Vault-13

FLEXSHARES TR IQDY

INT QLTDVDYNAM · ETP · CUSIP 33939L829

31 institutional holders -1 vs Q4 2023
1,820,3731.8m shares reported held*
$52.4mreported value*
3 new 10 added 10 reduced 4 sold out net sold ≈ $193.4k (-6.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.80.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 33Q1 23: 29Q2 23: 25Q3 23: 29Q4 23: 32Q1 24: 3131Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202228
Q4 202233
Q1 202329
Q2 202325
Q3 202329
Q4 202332
Q1 202431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 10 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 14 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221811
Q1 2023922
Q2 20231015
Q3 20231611
Q4 20231514
Q1 20241314

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +66,076+66.1k
FLOW TRADERS U.S. LLC Added +54,770+54.8k
Herold Advisors, Inc. Added +22,820+22.8k
BANK OF MONTREAL /CAN/ Added +20,908+20.9k
Kestra Advisory Services, LLC New +16,867+16.9k
BANK OF AMERICA CORP /DE/ Added +15,241+15.2k
OLD MISSION CAPITAL LLC Added +13,567+13.6k
AVANTAX ADVISORY SERVICES, INC. Added +11,515+11.5k
ENVESTNET ASSET MANAGEMENT INC New +6,997+7.0k
CoreCap Advisors, LLC New +500+500

Biggest sellers

Clear Creek Financial Management, LLC Sold out -75,794-75.8k
Western Wealth Management, LLC Sold out -66,452-66.5k
NORTHERN TRUST CORP Reduced -33,450-33.5k
NewEdge Advisors, LLC Sold out -18,670-18.7k
JANE STREET GROUP, LLC Reduced -11,090-11.1k
CITADEL ADVISORS LLC Reduced -10,974-11.0k
LPL Financial LLC Reduced -9,095-9.1k
MONEY CONCEPTS CAPITAL CORP Reduced -4,509-4.5k
Advisory Services Network, LLC Sold out -2,367-2.4k
CENTAURUS FINANCIAL, INC. Reduced -1,308-1.3k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 336,920336.9k $9.7m $9.7m 0.00% Reduced -33.5k -33,450
2 Asset Allocation Strategies LLC 2.39% of their portfolio FARMINGTON, MI 234,928234.9k $6.8m $6.8m 2.39% Added +201 +201
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 150,636150.6k $4.3m $4.3m 0.01% Added +66.1k +66,076
4 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 136,164136.2k $3.9m $3.9m 0.01% Reduced -11.1k -11,090
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 123,225123.2k $3.5m $3.5m 0.00% Reduced -1.2k -1,189
6 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 112,266112.3k $3.2m $3.2m 0.08% Added +13.6k +13,567
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 111,592111.6k $3.2m $3.2m 0.00% Reduced -9.1k -9,095
8 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 109,491109.5k $3.2m $3.2m 0.03% Added +11.5k +11,515
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 89,56889.6k $2.6m $2.6m 0.00% Added +15.2k +15,241
10 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 67,52767.5k $1.9m $1.9m 0.10% Added +54.8k +54,770
11 CENTAURUS FINANCIAL, INC. 0.12% of their portfolio ANAHEIM, CA 61,14161.1k $1.8m $1.8m 0.12% Reduced -1.3k -1,308
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 61,12661.1k $1.8m $1.8m 0.00% Reduced -11.0k -10,974
13 MONEY CONCEPTS CAPITAL CORP 0.13% of their portfolio PALM BEACH GARDENS, FL 48,79948.8k $1.4m $1.4m 0.13% Reduced -4.5k -4,509
14 Herold Advisors, Inc. 0.27% of their portfolio New York, NY 38,94138.9k $1.1m $1.1m 0.27% Added +22.8k +22,820
15 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 38,59638.6k $1.1m $1.1m 0.00% Added +20.9k +20,908
16 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,86716.9k $485.6k $485.6k 0.00% New
17 Capital Advisors, Ltd. LLC 0.05% of their portfolio SHAKER HEIGHTS, OH 13,14913.1k $379.0k $379.0k 0.05% Unchanged
18 SFI Advisors, LLC 0.27% of their portfolio Montclair, NJ 11,91811.9k $343.1k $343.1k 0.27% Unchanged
19 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 11,64311.6k $335.2k $335.2k 0.03% Reduced -1.1k -1,137
20 Southland Equity Partners LLC 0.08% of their portfolio WILDWOOD, MO 10,44310.4k $300.7k $300.7k 0.08% Reduced -62 -62
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,6327.6k $219.8k $219.8k 0.00% Added +58 +58
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,5957.6k $218.7k $218.7k 0.00% Added +261 +261
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,9977.0k $201.4k $201.4k 0.00% New
24 M&R CAPITAL MANAGEMENT INC 0.04% of their portfolio SUMMIT, NJ 5,7305.7k $165.0k $165.0k 0.04% Unchanged
25 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,9144.9k $141.5k $141.5k 0.02% Reduced -400 -400
26 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,4441.4k $41.6k $41.6k 0.00% Unchanged
27 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 500500 $14.4k $14.4k 0.00% New
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 400400 $11.5k $11.5k 0.00% Unchanged
29 COMERICA BANK 0.00% of their portfolio DALLAS, TX 221221 $6.4k $6.4k 0.00% Unchanged
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $1 $1 0.00% Unchanged
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged