Vault-13

GLOBAL X FDS RYLD

RUSSELL 2000 · ETP · CUSIP 37954Y459

144 institutional holders +8 vs Q3 2024
21,348,44621.3m shares reported held*
$346.2mreported value*
20 new 56 added 44 reduced 18 sold out net bought ≈ $7.1m (-8.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.22. Options: 2 managers hold calls ($154.6k notional), 1 hold puts ($169.9k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 123Q1 23: 124Q2 23: 133Q3 23: 131Q4 23: 138Q1 24: 137Q2 24: 136Q3 24: 136Q4 24: 144144Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022105
Q4 2022123
Q1 2023124
Q2 2023133
Q3 2023131
Q4 2023138
Q1 2024137
Q2 2024136
Q3 2024136
Q4 2024144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 80 bought or addedQ1 23: 42 cut or sold outQ2 23: 79 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 50 cut or sold outQ4 23: 70 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 79 bought or addedQ1 24: 60 cut or sold outQ2 24: 70 bought or addedQ2 24: 62 cut or sold outQ2 24Q3 24: 82 bought or addedQ3 24: 57 cut or sold outQ4 24: 76 bought or addedQ4 24: 62 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20238042
Q2 20237950
Q3 20238250
Q4 20237059
Q1 20247960
Q2 20247062
Q3 20248257
Q4 20247662

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ1 24 calls: $338.2kQ1 24 puts: $415.3kQ1 24P/C 1.23Q2 24 calls: $89.0kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $601.2kQ3 24 puts: $255.3kQ3 24P/C 0.42Q4 24 calls: $154.6kQ4 24 puts: $169.9kQ4 24P/C 1.10
Numbers
QuarterCallsPutsP/C
Q1 2024$338.2k$415.3k1.23
Q2 2024$89.0k$00.00
Q3 2024$601.2k$255.3k0.42
Q4 2024$154.6k$169.9k1.10

Biggest buyers

HUB Investment Partners, LLC Added +304,557+304.6k
LPL Financial LLC Added +303,441+303.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +236,210+236.2k
BANK OF AMERICA CORP /DE/ Added +213,653+213.7k
UBS Group AG Added +181,851+181.9k
Independent Advisor Alliance New +179,574+179.6k
WELLS FARGO & COMPANY/MN Added +154,276+154.3k
OSAIC HOLDINGS, INC. Added +70,249+70.2k
Kestra Advisory Services, LLC Added +66,109+66.1k
Thrive Capital Management, LLC Added +61,421+61.4k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -8,478,916-8.5m
AMERIPRISE FINANCIAL INC Reduced -853,825-853.8k
MORGAN STANLEY Reduced -314,311-314.3k
JANE STREET GROUP, LLC Sold out -156,073-156.1k
GOLDMAN SACHS GROUP INC Sold out -83,667-83.7k
NWF Advisory Services Inc. Sold out -72,006-72.0k
Smartleaf Asset Management LLC Reduced -53,475-53.5k
CoreFirst Bank & Trust Sold out -53,290-53.3k
Sowell Financial Services LLC Sold out -51,523-51.5k
Wealthspire Advisors, LLC Sold out -48,000-48.0k

Biggest calls

HighTower Advisors, LLC New $125.2k766.2k shares
CITADEL ADVISORS LLC Reduced $29.4k1.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $169.9k10.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 3,230,4203.2m $52.8m $52.8m 0.02% Added +303.4k +303,441
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,488,5812.5m $40.7m $40.7m 0.00% Reduced -314.3k -314,311
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,297,2112.3m $37.5m $37.5m 0.00% Added +213.7k +213,653
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,000,4531.0m $16.3m $16.3m 0.00% Added +154.3k +154,276
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 951,327951.3k $15.5m $15.5m 0.00% Added +181.9k +181,851
6 HUB Investment Partners, LLC 0.65% of their portfolio AUSTIN, TX 942,986943.0k $15.4m $15.4m 0.65% Added +304.6k +304,557
7 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 841,876841.9k $13.8m $13.8m 0.01% First filing
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 796,293796.3k $13.0m $13.0m 0.00% Added +20.1k +20,059
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 484,228484.2k $7.9m $7.9m 0.02% Added +70.2k +70,249
10 Brookstone Capital Management 0.11% of their portfolio WHEATON, IL 457,302457.3k $7.5m $7.5m 0.11% Added +9.0k +8,966
11 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.79% of their portfolio LEAWOOD, KS 377,416377.4k $6.2m $6.2m 1.79% Reduced -5.2k -5,178
12 AlphaStar Capital Management, LLC 0.62% of their portfolio CORNELIUS, NC 363,833363.8k $5.9m $5.9m 0.62% Added +55.0k +54,975
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 336,056336.1k $5.5m $5.5m 0.00% Added +51.1k +51,056
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 334,089334.1k $5.5m $5.5m 0.01% Added +26.4k +26,367
15 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 308,350308.4k $5.0m $5.0m 0.01% Added +56.3k +56,320
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 266,471266.5k $4.4m $4.4m 0.01% Reduced -23.1k -23,135
17 Atlas Private Wealth Advisors 0.61% of their portfolio RED BANK, NJ 264,755264.8k $4.3m $4.3m 0.61% Reduced -3.6k -3,552
18 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 262,859262.9k $4.3m $4.3m 0.02% Added +66.1k +66,109
19 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 256,564256.6k $4.2m $4.2m 0.01% Added +914 +914
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 242,711242.7k $4.0m $4.0m 0.00% Reduced -853.8k -853,825
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 236,210236.2k $3.9m $3.9m 0.01% New
22 Venture Visionary Partners LLC 0.16% of their portfolio Sylvania, OH 230,154230.2k $3.8m $3.8m 0.16% Added +50.5k +50,487
23 Palacios Wealth Management, LLC 4.09% of their portfolio ORMOND BEACH, FL 227,257227.3k $3.8m $3.8m 4.09% First filing
24 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.29% of their portfolio ORLANDO, FL 212,958213.0k $3.5m $3.5m 0.29% Reduced -8.5m -8,478,916
25 Mesirow Financial Investment Management, Inc. 0.06% of their portfolio CHICAGO, IL 197,069197.1k $3.2m $3.2m 0.06% Added +5.2k +5,188
26 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 179,574179.6k $2.9m $2.9m 0.04% New
27 NFSG Corp 0.71% of their portfolio BOCA RATON, FL 169,278169.3k $2.8m $2.8m 0.71% Added +41.7k +41,714
28 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 169,049169.0k $2.8m $2.8m 0.02% Added +4.8k +4,805
29 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 166,788166.8k $40.3k $40.3k 0.00% Added +24.0k +24,041
30 Institute for Wealth Management, LLC. 0.32% of their portfolio DENVER, CO 157,128157.1k $2.6m $2.6m 0.32% Reduced -761 -761
31 Thrive Capital Management, LLC 1.02% of their portfolio FORT WASHINGTON, PA 135,597135.6k $2.2m $2.2m 1.02% Added +61.4k +61,421
32 Formidable Asset Management, LLC 0.34% of their portfolio CINCINNATI, OH 125,469125.5k $2.1m $2.1m 0.34% Added +21.7k +21,660
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 101,048101.0k $1.7m $1.7m 0.01% Added +9.3k +9,331
34 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 99,83499.8k $1.6m $1.6m 0.01% Added +3.0k +2,981
35 High Net Worth Advisory Group LLC 0.43% of their portfolio NAPLES, FL 93,44493.4k $1.5m $1.5m 0.43% Reduced -1.4k -1,395
36 RiverFront Investment Group, LLC 0.03% of their portfolio RICHMOND, VA 93,05493.1k $1.5m $1.5m 0.03% Added +22.9k +22,902
37 WINNACLE WEALTH LLC 1.41% of their portfolio WACO, TX 86,73586.7k $1.4m $1.4m 1.41% First filing
38 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 82,01482.0k $1.3m $1.3m 0.05% Added +23.4k +23,439
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 81,65881.7k $1.3m $1.3m 0.00% Added +47.3k +47,285
40 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 75,31875.3k $1.2m $1.2m 0.01% Reduced -690 -690
41 PFG Investments, LLC 0.07% of their portfolio WOODBURY, NY 72,81872.8k $1.2m $1.2m 0.07% Reduced -4.9k -4,900
42 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 64,10064.1k $1.0m $1.0m 0.03% Reduced -44.2k -44,189
43 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 63,66663.7k $1.0m $1.0m 0.03% Added +5.8k +5,769
44 Solutions 4 Wealth, Ltd 1.85% of their portfolio SOUTHLAKE, TX 62,54162.5k $1.0m $1.0m 1.85% Added +3.3k +3,266
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,91857.9k $946.4k $946.4k 0.00% Added +506 +506
46 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 57,30357.3k $942.6k $942.6k 0.03% Added +19.5k +19,451
47 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 56,49656.5k $923.2k $923.2k 0.03% Reduced -33.3k -33,275
48 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 56,25256.3k $919.2k $919.2k 0.02% Reduced -18.0k -18,041
49 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 53,32453.3k $871.3k $871.3k 0.00% Added +907 +907
50 Comprehensive Money Management Services LLC 0.72% of their portfolio CORAL GABLES, FL 53,10453.1k $867.7k $867.7k 0.72% First filing
51 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 51,61751.6k $843.4k $843.4k 0.07% Added +2.3k +2,299
52 Garner Asset Management Corp 0.38% of their portfolio PLANO, TX 51,59151.6k $843.0k $843.0k 0.38% Reduced -55 -55
53 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 50,51750.5k $825.0k $825.0k 0.00% Added +7.7k +7,734
54 Investment Partners Asset Management, Inc. 0.64% of their portfolio METUCHEN, NJ 49,88749.9k $815.2k $815.2k 0.64% Reduced -19.7k -19,696
55 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 41,09541.1k $671.5k $671.5k 0.02% Added +28.3k +28,319
56 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 40,89940.9k $668.3k $668.3k 0.03% Added +16.3k +16,306
57 SBI Securities Co., Ltd. 0.02% of their portfolio TOKYO, M0 40,79440.8k $666.6k $666.6k 0.02% First filing
58 Sandbox Financial Partners, LLC 0.21% of their portfolio BETHESDA, MD 38,98539.0k $637.0k $637.0k 0.21% Reduced -12.4k -12,377
59 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 38,62938.6k $631.2k $631.2k 0.06% Reduced -15.8k -15,812
60 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 34,05334.1k $556.4k $556.4k 0.02% Reduced -2.4k -2,359
61 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,35133.4k $545.0k $545.0k 0.00% Added +15.9k +15,905
62 MAS Advisors LLC 0.89% of their portfolio Miami, FL 32,35532.4k $528.7k $528.7k 0.89% Reduced -14.9k -14,853
63 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 31,90031.9k $521.2k $521.2k 0.00% New
64 SFI Advisors, LLC 0.34% of their portfolio Montclair, NJ 29,99630.0k $490.1k $490.1k 0.34% New
65 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 29,59329.6k $483.5k $483.5k 0.02% Reduced -4.7k -4,655
66 TrueMark Investments, LLC 0.15% of their portfolio CHICAGO, IL 29,34729.3k $479.5k $479.5k 0.15% Added +14.1k +14,087
67 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 29,15629.2k $476.4k $476.4k 0.02% Reduced -23.3k -23,328
68 Abel Hall, LLC 0.30% of their portfolio BATON ROUGE, LA 29,00029.0k $473.9k $473.9k 0.30% Unchanged
69 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 28,02428.0k $457.9k $457.9k 0.01% Added +351 +351
70 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 25,99126.0k $424.0k $424.0k 0.00% New
71 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 23,84023.8k $390.0k $390.0k 0.01% Reduced -2.4k -2,400
72 Accel Wealth Management 0.14% of their portfolio WAVERLY, IA 22,61222.6k $369.5k $369.5k 0.14% Reduced -2.5k -2,525
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 20,25620.3k $331.0k $331.0k 0.01% Added +5.0k +5,032
74 Retirement Planning Co of New England, Inc. 0.16% of their portfolio Warwick, RI 19,95520.0k $326.1k $326.1k 0.16% Added +1.7k +1,713
75 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 19,63619.6k $320.9k $320.9k 0.00% Added +6.3k +6,271
76 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 18,93218.9k $309.4k $309.4k 0.03% Added +4.5k +4,547
77 Perennial Investment Advisors, LLC 0.04% of their portfolio Los Angeles, CA 18,67918.7k $305.2k $305.2k 0.04% New
78 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 17,72317.7k $289.6k $289.6k 0.04% Reduced -107 -107
79 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 17,66617.7k $288.7k $288.7k 0.02% Reduced -12.1k -12,070
80 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 17,51817.5k $286.3k $286.3k 0.02% Added +3.3k +3,294
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,97517.0k $277.4k $277.4k 0.00% Added +89 +89
82 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,40516.4k $268.0k $268.0k 0.00% New
83 Castle Rock Wealth Management, LLC 0.06% of their portfolio WALNUT CREEK, CA 16,06016.1k $268.9k $268.9k 0.06% Reduced -958 -958
84 Valeo Financial Advisors, LLC 0.01% of their portfolio CARMEL, IN 16,01316.0k $261.7k $261.7k 0.01% New
85 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 15,82715.8k $258.6k $258.6k 0.02% Added +314 +314
86 Triumph Capital Management 0.09% of their portfolio DENVER, CO 15,55115.6k $254.1k $254.1k 0.09% Added +353 +353
87 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.02% of their portfolio Westlake, OH 14,93914.9k $244.1k $244.1k 0.02% Added +3.4k +3,395
88 KINGSWOOD WEALTH ADVISORS, LLC 0.02% of their portfolio SAN DIEGO, CA 14,69514.7k $240.1k $240.1k 0.02% Added +1.2k +1,240
89 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 14,49014.5k $236.8k $236.8k 0.00% Unchanged
90 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 14,23214.2k $232.6k $232.6k 0.00% New
91 ADG Wealth Management Group, LLC 0.20% of their portfolio METAIRIE, LA 13,66313.7k $223.3k $223.3k 0.20% First filing
92 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 12,73612.7k $208.1k $208.1k 0.01% Unchanged
93 Good Life Advisors, LLC 0.01% of their portfolio READING, PA 12,24812.2k $200.1k $200.1k 0.01% Reduced -10.0k -10,026
94 PRIVATE CLIENT SERVICES, LLC 0.10% of their portfolio LOUISVILLE, KY 11,18511.2k $182.8k $182.8k 0.10% New
95 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 11,15911.2k $182.3k $182.3k 0.00% New
96 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 11,07611.1k $181.0k $181.0k 0.00% Added +809 +809
97 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 10,89210.9k $178.0k $178.0k 0.01% Reduced -97 -97
98 WORLD EQUITY GROUP, INC. 0.04% of their portfolio SCHAUMBURG, IL 10,49810.5k $171.5k $171.5k 0.04% New
99 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 10,27010.3k $167.8k $167.8k 0.01% Reduced -3.0k -3,049
100 Colonial River Investments, LLC 0.08% of their portfolio MIDLOTHIAN, VA 10,01710.0k $163.7k $163.7k 0.08% Reduced -324 -324