,204
70 Wealthcare Advisory Partners LLC 0.20% of their portfolio WEST CHESTER, PA 174,748174.7k $6.0m $6.0m 0.20% Added +3.8k +3,761
71 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 164,485164.5k $5.6m $5.6m 0.02% Added +4.3k +4,276
72 Archford Capital Strategies, LLC 0.87% of their portfolio SWANSEA, IL 151,727151.7k $5.2m $5.2m 0.87% Added +49.9k +49,902
73 Newman Dignan & Sheerar, Inc. 1.35% of their portfolio PROVIDENCE, RI 146,836146.8k $5.0m $5.0m 1.35% Added +7.9k +7,897
74 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 143,905143.9k $4.9m $4.9m 0.07% Added +21.0k +21,011
75 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 136,019136.0k $4.7m $4.7m 0.05% Added +16.8k +16,820
76 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 135,662135.7k $4.7m $4.7m 0.01% Reduced -23.8k -23,838
77 Regal Investment Advisors LLC 0.32% of their portfolio KENTWOOD, MI 134,595134.6k $4.6m $4.6m 0.32% Added +19.7k +19,738
78 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.13% of their portfolio LOS ANGELES, CA 133,424133.4k $4.6m $4.6m 0.13% Reduced -8.9k -8,911
79 Haverford Trust Co 0.05% of their portfolio Radnor, PA 131,215131.2k $4.5m $4.5m 0.05% Added +11.0k +10,962
80 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 128,569128.6k $4.4m $4.4m 0.05% Reduced -3.0k -2,951
81 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 128,569128.6k $4.4m $4.4m 0.05% Reduced -3.0k -2,951
82 Winthrop Advisory Group LLC 0.63% of their portfolio BOSTON, MA 126,156126.2k $4.3m $4.3m 0.63% Added +2.1k +2,104
83 IFP Advisors, Inc 0.19% of their portfolio TAMPA, FL 126,051126.1k $4.3m $4.3m 0.19% Added +17.0k +17,013
84 CFO4Life Group, LLC 0.73% of their portfolio COPPELL, TX 118,108118.1k $4.0m $4.0m 0.73% Added +4.7k +4,703
85 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 100,823100.8k $3.5m $3.5m 0.12% Added +2.9k +2,871
86 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 98,64098.6k $3.4m $3.4m 0.00% Added +12.8k +12,804
87 COZAD ASSET MANAGEMENT INC 0.34% of their portfolio CHAMPAIGN, IL 95,05095.0k $3.3m $3.3m 0.34% Reduced -5.5k -5,527
88 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 91,57691.6k $3.1m $3.1m 0.00% Reduced -152.4k -152,352
89 Anchor Investment Management, LLC 0.33% of their portfolio COLUMBIA, SC 90,55090.5k $3.1m $3.1m 0.33% Added +2.9k +2,905
90 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 89,81689.8k $3.1m $3.1m 0.03% Added +3.9k +3,866
91 Stonehearth Capital Management, LLC 1.39% of their portfolio DANVERS, MA 89,69589.7k $3.1m $3.1m 1.39% Reduced -268 -268
92 Edge Financial Advisors LLC 2.67% of their portfolio WHEATON, IL 88,91688.9k $3.0m $3.0m 2.67% First filing
93 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 83,47283.5k $2.9m $2.9m 0.01% Added +6.5k +6,477
94 Elmwood Wealth Management, Inc. 1.17% of their portfolio BERKELEY, CA 79,59879.6k $2.7m $2.7m 1.17% Added +27.1k +27,127
95 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 75,31475.3k $2.6m $2.6m 0.06% Reduced -189.0k -189,022
96 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 74,96175.0k $2.6m $2.6m 0.02% Added +19.8k +19,776
97 Clearwater Capital Advisors, LLC 0.27% of their portfolio HOFFMAN ESTATES, IL 73,62373.6k $2.5m $2.5m 0.27% Reduced -303 -303
98 John W. Brooker & Co., CPAs 1.35% of their portfolio OAKLAND, CA 73,40073.4k $2.5m $2.5m 1.35% Reduced -185 -185
99 Capital Advisors, Ltd. LLC 0.33% of their portfolio SHAKER HEIGHTS, OH 73,05273.1k $2.5m $2.5m 0.33% Reduced -2.9k -2,937
100 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 72,82772.8k $2.5m $2.5m 0.03% Added +12.2k +12,221