Vault-13

FIRST TR EXCHNG TRADED FD VI BUFD

FT VEST LADDERED · ETP · CUSIP 33740U703

98 institutional holders +10 vs Q2 2023
23,670,19323.7m shares reported held*
$503.2mreported value*
17 new 36 added 31 reduced 11 sold out net bought ≈ $64.7m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.26.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 85Q4 22: 84Q1 23: 86Q2 23: 88Q3 23: 9898Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202285
Q4 202284
Q1 202386
Q2 202388
Q3 202398

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 46 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 48 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 42 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224640
Q1 20234437
Q2 20234842
Q3 20235342

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $1.5mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$1.5m—
Q3 2023$0$0—

Biggest buyers

LPL Financial LLC Added +2,261,400+2.3m
AXXCESS WEALTH MANAGEMENT, LLC New +576,847+576.8k
OSAIC HOLDINGS, INC. Added +507,217+507.2k
AE Wealth Management LLC Added +182,051+182.1k
Advisory Services Network, LLC New +162,163+162.2k
TRUIST FINANCIAL CORP Added +135,234+135.2k
N.E.W. Advisory Services LLC New +96,435+96.4k
CWM, LLC Added +96,033+96.0k
Capital Asset Advisory Services LLC Added +87,706+87.7k
Stratos Wealth Partners, LTD. New +80,769+80.8k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -521,321-521.3k
Financial Strategies Group, Inc. Reduced -502,147-502.1k
Second Half Financial Partners, LLC Sold out -178,473-178.5k
Scissortail Wealth Management, LLC Sold out -167,578-167.6k
CreativeOne Wealth, LLC Reduced -141,827-141.8k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Sold out -116,939-116.9k
Legacy Financial Group LLC Reduced -70,885-70.9k
Prostatis Group LLC Sold out -69,531-69.5k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -32,421-32.4k
Snowden Capital Advisors LLC Sold out -30,875-30.9k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GW HENSSLER & ASSOCIATES LTD 5.72% of their portfolio KENNESAW, GA 3,941,3813.9m $83.8m $83.8m 5.72% Added +1.1k +1,116
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,906,1862.9m $61.8m $61.8m 0.04% Added +2.3m +2,261,400
3 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,684,7882.7m $57.1m $57.1m 0.03% Reduced -521.3k -521,321
4 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 2,124,8552.1m $45.2m $45.2m 0.07% Added +507.2k +507,217
5 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 905,908905.9k $19.3m $19.3m 0.12% Added +182.1k +182,051
6 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 827,602827.6k $17.6m $17.6m 0.04% Added +57.8k +57,761
7 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 804,912804.9k $17.1m $17.1m 0.03% Added +135.2k +135,234
8 Kure Advisory, LLC 7.64% of their portfolio PLYMOUTH, MN 634,728634.7k $13.5m $13.5m 7.64% First filing
9 Capital Asset Advisory Services LLC 0.90% of their portfolio Williamston, MI 607,950608.0k $13.1m $13.1m 0.90% Added +87.7k +87,706
10 AXXCESS WEALTH MANAGEMENT, LLC 0.42% of their portfolio CARLSBAD, CA 576,847576.8k $12.3m $12.3m 0.42% New
11 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 542,408542.4k $11.5m $11.5m 0.05% Added +70.1k +70,110
12 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 523,165523.2k $11.1m $11.1m 0.10% Added +31.9k +31,920
13 Walkner Condon Financial Advisors LLC 2.51% of their portfolio MADISON, WI 445,324445.3k $9.5m $9.5m 2.51% Reduced -21.5k -21,470
14 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 424,430424.4k $9.0m $9.0m 0.05% Added +11.9k +11,880
15 Santori & Peters, Inc. 4.67% of their portfolio CANONSBURG, PA 408,807408.8k $8.7m $8.7m 4.67% Reduced -10.5k -10,467
16 Financial Advocates Investment Management 0.60% of their portfolio OLYMPIA, WA 383,934383.9k $8.2m $8.2m 0.60% Added +18.2k +18,210
17 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 327,578327.6k $7.0m $7.0m 0.11% Added +25.3k +25,321
18 Sowell Financial Services LLC 0.43% of their portfolio NORTH LITTLE ROCK, AR 325,762325.8k $6.9m $6.9m 0.43% Reduced -965 -965
19 Integrity Financial Corp /WA 4.74% of their portfolio JACKSON, WY 295,170295.2k $6.3m $6.3m 4.74% Reduced -12.2k -12,239
20 HARBOUR INVESTMENTS, INC. 0.23% of their portfolio MADISON, WI 217,519217.5k $4.6m $4.6m 0.23% Added +59.2k +59,234
21 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 179,994180.0k $3.8m $3.8m 0.05% Added +29.1k +29,146
22 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 175,484175.5k $3.7m $3.7m 0.02% Reduced -27.2k -27,225
23 Madrona Financial Services, LLC 1.64% of their portfolio EVERETT, WA 169,056169.1k $3.6m $3.6m 1.64% Reduced -20.8k -20,792
24 Advisory Services Network, LLC 0.09% of their portfolio ATLANTA, GA 162,163162.2k $3.4m $3.4m 0.09% New
25 CreativeOne Wealth, LLC 0.22% of their portfolio OVERLAND PARK, KS 140,993141.0k $3.0m $3.0m 0.22% Reduced -141.8k -141,827
26 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 134,943134.9k $2.9m $2.9m 0.03% Reduced -21.0k -21,010
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 129,263129.3k $2.7m $2.7m 0.00% Added +24.3k +24,318
28 Clear Creek Financial Management, LLC 0.46% of their portfolio SILVERDALE, WA 122,576122.6k $2.6m $2.6m 0.46% Added +2.8k +2,849
29 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 107,957108.0k $2.3m $2.3m 0.01% First filing
30 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 107,747107.7k $2.3m $2.3m 0.07% Reduced -11.2k -11,204
31 Legacy Financial Group LLC 0.53% of their portfolio DES MOINES, IA 106,780106.8k $2.3m $2.3m 0.53% Reduced -70.9k -70,885
32 CWM, LLC 0.01% of their portfolio OMAHA, NE 98,34598.3k $2.1m $2.1m 0.01% Added +96.0k +96,033
33 CENTAURUS FINANCIAL, INC. 0.18% of their portfolio ANAHEIM, CA 98,02098.0k $2.1m $2.1m 0.18% Added +16.9k +16,863
34 N.E.W. Advisory Services LLC 0.29% of their portfolio DE PERE, WI 96,43596.4k $2.0m $2.0m 0.29% New
35 Apollon Wealth Management, LLC 0.10% of their portfolio MOUNT PLEASANT, SC 90,72190.7k $1.9m $1.9m 0.10% Reduced -2.9k -2,924
36 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 83,31483.3k $1.8m $1.8m 0.06% Added +7.6k +7,611
37 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 80,76980.8k $1.7m $1.7m 0.04% New
38 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 80,41580.4k $1.7m $1.7m 0.04% Reduced -7.8k -7,802
39 IAMS WEALTH MANAGEMENT, LLC 1.17% of their portfolio OMAHA, NE 79,44079.4k $1.7m $1.7m 1.17% New
40 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 77,70377.7k $1.7m $1.7m 0.04% Reduced -2.2k -2,203
41 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 75,80775.8k $1.6m $1.6m 0.02% Added +38.5k +38,475
42 Arkadios Wealth Advisors 0.14% of their portfolio ATLANTA, GA 70,40670.4k $1.5m $1.5m 0.14% Reduced -22.7k -22,719
43 First Heartland Consultants, Inc. 0.19% of their portfolio LAKE ST. LOUIS, MO 69,72469.7k $1.5m $1.5m 0.19% Added +6.3k +6,288
44 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 65,55165.6k $1.4m $1.4m 0.02% Added +7.3k +7,257
45 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 61,63861.6k $1.3m $1.3m 0.07% Added +51.5k +51,464
46 Strategic Blueprint, LLC 0.11% of their portfolio ATLANTA, GA 56,54056.5k $1.2m $1.2m 0.11% Added +4.3k +4,254
47 Financial Strategies Group, Inc. 0.33% of their portfolio OKEMOS, MI 48,55948.6k $1.0m $1.0m 0.33% Reduced -502.1k -502,147
48 Mariner, LLC 0.00% of their portfolio Overland Park, KS 46,54346.5k $989.4k $989.4k 0.00% New
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 46,52346.5k $988.6k $988.6k 0.01% New
50 Centennial Wealth Advisory LLC 0.51% of their portfolio Traverse City, MI 44,66144.7k $949.0k $949.0k 0.51% New
51 Western Wealth Management, LLC 0.08% of their portfolio GOLDEN, CO 44,28444.3k $941.0k $941.0k 0.08% Added +1.7k +1,712
52 TFB Advisors LLC 1.02% of their portfolio OVERLAND PARK, KS 39,63839.6k $842.3k $842.3k 1.02% Reduced -2.4k -2,391
53 Claro Advisors Inc. 0.21% of their portfolio BOSTON, MA 39,52739.5k $839.9k $839.9k 0.21% Reduced -2.5k -2,464
54 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 36,70836.7k $780.0k $780.0k 0.01% Added +12.8k +12,798
55 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 35,78535.8k $760.4k $760.4k 0.04% Reduced -350 -350
56 Castleview Partners, LLC 0.65% of their portfolio DALLAS, TX 33,14933.1k $704.4k $704.4k 0.65% Added +18.0k +18,007
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,37132.4k $687.9k $687.9k 0.00% Added +23.0k +22,982
58 Pallas Capital Advisors LLC 0.04% of their portfolio BRAINTREE, MA 32,05132.1k $668.9k $668.9k 0.04% New
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.05% of their portfolio BIRMINGHAM, AL 31,18231.2k $662.6k $662.6k 0.05% Reduced -3.5k -3,488
60 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 28,81728.8k $612.4k $612.4k 0.02% Added +3.4k +3,356
61 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 28,01728.0k $595.0k $595.0k 0.03% Reduced -2.6k -2,614
62 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,01326.0k $552.8k $552.8k 0.00% New
63 Lion Street Advisors, LLC 0.18% of their portfolio Austin, TX 25,78825.8k $548.0k $548.0k 0.18% New
64 Cooper Financial Group 0.13% of their portfolio IRVINE, CA 25,40525.4k $539.9k $539.9k 0.13% Added +2.0k +1,951
65 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 24,59224.6k $522.6k $522.6k 0.02% Reduced -23.4k -23,416
66 Cambridge Advisors Inc. 0.14% of their portfolio OMAHA, NE 23,91623.9k $508.2k $508.2k 0.14% Unchanged
67 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 22,90322.9k $486.7k $486.7k 0.02% Added +3.1k +3,105
68 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 22,43322.4k $476.7k $476.7k 0.01% Added +2.5k +2,515
69 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 20,36220.4k $432.0k $432.0k 0.05% First filing
70 Onyx Bridge Wealth Group LLC 0.10% of their portfolio TARRYTOWN, NY 20,02020.0k $425.4k $425.4k 0.10% Reduced -260 -260
71 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 19,94019.9k $424.0k $424.0k 0.02% Reduced -2.0k -2,026
72 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,52719.5k $415.0k $415.0k 0.00% Added +205 +205
73 Strategic Financial Concepts, LLC 0.13% of their portfolio SAN ANTONIO, TX 17,79817.8k $378.2k $378.2k 0.13% Added +7.9k +7,903
74 Family Capital Management, Inc. 0.25% of their portfolio GRAND RAPIDS, MI 17,47317.5k $371.3k $371.3k 0.25% Reduced -1.4k -1,380
75 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 17,20617.2k $365.6k $365.6k 0.01% New
76 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 16,03616.0k $340.8k $340.8k 0.03% New
77 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 15,02415.0k $319.3k $319.3k 0.02% Unchanged
78 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,93713.9k $296.2k $296.2k 0.00% Reduced -4.1k -4,068
79 Sanctuary Wealth Management, L.L.C. 0.30% of their portfolio POCATELLO, ID 12,85412.9k $273.1k $273.1k 0.30% Unchanged
80 Alliance Wealth Advisors, LLC 0.18% of their portfolio SCRANTON, PA 11,55011.6k $245.4k $245.4k 0.18% Unchanged
81 Householder Group Estate & Retirement Specialist, LLC 0.09% of their portfolio SCOTTSDALE, AZ 11,44311.4k $243.2k $243.2k 0.09% First filing
82 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 11,01311.0k $234.0k $234.0k 0.01% Reduced -630 -630
83 McKinley Carter Wealth Services, Inc. 0.02% of their portfolio WHEELING, WV 10,83210.8k $230.2k $230.2k 0.02% Unchanged
84 Echo Wealth Management, LLC 0.25% of their portfolio PLYMOUTH, MN 10,80010.8k $229.5k $229.5k 0.25% Reduced -685 -685
85 DHJJ Financial Advisors, Ltd. 0.11% of their portfolio NAPERVILLE, IL 10,57510.6k $224.7k $224.7k 0.11% Reduced -385 -385
86 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 10,31110.3k $219.1k $219.1k 0.01% Added +471 +471
87 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,24810.2k $218.0k $218.0k 0.00% Unchanged
88 EPG Wealth Management LLC 0.06% of their portfolio ATLANTA, GA 10,00010.0k $212.5k $212.5k 0.06% Unchanged
89 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 6,2776.3k $133.4k $133.4k 0.02% Added +339 +339
90 Kelly Financial Services LLC 0.04% of their portfolio BRAINTREE, MA 3,6983.7k $78.6k $78.6k 0.04% Reduced -378 -378
91 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,2201.2k $25.9k $25.9k 0.00% Unchanged
92 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 850850 $18.1k $18.1k 0.00% New
93 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 340340 $7.0k $7.0k 0.00% Reduced -596 -596
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 335335 $7.1k $7.1k 0.00% New
95 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 235235 $5.0k $5.0k 0.00% Unchanged
96 Stonebridge Capital Advisors LLC 0.00% of their portfolio ST PAUL, MN 130130 $2.8k $2.8k 0.00% Unchanged
97 Bartlett & Co. LLC 0.00% of their portfolio CINCINNATI, OH 128128 $3.0k $3.0k 0.00% New
98 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 128128 $2.7k $2.7k 0.00% New