Vault-13

FIRST TR EXCHNG TRADED FD VI BUFD

FT VEST LADDERED · ETP · CUSIP 33740U703

116 institutional holders +18 vs Q3 2023
31,637,44131.6m shares reported held*
$719.0mreported value*
16 new 42 added 36 reduced 8 sold out net bought ≈ $147.8m (+6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.73.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 85Q4 22: 84Q1 23: 86Q2 23: 88Q3 23: 98Q4 23: 116116Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202285
Q4 202284
Q1 202386
Q2 202388
Q3 202398
Q4 2023116

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 46 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 48 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 42 cut or sold outQ3 23Q4 23: 58 bought or addedQ4 23: 44 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224640
Q1 20234437
Q2 20234842
Q3 20235342
Q4 20235844

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $1.5mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$1.5m—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

AE Wealth Management LLC Added +2,234,809+2.2m
Centennial Wealth Advisory LLC Added +1,997,043+2.0m
CWM, LLC Added +625,494+625.5k
Private Advisor Group, LLC Added +616,341+616.3k
Cambridge Investment Research Advisors, Inc. Added +502,783+502.8k
LPL Financial LLC Added +466,929+466.9k
Prospera Financial Services Inc New +281,422+281.4k
NewEdge Advisors, LLC Added +251,267+251.3k
Kestra Advisory Services, LLC Added +140,985+141.0k
Stratos Wealth Partners, LTD. Added +136,359+136.4k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -780,707-780.7k
Sowell Financial Services LLC Reduced -251,946-251.9k
Legacy Financial Group LLC Sold out -106,780-106.8k
Cetera Investment Advisers Reduced -84,750-84.8k
N.E.W. Advisory Services LLC Reduced -74,037-74.0k
Ameritas Advisory Services, LLC Sold out -61,638-61.6k
Cetera Advisor Networks LLC Reduced -32,921-32.9k
IAMS WEALTH MANAGEMENT, LLC Reduced -24,607-24.6k
Kure Advisory, LLC Reduced -21,723-21.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -19,020-19.0k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GW HENSSLER & ASSOCIATES LTD 5.92% of their portfolio KENNESAW, GA 3,951,5594.0m $89.7m $89.7m 5.92% Added +10.2k +10,178
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 3,373,1153.4m $76.6m $76.6m 0.05% Added +466.9k +466,929
3 AE Wealth Management LLC 0.37% of their portfolio TOPEKA, KS 3,140,7173.1m $72.0m $72.0m 0.37% Added +2.2m +2,234,809
4 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,743,7202.7m $62.3m $62.3m 0.03% Added +58.9k +58,932
5 Centennial Wealth Advisory LLC 23.71% of their portfolio Traverse City, MI 2,041,7042.0m $46.3m $46.3m 23.71% Added +2.0m +1,997,043
6 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,344,1481.3m $30.5m $30.5m 0.05% Reduced -780.7k -780,707
7 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 1,045,1911.0m $23.7m $23.7m 0.10% Added +502.8k +502,783
8 Creekmur Asset Management LLC 6.71% of their portfolio MORTON, IL 950,767950.8k $21.6m $21.6m 6.71% First filing
9 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 816,201816.2k $18.5m $18.5m 0.03% Added +11.3k +11,289
10 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 808,582808.6k $18.4m $18.4m 0.03% Reduced -19.0k -19,020
11 CWM, LLC 0.09% of their portfolio OMAHA, NE 723,839723.8k $16.4m $16.4m 0.09% Added +625.5k +625,494
12 Capital Asset Advisory Services LLC 1.01% of their portfolio Williamston, MI 715,520715.5k $16.2m $16.2m 1.01% Added +107.6k +107,570
13 AXXCESS WEALTH MANAGEMENT, LLC 0.46% of their portfolio CARLSBAD, CA 683,720683.7k $15.5m $15.5m 0.46% Added +106.9k +106,873
14 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 662,864662.9k $15.0m $15.0m 0.12% Added +616.3k +616,341
15 Kure Advisory, LLC 7.21% of their portfolio PLYMOUTH, MN 613,005613.0k $13.9m $13.9m 7.21% Reduced -21.7k -21,723
16 Walkner Condon Financial Advisors LLC 2.28% of their portfolio MADISON, WI 441,594441.6k $10.0m $10.0m 2.28% Reduced -3.7k -3,730
17 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 438,415438.4k $10.0m $10.0m 0.08% Reduced -84.8k -84,750
18 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 437,670437.7k $9.9m $9.9m 0.05% Added +13.2k +13,240
19 Santori & Peters, Inc. 4.32% of their portfolio CANONSBURG, PA 400,777400.8k $9.1m $9.1m 4.32% Reduced -8.0k -8,030
20 Financial Advocates Investment Management 0.59% of their portfolio OLYMPIA, WA 394,537394.5k $9.0m $9.0m 0.59% Added +10.6k +10,603
21 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 342,580342.6k $7.8m $7.8m 0.11% Added +15.0k +15,002
22 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 327,074327.1k $7.5m $7.5m 0.07% Added +251.3k +251,267
23 Integrity Financial Corp /WA 4.81% of their portfolio JACKSON, WY 292,226292.2k $6.6m $6.6m 4.81% Reduced -2.9k -2,944
24 Prospera Financial Services Inc 0.21% of their portfolio Dallas, TX 281,422281.4k $6.4m $6.4m 0.21% New
25 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 275,928275.9k $6.3m $6.3m 0.05% Added +141.0k +140,985
26 Andina Capital Management, LLC 5.28% of their portfolio LOGAN, UT 269,960270.0k $6.1m $6.1m 5.28% First filing
27 HARBOUR INVESTMENTS, INC. 0.22% of their portfolio MADISON, WI 236,852236.9k $5.4m $5.4m 0.22% Added +19.3k +19,333
28 CreativeOne Wealth, LLC 0.32% of their portfolio OVERLAND PARK, KS 222,511222.5k $5.1m $5.1m 0.32% Added +81.5k +81,518
29 Stratos Wealth Partners, LTD. 0.09% of their portfolio BEACHWOOD, OH 217,128217.1k $4.9m $4.9m 0.09% Added +136.4k +136,359
30 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 185,592185.6k $4.2m $4.2m 0.05% Added +5.6k +5,598
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 185,532185.5k $4.2m $4.2m 0.00% Added +56.3k +56,269
32 Advisory Services Network, LLC 0.09% of their portfolio ATLANTA, GA 161,606161.6k $3.7m $3.7m 0.09% Reduced -557 -557
33 Madrona Financial Services, LLC 1.39% of their portfolio EVERETT, WA 155,761155.8k $3.5m $3.5m 1.39% Reduced -13.3k -13,295
34 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 142,563142.6k $3.2m $3.2m 0.02% Reduced -32.9k -32,921
35 Mariner, LLC 0.01% of their portfolio Overland Park, KS 142,123142.1k $3.2m $3.2m 0.01% Added +95.6k +95,580
36 Maia Wealth LLC 1.16% of their portfolio DENVER, CO 126,090126.1k $2.9m $2.9m 1.16% First filing
37 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 124,076124.1k $2.8m $2.8m 0.01% Added +16.1k +16,119
38 Clear Creek Financial Management, LLC 0.43% of their portfolio SILVERDALE, WA 118,769118.8k $2.7m $2.7m 0.43% Reduced -3.8k -3,807
39 Foundations Investment Advisors, LLC 0.06% of their portfolio PHOENIX, AZ 101,597101.6k $2.3m $2.3m 0.06% Reduced -6.2k -6,150
40 CENTAURUS FINANCIAL, INC. 0.17% of their portfolio ANAHEIM, CA 96,05696.1k $2.2m $2.2m 0.17% Reduced -2.0k -1,964
41 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 86,76986.8k $2.0m $2.0m 0.06% Added +3.5k +3,455
42 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 83,82583.8k $1.9m $1.9m 0.03% Added +6.1k +6,122
43 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 82,38482.4k $1.9m $1.9m 0.06% Reduced -8.3k -8,337
44 Arkadios Wealth Advisors 0.15% of their portfolio ATLANTA, GA 78,83178.8k $1.8m $1.8m 0.15% Added +8.4k +8,425
45 Sowell Financial Services LLC 0.09% of their portfolio NORTH LITTLE ROCK, AR 73,81673.8k $1.7m $1.7m 0.09% Reduced -251.9k -251,946
46 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 73,49473.5k $1.7m $1.7m 0.03% Reduced -6.9k -6,921
47 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 70,70370.7k $1.6m $1.6m 0.02% Added +34.0k +33,995
48 First Heartland Consultants, Inc. 0.18% of their portfolio LAKE ST. LOUIS, MO 65,76265.8k $1.5m $1.5m 0.18% Reduced -4.0k -3,962
49 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 63,72363.7k $1.4m $1.4m 0.01% Reduced -1.8k -1,828
50 Strategic Blueprint, LLC 0.11% of their portfolio ATLANTA, GA 57,52057.5k $1.3m $1.3m 0.11% Added +980 +980
51 IAMS WEALTH MANAGEMENT, LLC 0.80% of their portfolio OMAHA, NE 54,83354.8k $1.2m $1.2m 0.80% Reduced -24.6k -24,607
52 Coppell Advisory Solutions LLC 0.23% of their portfolio COPPELL, TX 51,14851.1k $1.2m $1.2m 0.23% New
53 Western Wealth Management, LLC 0.07% of their portfolio GOLDEN, CO 45,08445.1k $1.0m $1.0m 0.07% Added +800 +800
54 Householder Group Estate & Retirement Specialist, LLC 0.32% of their portfolio SCOTTSDALE, AZ 42,49342.5k $964.0k $964.0k 0.32% Added +31.1k +31,050
55 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 41,85041.9k $950.0k $950.0k 0.02% Added +24.6k +24,644
56 Financial Strategies Group, Inc. 0.27% of their portfolio OKEMOS, MI 41,08241.1k $943.2k $943.2k 0.27% Reduced -7.5k -7,477
57 TFB Advisors LLC 0.45% of their portfolio OVERLAND PARK, KS 38,37238.4k $871.0k $871.0k 0.45% Reduced -1.3k -1,266
58 IFG Advisory, LLC 0.06% of their portfolio ATLANTA, GA 37,01537.0k $840.2k $840.2k 0.06% Added +21.0k +20,979
59 Castleview Partners, LLC 0.52% of their portfolio DALLAS, TX 33,00933.0k $749.3k $749.3k 0.52% Reduced -140 -140
60 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 32,53232.5k $738.5k $738.5k 0.03% First filing
61 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 32,02832.0k $727.0k $727.0k 0.03% Added +9.1k +9,125
62 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,52531.5k $715.6k $715.6k 0.00% Added +17.6k +17,588
63 Schulz Wealth, LTD. 0.64% of their portfolio MANSFIELD, TX 29,70729.7k $674.3k $674.3k 0.64% First filing
64 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 29,69629.7k $669.9k $669.9k 0.02% Reduced -6.1k -6,089
65 EdgeRock Capital LLC 0.47% of their portfolio DENVER, CO 28,02428.0k $647.1k $647.1k 0.47% New
66 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 28,01728.0k $636.0k $636.0k 0.03% Unchanged
67 Cooper Financial Group 0.11% of their portfolio IRVINE, CA 27,47127.5k $623.6k $623.6k 0.11% Added +2.1k +2,066
68 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 25,91325.9k $588.2k $588.2k 0.00% New
69 Lion Street Advisors, LLC 0.24% of their portfolio Austin, TX 25,78825.8k $585.4k $585.4k 0.24% Unchanged
70 Claro Advisors Inc. 0.12% of their portfolio BOSTON, MA 24,15424.2k $548.3k $548.3k 0.12% Reduced -15.4k -15,373
71 Cambridge Advisors Inc. 0.14% of their portfolio OMAHA, NE 23,91623.9k $542.9k $542.9k 0.14% Unchanged
72 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 23,78823.8k $539.0k $539.0k 0.05% Added +3.4k +3,426
73 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 23,58423.6k $535.0k $535.0k 0.00% Added +4.1k +4,057
74 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 23,33423.3k $529.7k $529.7k 0.04% Reduced -7.8k -7,848
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 22,53122.5k $511.5k $511.5k 0.01% Added +98 +98
76 N.E.W. Advisory Services LLC 0.06% of their portfolio DE PERE, WI 22,39822.4k $508.4k $508.4k 0.06% Reduced -74.0k -74,037
77 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,13822.1k $502.5k $502.5k 0.00% Reduced -10.2k -10,233
78 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 20,27520.3k $460.0k $460.0k 0.01% Added +335 +335
79 Onyx Bridge Wealth Group LLC 0.09% of their portfolio TARRYTOWN, NY 19,78519.8k $449.1k $449.1k 0.09% Reduced -235 -235
80 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 18,65618.7k $423.5k $423.5k 0.02% Reduced -5.9k -5,936
81 Family Capital Management, Inc. 0.28% of their portfolio GRAND RAPIDS, MI 17,10217.1k $388.2k $388.2k 0.28% Reduced -371 -371
82 Jacobi Capital Management LLC 0.04% of their portfolio PITTSTON, PA 16,72916.7k $379.7k $379.7k 0.04% New
83 FSA Advisors, Inc. 0.45% of their portfolio TROY, MI 16,07016.1k $364.8k $364.8k 0.45% First filing
84 FOCUS FINANCIAL NETWORK INC /ADV 0.01% of their portfolio Minneapolis, MN 15,02415.0k $341.0k $341.0k 0.01% First filing
85 Pallas Capital Advisors LLC 0.02% of their portfolio BRAINTREE, MA 13,40113.4k $304.2k $304.2k 0.02% Reduced -18.6k -18,650
86 Sanctuary Wealth Management, L.L.C. 0.28% of their portfolio POCATELLO, ID 12,85412.9k $291.8k $291.8k 0.28% Unchanged
87 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 12,78312.8k $290.2k $290.2k 0.02% Added +1.8k +1,770
88 VIMA LLC 0.66% of their portfolio TROY, MI 12,70612.7k $288.4k $288.4k 0.66% First filing
89 Echo Wealth Management, LLC 0.25% of their portfolio PLYMOUTH, MN 11,84211.8k $268.9k $268.9k 0.25% Added +1.0k +1,042
90 Alliance Wealth Advisors, LLC 0.17% of their portfolio SCRANTON, PA 11,55011.6k $262.2k $262.2k 0.17% Unchanged
91 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 11,34911.3k $257.6k $257.6k 0.02% New
92 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,95611.0k $248.7k $248.7k 0.00% Reduced -15.1k -15,057
93 McKinley Carter Wealth Services, Inc. 0.02% of their portfolio WHEELING, WV 10,83210.8k $245.9k $245.9k 0.02% Unchanged
94 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 10,64310.6k $241.6k $241.6k 0.02% Reduced -18.2k -18,174
95 DHJJ Financial Advisors, Ltd. 0.11% of their portfolio NAPERVILLE, IL 10,49510.5k $238.2k $238.2k 0.11% Reduced -80 -80
96 EPG Wealth Management LLC 0.06% of their portfolio ATLANTA, GA 10,00010.0k $230.7k $230.7k 0.06% Unchanged
97 TWIN PEAKS WEALTH ADVISORS, LLC 0.13% of their portfolio SAN FRANCISCO, CA 9,0469.0k $205.3k $205.3k 0.13% First filing
98 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,9488.9k $203.1k $203.1k 0.01% First filing
99 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 6,3846.4k $144.9k $144.9k 0.02% Added +107 +107
100 Kelly Financial Services LLC 0.03% of their portfolio BRAINTREE, MA 3,6273.6k $82.3k $82.3k 0.03% Reduced -71 -71