Vault-13

FIRST TR EXCHNG TRADED FD VI FDEC

FT VEST UQ EQT · ETP · CUSIP 33740U505

122 institutional holders +52 vs Q3 2023
6,142,6246.1m shares reported held*
$239.9mreported value*
45 new 42 added 14 reduced 2 sold out net bought ≈ $137.5m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.06.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 57Q4 22: 66Q1 23: 80Q2 23: 78Q3 23: 70Q4 23: 122122Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202257
Q4 202266
Q1 202380
Q2 202378
Q3 202370
Q4 2023122

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 52 cut or sold outQ3 23Q4 23: 87 bought or addedQ4 23: 16 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225218
Q1 20234823
Q2 20232239
Q3 2023452
Q4 20238716

Biggest buyers

AE Wealth Management LLC Added +482,071+482.1k
Sigma Planning Corp New +364,811+364.8k
OSAIC HOLDINGS, INC. Added +317,085+317.1k
ENVESTNET ASSET MANAGEMENT INC Added +303,489+303.5k
CreativeOne Wealth, LLC New +235,455+235.5k
CWM, LLC Added +207,560+207.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +199,114+199.1k
SMART Wealth LLC New +184,755+184.8k
Bullseye Investment Management, LLC New +129,631+129.6k
Sowell Financial Services LLC New +89,134+89.1k

Biggest sellers

Heck Capital Advisors, LLC Reduced -140,935-140.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -13,399-13.4k
StoneX Group Inc. Sold out -11,753-11.8k
AVANTAX ADVISORY SERVICES, INC. Reduced -10,406-10.4k
CAPTRUST FINANCIAL ADVISORS Reduced -4,710-4.7k
Cedar Brook Financial Partners, LLC Reduced -2,507-2.5k
Mutual Advisors, LLC Reduced -1,880-1.9k
FLAGSTAR SECURITIES, INC Reduced -1,357-1.4k
Pitti Group Wealth Management, LLC Reduced -1,002-1.0k
MML INVESTORS SERVICES, LLC Reduced -772-772

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.4 pts · filed 2026-10-27 67.7% +4.4 pts 16.0m≈ $872.7m 2026-10-27

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 523,060523.1k $20.8m $20.8m 0.11% Added +482.1k +482,071
2 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 479,561479.6k $18.7m $18.7m 0.03% Added +317.1k +317,085
3 CWM, LLC 0.08% of their portfolio OMAHA, NE 384,096384.1k $15.0m $15.0m 0.08% Added +207.6k +207,560
4 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 371,721371.7k $14.5m $14.5m 0.03% Added +199.1k +199,114
5 Sigma Planning Corp 1.11% of their portfolio ANN ARBOR, MI 364,811364.8k $14.2m $14.2m 1.11% New
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 347,088347.1k $13.5m $13.5m 0.01% Added +303.5k +303,489
7 CreativeOne Wealth, LLC 0.59% of their portfolio OVERLAND PARK, KS 235,455235.5k $9.2m $9.2m 0.59% New
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 199,634199.6k $7.8m $7.8m 0.01% Added +17.4k +17,357
9 SMART Wealth LLC 3.94% of their portfolio Omaha, NE 184,755184.8k $7.2m $7.2m 3.94% New
10 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 166,391166.4k $6.5m $6.5m 0.03% Added +47.0k +46,980
11 Schulz Wealth, LTD. 6.06% of their portfolio MANSFIELD, TX 162,590162.6k $6.3m $6.3m 6.06% First filing
12 Bullseye Investment Management, LLC 3.20% of their portfolio CINCINNATI, OH 129,631129.6k $5.1m $5.1m 3.20% New
13 Heck Capital Advisors, LLC 0.75% of their portfolio Rhinelander, WI 118,470118.5k $4.6m $4.6m 0.75% Reduced -140.9k -140,935
14 Global Retirement Partners, LLC 0.19% of their portfolio San Rafael, CA 113,698113.7k $4.4m $4.4m 0.19% Added +49.9k +49,901
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 111,358111.4k $4.3m $4.3m 0.00% Added +68.5k +68,459
16 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 110,285110.3k $4.3m $4.3m 0.03% Added +88.0k +88,011
17 CENTRAL VALLEY ADVISORS, LLC 2.44% of their portfolio SACRAMENTO, CA 106,596106.6k $4.2m $4.2m 2.44% First filing
18 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 99,75499.8k $3.9m $3.9m 0.02% Added +67.4k +67,354
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 96,81696.8k $3.8m $3.8m 0.01% Added +40.4k +40,372
20 Sowell Financial Services LLC 0.19% of their portfolio NORTH LITTLE ROCK, AR 89,13489.1k $3.5m $3.5m 0.19% New
21 Keystone Wealth Services, LLC 1.09% of their portfolio PALM DESERT, CA 81,85481.9k $3.2m $3.2m 1.09% Added +4.8k +4,798
22 WEALTHSOURCE PARTNERS, LLC 0.20% of their portfolio SAN LUIS OBISPO, CA 77,33677.3k $3.0m $3.0m 0.20% New
23 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 76,81376.8k $3.0m $3.0m 0.01% Added +61.5k +61,509
24 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 74,09774.1k $2.9m $2.9m 0.03% Added +55.5k +55,501
25 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 70,24270.2k $2.7m $2.7m 0.04% Added +14.8k +14,821
26 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 65,97966.0k $2.6m $2.6m 0.02% Added +2.4k +2,391
27 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 65,13865.1k $2.5m $2.5m 0.04% New
28 WINTRUST INVESTMENTS LLC 0.23% of their portfolio CHICAGO, IL 60,86560.9k $2.4m $2.4m 0.23% New
29 REAP Financial Group, LLC 0.50% of their portfolio AUSTIN, TX 43,91743.9k $1.7m $1.7m 0.50% First filing
30 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,04741.0k $1.6m $1.6m 0.00% Added +6.7k +6,664
31 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 40,91740.9k $1.6m $1.6m 0.07% Added +23.2k +23,161
32 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 39,36739.4k $1.5m $1.5m 0.08% New
33 Lloyd Advisory Services, LLC. 0.67% of their portfolio SUWANEE, GA 36,19336.2k $1.4m $1.4m 0.67% New
34 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 32,84432.8k $1.3m $1.3m 0.02% Added +15.1k +15,050
35 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 30,05930.1k $1.2m $1.2m 0.02% New
36 McKinley Carter Wealth Services, Inc. 0.08% of their portfolio WHEELING, WV 29,54629.5k $1.2m $1.2m 0.08% Added +305 +305
37 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 29,30129.3k $1.1m $1.1m 0.00% Added +8.5k +8,511
38 Valtinson Bruner Financial Planning LLC 0.52% of their portfolio NEW BRIGHTON, MN 25,98626.0k $1.0m $1.0m 0.52% Added +1.7k +1,685
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,70223.7k $924.0k $924.0k 0.00% Added +420 +420
40 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 22,84622.8k $890.8k $890.8k 0.00% Reduced -4.7k -4,710
41 Tanglewood Legacy Advisors, LLC 0.48% of their portfolio HOUSTON, TX 22,71522.7k $885.7k $885.7k 0.48% Added +4.1k +4,117
42 Integrity Financial Corp /WA 0.64% of their portfolio JACKSON, WY 22,68022.7k $884.3k $884.3k 0.64% Added +2.2k +2,216
43 Faithward Advisors, LLC 0.20% of their portfolio LANCASTER, PA 22,65022.6k $904.0k $904.0k 0.20% New
44 Paragon Capital Management Ltd 0.18% of their portfolio DENVER, CO 22,46922.5k $876.1k $876.1k 0.18% Reduced -753 -753
45 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 22,29622.3k $869.3k $869.3k 0.03% New
46 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 20,43820.4k $797.0k $797.0k 0.00% Reduced -772 -772
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,03520.0k $781.2k $781.2k 0.00% Added +551 +551
48 Catalina Capital Group, LLC 0.60% of their portfolio Torrance, CA 20,03520.0k $781.2k $781.2k 0.60% First filing
49 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 19,38219.4k $755.7k $755.7k 0.01% Reduced -106 -106
50 BlueChip Wealth Advisors LLC 0.52% of their portfolio Milton, GA 19,20019.2k $748.6k $748.6k 0.52% First filing
51 Trek Financial, LLC 0.06% of their portfolio Scottsdale, AZ 18,45518.5k $719.6k $719.6k 0.06% Reduced -497 -497
52 1776 Wealth LLC 0.35% of their portfolio ATLANTA, GA 18,22418.2k $710.6k $710.6k 0.35% Added +8.6k +8,574
53 Harvest Investment Services, LLC 0.33% of their portfolio Oakbrook Terrace, IL 18,22318.2k $708.7k $708.7k 0.33% New
54 B.O.S.S. Retirement Advisors, LLC 0.13% of their portfolio Lehi, UT 17,55217.6k $684.4k $684.4k 0.13% New
55 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,43017.4k $679.6k $679.6k 0.01% Added +10.3k +10,315
56 FWG Investments, LLC. 0.82% of their portfolio LEXINGTON, KY 16,99417.0k $662.6k $662.6k 0.82% First filing
57 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 16,78016.8k $654.3k $654.3k 0.05% New
58 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 16,25116.3k $633.6k $633.6k 0.01% Reduced -10.4k -10,406
59 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 15,87015.9k $618.8k $618.8k 0.02% Added +1.6k +1,650
60 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 14,54814.5k $567.2k $567.2k 0.03% New
61 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 14,32514.3k $561.6k $561.6k 0.03% Added +5.5k +5,530
62 DHJJ Financial Advisors, Ltd. 0.25% of their portfolio NAPERVILLE, IL 13,76413.8k $536.7k $536.7k 0.25% Added +4.8k +4,788
63 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 13,26913.3k $517.4k $517.4k 0.00% Added +6.2k +6,154
64 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 13,05013.1k $508.8k $508.8k 0.02% Reduced -1.9k -1,880
65 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 12,52512.5k $488.4k $488.4k 0.01% New
66 Fragasso Financial Advisors Inc 0.04% of their portfolio SEWICKLEY, PA 11,88911.9k $463.6k $463.6k 0.04% Added +384 +384
67 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.11% of their portfolio BLUE BELL, PA 11,55211.6k $450.4k $450.4k 0.11% Unchanged
68 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 11,47811.5k $447.5k $447.5k 0.06% Unchanged
69 ARBOR CAPITAL MANAGEMENT INC /ADV 0.33% of their portfolio ANCHORAGE, AK 11,33311.3k $437.8k $437.8k 0.33% New
70 Pitti Group Wealth Management, LLC 0.41% of their portfolio VICTOR, NY 9,7269.7k $379.2k $379.2k 0.41% Reduced -1.0k -1,002
71 Great Lakes Retirement, Inc. 0.06% of their portfolio SANDUSKY, OH 9,7079.7k $378.5k $378.5k 0.06% New
72 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 9,6559.7k $376.4k $376.4k 0.01% New
73 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,2269.2k $359.0k $359.0k 0.00% Added +571 +571
74 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 9,1809.2k $365.7k $365.7k 0.02% Unchanged
75 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 9,0969.1k $354.7k $354.7k 0.01% New
76 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.06% of their portfolio Reston, VA 9,0779.1k $353.9k $353.9k 0.06% Reduced -276 -276
77 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 8,7998.8k $343.0k $343.0k 0.02% Reduced -66 -66
78 Financial Network Wealth Advisors LLC 0.34% of their portfolio MURRAY, UT 8,2648.3k $322.2k $322.2k 0.34% First filing
79 Semus Wealth Partners LLC 0.26% of their portfolio Boca Raton, FL 8,2498.2k $321.6k $321.6k 0.26% New
80 FLAGSTAR SECURITIES, INC 0.10% of their portfolio New York, NY 8,2318.2k $320.9k $320.9k 0.10% Reduced -1.4k -1,357
81 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,7777.8k $303.2k $303.2k 0.01% Added +3.0k +3,040
82 Share Andrew L. 0.16% of their portfolio MANCHESTER, NH 7,6507.7k $298.3k $298.3k 0.16% New
83 EWG Elevate Inc. 0.12% of their portfolio ROSEVILLE, CA 7,3407.3k $286.2k $286.2k 0.12% New
84 Cedar Brook Financial Partners, LLC 0.06% of their portfolio CLEVELAND, OH 7,0157.0k $274.4k $274.4k 0.06% Reduced -2.5k -2,507
85 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 6,9006.9k $269.0k $269.0k 0.00% New
86 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 6,6196.6k $258.0k $258.0k 0.02% New
87 Naviter Wealth, LLC 0.05% of their portfolio LITTLE ROCK, AR 6,6126.6k $257.8k $257.8k 0.05% Added +853 +853
88 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 6,5986.6k $257.3k $257.3k 0.02% New
89 Prosperity Consulting Group, LLC 0.08% of their portfolio OWINGS MILLS, MD 6,4286.4k $250.6k $250.6k 0.08% Unchanged
90 Quantum Private Wealth, LLC 0.10% of their portfolio TAMPA, FL 6,3186.3k $246.3k $246.3k 0.10% New
91 FSB PREMIER WEALTH MANAGEMENT, INC. 0.12% of their portfolio WATERLOO, IA 6,3126.3k $246.1k $246.1k 0.12% Reduced -142 -142
92 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 6,2826.3k $244.9k $244.9k 0.01% Unchanged
93 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 6,2826.3k $244.9k $244.9k 0.01% Unchanged
94 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 6,2356.2k $243.1k $243.1k 0.01% New
95 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 6,1396.1k $239.0k $239.0k 0.02% New
96 Sage Capital Advisors,llc 0.08% of their portfolio SIOUX FALLS, SD 6,0336.0k $235.2k $235.2k 0.08% New
97 SOA Wealth Advisors, LLC. 0.05% of their portfolio NEW YORK, NY 6,0226.0k $234.8k $234.8k 0.05% Added +195 +195
98 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 5,9976.0k $233.8k $233.8k 0.01% Unchanged
99 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,8755.9k $229.1k $229.1k 0.00% New
100 Aurora Private Wealth, Inc. 0.21% of their portfolio ROCKAWAY, NJ 5,8165.8k $227.0k $227.0k 0.21% New