Vault-13

FIRST TR EXCHANGE TRAD FD VI FAAR

ALT ABSLT STRG · ETP · CUSIP 33740Y101

77 institutional holders -4 vs Q1 2024
3,425,2083.4m shares reported held*
$97.2mreported value*
6 new 25 added 40 reduced 12 sold out net sold ≈ $15.4m (-542.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.39.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 76Q1 23: 89Q2 23: 83Q3 23: 85Q4 23: 87Q1 24: 81Q2 24: 7777Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202278
Q4 202276
Q1 202389
Q2 202383
Q3 202385
Q4 202387
Q1 202481
Q2 202477

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 39 cut or sold outQ2 23: 53 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 47 cut or sold outQ4 23: 45 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 37 bought or addedQ1 24: 46 cut or sold outQ2 24: 31 bought or addedQ2 24: 52 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223740
Q1 20234839
Q2 20235338
Q3 20233747
Q4 20234541
Q1 20243746
Q2 20243152

Biggest buyers

Authentikos Wealth Advisory, LLC Added +41,208+41.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +40,981+41.0k
BANK OF MONTREAL /CAN/ New +26,332+26.3k
Horizon Advisory Services, Inc. Added +24,889+24.9k
AE Wealth Management LLC Added +23,241+23.2k
OLD MISSION CAPITAL LLC New +21,595+21.6k
Atria Investments, Inc New +18,816+18.8k
SignalPoint Asset Management, LLC New +16,419+16.4k
FIRST TRUST ADVISORS LP Added +15,749+15.7k
ASSETMARK, INC Added +10,315+10.3k

Biggest sellers

JANE STREET GROUP, LLC Reduced -264,816-264.8k
LPL Financial LLC Reduced -85,411-85.4k
OSAIC HOLDINGS, INC. Reduced -67,128-67.1k
FLOW TRADERS U.S. LLC Reduced -38,534-38.5k
IFP Advisors, Inc Reduced -38,359-38.4k
AVANTAX ADVISORY SERVICES, INC. Reduced -35,213-35.2k
IAMS WEALTH MANAGEMENT, LLC Reduced -25,650-25.6k
B. Riley Wealth Advisors, Inc. Sold out -22,325-22.3k
Walkner Condon Financial Advisors LLC Reduced -21,221-21.2k
Gateway Wealth Partners, LLC Reduced -20,634-20.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.4 pts · filed 2026-10-07 36.1% +5.4 pts 2.6m≈ $82.1m 2026-10-07

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Horizon Advisory Services, Inc. 8.64% of their portfolio WEST HENRIETTA, NY 635,544635.5k $18.1m $18.1m 8.64% Added +24.9k +24,889
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 341,922341.9k $9.7m $9.7m 0.00% Reduced -8.1k -8,138
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 191,406191.4k $5.4m $5.4m 0.00% Reduced -85.4k -85,411
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 141,729141.7k $4.0m $4.0m 0.01% Reduced -67.1k -67,128
5 Authentikos Wealth Advisory, LLC 3.63% of their portfolio MORGAN HILL, CA 135,335135.3k $3.8m $3.8m 3.63% Added +41.2k +41,208
6 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 134,707134.7k $3.8m $3.8m 0.01% Added +692 +692
7 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 115,615115.6k $3.3m $3.3m 0.01% Added +3.4k +3,358
8 Walkner Condon Financial Advisors LLC 0.57% of their portfolio MADISON, WI 93,19693.2k $2.6m $2.6m 0.57% Reduced -21.2k -21,221
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 82,01482.0k $2.3m $2.3m 0.00% Added +41.0k +40,981
10 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 76,85476.9k $2.2m $2.2m 0.02% Reduced -35.2k -35,213
11 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 76,71476.7k $2.2m $2.2m 0.00% Reduced -13.9k -13,882
12 Ausdal Financial Partners, Inc. 0.22% of their portfolio Davenport, IA 71,93071.9k $2.0m $2.0m 0.22% Reduced -10.5k -10,533
13 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 67,46767.5k $1.9m $1.9m 0.00% Reduced -3.0k -3,050
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 67,39267.4k $1.9m $1.9m 0.00% Added +1.9k +1,886
15 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 63,67463.7k $1.8m $1.8m 0.00% Added +15.7k +15,749
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 58,53458.5k $1.7m $1.7m 0.00% Reduced -264.8k -264,816
17 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 52,54752.5k $1.5m $1.5m 0.01% Added +23.2k +23,241
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 51,84551.8k $1.5m $1.5m 0.01% Added +68 +68
19 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 48,62648.6k $1.4m $1.4m 0.00% Added +10.3k +10,315
20 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 41,49541.5k $1.2m $1.2m 0.01% Reduced -5.4k -5,448
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 36,72236.7k $1.0m $1.0m 0.00% Reduced -13.7k -13,661
22 VIMA LLC 2.26% of their portfolio TROY, MI 36,08836.1k $1.0m $1.0m 2.26% Added +7.9k +7,923
23 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 35,79935.8k $1.0m $1.0m 0.04% Reduced -38.4k -38,359
24 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 35,13535.1k $998.2k $998.2k 0.01% Added +7.6k +7,584
25 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 35,13535.1k $998.2k $998.2k 0.01% Added +7.6k +7,584
26 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 34,79634.8k $988.6k $988.6k 0.00% Added +292 +292
27 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 34,38934.4k $977.0k $977.0k 0.02% Reduced -571 -571
28 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 33,78433.8k $959.8k $959.8k 0.04% Added +2.8k +2,792
29 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 33,10333.1k $940.0k $940.0k 0.05% Reduced -38.5k -38,534
30 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 28,18928.2k $800.9k $800.9k 0.00% Reduced -4.3k -4,326
31 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 26,33226.3k $755.7k $755.7k 0.00% New
32 BlueChip Wealth Advisors LLC 0.44% of their portfolio Milton, GA 26,05726.1k $740.3k $740.3k 0.44% Unchanged
33 Coppell Advisory Solutions LLC 0.11% of their portfolio COPPELL, TX 23,83323.8k $677.1k $677.1k 0.11% First filing
34 Pinnacle Family Advisors, LLC 0.37% of their portfolio Springfield, MO 23,31423.3k $662.4k $662.4k 0.37% Reduced -17.6k -17,566
35 Gateway Wealth Partners, LLC 0.19% of their portfolio APPLETON, WI 22,38522.4k $635.9k $635.9k 0.19% Reduced -20.6k -20,634
36 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 21,59521.6k $613.5k $613.5k 0.02% New
37 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 18,83518.8k $535.1k $535.1k 0.01% Reduced -228 -228
38 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 18,81618.8k $534.6k $534.6k 0.01% New
39 SMART Wealth LLC 0.21% of their portfolio Omaha, NE 18,51018.5k $525.9k $525.9k 0.21% Reduced -4.9k -4,880
40 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 18,43018.4k $523.6k $523.6k 0.08% Reduced -427 -427
41 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,01418.0k $511.8k $511.8k 0.00% Reduced -3.1k -3,077
42 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 16,69116.7k $474.2k $474.2k 0.04% Reduced -6.2k -6,249
43 SignalPoint Asset Management, LLC 0.12% of their portfolio SPRINGFIELD, MO 16,41916.4k $466.5k $466.5k 0.12% New
44 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 16,07316.1k $457.0k $457.0k 0.01% Reduced -639 -639
45 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 15,94215.9k $453.0k $453.0k 0.02% Added +950 +950
46 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 15,73415.7k $447.0k $447.0k 0.00% Added +2.0k +1,962
47 IAMS WEALTH MANAGEMENT, LLC 0.23% of their portfolio OMAHA, NE 14,86314.9k $422.3k $422.3k 0.23% Reduced -25.6k -25,650
48 Virtue Capital Management, LLC 0.07% of their portfolio BRENTWOOD, TN 14,71914.7k $419.6k $419.6k 0.07% Reduced -1.7k -1,735
49 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 14,05414.1k $410.7k $410.7k 0.00% First filing
50 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,49213.5k $384.0k $384.0k 0.00% Added +4.0k +4,003
51 FSB PREMIER WEALTH MANAGEMENT, INC. 0.17% of their portfolio WATERLOO, IA 13,48513.5k $383.1k $383.1k 0.17% Reduced -6.4k -6,390
52 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 13,26013.3k $377.0k $377.0k 0.01% Added +398 +398
53 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 12,88612.9k $370.0k $370.0k 0.02% Reduced -802 -802
54 1776 Wealth LLC 0.16% of their portfolio ATLANTA, GA 12,70212.7k $360.9k $360.9k 0.16% Reduced -355 -355
55 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 11,47311.5k $325.9k $325.9k 0.01% Reduced -14.9k -14,908
56 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 11,12711.1k $316.1k $316.1k 0.01% Reduced -10.4k -10,419
57 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,35610.4k $295.3k $295.3k 0.01% Reduced -939 -939
58 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 10,18410.2k $290.9k $290.9k 0.00% Reduced -3.5k -3,508
59 PFG Advisors 0.02% of their portfolio Phoenix, AZ 9,7599.8k $277.3k $277.3k 0.02% Reduced -730 -730
60 MARIPAU WEALTH MANAGEMENT LLC 0.19% of their portfolio FORT WAYNE, IN 9,6329.6k $273.6k $273.6k 0.19% Reduced -31 -31
61 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 9,4689.5k $269.0k $269.0k 0.01% Reduced -8.7k -8,732
62 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,1148.1k $230.5k $230.5k 0.01% Reduced -6.3k -6,313
63 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,6957.7k $218.6k $218.6k 0.01% Added +16 +16
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,9625.0k $141.0k $141.0k 0.01% Reduced -994 -994
65 ICA Group Wealth Management, LLC 0.07% of their portfolio DENVER, CO 4,3424.3k $123.3k $123.3k 0.07% Added +34 +34
66 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 1,8261.8k $51.9k $51.9k 0.01% Added +122 +122
67 Hershey Financial Advisers, LLC 0.05% of their portfolio LANCASTER, PA 1,7951.8k $51.0k $51.0k 0.05% First filing
68 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,5921.6k $45.2k $45.2k 0.00% New
69 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,4501.4k $41.2k $41.2k 0.00% Added +123 +123
70 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1,1981.2k $34.0k $34.0k 0.00% Unchanged
71 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 899899 $25.5k $25.5k 0.00% Added +126 +126
72 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 850850 $24.1k $24.1k 0.00% New
73 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 572572 $16.0k $16.0k 0.00% Reduced -1 -1
74 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 197197 $5.6k $5.6k 0.00% Reduced -391 -391
75 UBS Group AG 0.00% of their portfolio ZURICH, V8 150150 $4.3k $4.3k 0.00% Reduced -10.1k -10,076
76 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1010 $285 $285 0.00% Unchanged
77 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $49 $49 0.00% Added +1 +1