Vault-13

GLOBAL X FDS DRIV

AUTONMOUS EV ETF · ETP · CUSIP 37954Y624

163 institutional holders -5 vs Q1 2024
4,768,5734.8m shares reported held*
$112.0mreported value*
16 new 27 added 66 reduced 23 sold out net sold ≈ $33.4m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($74.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.50. Options: 1 managers hold calls ($169.1k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 188Q4 22: 187Q1 23: 197Q2 23: 206Q3 23: 186Q4 23: 190Q1 24: 168Q2 24: 163163Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022188
Q4 2022187
Q1 2023197
Q2 2023206
Q3 2023186
Q4 2023190
Q1 2024168
Q2 2024163

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 79 cut or sold outQ2 23: 63 bought or addedQ2 23: 80 cut or sold outQ2 23Q3 23: 72 bought or addedQ3 23: 84 cut or sold outQ4 23: 66 bought or addedQ4 23: 78 cut or sold outQ4 23Q1 24: 62 bought or addedQ1 24: 94 cut or sold outQ2 24: 43 bought or addedQ2 24: 89 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226098
Q1 20238179
Q2 20236380
Q3 20237284
Q4 20236678
Q1 20246294
Q2 20244389

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $1.5mQ3 23 puts: $397.0kQ3 23P/C 0.26Q4 23 calls: $345.4kQ4 23 puts: $2.5kQ4 23P/C 0.01Q1 24 calls: $432.2kQ1 24 puts: $274.2kQ1 24P/C 0.63Q2 24 calls: $169.1kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$1.5m$397.0k0.26
Q4 2023$345.4k$2.5k0.01
Q1 2024$432.2k$274.2k0.63
Q2 2024$169.1k$00.00

Biggest buyers

Destiny Wealth Partners, LLC New +132,757+132.8k
UBS Group AG Added +44,621+44.6k
OSAIC HOLDINGS, INC. Added +31,707+31.7k
Private Advisor Group, LLC New +13,809+13.8k
TWO SIGMA SECURITIES, LLC New +10,188+10.2k
Prospera Financial Services Inc New +10,122+10.1k
HRT FINANCIAL LP New +9,509+9.5k
AVANTAX ADVISORY SERVICES, INC. New +8,636+8.6k
Wellington Wealth Strategies, LLC. Added +8,340+8.3k
Larson Financial Group LLC New +6,626+6.6k

Biggest sellers

Destination Wealth Management Reduced -392,282-392.3k
PNC Financial Services Group, Inc. Reduced -306,666-306.7k
JANE STREET GROUP, LLC Reduced -285,864-285.9k
Kingsview Wealth Management, LLC Sold out -94,910-94.9k
Qube Research & Technologies Ltd Reduced -73,271-73.3k
Mirae Asset Global Investments Co., Ltd. Reduced -66,912-66.9k
LPL Financial LLC Reduced -56,944-56.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -36,972-37.0k
MORGAN STANLEY Reduced -36,418-36.4k
American Institute for Advanced Investment Management, LLP Reduced -23,313-23.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $169.1k7.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 750,202750.2k $17.6m $17.6m 0.01% Reduced -306.7k -306,666
2 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 458,601458.6k $10.8m $10.8m 0.03% Added +31.7k +31,707
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 441,551441.6k $10.4m $10.4m 0.01% Reduced -56.9k -56,944
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 316,269316.3k $7.4m $7.4m 0.00% Reduced -14.3k -14,285
5 CX Institutional 0.31% of their portfolio AUBURN, IN 279,443279.4k $6.6m $6.6m 0.31% Added +6.3k +6,252
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 224,620224.6k $5.3m $5.3m 0.01% Added +2.0k +1,996
7 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 196,330196.3k $4.6m $4.6m 0.01% Reduced -285.9k -285,864
8 Destiny Wealth Partners, LLC 0.56% of their portfolio TAVARES, FL 132,757132.8k $3.1m $3.1m 0.56% New
9 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 132,747132.7k $3.1m $3.1m 0.01% Reduced -5.7k -5,650
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 132,414132.4k $3.1m $3.1m 0.00% Reduced -11.3k -11,294
11 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 120,648120.6k $2.8m $2.8m 0.01% Reduced -66.9k -66,912
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 91,59391.6k $2.2m $2.2m 0.00% Reduced -988 -988
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 78,17078.2k $1.8m $1.8m 0.01% Reduced -5.5k -5,521
14 CreativeOne Wealth, LLC 0.09% of their portfolio OVERLAND PARK, KS 77,59377.6k $1.8m $1.8m 0.09% Reduced -13.1k -13,061
15 TAP Consulting, LLC 0.32% of their portfolio KIRKWOOD, MO 64,87464.9k $1.5m $1.5m 0.32% Added +1.8k +1,787
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 60,80560.8k $1.4m $1.4m 0.00% Reduced -9.0k -9,044
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 54,80554.8k $1.3m $1.3m 0.00% Reduced -15.0k -14,976
18 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 52,26552.3k $1.2m $1.2m 0.00% Added +4.9k +4,877
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 51,03351.0k $1.2m $1.2m 0.00% Reduced -37.0k -36,972
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 49,67349.7k $1.2m $1.2m 0.00% Added +44.6k +44,621
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 49,61149.6k $1.2m $1.2m 0.00% Reduced -4.4k -4,425
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 48,53148.5k $1.1m $1.1m 0.00% Reduced -18.5k -18,497
23 Financial Freedom, LLC 0.63% of their portfolio CINCINNATI, OH 47,35947.4k $1.1m $1.1m 0.63% Unchanged
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 44,88144.9k $1.1m $1.1m 0.00% Reduced -22.8k -22,815
25 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 31,54331.5k $741.0k $741.0k 0.00% Reduced -16.9k -16,905
26 Destination Wealth Management 0.02% of their portfolio Walnut Creek, CA 28,92028.9k $679.3k $679.3k 0.02% Reduced -392.3k -392,282
27 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 27,95928.0k $656.8k $656.8k 0.01% Added +106 +106
28 Insight Advisors, LLC/ PA 0.10% of their portfolio Newtown, PA 24,23424.2k $569.3k $569.3k 0.10% Reduced -13.7k -13,676
29 Wolf Group Capital Advisors 0.22% of their portfolio FAIRFAX, VA 23,69223.7k $556.5k $556.5k 0.22% Added +168 +168
30 Archford Capital Strategies, LLC 0.09% of their portfolio SWANSEA, IL 23,58423.6k $554.0k $554.0k 0.09% Added +125 +125
31 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 23,35723.4k $548.7k $548.7k 0.01% Reduced -9.6k -9,567
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,92222.9k $538.4k $538.4k 0.00% Reduced -13.7k -13,659
33 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 22,89122.9k $537.7k $537.7k 0.00% Reduced -8.1k -8,092
34 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 22,00322.0k $516.9k $516.9k 0.00% Reduced -1.3k -1,290
35 HBW ADVISORY SERVICES LLC 0.08% of their portfolio SIMI VALLEY, CA 19,77419.8k $464.5k $464.5k 0.08% Reduced -2.1k -2,054
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 18,93218.9k $444.7k $444.7k 0.00% Reduced -36.4k -36,418
37 Grassi Investment Management 0.04% of their portfolio SANTA CLARA, CA 18,68518.7k $439.0k $439.0k 0.04% Unchanged
38 Wellington Wealth Strategies, LLC. 1.85% of their portfolio INDIANAPOLIS, IN 18,38218.4k $431.8k $431.8k 1.85% Added +8.3k +8,340
39 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,66317.7k $414.9k $414.9k 0.00% Reduced -958 -958
40 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,04917.0k $400.5k $400.5k 0.00% Added +1.6k +1,551
41 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 16,22516.2k $381.1k $381.1k 0.01% Added +6.0k +6,008
42 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 16,17716.2k $380.0k $380.0k 0.00% Reduced -1.4k -1,445
43 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 16,09116.1k $378.0k $378.0k 0.02% Added +424 +424
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,79015.8k $370.0k $370.0k 0.00% Reduced -2.8k -2,831
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,73415.7k $369.6k $369.6k 0.00% Reduced -7.1k -7,070
46 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,38715.4k $361.4k $361.4k 0.00% Reduced -19.6k -19,632
47 Solano Wealth Management, Inc. 0.18% of their portfolio Fairfield, CA 13,87513.9k $325.9k $325.9k 0.18% Unchanged
48 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,80913.8k $324.4k $324.4k 0.00% New
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,30213.3k $312.5k $312.5k 0.00% Reduced -751 -751
50 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 13,17613.2k $316.0k $316.0k 0.00% Reduced -860 -860
51 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 12,76412.8k $299.8k $299.8k 0.03% Added +1.2k +1,153
52 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 12,51412.5k $294.0k $294.0k 0.00% Reduced -900 -900
53 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 12,10912.1k $284.4k $284.4k 0.01% Reduced -1.1k -1,101
54 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 11,81511.8k $277.5k $277.5k 0.02% Reduced -2.4k -2,409
55 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 11,15011.2k $262.1k $262.1k 0.01% Added +1.5k +1,493
56 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 10,49510.5k $246.4k $246.4k 0.00% Unchanged
57 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 10,18810.2k $239.3k $239.3k 0.01% New
58 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,12210.1k $237.8k $237.8k 0.01% New
59 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 9,9379.9k $233.6k $233.6k 0.00% Reduced -459 -459
60 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 9,7369.7k $228.7k $228.7k 0.01% Reduced -347 -347
61 American Institute for Advanced Investment Management, LLP 0.17% of their portfolio Scottsdale, AZ 9,5489.5k $224.3k $224.3k 0.17% Reduced -23.3k -23,313
62 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,5099.5k $223.0k $223.0k 0.00% New
63 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,5079.5k $223.3k $223.3k 0.00% Added +687 +687
64 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 9,4629.5k $222.3k $222.3k 0.00% Reduced -200 -200
65 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 9,4429.4k $221.8k $221.8k 0.00% Added +2.1k +2,093
66 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,3799.4k $220.3k $220.3k 0.00% Reduced -1.3k -1,267
67 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 9,1169.1k $215.8k $215.8k 0.00% Reduced -4.4k -4,424
68 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,6368.6k $202.9k $202.9k 0.00% New
69 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,6228.6k $203.0k $203.0k 0.00% Reduced -930 -930
70 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 6,6266.6k $155.6k $155.6k 0.01% New
71 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 6,3896.4k $150.1k $150.1k 0.02% Added +2.3k +2,309
72 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 5,9425.9k $139.6k $139.6k 0.00% Reduced -400 -400
73 Advantage Trust Co 0.09% of their portfolio SALINA, KS 5,3805.4k $126.4k $126.4k 0.09% Unchanged
74 Global Financial Private Client, LLC 0.05% of their portfolio Sarasota, FL 4,7674.8k $112.0k $112.0k 0.05% Added +249 +249
75 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 4,6714.7k $109.7k $109.7k 0.00% Added +2.5k +2,486
76 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4,4314.4k $104.1k $104.1k 0.00% Reduced -15 -15
77 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,2014.2k $98.7k $98.7k 0.00% Reduced -3.0k -2,970
78 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,3983.4k $80.8k $80.8k 0.00% Reduced -574 -574
79 Bank Julius Baer & Co. Ltd, Zurich 0.00% of their portfolio ZURICH, V8 3,2213.2k $84.2k $84.2k 0.00% Reduced -364 -364
80 Global X Japan Co., Ltd. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 3,1643.2k $74.3k $74.3k 0.01% Reduced -4.7k -4,698
81 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,0003.0k $70.5k $70.5k 0.00% Unchanged
82 Cedar Mountain Advisors, LLC 0.02% of their portfolio LAKE OSWEGO, OR 2,9813.0k $70.0k $70.0k 0.02% Unchanged
83 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,8142.8k $66.1k $66.1k 0.00% Added +1.4k +1,400
84 ARMSTRONG ADVISORY GROUP, INC 0.01% of their portfolio NEEDHAM, MA 2,6172.6k $61.5k $61.5k 0.01% Unchanged
85 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 2,6012.6k $61.0k $61.0k 0.00% Reduced -284 -284
86 FMR LLC 0.00% of their portfolio BOSTON, MA 2,5772.6k $60.5k $60.5k 0.00% Added +415 +415
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,3882.4k $56.1k $56.1k 0.00% Unchanged
88 Covestor Ltd 0.03% of their portfolio LONDON, X0 2,2012.2k $52.0k $52.0k 0.03% Added +123 +123
89 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 2,1842.2k $51.3k $51.3k 0.01% Reduced -309 -309
90 ATTICUS WEALTH MANAGEMENT, LLC 0.02% of their portfolio Palm Beach Gardens, FL 2,0002.0k $47.0k $47.0k 0.02% Unchanged
91 General Partner, Inc. 0.03% of their portfolio PITTSBURGH, PA 2,0002.0k $47.0k $47.0k 0.03% Unchanged
92 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,7841.8k $41.9k $41.9k 0.00% Reduced -2.1k -2,127
93 Kelly Financial Services LLC 0.01% of their portfolio BRAINTREE, MA 1,7511.8k $41.1k $41.1k 0.01% Reduced -1 -1
94 Cherry Tree Wealth Management, LLC 0.01% of their portfolio MINNETONKA, MN 1,6851.7k $39.6k $39.6k 0.01% Unchanged
95 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,5681.6k $36.8k $36.8k 0.00% Unchanged
96 FinTrust Capital Advisors, LLC 0.01% of their portfolio Greenville, SC 1,5501.6k $36.4k $36.4k 0.01% Unchanged
97 ADIRONDACK TRUST CO 0.01% of their portfolio SARATOGA SPRINGS, NY 1,2601.3k $29.6k $29.6k 0.01% Unchanged
98 Red Tortoise LLC 0.01% of their portfolio ATLANTA, GA 1,1501.1k $27.0k $27.0k 0.01% New
99 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,0621.1k $24.9k $24.9k 0.00% Reduced -200 -200
100 Key Financial Inc 0.01% of their portfolio WEST CHESTER, PA 1,0011.0k $23.5k $23.5k 0.01% Unchanged