Vault-13

GLOBAL X FDS LIT

LITHIUM BTRY ETF · ETP · CUSIP 37954Y855

293 institutional holders +11 vs Q1 2026
5,828,1495.8m shares reported held*
$455.9mreported value*
39 new 71 added 74 reduced 28 sold out net bought ≈ $2.9m (+38.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($800.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $78.23. Options: 8 managers hold calls ($25.8m notional), 6 hold puts ($10.4m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 429Q4 22: 414Q1 23: 406Q2 23: 423Q3 23: 388Q4 23: 380Q1 24: 330Q2 24: 295Q3 24: 279Q4 24: 273Q1 25: 243Q2 25: 236Q3 25: 251Q4 25: 281Q1 26: 282Q2 26: 293293Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022429
Q4 2022414
Q1 2023406
Q2 2023423
Q3 2023388
Q4 2023380
Q1 2024330
Q2 2024295
Q3 2024279
Q4 2024273
Q1 2025243
Q2 2025236
Q3 2025251
Q4 2025281
Q1 2026282
Q2 2026293

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 73 bought or addedQ3 24: 157 cut or sold outQ4 24: 58 bought or addedQ4 24: 139 cut or sold outQ4 24Q1 25: 62 bought or addedQ1 25: 129 cut or sold outQ2 25: 49 bought or addedQ2 25: 108 cut or sold outQ2 25Q3 25: 106 bought or addedQ3 25: 83 cut or sold outQ4 25: 102 bought or addedQ4 25: 90 cut or sold outQ4 25Q1 26: 109 bought or addedQ1 26: 117 cut or sold outQ2 26: 110 bought or addedQ2 26: 102 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202473157
Q4 202458139
Q1 202562129
Q2 202549108
Q3 202510683
Q4 202510290
Q1 2026109117
Q2 2026110102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 25 calls: $21.5mQ3 25 puts: $12.5mQ3 25P/C 0.58Q4 25 calls: $12.7mQ4 25 puts: $5.4mQ4 25P/C 0.43Q1 26 calls: $16.7mQ1 26 puts: $7.3mQ1 26P/C 0.44Q2 26 calls: $25.8mQ2 26 puts: $10.4mQ2 26P/C 0.40
Numbers
QuarterCallsPutsP/C
Q3 2025$21.5m$12.5m0.58
Q4 2025$12.7m$5.4m0.43
Q1 2026$16.7m$7.3m0.44
Q2 2026$25.8m$10.4m0.40

Biggest buyers

Qube Research & Technologies Ltd New +105,683+105.7k
BW Gestao de Investimentos Ltda. Added +86,000+86.0k
Chicago Wealth Management, Inc. Added +74,084+74.1k
Horizon Wealth Management, LLC New +71,809+71.8k
LPL Financial LLC Added +70,175+70.2k
MORGAN STANLEY Added +69,338+69.3k
Quadrature Capital Ltd New +43,677+43.7k
D. E. Shaw & Co., Inc. New +36,381+36.4k
IFG Advisory, LLC New +30,194+30.2k
Walleye Trading LLC New +20,326+20.3k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -239,170-239.2k
Steward Partners Investment Advisory, LLC Reduced -223,846-223.8k
CITADEL ADVISORS LLC Sold out -75,805-75.8k
AMERIPRISE FINANCIAL INC Reduced -57,261-57.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -51,975-52.0k
Point72 Asset Management, L.P. Reduced -41,900-41.9k
UBS Group AG Reduced -31,989-32.0k
SONA ASSET MANAGEMENT (US) LLC Sold out -31,000-31.0k
Purpose Unlimited Inc. Sold out -24,581-24.6k
BLVD Private Wealth, LLC Sold out -11,886-11.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.1m128.6k shares
CITADEL ADVISORS LLC Added $9.1m116.0k shares
PEAK6 LLC Added $4.3m55.1k shares
JANE STREET GROUP, LLC Reduced $1.1m13.6k shares
Tidal Investments LLC Added $524.5k6.7k shares
Walleye Trading LLC Reduced $383.6k4.9k shares
Point72 Asset Management, L.P. Unchanged $383.6k4.9k shares
COMPASS FINANCIAL MANAGEMENT LLC First filing $31.7k17.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.0m64.1k shares
JANE STREET GROUP, LLC Added $1.9m24.3k shares
Walleye Trading LLC Added $1.8m23.5k shares
CITADEL ADVISORS LLC Reduced $1.1m13.8k shares
Point72 Asset Management, L.P. Unchanged $540.1k6.9k shares
PEAK6 LLC New $7.8k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,311,7801.3m $102.7m $102.7m 0.02% Added +70.2k +70,175
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 385,120385.1k $30.1m $30.1m 0.00% Added +69.3k +69,338
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 331,769331.8k $26.0m $26.0m 0.00% Reduced -8.7k -8,655
4 BW Gestao de Investimentos Ltda. 0.49% of their portfolio SAO PAULO, D5 258,000258.0k $20.2m $20.2m 0.49% Added +86.0k +86,000
5 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 211,485211.5k $16.6m $16.6m 0.01% Added +2.1k +2,063
6 Whitcomb & Hess, Inc. 3.00% of their portfolio ASHLAND, OH 177,640177.6k $13.9m $13.9m 3.00% Reduced -1.9k -1,856
7 Chicago Wealth Management, Inc. 4.80% of their portfolio CHICAGO, IL 172,824172.8k $13.5m $13.5m 4.80% Added +74.1k +74,084
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 131,243131.2k $10.3m $10.3m 0.00% Reduced -32.0k -31,989
9 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 129,207129.2k $10.1m $10.1m 0.05% Reduced -223.8k -223,846
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 117,503117.5k $9.2m $9.2m 0.01% Reduced -52.0k -51,975
11 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 111,999112.0k $8.8m $8.8m 0.00% Reduced -2.4k -2,404
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 110,897110.9k $8.7m $8.7m 0.00% Added +8.5k +8,473
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 107,873107.9k $8.4m $8.4m 0.00% Reduced -951 -951
14 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 105,683105.7k $8.3m $8.3m 0.01% New
15 Longbow Finance SA 0.80% of their portfolio LUTRY, V8 80,00080.0k $6.2m $6.2m 0.80% Unchanged
16 Horizon Wealth Management, LLC 0.72% of their portfolio LA GRANGE, IL 71,80971.8k $5.6m $5.6m 0.72% New
17 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 71,69471.7k $5.6m $5.6m 0.01% Reduced -106 -106
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 70,08570.1k $5.5m $5.5m 0.00% Added +6.4k +6,417
19 Baker Avenue Asset Management, LP 0.09% of their portfolio SAN FRANCISCO, CA 60,22660.2k $4.7m $4.7m 0.09% Added +1.5k +1,548
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55,03855.0k $4.3m $4.3m 0.00% Reduced -949 -949
21 Lake Hills Wealth Management, LLC 1.93% of their portfolio AUSTIN, TX 54,18854.2k $4.2m $4.2m 1.93% Reduced -1.7k -1,653
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 52,99253.0k $4.1m $4.1m 0.00% Reduced -5.4k -5,441
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 52,80852.8k $4.1m $4.1m 0.00% Added +19.8k +19,848
24 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 49,42749.4k $3.9m $3.9m 0.01% Added +73 +73
25 Quadrature Capital Ltd 0.03% of their portfolio LONDON, X0 43,67743.7k $3.4m $3.4m 0.03% New
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 41,75441.8k $3.3m $3.3m 0.00% Reduced -57.3k -57,261
27 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 41,63941.6k $3.3m $3.3m 0.01% Added +1.6k +1,647
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 37,95438.0k $3.0m $3.0m 0.00% Reduced -4.3k -4,334
29 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 37,91437.9k $3.0m $3.0m 0.00% Added +19.7k +19,738
30 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 37,45337.5k $2.9m $2.9m 0.03% Added +3.8k +3,847
31 Ipsen Advisor Group LLC 1.87% of their portfolio LITTLE ROCK, AR 37,09737.1k $2.9m $2.9m 1.87% Reduced -8 -8
32 JUNCTURE WEALTH STRATEGIES, LLC 0.75% of their portfolio SCOTTSDALE, AZ 37,03837.0k $2.9m $2.9m 0.75% Added +17.0k +17,011
33 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 36,38136.4k $2.8m $2.8m 0.00% New
34 CX Institutional 0.08% of their portfolio AUBURN, IN 35,88835.9k $2.8m $2.8m 0.08% Reduced -185 -185
35 MARSHALL INVESTMENT MANAGEMENT, LLC 1.15% of their portfolio LITTLETON, CO 35,39835.4k $2.8m $2.8m 1.15% Added +4.0k +4,045
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,75734.8k $2.7m $2.7m 0.00% Added +9.3k +9,269
37 Moran Wealth Management, LLC 0.07% of their portfolio NAPLES, FL 34,08234.1k $2.7m $2.7m 0.07% Added +2.5k +2,470
38 HUB Investment Partners, LLC 0.05% of their portfolio AUSTIN, TX 33,33633.3k $2.6m $2.6m 0.05% Unchanged
39 Q3 Asset Management 0.45% of their portfolio BIRMINGHAM, MI 31,30031.3k $2.5m $2.5m 0.45% Added +9.3k +9,317
40 IFG Advisory, LLC 0.08% of their portfolio ATLANTA, GA 30,19430.2k $2.4m $2.4m 0.08% New
41 Canal Insurance CO 0.51% of their portfolio Greenville, SC 30,00030.0k $2.3m $2.3m 0.51% Unchanged
42 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 28,15028.1k $2.2m $2.2m 0.03% Added +5.9k +5,866
43 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 24,92324.9k $2.0m $2.0m 0.05% Added +19.3k +19,349
44 Fortis Group Advisors, LLC 0.31% of their portfolio WESTWOOD, NJ 24,91824.9k $2.0m $2.0m 0.31% Added +1.4k +1,407
45 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 23,09823.1k $1.8m $1.8m 0.04% Added +5.1k +5,080
46 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 23,07623.1k $1.8m $1.8m 0.01% Added +6.0k +6,013
47 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 22,17122.2k $1.7m $1.7m 0.04% Added +14.1k +14,073
48 Walleye Trading LLC 0.02% of their portfolio NEW YORK, NY 20,32620.3k $1.6m $1.6m 0.02% New
49 One Capital Management, LLC 0.04% of their portfolio WESTLAKE VILLAGE, CA 20,23920.2k $1.5m $1.5m 0.04% Unchanged
50 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 18,11818.1k $1.4m $1.4m 0.00% Reduced -1.3k -1,292
51 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 17,71017.7k $1.4m $1.4m 0.00% Added +15.0k +15,039
52 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,22617.2k $1.3m $1.3m 0.00% Reduced -1.1k -1,133
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,13516.1k $1.3m $1.3m 0.00% Reduced -1.1k -1,093
54 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,51815.5k $1.2m $1.2m 0.00% Reduced -748 -748
55 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 14,73414.7k $1.2m $1.2m 0.00% Reduced -2.8k -2,831
56 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 14,54814.5k $1.1m $1.1m 0.01% Added +2.9k +2,867
57 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 13,90913.9k $1.1m $1.1m 0.02% Added +10.7k +10,723
58 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 13,82413.8k $1.1m $1.1m 0.00% Reduced -8.8k -8,802
59 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 13,69813.7k $1.0m $1.0m 0.00% Reduced -47 -47
60 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 13,38213.4k $1.0m $1.0m 0.02% New
61 Sage Capital Management, LLC 0.40% of their portfolio Stockton, NJ 12,94212.9k $1.0m $1.0m 0.40% Unchanged
62 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,08812.1k $946.3k $946.3k 0.00% Reduced -218 -218
63 Kraft, Davis & Associates, LLC 0.18% of their portfolio St. Louis, MO 12,06812.1k $866.1k $866.1k 0.18% Added +114 +114
64 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,76611.8k $921.0k $921.0k 0.00% Reduced -426 -426
65 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,70311.7k $916.1k $916.1k 0.00% Added +4.7k +4,721
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,42511.4k $894.4k $894.4k 0.00% Reduced -1.3k -1,259
67 PETRA FINANCIAL ADVISORS INC 0.40% of their portfolio COLORADO SRPINGS, CO 11,11311.1k $869.9k $869.9k 0.40% Added +1.3k +1,291
68 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,91310.9k $854.0k $854.0k 0.00% Reduced -1.0k -1,040
69 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 10,23010.2k $800.8k $800.8k 0.00% Unchanged
70 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 9,4489.4k $739.6k $739.6k 0.03% Added +3.2k +3,165
71 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 9,0019.0k $707.5k $707.5k 0.02% Reduced -271 -271
72 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 8,7538.8k $685.2k $685.2k 0.00% Added +2.4k +2,401
73 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 8,5148.5k $666.4k $666.4k 0.02% Added +2.9k +2,888
74 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,4378.4k $660.5k $660.5k 0.00% Added +562 +562
75 VVR Holdings LLC 0.26% of their portfolio BELLINGHAM, WA 7,8157.8k $611.8k $611.8k 0.26% Added +1.3k +1,288
76 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 7,6807.7k $601.2k $601.2k 0.00% Unchanged
77 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 7,3947.4k $578.8k $578.8k 0.02% Reduced -3.2k -3,160
78 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 7,3417.3k $574.6k $574.6k 0.01% Added +58 +58
79 Quantum Portfolio Management LLC 0.20% of their portfolio NEW YORK, NY 7,1287.1k $558.0k $558.0k 0.20% Added +3.9k +3,927
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,9727.0k $545.8k $545.8k 0.00% Reduced -239.2k -239,170
81 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 6,8706.9k $537.8k $537.8k 0.00% Reduced -654 -654
82 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 6,6316.6k $519.1k $519.1k 0.01% New
83 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 6,5526.6k $513.0k $513.0k 0.00% Added +413 +413
84 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 6,5066.5k $509.3k $509.3k 0.00% New
85 Evolution Wealth Advisors, LLC 0.06% of their portfolio AVENTURA, FL 6,4506.5k $504.9k $504.9k 0.06% Unchanged
86 VestGen Advisors, LLC 0.01% of their portfolio CHICAGO, IL 6,4506.5k $504.9k $504.9k 0.01% Reduced -226 -226
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,3856.4k $499.8k $499.8k 0.00% Reduced -424 -424
88 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 6,3536.4k $497.3k $497.3k 0.00% Added +415 +415
89 INSIGNEO ADVISORY SERVICES, LLC 0.02% of their portfolio MIAMI, FL 6,3196.3k $494.7k $494.7k 0.02% Added +2.5k +2,540
90 Wick Capital Partners, LLC 0.07% of their portfolio WAYNE, PA 6,2216.2k $494.1k $494.1k 0.07% Reduced -33 -33
91 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 6,1536.2k $490.4k $490.4k 0.02% Added +776 +776
92 Great Diamond Partners, LLC 0.08% of their portfolio Portland, ME 6,1096.1k $478.2k $478.2k 0.08% Reduced -981 -981
93 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 6,0086.0k $470.3k $470.3k 0.00% Added +475 +475
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,9576.0k $466.3k $466.3k 0.00% Reduced -1.2k -1,159
95 CERTUITY, LLC 0.02% of their portfolio NORTH PALM BEACH, FL 5,9546.0k $466.1k $466.1k 0.02% Unchanged
96 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 5,8835.9k $460.5k $460.5k 0.02% Added +680 +680
97 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 5,8825.9k $460.5k $460.5k 0.00% Reduced -48 -48
98 Stonebridge Financial Group, LLC/CA 0.06% of their portfolio SAN RAFAEL, CA 5,5385.5k $435.0k $435.0k 0.06% First filing
99 FMR LLC 0.00% of their portfolio BOSTON, MA 5,3255.3k $416.8k $416.8k 0.00% Added +934 +934
100 Index Technologies Group LLC 0.33% of their portfolio NEW YORK, NY 5,3245.3k $416.8k $416.8k 0.33% New