Vault-13

FIRST TR EXCH TRADED FD III FUMB

ULTRA SHT DUR MU · ETP · CUSIP 33740J104

89 institutional holders +6 vs Q4 2022
10,679,37510.7m shares reported held*
$213.2mreported value*
12 new 32 added 34 reduced 7 sold out net sold ≈ $6.1m (-312.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.96.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 83Q1 23: 8989Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202278
Q4 202283
Q1 202389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 41 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224435
Q1 20234441

Biggest buyers

FLOW TRADERS U.S. LLC New +201,935+201.9k
JANE STREET GROUP, LLC Added +201,174+201.2k
HARBOUR INVESTMENTS, INC. Added +66,071+66.1k
Atlas Private Wealth Management, LLC Added +65,094+65.1k
Simplicity Solutions, LLC New +57,209+57.2k
Mainsail Financial Group, LLC Added +48,188+48.2k
RAYMOND JAMES & ASSOCIATES Added +38,934+38.9k
LPL Financial LLC Added +31,283+31.3k
OSAIC HOLDINGS, INC. Added +29,613+29.6k
Steward Partners Investment Advisory, LLC Added +25,900+25.9k

Biggest sellers

MORGAN STANLEY Reduced -508,763-508.8k
ROYAL BANK OF CANADA Reduced -163,646-163.6k
Cambridge Investment Research Advisors, Inc. Reduced -85,562-85.6k
Kovack Advisors, Inc. Reduced -64,500-64.5k
Private Advisor Group, LLC Reduced -51,852-51.9k
INSPIRION WEALTH ADVISORS, LLC Reduced -38,911-38.9k
Stratos Wealth Partners, LTD. Reduced -38,019-38.0k
HighTower Advisors, LLC Reduced -36,230-36.2k
Eldridge Investment Advisors, Inc. Reduced -29,898-29.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -27,569-27.6k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,471,0661.5m $29.4m $29.4m 0.00% Reduced -508.8k -508,763
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,276,7101.3m $25.5m $25.5m 0.02% Added +31.3k +31,283
3 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 1,062,2331.1m $21.2m $21.2m 0.05% Reduced -36.2k -36,230
4 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 585,234585.2k $11.7m $11.7m 0.02% Added +14.2k +14,217
5 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 448,501448.5k $9.0m $9.0m 0.11% Reduced -5.9k -5,926
6 Atlas Private Wealth Management, LLC 4.31% of their portfolio ALBANY, NY 358,969359.0k $7.2m $7.2m 4.31% Added +65.1k +65,094
7 Stratos Wealth Partners, LTD. 0.17% of their portfolio BEACHWOOD, OH 328,339328.3k $6.6m $6.6m 0.17% Reduced -38.0k -38,019
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 328,316328.3k $6.6m $6.6m 0.01% Added +29.6k +29,613
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 284,568284.6k $5.7m $5.7m 0.01% Reduced -25.6k -25,600
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 279,109279.1k $5.6m $5.6m 0.00% Added +38.9k +38,934
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 264,287264.3k $5.3m $5.3m 0.00% Reduced -163.6k -163,646
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 230,492230.5k $4.6m $4.6m 0.01% Added +201.2k +201,174
13 Mainsail Financial Group, LLC 4.44% of their portfolio BELLEVUE, WA 228,942228.9k $4.6m $4.6m 4.44% Added +48.2k +48,188
14 FLOW TRADERS U.S. LLC 0.16% of their portfolio NEW YORK, NY 201,935201.9k $4.0m $4.0m 0.16% New
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 201,322201.3k $4.0m $4.0m 0.00% Added +2.3k +2,264
16 Nilsine Partners, LLC 0.61% of their portfolio GREENWOOD VILLAGE, CO 194,609194.6k $3.9m $3.9m 0.61% First filing
17 INSPIRION WEALTH ADVISORS, LLC 0.78% of their portfolio LIBERTYVILLE, IL 194,477194.5k $3.9m $3.9m 0.78% Reduced -38.9k -38,911
18 Eldridge Investment Advisors, Inc. 1.25% of their portfolio MANCHESTER, NH 181,096181.1k $3.6m $3.6m 1.25% Reduced -29.9k -29,898
19 J.W. COLE ADVISORS, INC. 0.22% of their portfolio TAMPA, FL 155,664155.7k $3.1m $3.1m 0.22% Reduced -1.6k -1,552
20 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 134,880134.9k $2.7m $2.7m 0.06% Reduced -3.9k -3,938
21 Gladstone Institutional Advisory LLC 0.16% of their portfolio Bedminster, NJ 119,916119.9k $2.4m $2.4m 0.16% Added +4.4k +4,356
22 Barber Financial Group, Inc. 0.36% of their portfolio LENEXA, KS 103,692103.7k $2.1m $2.1m 0.36% Added +23.7k +23,715
23 Ashton Thomas Private Wealth, LLC 0.18% of their portfolio SCOTTSDALE, AZ 103,062103.1k $2.1m $2.1m 0.18% Added +8 +8
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 96,36996.4k $1.9m $1.9m 0.00% Reduced -27.6k -27,569
25 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 96,24896.2k $1.9m $1.9m 0.02% Reduced -51.9k -51,852
26 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 94,59294.6k $1.9m $1.9m 0.02% Reduced -2.3k -2,334
27 Kovack Advisors, Inc. 0.24% of their portfolio FT. LAUDERDALE, FL 87,50087.5k $1.7m $1.7m 0.24% Reduced -64.5k -64,500
28 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 83,64283.6k $1.7m $1.7m 0.07% Added +411 +411
29 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 80,01580.0k $1.6m $1.6m 0.02% Added +25.7k +25,703
30 Mattern Wealth Management LLC 0.51% of their portfolio LAWRENCE, KS 77,81677.8k $1.6m $1.6m 0.51% Added +5.8k +5,835
31 JAMES INVESTMENT RESEARCH, INC. 0.20% of their portfolio ALPHA, OH 74,06874.1k $1.5m $1.5m 0.20% Unchanged
32 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 74,02774.0k $1.5m $1.5m 0.01% Reduced -85.6k -85,562
33 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 71,25471.3k $1.4m $1.4m 0.08% Added +66.1k +66,071
34 MCDONALD PARTNERS LLC 0.44% of their portfolio CLEVELAND, OH 67,55067.5k $1.3m $1.3m 0.44% Added +2.5k +2,500
35 Fiduciary Alliance LLC 0.33% of their portfolio GREENVILLE, SC 66,23866.2k $1.3m $1.3m 0.33% Added +5.2k +5,179
36 Simplicity Solutions, LLC 0.03% of their portfolio MINNEAPOLIS, MN 57,20957.2k $1.1m $1.1m 0.03% New
37 Bleakley Financial Group, LLC 0.04% of their portfolio PARSIPPANY, NJ 57,20957.2k $1.1m $1.1m 0.04% Reduced -2.0k -1,952
38 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 50,79150.8k $1.0m $1.0m 0.01% Reduced -8.5k -8,479
39 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 49,13149.1k $980.9k $980.9k 0.02% Added +25.9k +25,900
40 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 46,36046.4k $925.6k $925.6k 0.03% Added +19.0k +18,979
41 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 37,22537.2k $743.2k $743.2k 0.01% Added +175 +175
42 TITLEIST ASSET MANAGEMENT, LLC 0.15% of their portfolio SAN ANTONIO, TX 34,49234.5k $688.6k $688.6k 0.15% First filing
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 31,01931.0k $619.3k $619.3k 0.00% Reduced -4.3k -4,268
44 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 30,31530.3k $605.0k $605.0k 0.02% Reduced -2.2k -2,239
45 TRUST CO OF OKLAHOMA 0.23% of their portfolio TULSA, OK 28,84128.8k $575.8k $575.8k 0.23% Added +252 +252
46 Insight Inv LLC 0.56% of their portfolio EL SEGUNDO, CA 26,17026.2k $522.5k $522.5k 0.56% Reduced -19.2k -19,200
47 Aspen Wealth Management LLC 0.26% of their portfolio FORT WORTH, TX 25,26625.3k $504.4k $504.4k 0.26% Added +45 +45
48 CHILTON CAPITAL MANAGEMENT LLC 0.03% of their portfolio HOUSTON, TX 25,01825.0k $499.5k $499.5k 0.03% Unchanged
49 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 24,26724.3k $484.5k $484.5k 0.05% Added +6.0k +6,000
50 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 24,19824.2k $483.1k $483.1k 0.01% Added +5.3k +5,317
51 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 23,00323.0k $459.3k $459.3k 0.06% Reduced -3.5k -3,451
52 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 22,81822.8k $455.6k $455.6k 0.03% Reduced -7.4k -7,368
53 Virtue Capital Management, LLC 0.07% of their portfolio BRENTWOOD, TN 22,74222.7k $453.5k $453.5k 0.07% Unchanged
54 Security Financial Services, INC. 0.12% of their portfolio Fort Wayne, IN 19,05819.1k $380.5k $380.5k 0.12% Added +2 +2
55 Occidental Asset Management, LLC 0.09% of their portfolio Burlingame, CA 18,88618.9k $377.1k $377.1k 0.09% Added +8.9k +8,886
56 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 18,30018.3k $365.4k $365.4k 0.00% Unchanged
57 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 18,23018.2k $363.9k $363.9k 0.02% Reduced -12.3k -12,345
58 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 18,12118.1k $362.0k $362.0k 0.02% New
59 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 16,47216.5k $329.0k $329.0k 0.01% Added +4.2k +4,247
60 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 16,47016.5k $328.8k $328.8k 0.01% Unchanged
61 WealthCare Investment Partners, LLC 0.18% of their portfolio PORTSMOUTH, RI 14,63714.6k $292.2k $292.2k 0.18% Reduced -2.0k -2,044
62 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 14,51614.5k $289.8k $289.8k 0.01% Reduced -8.9k -8,932
63 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 14,33914.3k $286.3k $286.3k 0.03% Reduced -2.0k -1,953
64 Kowal Investment Group, LLC 0.08% of their portfolio BROOKFIELD, WI 14,01114.0k $279.7k $279.7k 0.08% Reduced -359 -359
65 WealthBridge Capital Management, LLC 0.11% of their portfolio WESTERVILLE, OH 13,81413.8k $275.8k $275.8k 0.11% Added +392 +392
66 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.19% of their portfolio JUPITER, FL 13,30213.3k $265.6k $265.6k 0.19% New
67 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 12,40012.4k $247.6k $247.6k 0.04% Reduced -100 -100
68 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 12,12512.1k $242.1k $242.1k 0.00% New
69 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 12,12512.1k $242.1k $242.1k 0.00% Added +1.5k +1,514
70 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 11,92511.9k $238.1k $238.1k 0.01% Reduced -1.2k -1,200
71 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,14411.1k $222.0k $222.0k 0.00% Added +151 +151
72 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,59310.6k $211.5k $211.5k 0.00% Reduced -23.5k -23,457
73 SUTTON PLACE INVESTORS LLC 0.28% of their portfolio ARMONK, NY 10,50010.5k $209.6k $209.6k 0.28% Reduced -2.5k -2,480
74 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 10,48510.5k $209.0k $209.0k 0.02% New
75 SHEETS SMITH WEALTH MANAGEMENT 0.03% of their portfolio WINSTON-SALEM, NC 10,00010.0k $199.7k $199.7k 0.03% Unchanged
76 PFS Partners, LLC 0.17% of their portfolio MINE HILL, NJ 8,7728.8k $175.1k $175.1k 0.17% New
77 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 7,6817.7k $153.2k $153.2k 0.01% Added +1.6k +1,550
78 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,7186.7k $134.1k $134.1k 0.00% Reduced -53 -53
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,1146.1k $122.1k $122.1k 0.01% Added +2.2k +2,188
80 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,9165.9k $118.1k $118.1k 0.00% Reduced -50 -50
81 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,9131.9k $38.2k $38.2k 0.00% Reduced -13.0k -12,996
82 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,6291.6k $32.5k $32.5k 0.00% New
83 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,5001.5k $30.0k $30.0k 0.00% Unchanged
84 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 1,1481.1k $23.0k $23.0k 0.01% New
85 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0241.0k $20.0k $20.0k 0.00% New
86 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 1,0021.0k $20.0k $20.0k 0.00% New
87 Castleview Partners, LLC 0.02% of their portfolio DALLAS, TX 1,0001.0k $20.0k $20.0k 0.02% New
88 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 505505 $10.0k $10.0k 0.00% Unchanged
89 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 188188 $3.8k $3.8k 0.00% Unchanged