Vault-13

FUELCELL ENERGY INC

COM · CUSIP 35952H601

258 institutional holders +6 vs Q4 2022
193,022,226193.0m shares reported held*
$549.0mreported value*
33 new 83 added 75 reduced 23 sold out net bought ≈ $29.0m (+10.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($52.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.84. Options: 13 managers hold calls ($12.0m notional), 11 hold puts ($5.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 252Q1 23: 258258Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022252
Q1 2023258

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 108 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 116 bought or addedQ1 23: 98 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022108108
Q1 202311698

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $20.1mQ3 22 puts: $10.9mQ3 22P/C 0.54Q4 22 calls: $14.0mQ4 22 puts: $6.0mQ4 22P/C 0.43Q1 23 calls: $12.0mQ1 23 puts: $5.3mQ1 23P/C 0.44
Numbers
QuarterCallsPutsP/C
Q3 2022$20.1m$10.9m0.54
Q4 2022$14.0m$6.0m0.43
Q1 2023$12.0m$5.3m0.44

Biggest buyers

D. E. Shaw & Co., Inc. Added +4,384,984+4.4m
TWO SIGMA INVESTMENTS, LP New +2,254,755+2.3m
Candriam S.C.A. New +1,605,620+1.6m
DIMENSIONAL FUND ADVISORS LP Added +1,546,383+1.5m
BlackRock Inc. Added +1,142,989+1.1m
BANK OF AMERICA CORP /DE/ Added +856,353+856.4k
Mirae Asset Global Investments Co., Ltd. Added +758,087+758.1k
State of New Jersey Common Pension Fund D New +688,872+688.9k
Vontobel Holding Ltd. Added +652,078+652.1k
TWO SIGMA ADVISERS, LP Added +478,600+478.6k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -3,650,633-3.7m
CITADEL ADVISORS LLC Reduced -2,395,988-2.4m
Allianz Asset Management GmbH Reduced -705,100-705.1k
Schonfeld Strategic Advisors LLC Reduced -539,391-539.4k
JANE STREET GROUP, LLC Reduced -432,009-432.0k
FEDERATED HERMES, INC. Reduced -230,280-230.3k
Virtu Financial LLC Sold out -184,273-184.3k
HSBC HOLDINGS PLC Reduced -173,398-173.4k
UBS Group AG Reduced -167,424-167.4k
Versor Investments LP Reduced -153,300-153.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.1m1.8m shares
UBS Group AG Unchanged $2.5m875.0k shares
SIMPLEX TRADING, LLC Added $1.2m424.2k shares
IMC-Chicago, LLC Reduced $1.2m421.7k shares
CITADEL ADVISORS LLC Reduced $874.1k306.7k shares
WOLVERINE TRADING, LLC Reduced $433.0k155.7k shares
JANE STREET GROUP, LLC Reduced $425.8k149.4k shares
GROUP ONE TRADING LLC Reduced $139.4k48.9k shares
Parallax Volatility Advisers, L.P. Reduced $67.0k23.5k shares
Walleye Trading LLC Added $63.0k22.1k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.9m660.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.8m617.0k shares
IMC-Chicago, LLC Added $917.1k321.8k shares
JANE STREET GROUP, LLC Reduced $245.7k86.2k shares
WOLVERINE TRADING, LLC Reduced $183.0k66.0k shares
GROUP ONE TRADING LLC Added $143.9k50.5k shares
SIMPLEX TRADING, LLC Reduced $138.0k48.5k shares
Walleye Trading LLC Added $37.0k13.0k shares
Cutler Group LLC / CA Reduced $6.0k2.5k shares
Parallax Volatility Advisers, L.P. Reduced $4.3k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 39,489,20239.5m $112.5m $112.5m 0.00% Added +1.1m +1,142,989
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 38,695,90638.7m $110.3m $110.3m 0.00% Added +422.4k +422,433
3 D. E. Shaw & Co., Inc. 0.07% of their portfolio New York, NY 14,458,46814.5m $41.2m $41.2m 0.07% Added +4.4m +4,384,984
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 13,302,33413.3m $37.9m $37.9m 0.00% Added +465.2k +465,165
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 8,161,4218.2m $23.3m $23.3m 0.00% Added +410.2k +410,226
6 Legal & General Group Plc 0.01% of their portfolio London, X0 7,376,2827.4m $21.0m $21.0m 0.01% Reduced -96.1k -96,067
7 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 4,945,1894.9m $14.1m $14.1m 0.00% Added +1.5m +1,546,383
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 4,595,6044.6m $13.1m $13.1m 0.00% Reduced -33.7k -33,718
9 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,986,0674.0m $11.4m $11.4m 0.00% Added +27.3k +27,330
10 NORGES BANK 0.00% of their portfolio OSLO, Q8 3,447,5713.4m $9.8m $9.8m 0.00% Unchanged
11 Vontobel Holding Ltd. 0.08% of their portfolio ZURICH, V8 3,092,7833.1m $8.8m $8.8m 0.08% Added +652.1k +652,078
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 3,021,2963.0m $8.6m $8.6m 0.00% Added +7.1k +7,119
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,995,7523.0m $8.5m $8.5m 0.00% Added +342.5k +342,484
14 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 2,820,6002.8m $8.0m $8.0m 0.02% Reduced -705.1k -705,100
15 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 2,728,2002.7m $7.8m $7.8m 0.01% Added +97.0k +97,012
16 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 2,442,8082.4m $7.0m $7.0m 0.01% Reduced -101.7k -101,672
17 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 2,254,7552.3m $6.4m $6.4m 0.02% New
18 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 2,105,9562.1m $6.0m $6.0m 0.01% Added +135.0k +134,999
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,799,5391.8m $5.1m $5.1m 0.00% Added +115.8k +115,823
20 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 1,773,0741.8m $5.1m $5.1m 0.01% Added +758.1k +758,087
21 Amundi 0.00% of their portfolio Paris, I0 1,695,8801.7m $4.2m $4.2m 0.00% Reduced -78.1k -78,086
22 Candriam S.C.A. 0.03% of their portfolio STRASSEN, N4 1,605,6201.6m $4.2m $4.2m 0.03% New
23 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 1,488,8981.5m $4.2m $4.2m 0.01% Added +478.6k +478,600
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,435,8431.4m $4.1m $4.1m 0.00% Reduced -16.2k -16,154
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,216,0901.2m $3.5m $3.5m 0.00% Added +856.4k +856,353
26 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,090,6601.1m $3.1m $3.1m 0.00% Reduced -104.7k -104,748
27 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 926,256926.3k $2.6m $2.6m 0.00% Added +286.5k +286,536
28 Swiss National Bank 0.00% of their portfolio ZURICH, V8 875,300875.3k $2.5m $2.5m 0.00% Reduced -58.2k -58,200
29 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 831,447831.4k $2.4m $2.4m 0.05% Added +107.7k +107,650
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 813,618813.6k $2.3m $2.3m 0.00% Added +132.8k +132,845
31 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 781,490781.5k $2.2m $2.2m 0.01% Reduced -20.5k -20,545
32 KBC Group NV 0.01% of their portfolio Brussels, C9 771,066771.1k $2.2m $2.2m 0.01% Added +103.5k +103,506
33 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 688,872688.9k $2.0m $2.0m 0.01% New
34 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 598,585598.6k $1.7m $1.7m 0.01% Added +10.1k +10,099
35 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 586,174586.2k $1.7m $1.7m 0.00% Reduced -5.1k -5,138
36 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 580,149580.1k $1.7m $1.7m 0.00% Added +30.3k +30,263
37 Quadrature Capital Ltd 0.04% of their portfolio LONDON, X0 534,294534.3k $1.5m $1.5m 0.04% Added +82.6k +82,612
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 510,151510.2k $1.5m $1.5m 0.00% Added +136.1k +136,145
39 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 508,218508.2k $1.4m $1.4m 0.00% Added +8.7k +8,651
40 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 474,807474.8k $1.4m $1.4m 0.00% Added +92.9k +92,944
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 463,553463.6k $1.3m $1.3m 0.00% Reduced -79.1k -79,131
42 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 443,381443.4k $1.3m $1.3m 0.01% Added +95.3k +95,253
43 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 396,926396.9k $1.1m $1.1m 0.00% Added +192.0k +191,976
44 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 396,506396.5k $1.1m $1.1m 0.02% Added +99.0k +98,976
45 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 389,000389.0k $1.1m $1.1m 0.00% New
46 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 369,628369.6k $1.1m $1.1m 0.00% Added +30.9k +30,931
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 318,553318.6k $905.7k $905.7k 0.00% Reduced -17.7k -17,686
48 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 271,940271.9k $775.0k $775.0k 0.01% New
49 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 270,617270.6k $771.3k $771.3k 0.00% Added +68.0k +67,950
50 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 269,647269.6k $768.5k $768.5k 0.00% New
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 269,187269.2k $767.2k $767.2k 0.00% Reduced -432.0k -432,009
52 Calamos Wealth Management LLC 0.06% of their portfolio NAPERVILLE, IL 247,500247.5k $705.4k $705.4k 0.06% Added +13.0k +13,000
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 230,453230.5k $656.8k $656.8k 0.00% Reduced -2.4m -2,395,988
54 IMC-Chicago, LLC 0.11% of their portfolio CHICAGO, IL 227,673227.7k $648.9k $648.9k 0.11% Added +45.9k +45,927
55 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 214,692214.7k $611.9k $611.9k 0.00% Reduced -47.8k -47,810
56 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 206,376206.4k $587.2k $587.2k 0.00% Added +140.5k +140,544
57 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 201,622201.6k $574.6k $574.6k 0.00% Reduced -12.4k -12,395
58 CONGRESS ASSET MANAGEMENT CO 0.01% of their portfolio BOSTON, MA 198,486198.5k $565.7k $565.7k 0.01% Added +19.9k +19,850
59 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 197,233197.2k $562.1k $562.1k 0.00% Added +3.9k +3,925
60 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 185,938185.9k $530.0k $530.0k 0.00% Added +6.0k +5,990
61 Harel Insurance Investments & Financial Services Ltd. 0.01% of their portfolio Ramat Gan, L3 182,024182.0k $519.0k $519.0k 0.01% Reduced -5.5k -5,518
62 Jump Financial, LLC 0.02% of their portfolio Chicago, IL 165,095165.1k $470.5k $470.5k 0.02% Reduced -136.2k -136,177
63 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 164,493164.5k $468.8k $468.8k 0.00% Added +130.2k +130,160
64 Dynamic Technology Lab Private Ltd 0.04% of their portfolio SINGAPORE, U0 164,215164.2k $468.0k $468.0k 0.04% New
65 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 161,882161.9k $461.4k $461.4k 0.00% Added +747 +747
66 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 157,837157.8k $449.8k $449.8k 0.00% Reduced -539.4k -539,391
67 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 149,306149.3k $425.5k $425.5k 0.00% Reduced -230.3k -230,280
68 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 149,163149.2k $425.1k $425.1k 0.00% Added +2.0k +2,013
69 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 142,602142.6k $406.4k $406.4k 0.00% Reduced -14.4k -14,418
70 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 136,222136.2k $388.0k $388.0k 0.00% Reduced -7.4k -7,383
71 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 131,888131.9k $367.0k $367.0k 0.00% Reduced -22.2k -22,241
72 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 130,764130.8k $373.0k $373.0k 0.01% Added +110.6k +110,615
73 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 127,386127.4k $363.1k $363.1k 0.00% Unchanged
74 ETF MANAGERS GROUP, LLC 0.01% of their portfolio Summit, NJ 125,318125.3k $357.2k $357.2k 0.01% Added +1.9k +1,870
75 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 121,700121.7k $346.8k $346.8k 0.00% Added +69.1k +69,117
76 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 117,514117.5k $334.9k $334.9k 0.00% Added +8.4k +8,420
77 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 111,542111.5k $319.0k $319.0k 0.00% Reduced -8.0k -8,006
78 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 110,369110.4k $328.3k $328.3k 0.00% Added +42.0k +42,049
79 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 107,678107.7k $306.9k $306.9k 0.00% Reduced -6.5k -6,476
80 Banque Cantonale Vaudoise 0.01% of their portfolio LAUSANNE, V8 101,966102.0k $291.0k $291.0k 0.01% Reduced -11.0k -11,029
81 Versor Investments LP 0.04% of their portfolio New York, NY 99,40099.4k $283.3k $283.3k 0.04% Reduced -153.3k -153,300
82 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 95,13495.1k $271.1k $271.1k 0.02% Added +57.5k +57,477
83 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 91,20191.2k $259.0k $259.0k 0.00% Added +2.6k +2,646
84 Bayesian Capital Management, LP 0.03% of their portfolio Brooklyn, NY 86,00086.0k $245.1k $245.1k 0.03% New
85 XTX Topco Ltd 0.05% of their portfolio LONDON, X0 83,33183.3k $237.5k $237.5k 0.05% New
86 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 81,78481.8k $227.4k $227.4k 0.00% Added +6.1k +6,129
87 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 79,81979.8k $227.5k $227.5k 0.01% Reduced -32.2k -32,175
88 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 75,83675.8k $216.0k $216.0k 0.02% Added +16.4k +16,374
89 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 71,21271.2k $203.0k $203.0k 0.00% Reduced -372 -372
90 Psagot Value Holdings Ltd. / (Israel) 0.08% of their portfolio Tel Aviv, L3 69,96570.0k $193.0k $193.0k 0.08% New
91 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 66,85866.9k $190.5k $190.5k 0.00% Reduced -123 -123
92 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 66,55466.6k $189.9k $189.9k 0.00% Added +44.2k +44,152
93 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 58,35358.4k $166.0k $166.0k 0.00% Reduced -3.7m -3,650,633
94 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 53,87753.9k $154.0k $154.0k 0.00% Reduced -9.8k -9,760
95 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 52,05352.1k $148.0k $148.0k 0.00% Reduced -55.2k -55,215
96 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 51,70251.7k $147.4k $147.4k 0.00% Reduced -1.1k -1,079
97 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 51,09151.1k $145.6k $145.6k 0.00% Added +2.9k +2,889
98 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 51,07151.1k $145.6k $145.6k 0.00% Reduced -3.5k -3,548
99 Vident Investment Advisory, LLC 0.00% of their portfolio Alpharetta, GA 49,14849.1k $140.1k $140.1k 0.00% Reduced -11.4k -11,408
100 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 47,63047.6k $135.7k $135.7k 0.00% Added +22.4k +22,375