GABELLI HLTHCARE & WELLNESS GRX
SHS · Closed-End Fund · CUSIP 36246K103
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.28.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 67 |
| Q4 2022 | 69 |
Biggest buyers
| Thomas J. Herzfeld Advisors, Inc. | New | +238.5k |
| Logan Stone Capital, LLC | New | +46.0k |
| Cornerstone Advisors, LLC | Added | +35.1k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +31.8k |
| Creative Planning | New | +28.8k |
| CITADEL ADVISORS LLC | New | +26.8k |
| Cetera Investment Advisers | Added | +24.6k |
| STEPHENS INC /AR/ | Added | +18.3k |
| U.S. Capital Wealth Advisors, LLC | Added | +18.1k |
| Quantedge Capital Pte Ltd | Added | +17.9k |
Biggest sellers
| WELLS FARGO & COMPANY/MN | Reduced | -176.7k |
| UBS Group AG | Reduced | -63.6k |
| Aviance Capital Partners, LLC | Reduced | -36.6k |
| ROYAL BANK OF CANADA | Reduced | -26.9k |
| GAMCO INVESTORS, INC. ET AL | Reduced | -23.4k |
| Private Advisor Group, LLC | Sold out | -13.4k |
| HighTower Advisors, LLC | Sold out | -12.5k |
| Wealthcare Advisory Partners LLC | Reduced | -10.6k |
| 9258 Wealth Management, LLC | Reduced | -8.4k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | Reduced | -5.1k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
GAMCO INVESTORS, INC. ET AL
13D · may seek influence
-6.6 pts · filed 2025-12-29
Stated purposeThe Reporting Persons file the long form Schedule 13D pursuant to Section 13d-1 of the Securities Exchange Act of 1934 (the "Act") even though they may be technically eligible to file the short form Schedule G. Because the Reporting Persons may regularly communicate with the Issuer's management, filing the Schedule 13D ensures that these conversations are compliant with the reporting obligations under the Exchange Act. Full filing |
33.9% |
Saba Capital Management, L.P.
13D · may seek influence
+1.0 pts · filed 2026-08-28
Stated purposeNot Applicable. Full filing |
14.3% |
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2025-10-02 | 5.4% |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 1 | $14.0m | 0 | — | — |
| Q1 2022 | 1 | $1.9k | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 1 | $3.3m | 1 | $3.3m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-10-17 | GABELLI MARIO J Director · Series E Cumulative Preferred Shares | Bought | $2.3m230.0k shares |
| 2022-10-17 | GABELLI MARIO J Director · E3M 2018, LLC · Series E Cumulative Preferred Shares | Sold | $2.3m230.0k shares |
| 2022-10-17 | GABELLI MARIO J Director · Series C Cumulative Preferred Shares | Bought | $1.0m50.0k shares |
| 2022-10-17 | GABELLI MARIO J Director · E3M 2018, LLC · Series C Cumulative Preferred Shares | Sold | $1.0m50.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 575.7k $5.9m | Reduced -176.7k |
| LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio | 473.6k $4.9m | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 346.7k $3.6m | Added +639 |
| GAMCO INVESTORS, INC. ET AL 0.03% of their portfolio | 304.2k $3.1m | Reduced -23.4k |
| Thomas J. Herzfeld Advisors, Inc. 1.00% of their portfolio | 238.5k $2.5m | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 214.0k $2.2m | Reduced -26.9k |
| Cetera Investment Advisers 0.02% of their portfolio | 197.4k $2.0m | Added +24.6k |
| UBS Group AG 0.00% of their portfolio | 165.3k $1.7m | Reduced -63.6k |
| BENNICAS & ASSOCIATES, INC. 0.98% of their portfolio | 165.2k $1.7m | Reduced -1.2k |
| Aviance Capital Partners, LLC 0.33% of their portfolio | 138.9k $1.4m | Reduced -36.6k |
| Wealthcare Advisory Partners LLC 0.06% of their portfolio | 120.0k $1.2m | Reduced -10.6k |
| Cornerstone Advisors, LLC 0.06% of their portfolio | 118.9k $1.2m | Added +35.1k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.31% of their portfolio | 92.7k $952.6k | Reduced -5.1k |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 92.7k $952.5k | Reduced -3.9k |
| Atlas Wealth LLC 0.25% of their portfolio | 89.4k $918.8k | First filing |
| STEPHENS INC /AR/ 0.02% of their portfolio | 83.9k $862.2k | Added +18.3k |
| CSS LLC/IL 0.04% of their portfolio | 65.5k $673.1k | Added +936 |
| 9258 Wealth Management, LLC 0.13% of their portfolio | 59.9k $615.7k | Reduced -8.4k |
| U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio | 56.0k $576.0k | Added +18.1k |
| Eudaimonia Partners, LLC 0.12% of their portfolio | 48.5k $498.8k | Added +2.3k |
| Logan Stone Capital, LLC 0.18% of their portfolio | 46.0k $472.8k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 39.8k $410.0k | Added +1.1k |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 39.1k $402.2k | Added +31.8k |
| Quantedge Capital Pte Ltd 0.12% of their portfolio | 33.7k $346.4k | Added +17.9k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 31.7k $326.0k | Reduced -2.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 29.8k $305.5k | Reduced -2.4k |
| Creative Planning 0.00% of their portfolio | 28.8k $296.2k | New |
| Formidable Asset Management, LLC 0.07% of their portfolio | 28.4k $292.0k | Reduced -646 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 26.8k $276.0k | New |
| Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio | 22.7k $233.0k | Reduced -1.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 21.1k $217.0k | Reduced -3.3k |
| LPL Financial LLC 0.00% of their portfolio | 19.5k $200.2k | Added +1.6k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 16.1k $165.0k | Added +1.9k |
| Karpus Management, Inc. 0.01% of their portfolio | 16.0k $164.5k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 15.1k $155.0k | Reduced -3.4k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 13.9k $142.5k | Added +458 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 13.6k $139.7k | New |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.01% of their portfolio | 13.4k $137.7k | Added +2.6k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 11.3k $116.0k | Added +151 |
| Cerity Partners OCIO LLC 0.00% of their portfolio | 10.2k $105.0k | Reduced -300 |
| AQR Arbitrage LLC 0.00% of their portfolio | 10.1k $103.8k | New |
| Sugarloaf Wealth Management, LLC 0.02% of their portfolio | 9.4k $96.4k | Added +127 |
| Ancora Advisors LLC 0.00% of their portfolio | 6.2k $63.0k | Unchanged |
| BDO Wealth Advisors, LLC 0.01% of their portfolio | 5.9k $60.5k | Reduced -334 |
| ATWOOD & PALMER INC 0.00% of their portfolio | 3.7k $38.0k | Unchanged |
| Rise Advisors, LLC 0.01% of their portfolio | 1.3k $12.9k | Added +17 |
| Advisory Services Network, LLC 0.00% of their portfolio | 962 $9.9k | New |
| JANICZEK WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 944 $9.8k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 864 $9.0k | Added +434 |
| CWM, LLC 0.00% of their portfolio | 850 $9.0k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 504 $5.2k | Unchanged |
| Raleigh Capital Management Inc. 0.00% of their portfolio | 442 $4.5k | Added +6 |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 346 $4.0k | Reduced -2.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 225 $2.0k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 144 $1.5k | Unchanged |
| Centerpoint Advisors, LLC 0.00% of their portfolio | 127 $1.0k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 120 $1.2k | Unchanged |
| Clearview Wealth Advisors LLC 0.00% of their portfolio | 117 $1.2k | Added +2 |
| Clearstead Advisors, LLC 0.00% of their portfolio | 91 $934 | Added +1 |
| US BANCORP \DE\ 0.00% of their portfolio | 87 $894 | Unchanged |
| CAROLINAS WEALTH CONSULTING LLC 0.00% of their portfolio | 74 $761 | Unchanged |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 60 $617 | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 48 $493 | Unchanged |
| M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio | 46 $472 | Unchanged |
| Red Cedar Capital, LLC 0.00% of their portfolio | 42 $0 | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 17 $175 | Unchanged |
| Prestige Wealth Management Group LLC 0.00% of their portfolio | 17 $175 | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 10 $95 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |