Vault-13

GLOBAL X FDS RYLD

RUSSELL 2000 · ETP · CUSIP 37954Y459

137 institutional holders -1 vs Q4 2023
21,645,75821.6m shares reported held*
$366.0mreported value*
17 new 62 added 39 reduced 21 sold out net bought ≈ $4.3m (+305.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.91. Options: 3 managers hold calls ($338.2k notional), 2 hold puts ($415.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 123Q1 23: 124Q2 23: 133Q3 23: 131Q4 23: 138Q1 24: 137137Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022105
Q4 2022123
Q1 2023124
Q2 2023133
Q3 2023131
Q4 2023138
Q1 2024137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 37 cut or sold outQ4 22Q1 23: 80 bought or addedQ1 23: 42 cut or sold outQ1 23Q2 23: 79 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 50 cut or sold outQ3 23Q4 23: 70 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 79 bought or addedQ1 24: 60 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227437
Q1 20238042
Q2 20237950
Q3 20238250
Q4 20237059
Q1 20247960

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $1.0mQ2 23 puts: $57.5kQ2 23P/C 0.06Q3 23 calls: $1.8mQ3 23 puts: $691.7kQ3 23P/C 0.38Q4 23 calls: $728.2kQ4 23 puts: $179.1kQ4 23P/C 0.25Q1 24 calls: $338.2kQ1 24 puts: $415.3kQ1 24P/C 1.23
Numbers
QuarterCallsPutsP/C
Q2 2023$1.0m$57.5k0.06
Q3 2023$1.8m$691.7k0.38
Q4 2023$728.2k$179.1k0.25
Q1 2024$338.2k$415.3k1.23

Biggest buyers

MORGAN STANLEY Added +2,599,432+2.6m
Cetera Investment Advisers Added +250,744+250.7k
AMERIPRISE FINANCIAL INC Added +154,446+154.4k
HUB Investment Partners, LLC Added +87,672+87.7k
Mesirow Financial Investment Management, Inc. Added +74,577+74.6k
PFG Investments, LLC Added +72,992+73.0k
UBS Group AG Added +68,633+68.6k
OSAIC HOLDINGS, INC. Added +66,837+66.8k
Corient Private Wealth LP Added +63,287+63.3k
High Net Worth Advisory Group LLC Added +58,463+58.5k

Biggest sellers

Hamilton Capital Partners Inc. Sold out -1,468,239-1.5m
LPL Financial LLC Reduced -743,169-743.2k
ROYAL BANK OF CANADA Reduced -298,834-298.8k
Cetera Advisor Networks LLC Sold out -189,433-189.4k
JANE STREET GROUP, LLC Sold out -170,684-170.7k
MML INVESTORS SERVICES, LLC Sold out -170,010-170.0k
Atlas Private Wealth Advisors Reduced -151,326-151.3k
RENAISSANCE TECHNOLOGIES LLC Sold out -125,806-125.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -115,563-115.6k
AE Wealth Management LLC Sold out -104,352-104.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $245.2k14.5k shares
HighTower Advisors, LLC New $92.0k550.5k shares
Cutler Group LLC / CA Added $1.0k10.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $414.3k24.5k shares
Cutler Group LLC / CA Reduced $1.0k4.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,021,2727.0m $118.7m $118.7m 0.00% Added +2.6m +2,599,432
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,002,5832.0m $33.9m $33.9m 0.02% Reduced -743.2k -743,169
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,779,6931.8m $30.1m $30.1m 0.00% Reduced -26.0k -25,990
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 909,130909.1k $15.3m $15.3m 0.00% Added +154.4k +154,446
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 648,553648.6k $11.0m $11.0m 0.00% Added +25.3k +25,345
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 618,537618.5k $10.5m $10.5m 0.00% Reduced -298.8k -298,834
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 489,960490.0k $8.3m $8.3m 0.02% Added +66.8k +66,837
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 462,475462.5k $7.8m $7.8m 0.00% Added +68.6k +68,633
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 439,770439.8k $7.4m $7.4m 0.01% Added +14.8k +14,773
10 Brookstone Capital Management 0.13% of their portfolio WHEATON, IL 420,808420.8k $7.1m $7.1m 0.13% Added +7.1k +7,102
11 HUB Investment Partners, LLC 0.38% of their portfolio AUSTIN, TX 402,721402.7k $6.8m $6.8m 0.38% Added +87.7k +87,672
12 CENTAURUS FINANCIAL, INC. 0.47% of their portfolio ANAHEIM, CA 400,274400.3k $6.8m $6.8m 0.47% Reduced -22.4k -22,383
13 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 350,838350.8k $5.9m $5.9m 0.02% Added +43.1k +43,070
14 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 2.09% of their portfolio LEAWOOD, KS 333,012333.0k $5.6m $5.6m 2.09% Added +45.2k +45,177
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 274,729274.7k $4.6m $4.6m 0.01% Added +250.7k +250,744
16 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 274,415274.4k $4.6m $4.6m 0.02% Reduced -1.2k -1,205
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 238,721238.7k $4.0m $4.0m 0.00% Reduced -3.8k -3,787
18 AlphaStar Capital Management, LLC 0.39% of their portfolio CORNELIUS, NC 226,253226.3k $3.8m $3.8m 0.39% Added +51.4k +51,368
19 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 223,852223.9k $3.8m $3.8m 0.01% Added +15.8k +15,818
20 FinTrust Capital Advisors, LLC 0.62% of their portfolio Greenville, SC 191,210191.2k $3.2m $3.2m 0.62% Reduced -3.5k -3,501
21 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.33% of their portfolio ORLANDO, FL 185,929185.9k $3.1m $3.1m 0.33% Added +50.4k +50,359
22 Mesirow Financial Investment Management, Inc. 0.07% of their portfolio CHICAGO, IL 177,245177.2k $3.0m $3.0m 0.07% Added +74.6k +74,577
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 156,196156.2k $2.6m $2.6m 0.00% Reduced -115.6k -115,563
24 Institute for Wealth Management, LLC. 0.33% of their portfolio DENVER, CO 151,650151.7k $2.6m $2.6m 0.33% Added +19.3k +19,286
25 Atlas Private Wealth Advisors 0.80% of their portfolio RED BANK, NJ 140,842140.8k $2.4m $2.4m 0.80% Reduced -151.3k -151,326
26 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 139,894139.9k $2.4m $2.4m 0.00% Added +63.3k +63,287
27 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 139,524139.5k $2.4m $2.4m 0.11% Added +11.1k +11,071
28 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 127,060127.1k $2.1m $2.1m 0.10% Reduced -30.7k -30,699
29 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 126,281126.3k $2.1m $2.1m 0.02% Added +10.6k +10,597
30 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 121,019121.0k $2.0m $2.0m 0.02% Reduced -17.5k -17,500
31 High Net Worth Advisory Group LLC 0.60% of their portfolio NAPLES, FL 112,842112.8k $1.9m $1.9m 0.60% Added +58.5k +58,463
32 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 110,598110.6k $1.9m $1.9m 0.02% Added +37.6k +37,640
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 87,96088.0k $1.5m $1.5m 0.01% Reduced -3.7k -3,698
34 PFG Investments, LLC 0.09% of their portfolio WOODBURY, NY 84,44584.4k $1.4m $1.4m 0.09% Added +73.0k +72,992
35 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 79,50079.5k $1.3m $1.3m 0.03% Reduced -4.7k -4,740
36 Investment Partners Asset Management, Inc. 1.21% of their portfolio METUCHEN, NJ 79,43479.4k $1.3m $1.3m 1.21% Added +1.0k +1,009
37 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 74,20874.2k $1.3m $1.3m 0.01% Added +4.3k +4,314
38 NWF Advisory Services Inc. 0.20% of their portfolio Los Angeles, CA 69,35669.4k $1.2m $1.2m 0.20% Added +6.5k +6,500
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 69,12869.1k $1.2m $1.2m 0.00% Reduced -27.1k -27,091
40 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 68,41668.4k $1.2m $1.2m 0.06% Reduced -1.8k -1,770
41 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 66,96167.0k $1.1m $1.1m 0.05% Reduced -1.7k -1,689
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 59,27959.3k $1.0m $1.0m 0.00% Added +32.9k +32,920
43 CoreFirst Bank & Trust 0.58% of their portfolio TOPEKA, KS 55,20355.2k $933.5k $933.5k 0.58% Reduced -262 -262
44 Solutions 4 Wealth, Ltd 2.60% of their portfolio SOUTHLAKE, TX 54,68954.7k $924.8k $924.8k 2.60% Added +11.7k +11,673
45 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 54,31554.3k $918.5k $918.5k 0.00% Added +19.7k +19,685
46 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 53,46753.5k $904.1k $904.1k 0.00% Added +7.9k +7,944
47 Garner Asset Management Corp 0.41% of their portfolio PLANO, TX 48,52448.5k $821.0k $821.0k 0.41% New
48 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 47,51147.5k $803.4k $803.4k 0.01% Reduced -1.1k -1,094
49 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 47,48747.5k $810.1k $810.1k 0.02% Reduced -3.8k -3,787
50 MAS Advisors LLC 0.92% of their portfolio Miami, FL 47,20847.2k $798.3k $798.3k 0.92% Unchanged
51 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 38,54338.5k $651.8k $651.8k 0.07% New
52 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 37,36837.4k $632.0k $632.0k 0.03% Added +14.4k +14,407
53 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 37,30037.3k $631.0k $631.0k 0.00% Reduced -7.2k -7,200
54 Eudaimonia Partners, LLC 0.15% of their portfolio Winchester, TN 36,83336.8k $622.8k $622.8k 0.15% New
55 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 35,32635.3k $581.8k $581.8k 0.02% New
56 Sandbox Financial Partners, LLC 0.25% of their portfolio BETHESDA, MD 34,91334.9k $590.4k $590.4k 0.25% New
57 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 34,36034.4k $581.0k $581.0k 0.02% Added +21.1k +21,074
58 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 30,47930.5k $497.7k $497.7k 0.02% Added +12.7k +12,652
59 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 29,17529.2k $493.4k $493.4k 0.02% Reduced -9.0k -9,004
60 Smartleaf Asset Management LLC 0.10% of their portfolio BOSTON, MA 29,17529.2k $493.1k $493.1k 0.10% Added +5.6k +5,607
61 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 27,70127.7k $468.4k $468.4k 0.04% Added +7.1k +7,101
62 NFSG Corp 0.20% of their portfolio BOCA RATON, FL 27,37527.4k $462.9k $462.9k 0.20% Added +7.4k +7,413
63 Accel Wealth Management 0.19% of their portfolio WAVERLY, IA 26,23326.2k $443.6k $443.6k 0.19% Added +426 +426
64 EUDAIMONIA ADVISORS LLC 0.23% of their portfolio Winchester, TN 25,50625.5k $431.3k $431.3k 0.23% New
65 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.27% of their portfolio WALTHAM, MA 24,10824.1k $407.7k $407.7k 0.27% Added +11.2k +11,229
66 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 23,51823.5k $397.7k $397.7k 0.01% Reduced -8.4k -8,423
67 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 23,39023.4k $396.0k $396.0k 0.01% Added +1.0k +1,000
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,70521.7k $367.0k $367.0k 0.00% Reduced -2.0k -2,020
69 Wealthspire Retirement, LLC 0.03% of their portfolio ALISO VIEJO, CA 21,16421.2k $357.9k $357.9k 0.03% Reduced -698 -698
70 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 20,10120.1k $339.9k $339.9k 0.00% Reduced -3 -3
71 City Center Advisors, LLC 0.39% of their portfolio TROY, MI 19,67219.7k $332.7k $332.7k 0.39% First filing
72 WealthShield Partners, LLC 0.05% of their portfolio CARY, NC 19,43319.4k $328.6k $328.6k 0.05% Added +475 +475
73 Baker Avenue Asset Management, LP 0.01% of their portfolio SAN FRANCISCO, CA 19,40819.4k $328.2k $328.2k 0.01% Added +269 +269
74 Triumph Capital Management 0.13% of their portfolio DENVER, CO 18,30118.3k $309.1k $309.1k 0.13% Added +4.4k +4,445
75 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 17,74517.7k $300.1k $300.1k 0.00% New
76 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 16,45516.5k $278.3k $278.3k 0.04% Added +900 +900
77 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,40516.4k $277.4k $277.4k 0.00% Reduced -4.0k -4,049
78 Atlantic Union Bankshares Corp 0.02% of their portfolio GLEN ALLEN, VA 16,15616.2k $273.2k $273.2k 0.02% Unchanged
79 COMERICA BANK 0.00% of their portfolio DALLAS, TX 16,11316.1k $272.5k $272.5k 0.00% Added +4.5k +4,546
80 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 15,98916.0k $270.4k $270.4k 0.02% Reduced -800 -800
81 RiverFront Investment Group, LLC 0.01% of their portfolio RICHMOND, VA 15,70615.7k $265.6k $265.6k 0.01% New
82 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 15,51015.5k $262.3k $262.3k 0.00% Added +2.3k +2,276
83 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 14,96315.0k $253.0k $253.0k 0.01% Added +694 +694
84 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 14,61314.6k $247.1k $247.1k 0.03% Added +449 +449
85 Castle Rock Wealth Management, LLC 0.06% of their portfolio WALNUT CREEK, CA 14,53414.5k $237.6k $237.6k 0.06% Added +442 +442
86 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 14,49014.5k $245.0k $245.0k 0.00% Unchanged
87 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 14,29614.3k $241.8k $241.8k 0.02% Added +1.4k +1,406
88 Weaver Consulting Group 0.09% of their portfolio HUNTINGTON BEACH, CA 13,70113.7k $231.7k $231.7k 0.09% Reduced -1.8k -1,843
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,55613.6k $229.2k $229.2k 0.00% Added +113 +113
90 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 13,54913.5k $229.0k $229.0k 0.02% New
91 Sequent Planning LLC 0.08% of their portfolio OMAHA, NE 13,42813.4k $227.1k $227.1k 0.08% First filing
92 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 13,34813.3k $225.7k $225.7k 0.01% Added +16 +16
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,04113.0k $220.5k $220.5k 0.00% Added +274 +274
94 Colonial River Investments, LLC 0.12% of their portfolio MIDLOTHIAN, VA 12,76312.8k $215.8k $215.8k 0.12% Reduced -63.9k -63,867
95 Cornerstone Advisory, LLC 0.03% of their portfolio HUNT VALLEY, MD 12,75912.8k $215.7k $215.7k 0.03% Reduced -6.9k -6,895
96 Retirement Planning Co of New England, Inc. 0.11% of their portfolio Warwick, RI 12,34112.3k $208.7k $208.7k 0.11% New
97 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 11,79711.8k $199.5k $199.5k 0.00% Added +582 +582
98 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 11,73411.7k $198.4k $198.4k 0.00% Added +375 +375
99 Good Life Advisors, LLC 0.02% of their portfolio READING, PA 10,49110.5k $177.4k $177.4k 0.02% New
100 Lifeworks Advisors, LLC 0.05% of their portfolio GRAND RAPIDS, MI 10,22110.2k $172.8k $172.8k 0.05% Reduced -6.9k -6,918