Vault-13

GLOBAL X FDS PFFD

US PFD ETF · ETP · CUSIP 37954Y657

263 institutional holders +7 vs Q1 2024
57,165,07557.2m shares reported held*
$1.1bnreported value*
27 new 111 added 80 reduced 22 sold out net sold ≈ $185.2m (-9.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($646.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.69. Options: 1 managers hold calls ($403.4k notional), 1 hold puts ($25.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 210Q4 22: 223Q1 23: 230Q2 23: 226Q3 23: 241Q4 23: 268Q1 24: 256Q2 24: 263263Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022210
Q4 2022223
Q1 2023230
Q2 2023226
Q3 2023241
Q4 2023268
Q1 2024256
Q2 2024263

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 118 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 137 bought or addedQ1 23: 93 cut or sold outQ2 23: 124 bought or addedQ2 23: 102 cut or sold outQ2 23Q3 23: 123 bought or addedQ3 23: 94 cut or sold outQ4 23: 118 bought or addedQ4 23: 123 cut or sold outQ4 23Q1 24: 138 bought or addedQ1 24: 115 cut or sold outQ2 24: 138 bought or addedQ2 24: 102 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211899
Q1 202313793
Q2 2023124102
Q3 202312394
Q4 2023118123
Q1 2024138115
Q2 2024138102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 23 calls: $306.6kQ3 23 puts: $71.5kQ3 23P/C 0.23Q4 23 calls: $888.5kQ4 23 puts: $265.8kQ4 23P/C 0.30Q1 24 calls: $491.9kQ1 24 puts: $38.3kQ1 24P/C 0.08Q2 24 calls: $403.4kQ2 24 puts: $25.6kQ2 24P/C 0.06
Numbers
QuarterCallsPutsP/C
Q3 2023$306.6k$71.5k0.23
Q4 2023$888.5k$265.8k0.30
Q1 2024$491.9k$38.3k0.08
Q2 2024$403.4k$25.6k0.06

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +753,030+753.0k
LPL Financial LLC Added +659,248+659.2k
Ocean Park Asset Management, LLC New +506,200+506.2k
ING GROEP NV New +337,600+337.6k
BNP PARIBAS FINANCIAL MARKETS Added +333,184+333.2k
Global X Japan Co., Ltd. Added +329,680+329.7k
ADVISORS MANAGEMENT GROUP INC /ADV Added +287,689+287.7k
Hennion & Walsh Asset Management, Inc. Added +266,559+266.6k
Orgel Wealth Management, LLC Added +183,307+183.3k
New York Life Investment Management LLC New +180,920+180.9k

Biggest sellers

MORGAN STANLEY Reduced -9,413,104-9.4m
WELLS FARGO & COMPANY/MN Reduced -2,936,344-2.9m
Kohmann Bosshard Financial Services, LLC Reduced -647,419-647.4k
Mirae Asset Global Investments Co., Ltd. Reduced -384,473-384.5k
Mariner, LLC Reduced -365,994-366.0k
Ameritas Investment Partners, Inc. Reduced -302,804-302.8k
Q3 Asset Management Sold out -284,292-284.3k
ASSETMARK, INC Reduced -115,404-115.4k
CWM, LLC Reduced -77,868-77.9k
RATIONAL ADVISORS, INC. Reduced -64,414-64.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $403.4k20.5k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $25.6k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 6,189,0586.2m $121.8m $121.8m 0.06% Added +659.2k +659,248
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,210,6655.2m $102.5m $102.5m 0.01% Added +753.0k +753,030
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,804,1034.8m $94.5m $94.5m 0.01% Reduced -9.4m -9,413,104
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,545,6882.5m $50.1m $50.1m 0.01% Reduced -2.9m -2,936,344
5 Global X Japan Co., Ltd. 6.77% of their portfolio CHIYODA-KU, TOKYO, M0 2,428,0302.4m $47.8m $47.8m 6.77% Added +329.7k +329,680
6 Orgel Wealth Management, LLC 1.08% of their portfolio ALTOONA, WI 2,037,7222.0m $40.1m $40.1m 1.08% Added +183.3k +183,307
7 RATIONAL ADVISORS, INC. 2.85% of their portfolio San Juan, PR 1,486,2521.5m $29.2m $29.2m 2.85% Reduced -64.4k -64,414
8 State of Wisconsin - Board of Commissioners of Public Lands 6.35% of their portfolio MADISON, WI 1,341,3051.3m $26.4m $26.4m 6.35% Unchanged
9 CWM, LLC 0.12% of their portfolio OMAHA, NE 1,330,0781.3m $26.2m $26.2m 0.12% Reduced -77.9k -77,868
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,180,0141.2m $23.2m $23.2m 0.01% Added +128.5k +128,462
11 Full Sail Capital, LLC 1.40% of their portfolio OKLAHOMA CITY, OK 1,059,7881.1m $20.9m $20.9m 1.40% Added +77.3k +77,267
12 Hennion & Walsh Asset Management, Inc. 1.06% of their portfolio Parsippany, NJ 1,051,3131.1m $20.7m $20.7m 1.06% Added +266.6k +266,559
13 ADVISORS MANAGEMENT GROUP INC /ADV 4.85% of their portfolio LA CROSSE, WI 985,522985.5k $19.4m $19.4m 4.85% Added +287.7k +287,689
14 Lido Advisors, LLC 0.16% of their portfolio Los Angeles, CA 981,676981.7k $19.3m $19.3m 0.16% Reduced -49.3k -49,262
15 Flaharty Asset Management, LLC 2.77% of their portfolio CLEARWATER, FL 954,147954.1k $18.8m $18.8m 2.77% Added +5.9k +5,940
16 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 932,315932.3k $18.3m $18.3m 0.02% Reduced -15.5k -15,478
17 FUKOKU MUTUAL LIFE INSURANCE Co 1.39% of their portfolio TOKYO, M0 919,000919.0k $18.1m $18.1m 1.39% Unchanged
18 UBS Group AG 0.01% of their portfolio ZURICH, V8 894,497894.5k $17.6m $17.6m 0.01% Added +36.4k +36,420
19 Tiller Private Wealth, Inc. 7.52% of their portfolio BETHLEHEM, PA 870,932870.9k $17.1m $17.1m 7.52% Added +29.0k +29,002
20 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 848,303848.3k $16.7m $16.7m 0.05% Reduced -115.4k -115,404
21 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 825,918825.9k $16.3m $16.3m 0.02% Added +333.2k +333,184
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 752,947752.9k $14.8m $14.8m 0.00% Added +73.8k +73,849
23 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 672,124672.1k $13.2m $13.2m 0.02% Added +26.2k +26,238
24 CONNING INC. 0.41% of their portfolio HARTFORD, CT 580,200580.2k $11.4m $11.4m 0.41% Unchanged
25 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 559,222559.2k $11.0m $11.0m 0.03% Added +129.8k +129,798
26 Steward Partners Investment Advisory, LLC 0.11% of their portfolio STAMFORD, CT 535,098535.1k $10.5m $10.5m 0.11% Added +84.8k +84,795
27 Ocean Park Asset Management, LLC 0.47% of their portfolio SANTA MONICA, CA 506,200506.2k $10.0m $10.0m 0.47% New
28 KWB Wealth 1.14% of their portfolio REDLANDS, CA 411,393411.4k $8.3m $8.3m 1.14% Reduced -9.0k -9,021
29 Iron Horse Wealth Management, LLC 3.02% of their portfolio JOHSTON, IA 401,687401.7k $7.9m $7.9m 3.02% Added +16.8k +16,771
30 Collaborative Wealth Managment Inc. 3.69% of their portfolio LAKE MARY, FL 383,200383.2k $7.5m $7.5m 3.69% Added +36.7k +36,663
31 David Kennon Inc 3.12% of their portfolio SARASOTA, FL 377,135377.1k $7.4m $7.4m 3.12% Added +7.3k +7,290
32 AHL INVESTMENT MANAGEMENT, INC. 5.32% of their portfolio Winter Park, FL 368,818368.8k $7.3m $7.3m 5.32% Added +16.8k +16,765
33 COLLECTIVE FAMILY OFFICE LLC 2.13% of their portfolio YORK, PA 368,320368.3k $7.2m $7.2m 2.13% Added +91.1k +91,130
34 Trinity Legacy Partners, LLC 2.04% of their portfolio HOUSTON, TX 363,637363.6k $7.2m $7.2m 2.04% Added +7.8k +7,849
35 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 361,762361.8k $7.1m $7.1m 0.01% Added +57.7k +57,694
36 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.02% of their portfolio CAUSEWAY BAY, K3 348,794348.8k $6.9m $6.9m 0.02% First filing
37 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 347,142347.1k $6.8m $6.8m 0.02% Added +10.5k +10,479
38 ING GROEP NV 0.04% of their portfolio AMSTERDAM, P7 337,600337.6k $6.6m $6.6m 0.04% New
39 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 329,010329.0k $6.5m $6.5m 0.01% Added +21.7k +21,678
40 AIRE ADVISORS, LLC 1.42% of their portfolio BEVERLY HILLS, CA 317,825317.8k $6.2m $6.2m 1.42% Reduced -3.1k -3,131
41 NAPLES GLOBAL ADVISORS, LLC 0.61% of their portfolio NAPLES, FL 306,635306.6k $6.0m $6.0m 0.61% Added +47.1k +47,078
42 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 302,620302.6k $6.0m $6.0m 0.07% Added +62.0k +62,016
43 GYL Financial Synergies, LLC 0.44% of their portfolio West Hartford, CT 286,894286.9k $5.6m $5.6m 0.44% Added +114.4k +114,434
44 Prairiewood Capital, LLC 2.67% of their portfolio FARGO, ND 286,115286.1k $5.6m $5.6m 2.67% Added +6.1k +6,089
45 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 265,920265.9k $5.2m $5.2m 0.01% Reduced -1.2k -1,152
46 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 259,205259.2k $5.1m $5.1m 0.03% Added +39.1k +39,063
47 Sound Income Strategies, LLC 0.30% of their portfolio FT LAUDERDALE, FL 246,609246.6k $4.9m $4.9m 0.30% Added +16.4k +16,400
48 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 244,443244.4k $4.8m $4.8m 0.03% Added +74.6k +74,586
49 Texas Yale Capital Corp. 0.23% of their portfolio ST. PETERSBURG, FL 243,623243.6k $4.8m $4.8m 0.23% Added +3.3k +3,303
50 Grey Ledge Advisors, LLC 1.17% of their portfolio GUILFORD, CT 217,005217.0k $4.3m $4.3m 1.17% Added +11.6k +11,637
51 Mariner, LLC 0.01% of their portfolio Overland Park, KS 212,046212.0k $4.2m $4.2m 0.01% Reduced -366.0k -365,994
52 APPLETON PARTNERS INC/MA 0.31% of their portfolio BOSTON, MA 205,069205.1k $4.0m $4.0m 0.31% Added +2.3k +2,291
53 Leicht Financial Planning & Wealth Management, Inc. 2.08% of their portfolio PARSIPPANY, NJ 198,821198.8k $3.9m $3.9m 2.08% Added +11.3k +11,263
54 Blue Edge Capital, LLC 0.64% of their portfolio RICHMOND, VA 197,971198.0k $3.9m $3.9m 0.64% Added +4.9k +4,937
55 Prepared Retirement Institute LLC 2.52% of their portfolio LANSDALE, PA 192,789192.8k $3.8m $3.8m 2.52% Reduced -2.9k -2,866
56 SWS Partners 1.12% of their portfolio COLUMBUS, OH 190,955191.0k $3.8m $3.8m 1.12% Added +3.8k +3,832
57 New York Life Investment Management LLC 0.04% of their portfolio New York, NY 180,920180.9k $3.6m $3.6m 0.04% New
58 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 175,975176.0k $3.5m $3.5m 0.01% Added +36.5k +36,516
59 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 174,213174.2k $3.4m $3.4m 0.08% Added +2.9k +2,920
60 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 146,731146.7k $2.9m $2.9m 0.01% Reduced -52.4k -52,355
61 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 144,601144.6k $2.8m $2.8m 0.00% Reduced -59.6k -59,594
62 Kohmann Bosshard Financial Services, LLC 0.38% of their portfolio FAIRLAWN, OH 143,981144.0k $2.8m $2.8m 0.38% Reduced -647.4k -647,419
63 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 2.96% of their portfolio SEATTLE, WA 140,805140.8k $2.8m $2.8m 2.96% Added +36.8k +36,770
64 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 136,349136.3k $2.7m $2.7m 0.00% Added +45.5k +45,518
65 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 134,140134.1k $2.6m $2.6m 0.04% Reduced -7.2k -7,168
66 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 121,987122.0k $2.4m $2.4m 0.01% Added +826 +826
67 CIBC WORLD MARKETS CORP 0.02% of their portfolio NEW YORK, NY 121,938121.9k $2.4m $2.4m 0.02% Added +4.1k +4,075
68 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 116,000116.0k $2.3m $2.3m 0.01% Unchanged
69 Columbus Macro, LLC 0.87% of their portfolio NEW CASTLE, PA 113,997114.0k $2.2m $2.2m 0.87% Reduced -1.1k -1,075
70 Gerber Kawasaki Wealth & Investment Management 0.11% of their portfolio SANTA MONICA, CA 108,213108.2k $2.1m $2.1m 0.11% Reduced -8.0k -7,988
71 CreativeOne Wealth, LLC 0.10% of their portfolio OVERLAND PARK, KS 101,316101.3k $2.0m $2.0m 0.10% Reduced -7.7k -7,665
72 Perissos Private Wealth Management, LLC 1.65% of their portfolio BETHANY, OK 93,68893.7k $1.8m $1.8m 1.65% Added +21.3k +21,312
73 Cyndeo Wealth Partners, LLC 0.14% of their portfolio ST. PETERSBURG, FL 88,43988.4k $1.7m $1.7m 0.14% Unchanged
74 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 85,42885.4k $1.7m $1.7m 0.00% Added +11.8k +11,765
75 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 84,75484.8k $1.7m $1.7m 0.00% Reduced -29.1k -29,138
76 DUNCKER STREETT & CO INC 0.31% of their portfolio St. Louis, MO 82,87882.9k $1.6m $1.6m 0.31% Reduced -450 -450
77 Fifth Third Securities, Inc. 0.15% of their portfolio Cincinnati, OH 82,78182.8k $1.6m $1.6m 0.15% Added +5.7k +5,698
78 Triumph Capital Management 0.63% of their portfolio DENVER, CO 81,56681.6k $1.6m $1.6m 0.63% Added +38.1k +38,074
79 FF Advisors,LLC 1.08% of their portfolio MANHATTAN BEACH, CA 78,06578.1k $1.5m $1.5m 1.08% Added +2.4k +2,412
80 Investors Research Corp 0.35% of their portfolio ATLANTA, GA 77,07577.1k $1.5m $1.5m 0.35% Reduced -112 -112
81 PLIMOTH TRUST CO LLC 0.39% of their portfolio SWANSEA, MA 74,12574.1k $1.5m $1.5m 0.39% Reduced -3.5k -3,537
82 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 69,76669.8k $1.4m $1.4m 0.01% Added +11.7k +11,712
83 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 69,59969.6k $1.4m $1.4m 0.04% Added +2.0k +1,970
84 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 69,48069.5k $1.4m $1.4m 0.00% Added +6.8k +6,759
85 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 67,42967.4k $1.3m $1.3m 0.03% Added +6.5k +6,479
86 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 67,34967.3k $1.3m $1.3m 0.04% Added +4.0k +4,012
87 FLAGSHIP HARBOR ADVISORS, LLC 0.08% of their portfolio BOSTON, MA 66,27466.3k $1.3m $1.3m 0.08% Added +5.6k +5,583
88 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 65,49965.5k $1.3m $1.3m 0.04% Added +4.5k +4,485
89 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 65,43765.4k $1.3m $1.3m 0.02% Added +6.3k +6,324
90 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 65,12765.1k $1.3m $1.3m 0.04% Added +46.5k +46,536
91 RHS Financial, LLC 0.77% of their portfolio SAN FRANCISCO, CA 63,73463.7k $1.3m $1.3m 0.77% Reduced -1.4k -1,391
92 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 62,27662.3k $1.2m $1.2m 0.05% Added +45.6k +45,637
93 Leslie Global Wealth, LLC 0.71% of their portfolio Itasca, IL 61,83761.8k $1.2m $1.2m 0.71% First filing
94 Unison Advisors LLC 0.14% of their portfolio PROVIDENCE, RI 57,71557.7k $1.1m $1.1m 0.14% Added +4.0k +3,994
95 Rockport Wealth LLC 0.45% of their portfolio Fairview Park, OH 53,83553.8k $1.1m $1.1m 0.45% Added +834 +834
96 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 51,72851.7k $1.0m $1.0m 0.01% Added +2.9k +2,874
97 Western Wealth Management, LLC 0.07% of their portfolio GOLDEN, CO 50,99851.0k $1.0m $1.0m 0.07% Added +10.0k +9,970
98 TrueWealth Advisors, LLC 0.35% of their portfolio BIRMINGHAM, AL 47,55447.6k $935.9k $935.9k 0.35% Reduced -1.9k -1,862
99 Fortis Capital Management LLC 0.19% of their portfolio BELLEVUE, WA 45,05445.1k $886.7k $886.7k 0.19% Reduced -4.9k -4,927
100 Accel Wealth Management 0.33% of their portfolio WAVERLY, IA 42,19542.2k $830.4k $830.4k 0.33% Reduced -6.9k -6,928