Vault-13

GLOBAL X FDS LIT

LITHIUM BTRY ETF · ETP · CUSIP 37954Y855

295 institutional holders -35 vs Q1 2024
6,527,4456.5m shares reported held*
$253.0mreported value*
21 new 43 added 119 reduced 60 sold out net sold ≈ $80.1m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($944.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.76. Options: 7 managers hold calls ($12.1m notional), 8 hold puts ($66.9m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 429Q4 22: 414Q1 23: 406Q2 23: 423Q3 23: 388Q4 23: 380Q1 24: 330Q2 24: 295295Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022429
Q4 2022414
Q1 2023406
Q2 2023423
Q3 2023388
Q4 2023380
Q1 2024330
Q2 2024295

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 135 bought or addedQ4 22: 212 cut or sold outQ4 22Q1 23: 160 bought or addedQ1 23: 184 cut or sold outQ2 23: 152 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 140 bought or addedQ3 23: 209 cut or sold outQ4 23: 102 bought or addedQ4 23: 224 cut or sold outQ4 23Q1 24: 115 bought or addedQ1 24: 191 cut or sold outQ2 24: 64 bought or addedQ2 24: 179 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022135212
Q1 2023160184
Q2 2023152169
Q3 2023140209
Q4 2023102224
Q1 2024115191
Q2 202464179

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 23 calls: $31.0mQ3 23 puts: $9.9mQ3 23P/C 0.32Q4 23 calls: $21.3mQ4 23 puts: $18.5mQ4 23P/C 0.87Q1 24 calls: $26.4mQ1 24 puts: $11.7mQ1 24P/C 0.44Q2 24 calls: $12.1mQ2 24 puts: $66.9mQ2 24P/C 5.55
Numbers
QuarterCallsPutsP/C
Q3 2023$31.0m$9.9m0.32
Q4 2023$21.3m$18.5m0.87
Q1 2024$26.4m$11.7m0.44
Q2 2024$12.1m$66.9m5.55

Biggest buyers

JANE STREET GROUP, LLC Added +148,796+148.8k
OLD MISSION CAPITAL LLC Added +116,200+116.2k
D. E. Shaw & Co., Inc. New +108,130+108.1k
Halter Ferguson Financial Inc. New +93,041+93.0k
BNP PARIBAS FINANCIAL MARKETS Added +63,861+63.9k
BANK OF AMERICA CORP /DE/ Added +44,481+44.5k
Canal Insurance CO Added +30,000+30.0k
UBS Group AG Added +29,559+29.6k
ROYAL BANK OF CANADA Added +19,807+19.8k
FLAGSHIP HARBOR ADVISORS, LLC Added +16,888+16.9k

Biggest sellers

MORGAN STANLEY Reduced -1,450,606-1.5m
Mirae Asset Global Investments Co., Ltd. Reduced -228,641-228.6k
PNC Financial Services Group, Inc. Reduced -136,875-136.9k
LPL Financial LLC Reduced -114,993-115.0k
Squarepoint Ops LLC Sold out -112,941-112.9k
Susquehanna International Group Ltd. Sold out -69,919-69.9k
Destination Wealth Management Reduced -68,234-68.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -40,945-40.9k
Lido Advisors, LLC Sold out -40,082-40.1k
MILLENNIUM MANAGEMENT LLC Sold out -34,659-34.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $6.4m164.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.4m114.4k shares
Cubist Systematic Strategies, LLC Added $415.3k10.7k shares
Walleye Trading LLC Unchanged $353.2k9.1k shares
GTS SECURITIES LLC Reduced $337.6k8.7k shares
UBS Group AG New $135.8k3.5k shares
HAP Trading, LLC New $4.1k11.4k shares

Biggest puts

Sessa Capital IM, L.P. New $54.3m1.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.6m196.8k shares
WOLVERINE TRADING, LLC Added $1.3m34.7k shares
CITADEL ADVISORS LLC Reduced $1.3m32.7k shares
BlueCrest Capital Management Ltd Reduced $1.2m30.0k shares
GTS SECURITIES LLC Reduced $582.1k15.0k shares
Cubist Systematic Strategies, LLC Added $337.6k8.7k shares
PEAK6 Investments LLC Reduced $263.9k6.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 742,892742.9k $28.8m $28.8m 0.00% Reduced -1.5m -1,450,606
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 521,435521.4k $20.2m $20.2m 0.00% Added +44.5k +44,481
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 517,497517.5k $20.1m $20.1m 0.01% Reduced -115.0k -114,993
4 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 455,407455.4k $17.7m $17.7m 0.01% Reduced -136.9k -136,875
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 263,858263.9k $10.2m $10.2m 0.00% Added +29.6k +29,559
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 249,216249.2k $9.7m $9.7m 0.01% Added +148.8k +148,796
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 182,606182.6k $7.1m $7.1m 0.00% Reduced -7.0k -7,036
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 182,509182.5k $7.1m $7.1m 0.00% Added +19.8k +19,807
9 Whitcomb & Hess, Inc. 2.15% of their portfolio ASHLAND, OH 177,501177.5k $6.9m $6.9m 2.15% Added +8.9k +8,934
10 OLD MISSION CAPITAL LLC 0.17% of their portfolio CHICAGO, IL 166,996167.0k $6.5m $6.5m 0.17% Added +116.2k +116,200
11 CX Institutional 0.27% of their portfolio AUBURN, IN 145,805145.8k $5.7m $5.7m 0.27% Added +4.5k +4,525
12 Kraft, Davis & Associates, LLC 1.63% of their portfolio St. Louis, MO 137,869137.9k $5.4m $5.4m 1.63% Reduced -640 -640
13 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 135,186135.2k $5.2m $5.2m 0.01% Added +63.9k +63,861
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 115,010115.0k $4.5m $4.5m 0.01% Reduced -4.2k -4,191
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 112,430112.4k $4.4m $4.4m 0.00% Reduced -3.2k -3,194
16 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 108,130108.1k $4.2m $4.2m 0.01% New
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 103,812103.8k $4.0m $4.0m 0.01% Reduced -3.6k -3,629
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 96,83596.8k $3.8m $3.8m 0.01% Reduced -8.9k -8,897
19 Halter Ferguson Financial Inc. 2.57% of their portfolio CARMEL, IN 93,04193.0k $3.6m $3.6m 2.57% New
20 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 91,68591.7k $3.6m $3.6m 0.02% Added +649 +649
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 84,71984.7k $3.3m $3.3m 0.01% Reduced -19.4k -19,431
22 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 81,21481.2k $3.2m $3.2m 0.00% Reduced -3.7k -3,730
23 Longbow Finance SA 0.32% of their portfolio LUTRY, V8 80,00080.0k $3.1m $3.1m 0.32% Unchanged
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 77,10277.1k $3.0m $3.0m 0.00% Reduced -32.1k -32,142
25 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 75,37475.4k $2.9m $2.9m 0.01% Reduced -5.3k -5,340
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 72,70872.7k $2.8m $2.8m 0.00% Reduced -40.9k -40,945
27 Canal Insurance CO 0.65% of their portfolio Greenville, SC 63,10063.1k $2.4m $2.4m 0.65% Added +30.0k +30,000
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 57,56257.6k $2.2m $2.2m 0.00% Added +3.4k +3,364
29 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 55,62755.6k $2.2m $2.2m 0.01% Added +5.2k +5,197
30 Money Design Co.,Ltd. 0.11% of their portfolio TOKYO, M0 54,93754.9k $2.1m $2.1m 0.11% Reduced -18.6k -18,573
31 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 53,80053.8k $2.1m $2.1m 0.00% First filing
32 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 48,16248.2k $1.9m $1.9m 0.01% Added +4.1k +4,123
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,69043.7k $1.7m $1.7m 0.00% Reduced -17.1k -17,057
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 43,40443.4k $1.7m $1.7m 0.00% Reduced -6.5k -6,529
35 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 36,35536.4k $1.4m $1.4m 0.05% Reduced -480 -480
36 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 35,82735.8k $1.4m $1.4m 0.00% Reduced -1.9k -1,866
37 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 30,37830.4k $1.2m $1.2m 0.01% Added +11.0k +11,029
38 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,43529.4k $1.1m $1.1m 0.00% Reduced -3.0k -3,008
39 Eagle Strategies LLC 0.21% of their portfolio NEW YORK, NY 28,33928.3k $1.1m $1.1m 0.21% Added +14.9k +14,861
40 Armor Investment Advisors, LLC 0.49% of their portfolio RALEIGH, NC 27,30727.3k $1.1m $1.1m 0.49% Added +3.9k +3,857
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,47926.5k $1.0m $1.0m 0.00% Reduced -1.4k -1,390
42 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 24,41124.4k $947.4k $947.4k 0.06% Added +16.9k +16,888
43 Phoenix Financial Ltd. 0.01% of their portfolio Givatayim, L3 24,00024.0k $931.4k $931.4k 0.01% Unchanged
44 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 23,93023.9k $943.6k $943.6k 0.00% Reduced -228.6k -228,641
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,79920.8k $812.0k $812.0k 0.00% Reduced -3.6k -3,607
46 Marex Group Ltd 0.02% of their portfolio London, X0 20,15520.2k $782.2k $782.2k 0.02% Added +10.6k +10,601
47 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 17,82717.8k $691.9k $691.9k 0.00% Reduced -7.4k -7,407
48 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 17,25117.3k $669.0k $669.0k 0.00% Reduced -13.2k -13,194
49 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 17,13717.1k $665.1k $665.1k 0.00% Added +1.5k +1,538
50 Sage Capital Management, LLC 0.31% of their portfolio Stockton, NJ 15,22615.2k $590.9k $590.9k 0.31% Unchanged
51 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 14,75014.8k $572.4k $572.4k 0.05% Unchanged
52 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 14,58314.6k $1.7k $1.7k 0.00% New
53 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 14,53214.5k $564.0k $564.0k 0.01% Reduced -4.5k -4,469
54 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 14,01814.0k $544.0k $544.0k 0.00% Reduced -64 -64
55 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 13,72013.7k $587.4k $587.4k 0.00% First filing
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,71313.7k $532.2k $532.2k 0.00% Reduced -6.6k -6,643
57 Arrowroot Family Office, LLC 0.32% of their portfolio MARINA DEL REY, CA 12,96013.0k $503.0k $503.0k 0.32% Reduced -160 -160
58 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,90012.9k $500.6k $500.6k 0.00% Added +2.1k +2,142
59 DHK Financial Advisors, Inc. 0.35% of their portfolio PORTSMOUTH, NH 12,72812.7k $497.2k $497.2k 0.35% Unchanged
60 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 12,49212.5k $484.8k $484.8k 0.01% Reduced -33 -33
61 Canal Capital Management, LLC 0.08% of their portfolio Richmond, VA 12,01412.0k $466.2k $466.2k 0.08% New
62 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,76411.8k $456.5k $456.5k 0.00% Added +1.8k +1,802
63 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,57811.6k $481.4k $481.4k 0.00% Reduced -85 -85
64 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 11,57411.6k $450.6k $450.6k 0.00% Reduced -2.4k -2,382
65 Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio SANTA MONICA, CA 11,29511.3k $438.4k $438.4k 0.02% Reduced -18.1k -18,064
66 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,10111.1k $430.8k $430.8k 0.00% Reduced -929 -929
67 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 10,61110.6k $411.8k $411.8k 0.01% Added +15 +15
68 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,54110.5k $409.0k $409.0k 0.00% Reduced -500 -500
69 CWM, LLC 0.00% of their portfolio OMAHA, NE 10,46510.5k $406.0k $406.0k 0.00% Reduced -1.3k -1,280
70 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,38110.4k $402.9k $402.9k 0.00% Reduced -72 -72
71 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,10810.1k $392.3k $392.3k 0.00% Reduced -11.0k -11,033
72 Keel Point, LLC 0.03% of their portfolio HUNTSVILLE, AL 9,9319.9k $361.0k $361.0k 0.03% Unchanged
73 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 9,8419.8k $384.3k $384.3k 0.03% Reduced -1.9k -1,857
74 RMR Wealth Builders 0.04% of their portfolio Montclair, NJ 9,6379.6k $374.0k $374.0k 0.04% Added +48 +48
75 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 9,4249.4k $365.6k $365.6k 0.00% Reduced -690 -690
76 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 9,0859.1k $352.6k $352.6k 0.01% Unchanged
77 Evolution Wealth Advisors, LLC 0.07% of their portfolio AVENTURA, FL 8,8708.9k $344.2k $344.2k 0.07% Unchanged
78 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 8,8278.8k $342.6k $342.6k 0.01% Reduced -68.2k -68,234
79 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,5348.5k $331.2k $331.2k 0.00% Reduced -959 -959
80 Banque Cantonale Vaudoise 0.01% of their portfolio LAUSANNE, V8 8,3908.4k $325.0k $325.0k 0.01% Reduced -17.8k -17,837
81 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 8,3488.3k $324.0k $324.0k 0.00% Added +759 +759
82 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 8,2848.3k $321.5k $321.5k 0.01% Reduced -1.1k -1,123
83 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 8,2378.2k $319.7k $319.7k 0.02% Reduced -1.5k -1,471
84 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,1038.1k $314.5k $314.5k 0.01% Reduced -1.1k -1,131
85 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 8,0758.1k $313.4k $313.4k 0.01% Reduced -845 -845
86 Joel Isaacson & Co., LLC 0.02% of their portfolio NEW YORK, NY 7,7137.7k $299.3k $299.3k 0.02% Reduced -219 -219
87 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 7,5967.6k $296.7k $296.7k 0.01% Reduced -9.6k -9,641
88 INSIGNEO ADVISORY SERVICES, LLC 0.03% of their portfolio MIAMI, FL 7,3287.3k $265.8k $265.8k 0.03% Reduced -1.1k -1,146
89 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,7716.8k $262.8k $262.8k 0.00% Reduced -1.8k -1,824
90 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,6886.7k $259.6k $259.6k 0.00% Reduced -1.8k -1,784
91 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 6,6196.6k $256.9k $256.9k 0.01% Reduced -50 -50
92 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 6,5736.6k $255.0k $255.0k 0.00% Reduced -1.0k -1,038
93 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,4936.5k $252.0k $252.0k 0.01% Reduced -1.9k -1,932
94 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 6,4336.4k $249.7k $249.7k 0.00% Reduced -1.9k -1,950
95 Private Wealth Strategies, L.L.C. 0.05% of their portfolio New Albany, OH 6,3886.4k $247.9k $247.9k 0.05% Added +735 +735
96 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,2656.3k $244.2k $244.2k 0.00% Added +940 +940
97 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,1136.1k $238.8k $238.8k 0.00% Reduced -2.4k -2,384
98 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 6,0986.1k $236.7k $236.7k 0.01% New
99 Investment Partners Asset Management, Inc. 0.20% of their portfolio METUCHEN, NJ 5,8815.9k $228.3k $228.3k 0.20% Reduced -95 -95
100 Intrua Financial, LLC 0.04% of their portfolio Houston, TX 5,7985.8k $225.0k $225.0k 0.04% Reduced -380 -380