Vault-13

GABELLI HLTHCARE & WELLNESS GRX

SHS · Closed-End Fund · CUSIP 36246K103

69 institutional holders +2 vs Q3 2022
4,166,4254.2m shares reported held*
$42.8mreported value*
7 new 21 added 19 reduced 4 sold out net bought ≈ $1.3m (+122.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.28.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 67Q4 22: 6969Q3 22Q4 22
Numbers
QuarterHolders
Q3 202267
Q4 202269

Biggest buyers

Thomas J. Herzfeld Advisors, Inc. New +238,456+238.5k
Logan Stone Capital, LLC New +45,992+46.0k
Cornerstone Advisors, LLC Added +35,149+35.1k
WOLVERINE ASSET MANAGEMENT LLC Added +31,843+31.8k
Creative Planning New +28,818+28.8k
CITADEL ADVISORS LLC New +26,848+26.8k
Cetera Investment Advisers Added +24,596+24.6k
STEPHENS INC /AR/ Added +18,320+18.3k
U.S. Capital Wealth Advisors, LLC Added +18,069+18.1k
Quantedge Capital Pte Ltd Added +17,900+17.9k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -176,733-176.7k
UBS Group AG Reduced -63,584-63.6k
Aviance Capital Partners, LLC Reduced -36,646-36.6k
ROYAL BANK OF CANADA Reduced -26,947-26.9k
GAMCO INVESTORS, INC. ET AL Reduced -23,428-23.4k
Private Advisor Group, LLC Sold out -13,449-13.4k
HighTower Advisors, LLC Sold out -12,487-12.5k
Wealthcare Advisory Partners LLC Reduced -10,613-10.6k
9258 Wealth Management, LLC Reduced -8,382-8.4k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Reduced -5,106-5.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GAMCO INVESTORS, INC. ET AL 13D · may seek influence -6.6 pts · filed 2025-12-29
Stated purposeThe Reporting Persons file the long form Schedule 13D pursuant to Section 13d-1 of the Securities Exchange Act of 1934 (the "Act") even though they may be technically eligible to file the short form Schedule G. Because the Reporting Persons may regularly communicate with the Issuer's management, filing the Schedule 13D ensures that these conversations are compliant with the reporting obligations under the Exchange Act. Full filing
33.9% -6.6 pts 2.4m 2025-12-29
Saba Capital Management, L.P. 13D · may seek influence +1.0 pts · filed 2026-08-28
Stated purposeNot Applicable. Full filing
14.3% +1.0 pts 2.2m≈ $20.4m 2026-08-28
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2025-10-02 5.4% new 833.8k≈ $7.9m 2025-10-02

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 1 buyingQ4 21: 0 sellingQ4 21Q1 22: 1 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 1 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20211$14.0m0——
Q1 20221$1.9k0——
Q2 20220—0——
Q3 20220—0——
Q4 20221$3.3m1$3.3m—
DateInsiderTradeSharesPrice ValueTheir holding
2022-10-17 GABELLI MARIO J Director · Series E Cumulative Preferred Shares Bought 230,000 $10.00 $2.3m230.0k shares +49%
2022-10-17 GABELLI MARIO J Director · E3M 2018, LLC · Series E Cumulative Preferred Shares Sold 230,000 $10.00 $2.3m230.0k shares -100%
2022-10-17 GABELLI MARIO J Director · Series C Cumulative Preferred Shares Bought 50,000 $20.00 $1.0m50.0k shares +40%
2022-10-17 GABELLI MARIO J Director · E3M 2018, LLC · Series C Cumulative Preferred Shares Sold 50,000 $20.00 $1.0m50.0k shares -100%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 575,727575.7k $5.9m $5.9m 0.00% Reduced -176.7k -176,733
2 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 473,587473.6k $4.9m $4.9m 0.01% Unchanged
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 346,655346.7k $3.6m $3.6m 0.00% Added +639 +639
4 GAMCO INVESTORS, INC. ET AL 0.03% of their portfolio GREENWICH, CT 304,226304.2k $3.1m $3.1m 0.03% Reduced -23.4k -23,428
5 Thomas J. Herzfeld Advisors, Inc. 1.00% of their portfolio MIAMI BEACH, FL 238,456238.5k $2.5m $2.5m 1.00% New
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 214,044214.0k $2.2m $2.2m 0.00% Reduced -26.9k -26,947
7 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 197,448197.4k $2.0m $2.0m 0.02% Added +24.6k +24,596
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 165,265165.3k $1.7m $1.7m 0.00% Reduced -63.6k -63,584
9 BENNICAS & ASSOCIATES, INC. 0.98% of their portfolio PORTOLA VALLEY, CA 165,200165.2k $1.7m $1.7m 0.98% Reduced -1.2k -1,200
10 Aviance Capital Partners, LLC 0.33% of their portfolio NAPLES, FL 138,891138.9k $1.4m $1.4m 0.33% Reduced -36.6k -36,646
11 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 120,040120.0k $1.2m $1.2m 0.06% Reduced -10.6k -10,613
12 Cornerstone Advisors, LLC 0.06% of their portfolio ASHEVILLE, NC 118,871118.9k $1.2m $1.2m 0.06% Added +35.1k +35,149
13 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.31% of their portfolio BLUE BELL, PA 92,66892.7k $952.6k $952.6k 0.31% Reduced -5.1k -5,106
14 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 92,65292.7k $952.5k $952.5k 0.02% Reduced -3.9k -3,935
15 Atlas Wealth LLC 0.25% of their portfolio CINCINNATI, OH 89,37889.4k $918.8k $918.8k 0.25% First filing
16 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 83,87083.9k $862.2k $862.2k 0.02% Added +18.3k +18,320
17 CSS LLC/IL 0.04% of their portfolio CHICAGO, IL 65,47465.5k $673.1k $673.1k 0.04% Added +936 +936
18 9258 Wealth Management, LLC 0.13% of their portfolio BLUE ASH, OH 59,89259.9k $615.7k $615.7k 0.13% Reduced -8.4k -8,382
19 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 56,03056.0k $576.0k $576.0k 0.03% Added +18.1k +18,069
20 Eudaimonia Partners, LLC 0.12% of their portfolio Winchester, TN 48,52248.5k $498.8k $498.8k 0.12% Added +2.3k +2,279
21 Logan Stone Capital, LLC 0.18% of their portfolio CHICAGO, IL 45,99246.0k $472.8k $472.8k 0.18% New
22 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 39,83639.8k $410.0k $410.0k 0.00% Added +1.1k +1,103
23 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 39,12239.1k $402.2k $402.2k 0.01% Added +31.8k +31,843
24 Quantedge Capital Pte Ltd 0.12% of their portfolio Singapore, U0 33,69633.7k $346.4k $346.4k 0.12% Added +17.9k +17,900
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,71631.7k $326.0k $326.0k 0.00% Reduced -2.9k -2,863
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,76529.8k $305.5k $305.5k 0.00% Reduced -2.4k -2,416
27 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 28,81828.8k $296.2k $296.2k 0.00% New
28 Formidable Asset Management, LLC 0.07% of their portfolio CINCINNATI, OH 28,39328.4k $292.0k $292.0k 0.07% Reduced -646 -646
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,84826.8k $276.0k $276.0k 0.00% New
30 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 22,66822.7k $233.0k $233.0k 0.03% Reduced -1.2k -1,200
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,12221.1k $217.0k $217.0k 0.00% Reduced -3.3k -3,253
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 19,47819.5k $200.2k $200.2k 0.00% Added +1.6k +1,623
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,05316.1k $165.0k $165.0k 0.00% Added +1.9k +1,853
34 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 16,00016.0k $164.5k $164.5k 0.01% Unchanged
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,08215.1k $155.0k $155.0k 0.00% Reduced -3.4k -3,395
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 13,89013.9k $142.5k $142.5k 0.00% Added +458 +458
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,59413.6k $139.7k $139.7k 0.00% New
38 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.01% of their portfolio London, X0 13,37713.4k $137.7k $137.7k 0.01% Added +2.6k +2,588
39 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,30511.3k $116.0k $116.0k 0.01% Added +151 +151
40 Cerity Partners OCIO LLC 0.00% of their portfolio New York, NY 10,20010.2k $105.0k $105.0k 0.00% Reduced -300 -300
41 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 10,09610.1k $103.8k $103.8k 0.00% New
42 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 9,3749.4k $96.4k $96.4k 0.02% Added +127 +127
43 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 6,1506.2k $63.0k $63.0k 0.00% Unchanged
44 BDO Wealth Advisors, LLC 0.01% of their portfolio JACKSONVILLE, FL 5,8825.9k $60.5k $60.5k 0.01% Reduced -334 -334
45 ATWOOD & PALMER INC 0.00% of their portfolio KANSAS CITY, MO 3,7003.7k $38.0k $38.0k 0.00% Unchanged
46 Rise Advisors, LLC 0.01% of their portfolio ROCHESTER, NY 1,2521.3k $12.9k $12.9k 0.01% Added +17 +17
47 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 962962 $9.9k $9.9k 0.00% New
48 JANICZEK WEALTH MANAGEMENT, LLC 0.00% of their portfolio DENVER, CO 944944 $9.8k $9.8k 0.00% Unchanged
49 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 864864 $9.0k $9.0k 0.00% Added +434 +434
50 CWM, LLC 0.00% of their portfolio OMAHA, NE 850850 $9.0k $9.0k 0.00% Unchanged
51 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 504504 $5.2k $5.2k 0.00% Unchanged
52 Raleigh Capital Management Inc. 0.00% of their portfolio CARY, NC 442442 $4.5k $4.5k 0.00% Added +6 +6
53 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 346346 $4.0k $4.0k 0.00% Reduced -2.2k -2,244
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 225225 $2.0k $2.0k 0.00% Unchanged
55 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 144144 $1.5k $1.5k 0.00% Unchanged
56 Centerpoint Advisors, LLC 0.00% of their portfolio NEEDHAM, MA 127127 $1.0k $1.0k 0.00% Unchanged
57 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 120120 $1.2k $1.2k 0.00% Unchanged
58 Clearview Wealth Advisors LLC 0.00% of their portfolio SALEM, OR 117117 $1.2k $1.2k 0.00% Added +2 +2
59 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 9191 $934 $934 0.00% Added +1 +1
60 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8787 $894 $894 0.00% Unchanged
61 CAROLINAS WEALTH CONSULTING LLC 0.00% of their portfolio CHARLOTTE, NC 7474 $761 $761 0.00% Unchanged
62 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 6060 $617 $617 0.00% Unchanged
63 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4848 $493 $493 0.00% Unchanged
64 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 4646 $472 $472 0.00% Unchanged
65 Red Cedar Capital, LLC 0.00% of their portfolio OMAHA, NE 4242 $0 $0 0.00% Unchanged
66 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1717 $175 $175 0.00% Unchanged
67 Prestige Wealth Management Group LLC 0.00% of their portfolio FLEMINGTON, NJ 1717 $175 $175 0.00% Unchanged
68 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1010 $95 $95 0.00% Unchanged
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged