Vault-13

FORWARD INDUSTRIES INC FWDI

COM NEW · Common Stock · CUSIP 349932103

87 institutional holders +20 vs Q1 2026
30,395,62330.4m shares reported held*
41.2% of all shares outstanding*
$134.5mreported value*
39 new 21 added 13 reduced 20 sold out net bought ≈ $14.7m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 73.8m as of 2026-08-03, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $4.42. Options: 6 managers hold calls ($706.0k notional), 5 hold puts ($406.8k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q1 26: 67Q2 26: 8787Q1 26Q2 26
Numbers
QuarterHolders
Q1 202667
Q2 202687

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $1.4mQ1 26 puts: $483.8kQ1 26P/C 0.33Q2 26 calls: $706.0kQ2 26 puts: $406.8kQ2 26P/C 0.58
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$1.4m$483.8k0.33
Q2 2026$706.0k$406.8k0.58

Biggest buyers

BlackRock, Inc. Added +3,498,852+3.5m
VANGUARD CAPITAL MANAGEMENT LLC Added +1,942,085+1.9m
GEODE CAPITAL MANAGEMENT, LLC Added +868,896+868.9k
STATE STREET CORP Added +671,735+671.7k
Nuveen, LLC New +446,255+446.3k
VANGUARD PORTFOLIO MANAGEMENT LLC New +415,422+415.4k
NORTHERN TRUST CORP Added +329,094+329.1k
UBS Group AG Added +265,188+265.2k
CITADEL ADVISORS LLC Added +187,500+187.5k
Bank of New York Mellon Corp Added +157,389+157.4k

Biggest sellers

Multicoin Capital Management, LLC Sold out -1,783,519-1.8m
MARSHALL WACE, LLP Sold out -1,162,310-1.2m
JANE STREET GROUP, LLC Sold out -965,062-965.1k
Qube Research & Technologies Ltd Sold out -393,423-393.4k
MILLENNIUM MANAGEMENT LLC Reduced -364,899-364.9k
WOLVERINE ASSET MANAGEMENT LLC Reduced -301,517-301.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -211,370-211.4k
LAZARD ASSET MANAGEMENT LLC Reduced -197,851-197.9k
Squarepoint Ops LLC Sold out -129,300-129.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -122,460-122.5k

Biggest calls

CITADEL ADVISORS LLC Added $334.2k79.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $124.9k29.6k shares
JANE STREET GROUP, LLC Reduced $109.7k26.0k shares
IMC-Chicago, LLC New $73.4k17.4k shares
SIMPLEX TRADING, LLC Reduced $40.1k9.5k shares
GROUP ONE TRADING LLC Reduced $23.6k5.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $120.3k28.5k shares
GROUP ONE TRADING LLC Reduced $111.0k26.3k shares
IMC-Chicago, LLC New $84.4k20.0k shares
CITADEL ADVISORS LLC Reduced $80.6k19.1k shares
SIMPLEX TRADING, LLC Added $10.6k2.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Alyeska Investment Group, L.P. 13G · institution new · filed 2026-08-14 5.1% new 3.8m≈ $16.0m 2026-08-14

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 2 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 1 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20252$78.2k0——
Q1 20260—0——
Q2 20261$2.1k0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-05-19 Pruitt Michael D Chief Executive Officer, director · By IRA Bought 500 $4.16 $2.1k500 shares +50%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Galaxy Digital Inc. 5.42% of their portfolio NEW YORK, NY 8,108,1088.1m $34.2m $34.2m 5.42% Unchanged
2 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,710,8113.7m $15.7m $15.7m 0.00% Added +3.5m +3,498,852
3 Alyeska Investment Group, L.P. 0.04% of their portfolio CHICAGO, IL 3,250,1613.3m $13.7m $13.7m 0.04% Unchanged
4 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 2,682,7342.7m $11.3m $11.3m 0.00% Added +1.9m +1,942,085
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,943,8241.9m $14.3m $14.3m 0.00% Added +868.9k +868,896
6 Ghisallo Capital Management LLC 0.08% of their portfolio BOSTON, MA 1,006,8821.0m $4.2m $4.2m 0.08% Unchanged
7 Long Corridor Asset Management Ltd 1.27% of their portfolio HONG KONG, K3 994,164994.2k $4.2m $4.2m 1.27% Unchanged
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 988,926988.9k $4.2m $4.2m 0.00% Added +671.7k +671,735
9 Weiss Asset Management LP 0.04% of their portfolio BOSTON, MA 904,581904.6k $3.8m $3.8m 0.04% Not comparable
10 Polar Asset Management Partners Inc. 0.07% of their portfolio TORONTO, A6 874,537874.5k $3.7m $3.7m 0.07% Reduced -71.4k -71,409
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 785,784785.8k $3.3m $3.3m 0.00% Added +187.5k +187,500
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 474,529474.5k $2.0m $2.0m 0.00% Added +329.1k +329,094
13 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 446,255446.3k $1.9m $1.9m 0.00% New
14 VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 415,422415.4k $1.8m $1.8m 0.00% New
15 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 412,319412.3k $1.7m $1.7m 0.00% Added +56.8k +56,841
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 388,013388.0k $1.6m $1.6m 0.00% Added +265.2k +265,188
17 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 201,869201.9k $851.9k $851.9k 0.00% Reduced -197.9k -197,851
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 191,896191.9k $809.8k $809.8k 0.00% Added +82.1k +82,110
19 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 188,854188.9k $797.0k $797.0k 0.00% Reduced -211.4k -211,370
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 175,121175.1k $739.0k $739.0k 0.00% Added +157.4k +157,389
21 ParaFi Capital LP 0.24% of their portfolio NEW YORK, NY 162,164162.2k $684.3k $684.3k 0.24% Unchanged
22 Pantera Capital Partners LP 0.63% of their portfolio SAN FRANCISCO, CA 153,070153.1k $646.0k $646.0k 0.63% Reduced -51.0k -51,023
23 MOORE CAPITAL MANAGEMENT, LP 0.01% of their portfolio NEW YORK, NY 150,000150.0k $633.0k $633.0k 0.01% Reduced -50.0k -50,000
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 140,359140.4k $592.3k $592.3k 0.00% Added +101.3k +101,307
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 138,684138.7k $585.2k $585.2k 0.00% Reduced -122.5k -122,460
26 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 99,53999.5k $420.1k $420.1k 0.01% Reduced -301.5k -301,517
27 Man Group plc 0.00% of their portfolio LONDON, X0 91,92691.9k $387.9k $387.9k 0.00% New
28 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 88,73588.7k $374.5k $374.5k 0.00% New
29 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 64,53764.5k $272.3k $272.3k 0.00% New
30 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 60,53660.5k $255.5k $255.5k 0.00% New
31 RBF Capital, LLC 0.01% of their portfolio RENO, NV 59,75559.8k $252.2k $252.2k 0.01% Unchanged
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 59,21459.2k $249.9k $249.9k 0.00% Reduced -100.3k -100,276
33 Cable Car Capital, LP 0.01% of their portfolio SAN FRANCISCO, CA 54,05554.1k $228.1k $228.1k 0.01% Unchanged
34 Sullivan Wood Capital Management LLC 0.31% of their portfolio WASHINGTON, DC 54,00054.0k $227.9k $227.9k 0.31% Added +28.0k +28,000
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 51,95952.0k $219.3k $219.3k 0.00% New
36 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 50,91350.9k $215.0k $215.0k 0.00% New
37 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 50,23050.2k $212.0k $212.0k 0.00% Added +15.3k +15,275
38 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 46,28146.3k $195.3k $195.3k 0.00% New
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 41,13241.1k $173.6k $173.6k 0.00% New
40 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 38,97239.0k $164.5k $164.5k 0.00% New
41 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 38,20938.2k $161.2k $161.2k 0.00% Reduced -105.5k -105,539
42 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 38,06138.1k $160.6k $160.6k 0.00% Reduced -364.9k -364,899
43 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 32,27832.3k $136.2k $136.2k 0.00% New
44 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 32,11632.1k $262.4k $262.4k 0.00% New
45 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 31,57331.6k $133.2k $133.2k 0.00% Added +17.6k +17,609
46 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 28,44828.4k $120.1k $120.1k 0.00% New
47 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 27,44027.4k $115.8k $115.8k 0.00% Unchanged
48 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 27,16927.2k $114.7k $114.7k 0.00% New
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,86825.9k $109.9k $109.9k 0.00% Added +1.0k +1,002
50 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 23,00023.0k $97.1k $97.1k 0.00% New
51 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 21,61421.6k $91.0k $91.0k 0.00% Reduced -1.8k -1,787
52 WINTON GROUP Ltd 0.00% of their portfolio LONDON, X0 20,90020.9k $88.2k $88.2k 0.00% New
53 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 18,29818.3k $77.2k $77.2k 0.00% New
54 State of Wyoming 0.01% of their portfolio CHEYENNE, WY 17,35417.4k $73.2k $73.2k 0.01% New
55 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 17,33717.3k $73.2k $73.2k 0.00% New
56 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 16,50016.5k $69.6k $69.6k 0.00% New
57 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,34816.3k $69.0k $69.0k 0.00% Unchanged
58 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 16,31516.3k $68.8k $68.8k 0.00% Added +16.1k +16,121
59 nVerses Capital, LLC 0.10% of their portfolio WELLINGTON, FL 15,67115.7k $66.1k $66.1k 0.10% New
60 INTECH INVESTMENT MANAGEMENT LLC 0.00% of their portfolio WEST PALM BEACH, FL 14,65614.7k $61.8k $61.8k 0.00% New
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,11513.1k $55.3k $55.3k 0.00% Added +6.5k +6,529
62 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 12,20012.2k $51.5k $51.5k 0.00% New
63 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 12,00012.0k $50.6k $50.6k 0.00% New
64 IMC-Chicago, LLC 0.00% of their portfolio CHICAGO, IL 11,98712.0k $50.6k $50.6k 0.00% New
65 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 11,85811.9k $50.0k $50.0k 0.00% New
66 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 10,92510.9k $46.1k $46.1k 0.00% New
67 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,00010.0k $42.2k $42.2k 0.00% New
68 Legal & General Group Plc 0.00% of their portfolio London, X0 6,0196.0k $25.4k $25.4k 0.00% New
69 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 5,6315.6k $23.8k $23.8k 0.00% New
70 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,3425.3k $22.5k $22.5k 0.00% Added +4.8k +4,779
71 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 4,9975.0k $21.1k $21.1k 0.00% New
72 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 3,5933.6k $15.2k $15.2k 0.00% New
73 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,7662.8k $12.0k $12.0k 0.00% Added +2.2k +2,243
74 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 1,2741.3k $5.4k $5.4k 0.00% Added +1.1k +1,077
75 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 1,2501.2k $5.3k $5.3k 0.00% New
76 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 854854 $3.6k $3.6k 0.00% New
77 FMR LLC 0.00% of their portfolio BOSTON, MA 440440 $1.9k $1.9k 0.00% Added +192 +192
78 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 395395 $1.7k $1.7k 0.00% Reduced -18.3k -18,313
79 Allied Private Wealth LLC 0.00% of their portfolio BOCA RATON, FL 330330 $1.3k $1.3k 0.00% First filing
80 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 300300 $1.3k $1.3k 0.00% Unchanged
81 Quarry LP 0.00% of their portfolio NEW YORK, NY 114114 $481 $481 0.00% New
82 Strategic Wealth Partners, Ltd. 0.00% of their portfolio INDEPENDENCE, OH 100100 $422 $422 0.00% Unchanged
83 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5252 $219 $219 0.00% Reduced -3.5k -3,536
84 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 5050 $198 $198 0.00% New
85 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1111 $47 $47 0.00% Unchanged
86 MCDONALD PARTNERS LLC 0.00% of their portfolio CLEVELAND, OH 88 $34 $34 0.00% New
87 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 66 $27 $27 0.00% New