Vault-13

GLOBAL X FDS RYLD

RUSSELL 2000 · ETP · CUSIP 37954Y459

133 institutional holders +9 vs Q1 2023
19,185,66219.2m shares reported held*
$347.2mreported value*
22 new 57 added 34 reduced 16 sold out net bought ≈ $74.1m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.10. Options: 5 managers hold calls ($1.0m notional), 2 hold puts ($57.5k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 123Q1 23: 124Q2 23: 133133Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022105
Q4 2022123
Q1 2023124
Q2 2023133

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 37 cut or sold outQ4 22Q1 23: 80 bought or addedQ1 23: 42 cut or sold outQ1 23Q2 23: 79 bought or addedQ2 23: 50 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227437
Q1 20238042
Q2 20237950

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $2.4mQ3 22 puts: $472.0kQ3 22P/C 0.20Q4 22 calls: $3.6mQ4 22 puts: $688.1kQ4 22P/C 0.19Q1 23 calls: $1.6mQ1 23 puts: $276.1kQ1 23P/C 0.18Q2 23 calls: $1.0mQ2 23 puts: $57.5kQ2 23P/C 0.06
Numbers
QuarterCallsPutsP/C
Q3 2022$2.4m$472.0k0.20
Q4 2022$3.6m$688.1k0.19
Q1 2023$1.6m$276.1k0.18
Q2 2023$1.0m$57.5k0.06

Biggest buyers

LPL Financial LLC Added +2,387,446+2.4m
MORGAN STANLEY Added +552,371+552.4k
BANK OF AMERICA CORP /DE/ Added +382,698+382.7k
AMERIPRISE FINANCIAL INC New +296,359+296.4k
IFP Advisors, Inc Added +186,514+186.5k
Atlas Private Wealth Advisors Added +169,063+169.1k
Sowell Financial Services LLC New +142,882+142.9k
Janney Montgomery Scott LLC Added +117,057+117.1k
Atria Investments, Inc New +113,736+113.7k
HRT FINANCIAL LP New +110,948+110.9k

Biggest sellers

UBS Group AG Reduced -172,958-173.0k
JANE STREET GROUP, LLC Reduced -141,458-141.5k
Belpointe Asset Management LLC Sold out -83,125-83.1k
MAS Advisors LLC Reduced -70,297-70.3k
Baird Financial Group, Inc. Reduced -66,631-66.6k
TOWNSQUARE CAPITAL LLC Sold out -62,695-62.7k
DFPG INVESTMENTS, LLC Sold out -60,766-60.8k
Beacon Pointe Advisors, LLC Reduced -50,086-50.1k
WELLS FARGO & COMPANY/MN Reduced -49,502-49.5k
Kovack Advisors, Inc. Sold out -33,602-33.6k

Biggest calls

Kovack Advisors, Inc. New $637.2k3.5m shares
CITADEL ADVISORS LLC Reduced $352.8k19.5k shares
Cutler Group LLC / CA Added $16.0k49.6k shares
Wambolt & Associates, LLC Unchanged $7.7k42.3k shares
Intergy Private Wealth, LLC Unchanged $4.5k25.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $52.5k2.9k shares
Cutler Group LLC / CA Added $5.0k8.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 3,810,5083.8m $68.9m $68.9m 0.05% Added +2.4m +2,387,446
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,153,1492.2m $39.0m $39.0m 0.00% Added +552.4k +552,371
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,900,5561.9m $34.4m $34.4m 0.00% Added +382.7k +382,698
4 Hamilton Capital Partners Inc. 11.74% of their portfolio TORONTO, A6 1,786,0801.8m $32.3m $32.3m 11.74% Added +21.9k +21,878
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,135,3301.1m $20.5m $20.5m 0.01% Reduced -9.8k -9,752
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 599,365599.4k $10.8m $10.8m 0.02% Reduced -11.4k -11,355
7 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 492,519492.5k $8.9m $8.9m 0.02% Reduced -66.6k -66,631
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 488,453488.5k $8.8m $8.8m 0.02% Added +34.4k +34,373
9 CENTAURUS FINANCIAL, INC. 0.63% of their portfolio ANAHEIM, CA 400,607400.6k $7.2m $7.2m 0.63% Added +29.4k +29,425
10 Brookstone Capital Management 0.14% of their portfolio WHEATON, IL 375,898375.9k $6.8m $6.8m 0.14% Added +87.4k +87,355
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 340,826340.8k $6.2m $6.2m 0.00% Reduced -49.5k -49,502
12 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 333,356333.4k $6.0m $6.0m 0.02% Added +117.1k +117,057
13 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 323,992324.0k $7.0m $7.0m 0.15% Added +186.5k +186,514
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 296,359296.4k $5.4m $5.4m 0.00% New
15 Atlas Private Wealth Advisors 1.02% of their portfolio RED BANK, NJ 279,427279.4k $5.1m $5.1m 1.02% Added +169.1k +169,063
16 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 248,346248.3k $4.5m $4.5m 0.02% Reduced -6.2k -6,166
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 246,893246.9k $4.5m $4.5m 0.00% Reduced -173.0k -172,958
18 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 2.36% of their portfolio LEAWOOD, KS 238,104238.1k $4.3m $4.3m 2.36% First filing
19 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 177,287177.3k $3.2m $3.2m 0.04% Added +11.4k +11,396
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 175,842175.8k $3.2m $3.2m 0.00% Added +6.5k +6,509
21 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 168,304168.3k $3.0m $3.0m 0.02% Reduced -29.5k -29,511
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 152,167152.2k $2.8m $2.8m 0.00% Reduced -23.8k -23,818
23 INDEPENDENT FINANCIAL GROUP, LLC 0.18% of their portfolio SAN DIEGO, CA 147,902147.9k $2.7m $2.7m 0.18% Added +31.6k +31,588
24 Institute for Wealth Management, LLC. 0.47% of their portfolio DENVER, CO 147,854147.9k $2.7m $2.7m 0.47% Added +19.5k +19,509
25 Sowell Financial Services LLC 0.14% of their portfolio NORTH LITTLE ROCK, AR 142,882142.9k $2.6m $2.6m 0.14% New
26 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 113,736113.7k $2.1m $2.1m 0.04% New
27 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 110,948110.9k $2.0m $2.0m 0.02% New
28 FinTrust Capital Advisors, LLC 0.48% of their portfolio Greenville, SC 107,175107.2k $2.0m $2.0m 0.48% Unchanged
29 Eudaimonia Partners, LLC 0.39% of their portfolio Winchester, TN 96,28496.3k $1.7m $1.7m 0.39% Reduced -2.7k -2,727
30 High Net Worth Advisory Group LLC 0.64% of their portfolio NAPLES, FL 90,94990.9k $1.6m $1.6m 0.64% Added +25.0k +25,029
31 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 89,38189.4k $1.6m $1.6m 0.01% Reduced -50 -50
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 84,12984.1k $1.5m $1.5m 0.00% Reduced -141.5k -141,458
33 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 78,52878.5k $1.4m $1.4m 0.01% Added +10.1k +10,116
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 71,20871.2k $1.3m $1.3m 0.00% Added +4.4k +4,383
35 Arete Wealth Advisors, LLC 0.11% of their portfolio CHICAGO, IL 70,93770.9k $1.3m $1.3m 0.11% Added +6.7k +6,689
36 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.12% of their portfolio WALTHAM, MA 65,64665.6k $168.2k $168.2k 0.12% Added +56.3k +56,349
37 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 63,52463.5k $1.1m $1.1m 0.08% Added +8.8k +8,814
38 Garner Asset Management Corp 0.64% of their portfolio PLANO, TX 63,46163.5k $1.1m $1.1m 0.64% Added +3.8k +3,829
39 Mariner, LLC 0.00% of their portfolio Overland Park, KS 60,00360.0k $1.1m $1.1m 0.00% Added +563 +563
40 NWF Advisory Services Inc. 0.24% of their portfolio Los Angeles, CA 57,70657.7k $1.0m $1.0m 0.24% Unchanged
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 55,80855.8k $1.0m $1.0m 0.00% Added +25.1k +25,070
42 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 55,12855.1k $997.3k $997.3k 0.02% Reduced -5.4k -5,427
43 HUB Investment Partners, LLC 0.17% of their portfolio AUSTIN, TX 53,91953.9k $975.4k $975.4k 0.17% New
44 CoreFirst Bank & Trust 0.68% of their portfolio TOPEKA, KS 53,65053.6k $970.5k $970.5k 0.68% Added +10.4k +10,424
45 MAS Advisors LLC 1.32% of their portfolio Miami, FL 52,42552.4k $948.4k $948.4k 1.32% Reduced -70.3k -70,297
46 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 50,05650.1k $905.5k $905.5k 0.02% Added +44.8k +44,836
47 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 47,55947.6k $860.3k $860.3k 0.02% Reduced -8.0k -8,008
48 Wealthspire Retirement, LLC 0.15% of their portfolio ALISO VIEJO, CA 43,62343.6k $789.1k $789.1k 0.15% Added +30.3k +30,341
49 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 41,50541.5k $750.8k $750.8k 0.01% Added +14.4k +14,448
50 Cornerstone Advisory, LLC 0.13% of their portfolio HUNT VALLEY, MD 39,73539.7k $718.8k $718.8k 0.13% Reduced -10.5k -10,457
51 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 38,07138.1k $688.7k $688.7k 0.04% Added +3.8k +3,780
52 AlphaStar Capital Management, LLC 0.07% of their portfolio CORNELIUS, NC 35,70535.7k $645.9k $645.9k 0.07% New
53 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 34,00834.0k $615.2k $615.2k 0.01% Added +382 +382
54 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 32,76632.8k $592.7k $592.7k 0.01% Added +20.0k +20,004
55 Prosperity Wealth Management, Inc. 0.35% of their portfolio San Ramon, CA 29,76929.8k $538.5k $538.5k 0.35% Added +1.7k +1,673
56 Accel Wealth Management 0.29% of their portfolio WAVERLY, IA 29,20129.2k $528.2k $528.2k 0.29% Added +1.3k +1,295
57 Weaver Consulting Group 0.23% of their portfolio HUNTINGTON BEACH, CA 28,48828.5k $515.3k $515.3k 0.23% Reduced -1.7k -1,653
58 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 28,48628.5k $515.3k $515.3k 0.02% Added +2.8k +2,758
59 Colonial River Investments, LLC 0.33% of their portfolio MIDLOTHIAN, VA 27,70827.7k $501.2k $501.2k 0.33% Reduced -1.5k -1,522
60 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 26,91326.9k $486.9k $486.9k 0.00% Added +3.1k +3,134
61 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 25,70525.7k $465.0k $465.0k 0.00% Added +2.0k +2,024
62 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 24,66224.7k $446.1k $446.1k 0.01% Reduced -289 -289
63 Columbus Macro, LLC 0.17% of their portfolio NEW CASTLE, PA 24,20124.2k $437.8k $437.8k 0.17% Reduced -553 -553
64 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 23,53423.5k $425.7k $425.7k 0.00% First filing
65 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 20,35120.4k $368.1k $368.1k 0.03% New
66 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 19,89019.9k $360.0k $360.0k 0.02% Added +1.7k +1,710
67 QP WEALTH MANAGEMENT, LLC 0.55% of their portfolio BOCA RATON, FL 19,16519.2k $346.7k $346.7k 0.55% Added +2.3k +2,279
68 WealthShield Partners, LLC 0.05% of their portfolio CARY, NC 19,03519.0k $344.3k $344.3k 0.05% Added +4.5k +4,543
69 Baker Avenue Asset Management, LP 0.02% of their portfolio SAN FRANCISCO, CA 18,81618.8k $340.4k $340.4k 0.02% Reduced -16.4k -16,440
70 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 18,20918.2k $329.4k $329.4k 0.03% New
71 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 17,75617.8k $321.2k $321.2k 0.03% Reduced -5.3k -5,342
72 NFSG Corp 0.15% of their portfolio BOCA RATON, FL 17,50917.5k $316.7k $316.7k 0.15% Added +6.1k +6,126
73 Astoria Portfolio Advisors LLC. 0.12% of their portfolio NEW YORK, NY 17,43617.4k $319.2k $319.2k 0.12% Reduced -1.4k -1,353
74 Patriot Financial Group Insurance Agency, LLC 0.06% of their portfolio Westborough, MA 16,35916.4k $295.9k $295.9k 0.06% Reduced -718 -718
75 Atlantic Union Bankshares Corp 0.03% of their portfolio GLEN ALLEN, VA 16,15616.2k $292.3k $292.3k 0.03% Unchanged
76 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 15,88715.9k $287.4k $287.4k 0.03% New
77 Owen LaRue, LLC 0.30% of their portfolio ELIZABETHTOWN, KY 15,74215.7k $285.1k $285.1k 0.30% Reduced -30.5k -30,466
78 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,62315.6k $282.6k $282.6k 0.00% Added +1.5k +1,549
79 PFG Investments, LLC 0.05% of their portfolio WOODBURY, NY 15,19615.2k $274.9k $274.9k 0.05% Added +2.1k +2,147
80 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 14,51914.5k $262.6k $262.6k 0.01% Added +2.4k +2,370
81 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 14,49014.5k $262.1k $262.1k 0.00% Reduced -50.1k -50,086
82 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 13,55013.6k $245.1k $245.1k 0.01% New
83 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 13,43413.4k $243.0k $243.0k 0.03% Added +387 +387
84 Castle Rock Wealth Management, LLC 0.08% of their portfolio WALNUT CREEK, CA 13,33013.3k $240.2k $240.2k 0.08% Added +65 +65
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,55112.6k $227.0k $227.0k 0.00% New
86 EUDAIMONIA ADVISORS LLC 0.15% of their portfolio Winchester, TN 12,17812.2k $220.3k $220.3k 0.15% Reduced -745 -745
87 Krilogy Financial LLC 0.02% of their portfolio ST. LOUIS, MO 11,82511.8k $213.9k $213.9k 0.02% New
88 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 11,46611.5k $207.4k $207.4k 0.02% Added +1.1k +1,102
89 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 11,37811.4k $205.8k $205.8k 0.01% Unchanged
90 Camelot Portfolios, LLC 0.12% of their portfolio Maumee, OH 10,64110.6k $192.5k $192.5k 0.12% New
91 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,20010.2k $184.5k $184.5k 0.00% New
92 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 10,18710.2k $184.3k $184.3k 0.01% Reduced -273 -273
93 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 10,03910.0k $182.0k $182.0k 0.01% Unchanged
94 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 9,3879.4k $169.8k $169.8k 0.01% Reduced -3.2k -3,170
95 Worth Asset Management, LLC 0.10% of their portfolio DALLAS, TX 7,5207.5k $136.0k $136.0k 0.10% Added +1.1k +1,120
96 HOWE & RUSLING INC 0.01% of their portfolio ROCHESTER, NY 5,8485.8k $105.8k $105.8k 0.01% New
97 Founders Financial Alliance, LLC 0.04% of their portfolio RALEIGH, NC 5,7075.7k $103.2k $103.2k 0.04% Added +1.2k +1,241
98 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 5,5505.5k $100.4k $100.4k 0.01% Reduced -18.1k -18,106
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,1074.1k $74.0k $74.0k 0.00% Added +3.2k +3,241
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,2033.2k $57.9k $57.9k 0.00% Added +2.2k +2,203