Vault-13

FIRST TR EXCHANGE-TRADED FD SDVY

SMID RISNG ETF · ETP · CUSIP 33741X102

154 institutional holders +8 vs Q3 2022
26,116,22726.1m shares reported held*
$678.2mreported value*
19 new 57 added 53 reduced 14 sold out net bought ≈ $30.9m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.97. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 146Q4 22: 154154Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022146
Q4 2022154

Biggest buyers

LPL Financial LLC Added +717,300+717.3k
WELLS FARGO & COMPANY/MN Added +670,673+670.7k
Raymond James Financial Services Advisors, Inc. Added +334,472+334.5k
JANE STREET GROUP, LLC New +277,774+277.8k
Prospera Financial Services Inc Added +244,217+244.2k
STIFEL FINANCIAL CORP Added +152,914+152.9k
ROYAL BANK OF CANADA Added +133,264+133.3k
BLAIR WILLIAM & CO/IL Added +126,695+126.7k
Waverly Advisors, LLC New +103,987+104.0k
Mariner, LLC New +99,356+99.4k

Biggest sellers

TRUIST FINANCIAL CORP Reduced -318,150-318.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -301,412-301.4k
MORGAN STANLEY Reduced -294,414-294.4k
Allworth Financial LP Reduced -198,822-198.8k
Prostatis Group LLC Sold out -120,832-120.8k
Cetera Investment Advisers Reduced -119,282-119.3k
CITADEL ADVISORS LLC Sold out -112,628-112.6k
Kestra Advisory Services, LLC Reduced -106,760-106.8k
Aprio Wealth Management, LLC Reduced -83,753-83.8k
WINTRUST INVESTMENTS LLC Reduced -73,870-73.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 5,697,0115.7m $148.4m $148.4m 0.13% Added +717.3k +717,300
2 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,897,5561.9m $49.4m $49.4m 0.05% Added +54.6k +54,609
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,720,3991.7m $44.8m $44.8m 0.01% Reduced -294.4k -294,414
4 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,395,3171.4m $36.3m $36.3m 0.07% Added +334.5k +334,472
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,172,5401.2m $30.5m $30.5m 0.01% Added +133.3k +133,264
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,091,8201.1m $28.4m $28.4m 0.01% Added +670.7k +670,673
7 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 848,071848.1k $22.1m $22.1m 0.04% Reduced -30.7k -30,669
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 842,127842.1k $21.9m $21.9m 0.01% Reduced -301.4k -301,412
9 Private Advisor Group, LLC 0.46% of their portfolio MORRISTOWN, NJ 593,500593.5k $15.5m $15.5m 0.46% Added +66.8k +66,819
10 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 588,851588.9k $15.3m $15.3m 0.04% Reduced -59.3k -59,282
11 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 542,744542.7k $14.1m $14.1m 0.07% Reduced -70.8k -70,754
12 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 475,923475.9k $12.4m $12.4m 0.02% Added +152.9k +152,914
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 471,964472.0k $12.3m $12.3m 0.01% Added +81.7k +81,667
14 Prospera Financial Services Inc 0.55% of their portfolio Dallas, TX 424,436424.4k $11.1m $11.1m 0.55% Added +244.2k +244,217
15 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 370,527370.5k $9.7m $9.7m 0.02% Reduced -318.1k -318,150
16 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 347,877347.9k $9.1m $9.1m 0.08% Reduced -119.3k -119,282
17 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 332,008332.0k $8.6m $8.6m 0.06% Added +8.1k +8,086
18 Regal Investment Advisors LLC 0.75% of their portfolio KENTWOOD, MI 299,113299.1k $7.8m $7.8m 0.75% Reduced -6.7k -6,651
19 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 286,020286.0k $7.5m $7.5m 0.06% Added +38.9k +38,910
20 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 277,774277.8k $7.2m $7.2m 0.01% New
21 TrueWealth Advisors, LLC 3.02% of their portfolio BIRMINGHAM, AL 265,111265.1k $6.9m $6.9m 3.02% Reduced -1.3k -1,265
22 KESTRA PRIVATE WEALTH SERVICES, LLC 0.30% of their portfolio AUSTIN, TX 228,030228.0k $5.9m $5.9m 0.30% Added +59.5k +59,548
23 Ergawealth Advisors, Inc. 5.03% of their portfolio OAK BROOK, IL 213,213213.2k $5.6m $5.6m 5.03% First filing
24 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 198,952199.0k $5.2m $5.2m 0.09% Reduced -8.6k -8,607
25 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 189,529189.5k $4.9m $4.9m 0.04% Reduced -106.8k -106,760
26 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 186,485186.5k $4.9m $4.9m 0.02% Reduced -2.7k -2,659
27 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 160,659160.7k $4.2m $4.2m 0.01% Reduced -64.4k -64,361
28 CASTLE WEALTH MANAGEMENT LLC 2.62% of their portfolio BOYNTON BEACH, FL 159,967160.0k $4.2m $4.2m 2.62% Added +17.0k +16,972
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 156,467156.5k $4.1m $4.1m 0.01% Added +44.6k +44,638
30 HARBOUR INVESTMENTS, INC. 0.25% of their portfolio MADISON, WI 155,044155.0k $4.0m $4.0m 0.25% Added +59.7k +59,728
31 Crumly & Associates Inc. 1.43% of their portfolio SPRINGFIELD, IL 145,339145.3k $3.8m $3.8m 1.43% Reduced -48.9k -48,865
32 RFG Advisory, LLC 0.21% of their portfolio BIRMINGHAM, AL 143,287143.3k $4.2m $4.2m 0.21% Reduced -30.1k -30,074
33 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 138,124138.1k $3.6m $3.6m 0.01% Added +6.9k +6,864
34 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 129,035129.0k $3.4m $3.4m 0.01% Added +126.7k +126,695
35 Kolinsky Wealth Management, LLC 3.64% of their portfolio RAMSEY, NJ 122,597122.6k $3.2m $3.2m 3.64% Reduced -391 -391
36 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 121,923121.9k $3.2m $3.2m 0.11% Reduced -19.2k -19,157
37 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 118,607118.6k $3.1m $3.1m 0.05% Reduced -10.3k -10,293
38 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 112,892112.9k $2.9m $2.9m 0.07% Added +4.4k +4,364
39 Western Wealth Management, LLC 0.29% of their portfolio GOLDEN, CO 108,061108.1k $2.8m $2.8m 0.29% Reduced -34.3k -34,304
40 Good Life Advisors, LLC 0.39% of their portfolio READING, PA 107,369107.4k $2.8m $2.8m 0.39% Added +12.0k +12,039
41 Gladstone Institutional Advisory LLC 0.20% of their portfolio Bedminster, NJ 106,836106.8k $2.8m $2.8m 0.20% Added +16.7k +16,697
42 Waverly Advisors, LLC 0.15% of their portfolio BIRMINGHAM, AL 103,987104.0k $2.7m $2.7m 0.15% New
43 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 103,944103.9k $378.2k $378.2k 0.01% Reduced -24.6k -24,613
44 Aprio Wealth Management, LLC 0.94% of their portfolio ATLANTA, GA 102,634102.6k $2.7m $2.7m 0.94% Reduced -83.8k -83,753
45 TAP Consulting, LLC 0.69% of their portfolio KIRKWOOD, MO 100,467100.5k $2.6m $2.6m 0.69% Added +3.3k +3,334
46 Mariner, LLC 0.01% of their portfolio Overland Park, KS 99,35699.4k $2.6m $2.6m 0.01% New
47 First Heartland Consultants, Inc. 0.36% of their portfolio LAKE ST. LOUIS, MO 89,30289.3k $2.3m $2.3m 0.36% Added +2.0k +2,011
48 FSB PREMIER WEALTH MANAGEMENT, INC. 1.23% of their portfolio WATERLOO, IA 86,32686.3k $2.2m $2.2m 1.23% Added +1.8k +1,784
49 Financial Advocates Investment Management 0.17% of their portfolio OLYMPIA, WA 84,53384.5k $2.2m $2.2m 0.17% Added +3.3k +3,260
50 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 82,96183.0k $2.2m $2.2m 0.09% Added +1.8k +1,780
51 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 77,78077.8k $1.6m $1.6m 0.04% Added +2.6k +2,597
52 Owen LaRue, LLC 2.06% of their portfolio ELIZABETHTOWN, KY 71,84271.8k $1.9m $1.9m 2.06% First filing
53 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 70,53870.5k $1.8m $1.8m 0.05% Added +11.7k +11,694
54 COZAD ASSET MANAGEMENT INC 0.24% of their portfolio CHAMPAIGN, IL 65,29765.3k $1.7m $1.7m 0.24% Reduced -3.0k -3,006
55 SignalPoint Asset Management, LLC 0.59% of their portfolio SPRINGFIELD, MO 65,28365.3k $1.7m $1.7m 0.59% Added +6.5k +6,481
56 PCG Wealth Advisors, LLC 1.06% of their portfolio OVERLAND PARK, KS 64,39764.4k $1.7m $1.7m 1.06% New
57 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 63,98764.0k $1.7m $1.7m 0.03% Reduced -43.6k -43,561
58 Koshinski Asset Management, Inc. 0.16% of their portfolio DECATUR, IL 62,34062.3k $1.6m $1.6m 0.16% Reduced -7.8k -7,812
59 RVW Wealth, LLC 0.18% of their portfolio LOS ANGELES, CA 55,04855.0k $1.4m $1.4m 0.18% New
60 IFG Advisory, LLC 0.14% of their portfolio ATLANTA, GA 52,90452.9k $1.4m $1.4m 0.14% Added +22.7k +22,690
61 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 52,70352.7k $1.4m $1.4m 0.06% Added +28.7k +28,668
62 Harvest Investment Services, LLC 1.44% of their portfolio Oakbrook Terrace, IL 51,80651.8k $1.3m $1.3m 1.44% Added +4.6k +4,648
63 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $1.3m $1.3m 0.00% Unchanged
64 Smart Portfolios, LLC 2.44% of their portfolio LAKE FOREST PARK, WA 46,90046.9k $1.2m $1.2m 2.44% First filing
65 MGO ONE SEVEN LLC 0.12% of their portfolio Beachwood, OH 46,68446.7k $1.2m $1.2m 0.12% Reduced -22.9k -22,904
66 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 44,26644.3k $1.2m $1.2m 0.00% Reduced -50.7k -50,706
67 FLAGSTAR SECURITIES, INC 0.40% of their portfolio New York, NY 44,03844.0k $1.1m $1.1m 0.40% Added +6.1k +6,062
68 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 44,02844.0k $1.1m $1.1m 0.01% Reduced -17.0k -17,018
69 Cherry Creek Investment Advisors, Inc. 0.88% of their portfolio ENGLEWOOD, CO 43,73243.7k $1.1m $1.1m 0.88% Added +1.2k +1,166
70 Summit Investment Advisory Services, LLC 1.36% of their portfolio ROSEVILLE, MN 43,05143.1k $1.1m $1.1m 1.36% First filing
71 Atlas Wealth LLC 0.30% of their portfolio CINCINNATI, OH 42,31842.3k $1.1m $1.1m 0.30% First filing
72 CHIRON CAPITAL MANAGEMENT, LLC 0.77% of their portfolio TALLAHASSEE, FL 42,29242.3k $1.1m $1.1m 0.77% Reduced -913 -913
73 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 40,92440.9k $1.1m $1.1m 0.02% New
74 RAYMOND JAMES TRUST N.A. 0.04% of their portfolio ST. PETERSBURG, FL 40,51940.5k $1.1m $1.1m 0.04% Reduced -5.5k -5,475
75 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 38,47938.5k $1.0m $1.0m 0.04% Added +11.3k +11,324
76 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 38,32238.3k $998.3k $998.3k 0.04% Added +1.9k +1,897
77 PSI Advisors, LLC 0.49% of their portfolio TAMPA, FL 35,48535.5k $924.4k $924.4k 0.49% Added +6.6k +6,556
78 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 33,08133.1k $861.8k $861.8k 0.05% Reduced -1.7k -1,704
79 Purus Wealth Management, LLC 0.78% of their portfolio Newport Beach, CA 32,98233.0k $859.2k $859.2k 0.78% Added +385 +385
80 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 32,00132.0k $833.6k $833.6k 0.03% Reduced -6.9k -6,869
81 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 31,17431.2k $812.1k $812.1k 0.07% Added +1.5k +1,541
82 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,66527.7k $720.0k $720.0k 0.00% Added +12.4k +12,424
83 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 27,51527.5k $716.8k $716.8k 0.01% Added +8.0k +7,958
84 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 26,84226.8k $699.2k $699.2k 0.01% Added +4.1k +4,134
85 Stratos Wealth Advisors, LLC 0.06% of their portfolio BEACHWOOD, OH 26,83426.8k $699.0k $699.0k 0.06% Reduced -1.1k -1,105
86 WINTRUST INVESTMENTS LLC 0.10% of their portfolio CHICAGO, IL 26,61026.6k $693.0k $693.0k 0.10% Reduced -73.9k -73,870
87 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 26,37326.4k $687.0k $687.0k 0.03% Reduced -10.9k -10,881
88 Altus Wealth Group LLC 0.50% of their portfolio COLORADO SPRINGS, CO 25,48725.5k $663.9k $663.9k 0.50% Reduced -2.6k -2,601
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,37925.4k $661.1k $661.1k 0.00% Reduced -9.3k -9,344
90 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 24,78524.8k $646.5k $646.5k 0.07% Added +4.2k +4,170
91 StoneX Group Inc. 0.07% of their portfolio NEW YORK, NY 22,47322.5k $586.5k $586.5k 0.07% Reduced -2.7k -2,741
92 Claraphi Advisory Network, LLC 0.23% of their portfolio ALISO VIEJO, X1 21,92421.9k $571.1k $571.1k 0.23% New
93 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 19,35819.4k $504.3k $504.3k 0.01% Reduced -3.7k -3,681
94 Walkner Condon Financial Advisors LLC 0.15% of their portfolio MADISON, WI 19,09019.1k $497.3k $497.3k 0.15% Unchanged
95 Key Client Fiduciary Advisors, LLC 0.33% of their portfolio Fairfield, NJ 18,79818.8k $489.7k $489.7k 0.33% Added +80 +80
96 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 18,70818.7k $487.3k $487.3k 0.02% Added +18.5k +18,536
97 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 17,95318.0k $467.7k $467.7k 0.01% Reduced -66 -66
98 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 17,62617.6k $459.2k $459.2k 0.03% Added +1.0k +1,000
99 Quantum Private Wealth, LLC 0.29% of their portfolio TAMPA, FL 17,59017.6k $458.2k $458.2k 0.29% Added +1.5k +1,501
100 Virtue Capital Management, LLC 0.07% of their portfolio BRENTWOOD, TN 17,30217.3k $450.7k $450.7k 0.07% Added +203 +203