Vault-13

GLOBAL X FDS BOTZ

RBTCS ARTFL INTE · ETP · CUSIP 37954Y715

370 institutional holders +4 vs Q1 2024
33,170,81133.2m shares reported held*
$1.0bnreported value*
40 new 129 added 87 reduced 38 sold out net sold ≈ $226.8m (-7.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.78. Options: 3 managers hold calls ($9.0m notional), 4 hold puts ($13.7m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 240Q4 22: 242Q1 23: 263Q2 23: 318Q3 23: 309Q4 23: 328Q1 24: 366Q2 24: 370370Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022240
Q4 2022242
Q1 2023263
Q2 2023318
Q3 2023309
Q4 2023328
Q1 2024366
Q2 2024370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 74 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 120 bought or addedQ1 23: 89 cut or sold outQ2 23: 184 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 168 bought or addedQ3 23: 125 cut or sold outQ4 23: 153 bought or addedQ4 23: 118 cut or sold outQ4 23Q1 24: 201 bought or addedQ1 24: 102 cut or sold outQ2 24: 169 bought or addedQ2 24: 125 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202274124
Q1 202312089
Q2 202318477
Q3 2023168125
Q4 2023153118
Q1 2024201102
Q2 2024169125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 23 calls: $3.6mQ3 23 puts: $6.6mQ3 23P/C 1.81Q4 23 calls: $11.2mQ4 23 puts: $7.5mQ4 23P/C 0.67Q1 24 calls: $9.6mQ1 24 puts: $15.2mQ1 24P/C 1.58Q2 24 calls: $9.0mQ2 24 puts: $13.7mQ2 24P/C 1.52
Numbers
QuarterCallsPutsP/C
Q3 2023$3.6m$6.6m1.81
Q4 2023$11.2m$7.5m0.67
Q1 2024$9.6m$15.2m1.58
Q2 2024$9.0m$13.7m1.52

Biggest buyers

Nan Shan Life Insurance Co., Ltd. Added +347,000+347.0k
Retirement Planning Group, LLC New +267,156+267.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +221,297+221.3k
AMERIPRISE FINANCIAL INC Added +199,432+199.4k
Granite Bay Wealth Management, LLC Added +136,993+137.0k
BANK OF AMERICA CORP /DE/ Added +135,132+135.1k
LPL Financial LLC Added +123,624+123.6k
Strategic Financial Concepts, LLC New +106,119+106.1k
ROYAL BANK OF CANADA Added +84,038+84.0k
RAYMOND JAMES & ASSOCIATES Added +76,773+76.8k

Biggest sellers

MORGAN STANLEY Reduced -5,757,769-5.8m
ENVESTNET ASSET MANAGEMENT INC Reduced -673,972-674.0k
Fisher Asset Management, LLC Reduced -437,999-438.0k
Clark Capital Management Group, Inc. Sold out -334,656-334.7k
Mirae Asset Global Investments Co., Ltd. Reduced -292,688-292.7k
UBS Group AG Reduced -223,033-223.0k
PNC Financial Services Group, Inc. Reduced -192,224-192.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -175,881-175.9k
MARSHALL WACE, LLP Sold out -170,534-170.5k
Rafferty Asset Management, LLC Reduced -151,019-151.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.7m153.7k shares
CITADEL ADVISORS LLC Reduced $3.1m101.6k shares
Walleye Capital LLC Unchanged $1.1m37.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.7m345.9k shares
CITADEL ADVISORS LLC Reduced $2.2m72.8k shares
Crawford Fund Management, LLC Reduced $833.0k27.0k shares
Cetera Investment Advisers Unchanged $100100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,531,9976.5m $201.5m $201.5m 0.02% Added +135.1k +135,132
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,210,1103.2m $99.0m $99.0m 0.01% Reduced -5.8m -5,757,769
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,849,3021.8m $57.1m $57.1m 0.03% Added +123.6k +123,624
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,811,2261.8m $55.9m $55.9m 0.00% Reduced -133.1k -133,066
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,620,7421.6m $50.0m $50.0m 0.02% Reduced -223.0k -223,033
6 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 1,143,1631.1m $35.3m $35.3m 0.03% Added +55.0k +55,031
7 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,110,3151.1m $34.3m $34.3m 0.05% Added +221.3k +221,297
8 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,095,5211.1m $33.8m $33.8m 0.01% Added +199.4k +199,432
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 924,682924.7k $28.5m $28.5m 0.01% Reduced -11.3k -11,273
10 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 879,960880.0k $27.1m $27.1m 0.02% Reduced -192.2k -192,224
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 506,140506.1k $15.6m $15.6m 0.00% Added +84.0k +84,038
12 Rafferty Asset Management, LLC 0.06% of their portfolio New York, NY 502,708502.7k $15.5m $15.5m 0.06% Reduced -151.0k -151,019
13 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 493,165493.2k $15.2m $15.2m 0.02% Added +54.4k +54,377
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 473,537473.5k $14.6m $14.6m 0.01% Reduced -674.0k -673,972
15 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 468,024468.0k $14.4m $14.4m 0.07% Reduced -292.7k -292,688
16 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 437,214437.2k $13.5m $13.5m 0.03% Reduced -126.2k -126,171
17 Granite Bay Wealth Management, LLC 6.53% of their portfolio PORTSMOUTH, NH 395,472395.5k $12.2m $12.2m 6.53% Added +137.0k +136,993
18 Nan Shan Life Insurance Co., Ltd. 0.28% of their portfolio Taipei City, F5 390,000390.0k $12.0m $12.0m 0.28% Added +347.0k +347,000
19 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 371,980372.0k $11.5m $11.5m 0.03% Reduced -136.8k -136,759
20 Clearwater Capital Advisors, LLC 1.06% of their portfolio HOFFMAN ESTATES, IL 323,573323.6k $10.0m $10.0m 1.06% Reduced -3.9k -3,883
21 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 310,273310.3k $9.6m $9.6m 0.05% Added +38.2k +38,191
22 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 270,466270.5k $8.3m $8.3m 0.01% Added +76.8k +76,773
23 SOL Capital Management CO 1.00% of their portfolio ROCKVILLE, MD 270,437270.4k $8.3m $8.3m 1.00% Reduced -3.0k -2,976
24 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 267,280267.3k $8.2m $8.2m 0.03% Reduced -91.4k -91,406
25 Retirement Planning Group, LLC 0.52% of their portfolio LEAWOOD, KS 267,156267.2k $8.2m $8.2m 0.52% New
26 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 257,611257.6k $7.9m $7.9m 0.00% Reduced -438.0k -437,999
27 Fiduciary Alliance LLC 1.15% of their portfolio GREENVILLE, SC 229,254229.3k $7.1m $7.1m 1.15% Added +3.0k +3,044
28 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 187,039187.0k $5.8m $5.8m 0.00% Reduced -101.1k -101,085
29 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 173,889173.9k $5.4m $5.4m 0.02% Reduced -16.8k -16,750
30 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 159,331159.3k $4.9m $4.9m 0.02% Added +6.4k +6,353
31 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 156,515156.5k $4.8m $4.8m 0.02% Added +19.0k +18,974
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 149,895149.9k $4.6m $4.6m 0.01% Added +41.4k +41,377
33 PINNACLE ASSOCIATES LTD 0.07% of their portfolio NEW YORK, NY 137,981138.0k $4.3m $4.3m 0.07% Added +7.2k +7,210
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 128,683128.7k $4.0m $4.0m 0.00% Added +7.8k +7,757
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 127,232127.2k $3.9m $3.9m 0.00% Added +9.4k +9,428
36 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 121,636121.6k $3.8m $3.8m 0.01% Added +4.4k +4,418
37 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 116,838116.8k $3.6m $3.6m 0.01% Added +475 +475
38 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 106,196106.2k $3.3m $3.3m 0.02% Added +10.4k +10,399
39 Strategic Financial Concepts, LLC 0.01% of their portfolio SAN ANTONIO, TX 106,119106.1k $15.9k $15.9k 0.01% New
40 CWM, LLC 0.02% of their portfolio OMAHA, NE 105,705105.7k $3.3m $3.3m 0.02% Added +12.6k +12,565
41 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 101,202101.2k $3.1m $3.1m 0.01% Added +4.8k +4,805
42 Sage Capital Management, LLC 1.64% of their portfolio Stockton, NJ 101,202101.2k $3.1m $3.1m 1.64% Reduced -327 -327
43 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 95,98296.0k $3.0m $3.0m 0.00% Added +1.3k +1,260
44 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 95,94495.9k $3.0m $3.0m 0.02% Added +14.3k +14,251
45 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 94,15494.2k $2.9m $2.9m 0.00% Added +29.7k +29,720
46 Sterling Investment Advisors, Ltd. 0.78% of their portfolio BERWYN, PA 93,29593.3k $2.9m $2.9m 0.78% Added +20.8k +20,800
47 Mariner, LLC 0.01% of their portfolio Overland Park, KS 83,68683.7k $2.6m $2.6m 0.01% Added +1.7k +1,744
48 Crestwood Advisors Group, LLC 0.05% of their portfolio BOSTON, MA 83,33583.3k $2.6m $2.6m 0.05% Reduced -602 -602
49 CreativeOne Wealth, LLC 0.13% of their portfolio OVERLAND PARK, KS 82,21682.2k $2.5m $2.5m 0.13% Reduced -23.4k -23,439
50 SEAVIEW INVESTMENT MANAGERS LLC 0.75% of their portfolio MIAMI, FL 80,45480.5k $2.5m $2.5m 0.75% Reduced -40.9k -40,926
51 Mesirow Financial Investment Management, Inc. 0.06% of their portfolio CHICAGO, IL 80,38680.4k $2.5m $2.5m 0.06% Reduced -2.3k -2,334
52 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.04% of their portfolio New York, NY 74,91774.9k $2.3m $2.3m 0.04% Reduced -3.2k -3,210
53 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 74,58274.6k $2.3m $2.3m 0.04% Added +470 +470
54 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 72,65572.7k $2.2m $2.2m 0.06% Added +44.6k +44,568
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 70,24470.2k $2.2m $2.2m 0.00% Added +2.8k +2,750
56 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 68,85768.9k $2.1m $2.1m 0.03% Reduced -11.9k -11,869
57 Prosperity Financial Group, Inc. 1.28% of their portfolio San Ramon, CA 65,70165.7k $2.0m $2.0m 1.28% Reduced -60.5k -60,500
58 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 65,59365.6k $2.0m $2.0m 0.02% Added +8.1k +8,076
59 Destiny Wealth Partners, LLC 0.33% of their portfolio TAVARES, FL 58,96159.0k $1.8m $1.8m 0.33% Reduced -3.5k -3,473
60 Farrow Financial, Inc. 1.22% of their portfolio SOUTH BURLINGTON, VT 58,19258.2k $1.8m $1.8m 1.22% Added +2.8k +2,841
61 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 57,51957.5k $1.8m $1.8m 0.02% Added +9.8k +9,771
62 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 56,62056.6k $1.7m $1.7m 0.00% Reduced -62 -62
63 WT Wealth Management 0.59% of their portfolio SCOTTSDALE, AZ 55,84055.8k $1.7m $1.7m 0.59% Reduced -73 -73
64 Pinnacle Wealth Management Advisory Group, LLC 0.17% of their portfolio RED BANK, NJ 54,54554.5k $1.7m $1.7m 0.17% Added +7.5k +7,531
65 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 53,39553.4k $1.6m $1.6m 0.06% Added +29.4k +29,394
66 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 50,06150.1k $1.5m $1.5m 0.01% Added +2.7k +2,655
67 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 48,55848.6k $1.5m $1.5m 0.06% Reduced -1.6k -1,645
68 Intrepid Financial Planning Group LLC 0.64% of their portfolio CARMEL, IN 48,12448.1k $1.5m $1.5m 0.64% Added +3.6k +3,595
69 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 47,99048.0k $1.5m $1.5m 0.03% Added +7.5k +7,530
70 Eagle Strategies LLC 0.28% of their portfolio NEW YORK, NY 47,22547.2k $1.5m $1.5m 0.28% Reduced -37.3k -37,316
71 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 46,55846.6k $1.4m $1.4m 0.06% Reduced -1.1k -1,126
72 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 45,88445.9k $1.4m $1.4m 0.06% Added +442 +442
73 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 45,74145.7k $1.4m $1.4m 0.00% Reduced -32.9k -32,855
74 Blue Trust, Inc. 0.02% of their portfolio BRENTWOOD, TN 44,15344.2k $1.4m $1.4m 0.02% Unchanged
75 GFS Advisors, LLC 0.22% of their portfolio HOUSTON, TX 43,50043.5k $1.4m $1.4m 0.22% Added +755 +755
76 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 43,45443.5k $1.3m $1.3m 0.00% Added +2.3k +2,288
77 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 41,80141.8k $1.3m $1.3m 0.00% Added +20.7k +20,703
78 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 40,73940.7k $1.3m $1.3m 0.02% Added +5.6k +5,560
79 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 39,80639.8k $1.2m $1.2m 0.00% Added +1.2k +1,214
80 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.40% of their portfolio New Cumberland, PA 39,14839.1k $1.2m $1.2m 0.40% Added +131 +131
81 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 38,96839.0k $1.2m $1.2m 0.00% Added +1.4k +1,449
82 Sterling Investment Counsel, LLC 0.47% of their portfolio Buffalo, NY 38,42638.4k $1.2m $1.2m 0.47% Reduced -255 -255
83 FLAGSTAR SECURITIES, INC 0.32% of their portfolio New York, NY 37,31137.3k $1.2m $1.2m 0.32% Reduced -1.8k -1,794
84 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 35,94835.9k $1.1m $1.1m 0.01% First filing
85 Emerald Advisors, LLC 0.17% of their portfolio BELLEVUE, WA 35,56935.6k $1.1m $1.1m 0.17% Added +1.3k +1,343
86 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 35,55235.6k $1.1m $1.1m 0.03% Reduced -171 -171
87 Paragon Private Wealth Management, LLC 0.60% of their portfolio LEXINGTON, KY 34,53334.5k $1.1m $1.1m 0.60% Added +7.8k +7,782
88 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 32,76632.8k $1.0m $1.0m 0.00% Reduced -1.1k -1,079
89 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 31,70831.7k $978.2k $978.2k 0.01% Added +2.2k +2,164
90 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 31,70831.7k $978.2k $978.2k 0.01% Added +2.2k +2,164
91 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 30,90630.9k $953.5k $953.5k 0.02% Added +4.1k +4,103
92 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 30,70030.7k $944.9k $944.9k 0.01% Added +11.2k +11,200
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 30,61330.6k $944.4k $944.4k 0.00% Added +44 +44
94 Freedom Investment Management, Inc. 0.08% of their portfolio SOUTH WINDSOR, CT 30,28530.3k $934.3k $934.3k 0.08% Added +4.8k +4,774
95 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 28,98429.0k $894.0k $894.0k 0.00% Reduced -241 -241
96 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 28,81628.8k $889.0k $889.0k 0.02% Reduced -7.0k -7,021
97 SPC Financial, Inc. 0.08% of their portfolio ROCKVILLE, MD 28,40228.4k $876.2k $876.2k 0.08% Reduced -707 -707
98 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 28,06928.1k $865.9k $865.9k 0.04% Added +1.3k +1,288
99 HOLDERNESS INVESTMENTS CO 0.10% of their portfolio GREENSBORO, NC 27,77027.8k $856.7k $856.7k 0.10% Added +12.6k +12,585
100 Callan Capital, LLC 0.04% of their portfolio LA JOLLA, CA 27,58227.6k $850.9k $850.9k 0.04% Reduced -1.2k -1,168