Vault-13

GLADSTONE LD CORP LAND

COM · REIT · CUSIP 376549101

184 institutional holders +2 vs Q3 2022
15,403,28715.4m shares reported held*
44.4% of all shares outstanding*
$282.7mreported value*
19 new 61 added 57 reduced 20 sold out net sold ≈ $7.9m (-425.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 34.7m as of 2022-11-08, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $18.35. Options: 6 managers hold calls ($1.7m notional), 6 hold puts ($1.6m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 184184Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022182
Q4 2022184

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $6.6mQ3 22 puts: $2.1mQ3 22P/C 0.32Q4 22 calls: $1.7mQ4 22 puts: $1.6mQ4 22P/C 0.93
Numbers
QuarterCallsPutsP/C
Q3 2022$6.6m$2.1m0.32
Q4 2022$1.7m$1.6m0.93

Biggest buyers

Amundi Added +156,259+156.3k
VANGUARD GROUP INC Added +150,800+150.8k
CITADEL ADVISORS LLC Added +99,185+99.2k
CORNERCAP INVESTMENT COUNSEL INC New +44,384+44.4k
DRIVE WEALTH MANAGEMENT, LLC New +41,461+41.5k
MILLENNIUM MANAGEMENT LLC New +37,486+37.5k
GOLDMAN SACHS GROUP INC Added +36,923+36.9k
NORTHERN TRUST CORP Added +32,978+33.0k
GEODE CAPITAL MANAGEMENT, LLC Added +28,835+28.8k
OneAscent Wealth Management LLC New +27,574+27.6k

Biggest sellers

UBS Group AG Reduced -460,247-460.2k
MORGAN STANLEY Reduced -203,957-204.0k
Balyasny Asset Management L.P. Sold out -94,552-94.6k
Foresight Wealth Management, LLC Reduced -91,536-91.5k
COLONY GROUP LLC Reduced -65,938-65.9k
GSA CAPITAL PARTNERS LLP Sold out -60,858-60.9k
Carnegie Investment Counsel Sold out -39,550-39.5k
Western Wealth Management, LLC Sold out -33,276-33.3k
Quadrature Capital Ltd Sold out -30,017-30.0k
Cubist Systematic Strategies, LLC Reduced -26,170-26.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $677.1k36.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $515.6k28.1k shares
SIMPLEX TRADING, LLC Added $229.0k12.5k shares
WOLVERINE TRADING, LLC Added $195.0k10.6k shares
GROUP ONE TRADING LLC Added $132.1k7.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $796.4k43.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $546.8k29.8k shares
WOLVERINE TRADING, LLC New $191.0k10.4k shares
SIMPLEX TRADING, LLC Reduced $78.0k4.3k shares
GROUP ONE TRADING LLC Reduced $18.4k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,483,6853.5m $63.9m $63.9m 0.00% Added +150.8k +150,800
2 BlackRock Inc. 0.00% of their portfolio New York, NY 2,306,0902.3m $42.3m $42.3m 0.00% Reduced -3.8k -3,787
3 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 733,287733.3k $13.5m $13.5m 0.00% Added +18.9k +18,883
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 692,929692.9k $12.7m $12.7m 0.00% Added +28.8k +28,835
5 Amundi 0.01% of their portfolio Paris, I0 681,071681.1k $12.6m $12.6m 0.01% Added +156.3k +156,259
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 651,709651.7k $12.0m $12.0m 0.00% Reduced -204.0k -203,957
7 BOWEN HANES & CO INC 0.42% of their portfolio PONTE VEDRA BEACH, FL 648,400648.4k $11.9m $11.9m 0.42% Added +18.4k +18,400
8 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 410,492410.5k $7.5m $7.5m 0.00% Added +33.0k +32,978
9 State of New Jersey Common Pension Fund D 0.02% of their portfolio TRENTON, NJ 255,000255.0k $4.7m $4.7m 0.02% Unchanged
10 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 249,390249.4k $4.6m $4.6m 0.02% Reduced -3.6k -3,586
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 239,556239.6k $4.4m $4.4m 0.00% Added +12.2k +12,225
12 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 206,759206.8k $3.8m $3.8m 0.00% Reduced -14.5k -14,535
13 B&I Capital AG 1.11% of their portfolio ZURICH, V8 172,537172.5k $3.2m $3.2m 1.11% Added +14.7k +14,700
14 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 170,907170.9k $3.1m $3.1m 0.00% Added +4.2k +4,161
15 BARD ASSOCIATES INC 1.27% of their portfolio CHICAGO, IL 160,937160.9k $3.0m $3.0m 1.27% Reduced -1.8k -1,825
16 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 1.15% of their portfolio MINNEAPOLIS, MN 159,692159.7k $2.9m $2.9m 1.15% Added +1.4k +1,413
17 MARATHON CAPITAL MANAGEMENT 0.80% of their portfolio Hunt Valley, MD 157,371157.4k $2.9m $2.9m 0.80% Added +1.0k +1,046
18 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 143,700143.7k $2.6m $2.6m 0.01% Added +27.0k +27,000
19 U.S. Capital Wealth Advisors, LLC 0.12% of their portfolio AUSTIN, TX 142,432142.4k $2.6m $2.6m 0.12% Added +4.6k +4,605
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 137,905137.9k $2.5m $2.5m 0.00% Added +99.2k +99,185
21 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 124,666124.7k $2.3m $2.3m 0.03% Reduced -65.9k -65,938
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 115,588115.6k $2.1m $2.1m 0.00% Added +6.4k +6,390
23 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 110,339110.3k $2.0m $2.0m 0.01% Added +18.5k +18,542
24 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 103,829103.8k $1.9m $1.9m 0.00% Reduced -7.3k -7,326
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 101,942101.9k $1.9m $1.9m 0.00% Added +778 +778
26 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 101,363101.4k $1.9m $1.9m 0.02% Added +2.0k +1,996
27 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 93,04893.0k $1.7m $1.7m 0.00% Reduced -4.2k -4,227
28 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 85,71385.7k $1.6m $1.6m 0.00% Reduced -9.7k -9,691
29 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 82,70082.7k $1.5m $1.5m 0.00% Added +10.4k +10,400
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 81,46681.5k $1.5m $1.5m 0.00% Added +36.9k +36,923
31 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 79,83779.8k $1.5m $1.5m 0.03% Added +6.9k +6,939
32 Swiss National Bank 0.00% of their portfolio ZURICH, V8 78,40078.4k $1.4m $1.4m 0.00% Added +1.5k +1,500
33 Cherry Creek Investment Advisors, Inc. 1.07% of their portfolio ENGLEWOOD, CO 75,00975.0k $1.4m $1.4m 1.07% Reduced -11.4k -11,416
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 68,36168.4k $1.3m $1.3m 0.00% Reduced -3.9k -3,879
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 64,59664.6k $1.2m $1.2m 0.00% Reduced -14.4k -14,416
36 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 54,09054.1k $992.6k $992.6k 0.00% Added +193 +193
37 Keeley-Teton Advisors, LLC 0.12% of their portfolio Chicago, IL 52,43052.4k $962.1k $962.1k 0.12% Unchanged
38 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 51,06051.1k $937.0k $937.0k 0.00% Added +1.1k +1,063
39 Asset Management One Co., Ltd. 0.00% of their portfolio TOKYO, M0 50,08150.1k $914.5k $914.5k 0.00% Added +2.7k +2,673
40 Verger Capital Management LLC 0.51% of their portfolio Winston-Salem, NC 49,43049.4k $907.0k $907.0k 0.51% Unchanged
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 45,19745.2k $829.4k $829.4k 0.00% Reduced -3.0k -2,957
42 CORNERCAP INVESTMENT COUNSEL INC 0.14% of their portfolio Atlanta, GA 44,38444.4k $814.4k $814.4k 0.14% New
43 WESPAC Advisors, LLC 1.41% of their portfolio ORINDA, CA 44,31244.3k $813.1k $813.1k 1.41% Reduced -853 -853
44 DRIVE WEALTH MANAGEMENT, LLC 0.38% of their portfolio LEHI, UT 41,46141.5k $760.8k $760.8k 0.38% New
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 41,11341.1k $754.4k $754.4k 0.00% Added +425 +425
46 Cannell & Co. 0.03% of their portfolio New York, NY 40,00040.0k $734.0k $734.0k 0.03% Unchanged
47 UBS Group AG 0.00% of their portfolio ZURICH, V8 39,44739.4k $723.9k $723.9k 0.00% Reduced -460.2k -460,247
48 Moors & Cabot, Inc. 0.05% of their portfolio BOSTON, MA 39,41639.4k $723.3k $723.3k 0.05% Added +15.6k +15,600
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,23439.2k $720.0k $720.0k 0.00% Added +717 +717
50 DecisionPoint Financial, LLC 0.43% of their portfolio MESA, AZ 38,70038.7k $710.1k $710.1k 0.43% First filing
51 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 37,48637.5k $688.0k $688.0k 0.00% New
52 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 37,14437.1k $681.6k $681.6k 0.00% Added +6.2k +6,229
53 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 35,64135.6k $654.0k $654.0k 0.00% Reduced -2.9k -2,904
54 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 34,60134.6k $634.9k $634.9k 0.01% Reduced -26.2k -26,170
55 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 32,80032.8k $601.9k $601.9k 0.00% Reduced -1.2k -1,240
56 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 32,31732.3k $593.0k $593.0k 0.00% Reduced -698 -698
57 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 32,02432.0k $587.6k $587.6k 0.00% Unchanged
58 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 31,80031.8k $583.5k $583.5k 0.00% Added +800 +800
59 VERITY Wealth Advisors 0.55% of their portfolio SAUSALITO, X1 30,42430.4k $558.3k $558.3k 0.55% Unchanged
60 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 29,86929.9k $548.1k $548.1k 0.00% Unchanged
61 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,82129.8k $547.0k $547.0k 0.00% Added +3.1k +3,145
62 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 29,35529.4k $539.0k $539.0k 0.01% Added +13.3k +13,331
63 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 29,18029.2k $535.5k $535.5k 0.04% Reduced -24.8k -24,842
64 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 28,96129.0k $531.0k $531.0k 0.02% Added +3.1k +3,065
65 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 28,94428.9k $531.1k $531.1k 0.01% Unchanged
66 OneAscent Wealth Management LLC 0.24% of their portfolio BIRMINGHAM, AL 27,57427.6k $506.0k $506.0k 0.24% New
67 Glen Eagle Advisors, LLC 0.13% of their portfolio KINGSTON, NJ 26,92726.9k $494.1k $494.1k 0.13% Reduced -2.2k -2,245
68 Jump Financial, LLC 0.02% of their portfolio Chicago, IL 25,60025.6k $469.8k $469.8k 0.02% Reduced -10.1k -10,100
69 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 25,45125.5k $467.0k $467.0k 0.00% Reduced -4.1k -4,143
70 AdvisorNet Financial, Inc 0.05% of their portfolio MINNETONKA, MN 25,10925.1k $460.8k $460.8k 0.05% Added +1.9k +1,919
71 REDMONT WEALTH ADVISORS LLC 0.53% of their portfolio CHICAGO, IL 24,74424.7k $454.1k $454.1k 0.53% Added +6.0k +5,987
72 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 23,38123.4k $429.0k $429.0k 0.00% Reduced -12 -12
73 Bristlecone Advisors, LLC 0.05% of their portfolio BELLEVUE, WA 23,36223.4k $428.7k $428.7k 0.05% Added +809 +809
74 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 22,77722.8k $412.5k $412.5k 0.01% Reduced -2.0k -2,043
75 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 22,59522.6k $297.0k $297.0k 0.01% Added +3.4k +3,391
76 Capital Square, LLC 0.36% of their portfolio ATHENS, TN 21,94221.9k $402.7k $402.7k 0.36% Reduced -2.1k -2,064
77 GARRISON POINT ADVISORS, LLC 0.31% of their portfolio Walnut Creek, CA 20,90520.9k $383.6k $383.6k 0.31% Reduced -2.1k -2,141
78 Onyx Bridge Wealth Group LLC 0.16% of their portfolio TARRYTOWN, NY 20,90420.9k $394.9k $394.9k 0.16% New
79 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,75820.8k $380.9k $380.9k 0.00% Added +3.0k +2,979
80 CAHILL FINANCIAL ADVISORS INC 0.07% of their portfolio EDINA, MN 20,07720.1k $368.4k $368.4k 0.07% Added +60 +60
81 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 19,99620.0k $366.9k $366.9k 0.00% Reduced -1.6k -1,600
82 ETF MANAGERS GROUP, LLC 0.02% of their portfolio Summit, NJ 19,77319.8k $362.8k $362.8k 0.02% Added +868 +868
83 Rothschild Wealth LLC 0.21% of their portfolio OAK BROOK, IL 19,53519.5k $358.5k $358.5k 0.21% New
84 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 19,11519.1k $351.0k $351.0k 0.00% Reduced -1.3k -1,251
85 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.16% of their portfolio THE WOODLANDS, TX 18,68018.7k $362.8k $362.8k 0.16% Reduced -4.8k -4,850
86 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,41718.4k $338.0k $338.0k 0.00% Reduced -15.1k -15,087
87 Capital Impact Advisors, LLC 0.33% of their portfolio Boston, MA 18,39718.4k $337.6k $337.6k 0.33% Added +5.2k +5,234
88 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 18,00018.0k $330.3k $330.3k 0.00% Unchanged
89 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,86917.9k $328.0k $328.0k 0.00% Reduced -2.1k -2,063
90 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 17,32317.3k $317.0k $317.0k 0.03% Reduced -22.6k -22,570
91 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 16,82716.8k $308.8k $308.8k 0.00% Unchanged
92 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 16,76716.8k $308.0k $308.0k 0.00% Added +672 +672
93 State of Alaska, Department of Revenue 0.00% of their portfolio JUNEAU, AK 16,16016.2k $295.0k $295.0k 0.00% Added +135 +135
94 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 15,96216.0k $292.9k $292.9k 0.00% Unchanged
95 INSIGNEO ADVISORY SERVICES, LLC 0.11% of their portfolio MIAMI, FL 15,63215.6k $287.0k $287.0k 0.11% First filing
96 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 15,24715.2k $279.8k $279.8k 0.00% Reduced -55 -55
97 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 15,17415.2k $280.9k $280.9k 0.00% Unchanged
98 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 15,00015.0k $275.2k $275.2k 0.02% Reduced -7.1k -7,100
99 Abbrea Capital, LLC 0.05% of their portfolio Greenbrae, CA 14,90014.9k $273.4k $273.4k 0.05% Unchanged
100 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 14,85114.9k $273.0k $273.0k 0.03% Added +19 +19