Vault-13

FLEXSHARES TR RAVI

FLEXSHARES ULTRA · ETP · CUSIP 33939L886

51 institutional holders -5 vs Q1 2024
14,118,04514.1m shares reported held*
$1.1bnreported value*
6 new 9 added 27 reduced 10 sold out net sold ≈ $18.6m (-246.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $75.47.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 52Q1 23: 63Q2 23: 62Q3 23: 66Q4 23: 66Q1 24: 56Q2 24: 5151Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202363
Q2 202362
Q3 202366
Q4 202366
Q1 202456
Q2 202451

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 22 cut or sold outQ2 23: 26 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 26 cut or sold outQ4 23: 22 bought or addedQ4 23: 34 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 39 cut or sold outQ2 24: 15 bought or addedQ2 24: 37 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222827
Q1 20233722
Q2 20232632
Q3 20233026
Q4 20232234
Q1 20241739
Q2 20241537

Biggest buyers

JANE STREET GROUP, LLC Added +65,418+65.4k
ZACKS INVESTMENT MANAGEMENT New +18,833+18.8k
CITADEL ADVISORS LLC New +12,145+12.1k
NorthRock Partners, LLC New +10,040+10.0k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC New +2,808+2.8k
CIM, LLC Added +2,191+2.2k
INTERACTIVE FINANCIAL ADVISORS, INC. Added +1,811+1.8k
OSAIC HOLDINGS, INC. Added +282+282
HighTower Advisors, LLC Added +135+135
COMERICA BANK Added +103+103

Biggest sellers

MORGAN STANLEY Reduced -177,776-177.8k
NORTHERN TRUST CORP Reduced -66,725-66.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -14,187-14.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -13,636-13.6k
FLOW TRADERS U.S. LLC Sold out -13,575-13.6k
Boltwood Capital Management Reduced -10,475-10.5k
Baird Financial Group, Inc. Reduced -6,969-7.0k
Gateway Wealth Partners, LLC Reduced -6,427-6.4k
Rossmore Private Capital Sold out -5,654-5.7k
ROYAL BANK OF CANADA Reduced -5,259-5.3k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.17% of their portfolio CHICAGO, IL 13,007,19013.0m $981.7m $981.7m 0.17% Reduced -66.7k -66,725
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 159,829159.8k $12.1m $12.1m 0.03% Reduced -13.6k -13,636
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 115,721115.7k $8.7m $8.7m 0.00% Reduced -3.0k -3,049
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 110,404110.4k $8.3m $8.3m 0.00% Reduced -177.8k -177,776
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 105,062105.1k $7.9m $7.9m 0.01% Added +65.4k +65,418
6 INTERACTIVE FINANCIAL ADVISORS, INC. 3.71% of their portfolio New Lenox, IL 89,29189.3k $6.7m $6.7m 3.71% Added +1.8k +1,811
7 CIM, LLC 0.78% of their portfolio ALBANY, NY 69,03969.0k $5.2m $5.2m 0.78% Added +2.2k +2,191
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 53,83553.8k $4.1m $4.1m 0.00% Reduced -14.2k -14,187
9 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 51,79251.8k $3.9m $3.9m 0.02% Reduced -4.1k -4,081
10 Boltwood Capital Management 0.87% of their portfolio WALNUT CREEK, CA 36,79036.8k $2.8m $2.8m 0.87% Reduced -10.5k -10,475
11 Chicago Partners Investment Group LLC 0.10% of their portfolio CHICAGO, IL 35,08235.1k $2.7m $2.7m 0.10% Added +33 +33
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,60332.6k $2.5m $2.5m 0.00% Reduced -5.3k -5,259
13 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 25,87225.9k $2.0m $2.0m 0.00% Reduced -7.0k -6,969
14 ZACKS INVESTMENT MANAGEMENT 0.02% of their portfolio Chicago, IL 18,83318.8k $1.4m $1.4m 0.02% New
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,51516.5k $1.2m $1.2m 0.00% Reduced -677 -677
16 Auour Investments LLC 0.41% of their portfolio WOBURN, MA 14,59814.6k $1.1m $1.1m 0.41% Reduced -1 -1
17 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 14,40414.4k $1.1m $1.1m 0.01% Reduced -40 -40
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,47213.5k $1.0m $1.0m 0.00% Reduced -800 -800
19 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 12,57112.6k $948.7k $948.7k 0.04% Reduced -689 -689
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,14512.1k $916.6k $916.6k 0.00% New
21 SILVER OAK SECURITIES, INCORPORATED 0.11% of their portfolio JACKSON, TN 10,09510.1k $761.8k $761.8k 0.11% Reduced -1.6k -1,607
22 NorthRock Partners, LLC 0.03% of their portfolio MINNEAPOLIS, MN 10,04010.0k $757.7k $757.7k 0.03% New
23 Raab & Moskowitz Asset Management LLC 0.18% of their portfolio Chatham, NJ 8,5798.6k $647.5k $647.5k 0.18% Reduced -66 -66
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,5518.6k $646.2k $646.2k 0.00% Added +282 +282
25 1776 Wealth LLC 0.28% of their portfolio ATLANTA, GA 8,2588.3k $623.2k $623.2k 0.28% Unchanged
26 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 8,1398.1k $613.6k $613.6k 0.00% Reduced -2.3k -2,288
27 Gateway Wealth Partners, LLC 0.18% of their portfolio APPLETON, WI 7,6967.7k $580.8k $580.8k 0.18% Reduced -6.4k -6,427
28 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 6,8806.9k $519.2k $519.2k 0.01% Unchanged
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,7246.7k $507.0k $507.0k 0.00% Reduced -3.0k -3,012
30 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,6816.7k $504.2k $504.2k 0.00% Reduced -5.0k -5,025
31 Lunt Capital Management, Inc. 0.23% of their portfolio HOLLADAY, UT 6,1306.1k $462.6k $462.6k 0.23% Reduced -4.1k -4,071
32 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 5,7785.8k $436.1k $436.1k 0.01% Reduced -1.3k -1,306
33 Intrepid Financial Planning Group LLC 0.18% of their portfolio CARMEL, IN 5,5955.6k $422.3k $422.3k 0.18% Reduced -50 -50
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,3824.4k $331.0k $331.0k 0.00% Added +135 +135
35 Flaharty Asset Management, LLC 0.05% of their portfolio CLEARWATER, FL 4,0404.0k $304.9k $304.9k 0.05% Unchanged
36 KEYNOTE FINANCIAL SERVICES LLC 0.23% of their portfolio VERNON, CT 3,6143.6k $272.7k $272.7k 0.23% Unchanged
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,4173.4k $258.0k $258.0k 0.00% Reduced -385 -385
38 Sloy Dahl & Holst, LLC 0.05% of their portfolio Vancouver, WA 3,2853.3k $247.9k $247.9k 0.05% Unchanged
39 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 2,8082.8k $211.9k $211.9k 0.01% New
40 COMERICA BANK 0.00% of their portfolio DALLAS, TX 720720 $54.3k $54.3k 0.00% Added +103 +103
41 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 705705 $53.0k $53.0k 0.00% Unchanged
42 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 320320 $24.1k $24.1k 0.00% Reduced -76 -76
43 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 250250 $19.0k $19.0k 0.00% Unchanged
44 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 105105 $8.0k $8.0k 0.00% Added +3 +3
45 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 8484 $6.3k $6.3k 0.00% Added +18 +18
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5454 $4.1k $4.1k 0.00% Reduced -76 -76
47 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 5050 $3.8k $3.8k 0.00% Unchanged
48 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 1010 $753 $753 0.00% New
49 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 66 $453 $453 0.00% New
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $104 $104 0.00% Reduced -194 -194
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged