Vault-13

FIRST TR EXCHNG TRADED FD VI UCON

TCW UNCONSTRAI · ETP · CUSIP 33740F888

258 institutional holders +15 vs Q2 2024
101,258,129101.3m shares reported held*
$2.5bnreported value*
28 new 147 added 64 reduced 14 sold out net bought ≈ $382.6m (+15.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.12.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 184Q1 23: 186Q2 23: 185Q3 23: 198Q4 23: 214Q1 24: 221Q2 24: 243Q3 24: 258258Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022172
Q4 2022184
Q1 2023186
Q2 2023185
Q3 2023198
Q4 2023214
Q1 2024221
Q2 2024243
Q3 2024258

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 97 bought or addedQ4 22: 82 cut or sold outQ1 23: 94 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 113 bought or addedQ2 23: 82 cut or sold outQ3 23: 130 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 137 bought or addedQ4 23: 78 cut or sold outQ1 24: 144 bought or addedQ1 24: 77 cut or sold outQ1 24Q2 24: 166 bought or addedQ2 24: 76 cut or sold outQ3 24: 175 bought or addedQ3 24: 78 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229782
Q1 202394106
Q2 202311382
Q3 202313066
Q4 202313778
Q1 202414477
Q2 202416676
Q3 202417578

Biggest buyers

WELLS FARGO & COMPANY/MN Added +2,369,585+2.4m
LPL Financial LLC Added +2,207,155+2.2m
AMERIPRISE FINANCIAL INC Added +1,640,321+1.6m
JPMORGAN CHASE & CO Added +1,422,628+1.4m
MORGAN STANLEY Added +1,096,083+1.1m
ROYAL BANK OF CANADA Added +681,047+681.0k
Ocean Park Asset Management, LLC New +659,633+659.6k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +622,702+622.7k
Capital Investment Advisory Services, LLC Added +600,297+600.3k
HARBOUR INVESTMENTS, INC. Added +568,292+568.3k

Biggest sellers

CITADEL ADVISORS LLC Sold out -542,728-542.7k
Visionary Wealth Advisors Reduced -515,952-516.0k
WINTRUST INVESTMENTS LLC Reduced -428,836-428.8k
Thrivent Financial for Lutherans Reduced -324,728-324.7k
Raymond James Financial Services Advisors, Inc. Reduced -299,258-299.3k
Simplicity Wealth,LLC Reduced -289,373-289.4k
Avantax Planning Partners, Inc. Reduced -288,259-288.3k
JANE STREET GROUP, LLC Sold out -256,018-256.0k
Regal Investment Advisors LLC Reduced -251,074-251.1k
N.E.W. Advisory Services LLC Reduced -213,966-214.0k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 10,319,21810.3m $259.3m $259.3m 0.12% Added +2.2m +2,207,155
2 UBS Group AG 0.06% of their portfolio ZURICH, V8 7,870,7767.9m $197.8m $197.8m 0.06% Added +4.1k +4,097
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,197,5897.2m $180.9m $180.9m 0.01% Added +1.1m +1,096,083
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,854,4173.9m $96.9m $96.9m 0.01% Added +280.1k +280,128
5 HARBOUR INVESTMENTS, INC. 2.60% of their portfolio MADISON, WI 3,439,0853.4m $86.4m $86.4m 2.60% Added +568.3k +568,292
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 3,290,1733.3m $82.7m $82.7m 0.02% Added +2.4m +2,369,585
7 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,018,0523.0m $75.8m $75.8m 0.02% Added +681.0k +681,047
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,676,8802.7m $67.3m $67.3m 0.02% Added +504.9k +504,873
9 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,619,7722.6m $65.8m $65.8m 0.02% Added +1.6m +1,640,321
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,492,4442.5m $62.6m $62.6m 0.00% Added +1.4m +1,422,628
11 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 2,060,5192.1m $51.8m $51.8m 0.07% Added +55.4k +55,446
12 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 1,812,7811.8m $45.6m $45.6m 0.07% Added +462.3k +462,288
13 Wagner Wealth Management, LLC 11.61% of their portfolio GREENVILLE, SC 1,711,8531.7m $43.0m $43.0m 11.61% Added +563.1k +563,059
14 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 1,584,6081.6m $39.8m $39.8m 0.09% Added +63.7k +63,711
15 Aptus Capital Advisors, LLC 0.58% of their portfolio FAIRHOPE, AL 1,519,3371.5m $38.2m $38.2m 0.58% Added +342.3k +342,346
16 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,351,0081.4m $34.0m $34.0m 0.05% Added +202.9k +202,912
17 Apollon Wealth Management, LLC 0.92% of their portfolio MOUNT PLEASANT, SC 1,301,5271.3m $32.7m $32.7m 0.92% Added +44.6k +44,595
18 Csenge Advisory Group 1.56% of their portfolio CLEARWATER, FL 1,194,7351.2m $29.8m $29.8m 1.56% Added +22.1k +22,091
19 IFP Advisors, Inc 1.06% of their portfolio TAMPA, FL 1,168,4281.2m $29.4m $29.4m 1.06% Added +24.4k +24,424
20 Morling Financial Advisors, LLC 11.03% of their portfolio FREMONT, CA 1,152,0251.2m $29.0m $29.0m 11.03% Added +278.1k +278,135
21 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 1,113,9161.1m $28.0m $28.0m 0.02% Added +510.5k +510,549
22 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 1,054,9481.1m $26.5m $26.5m 0.09% Added +40.6k +40,624
23 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 1,024,3161.0m $25.7m $25.7m 0.06% Added +79.4k +79,400
24 Rehmann Capital Advisory Group 1.52% of their portfolio LANSING, MI 922,269922.3k $23.2m $23.2m 1.52% Added +311.1k +311,117
25 EdgeRock Capital LLC 15.91% of their portfolio DENVER, CO 900,339900.3k $22.6m $22.6m 15.91% Added +10.4k +10,367
26 Bensler, LLC 2.81% of their portfolio Bellevue, WA 886,881886.9k $22.3m $22.3m 2.81% Added +70.0k +70,012
27 Larson Financial Group LLC 1.21% of their portfolio ST LOUIS, MO 849,195849.2k $21.3m $21.3m 1.21% Reduced -58.7k -58,682
28 Dynamic Advisor Solutions LLC 0.63% of their portfolio PHOENIX, AZ 841,434841.4k $21.1m $21.1m 0.63% Added +35.3k +35,327
29 Integrated Wealth Concepts LLC 0.25% of their portfolio WALTHAM, MA 811,923811.9k $20.4m $20.4m 0.25% Reduced -7.6k -7,616
30 Commonwealth Financial Services, LLC 3.61% of their portfolio VIENNA, WV 727,319727.3k $18.3m $18.3m 3.61% Added +29.3k +29,277
31 TruWealth Advisors, LLC 1.10% of their portfolio Metairie, LA 715,634715.6k $18.0m $18.0m 1.10% Added +10.6k +10,578
32 PARK NATIONAL CORP /OH/ 0.63% of their portfolio NEWARK, OH 713,166713.2k $17.9m $17.9m 0.63% Added +22.9k +22,903
33 Cyndeo Wealth Partners, LLC 1.16% of their portfolio ST. PETERSBURG, FL 662,387662.4k $16.6m $16.6m 1.16% Added +8.4k +8,419
34 Ocean Park Asset Management, LLC 0.73% of their portfolio SANTA MONICA, CA 659,633659.6k $16.6m $16.6m 0.73% New
35 Capital Investment Advisory Services, LLC 1.54% of their portfolio RALEIGH, NC 647,826647.8k $16.3m $16.3m 1.54% Added +600.3k +600,297
36 KESTRA PRIVATE WEALTH SERVICES, LLC 0.29% of their portfolio AUSTIN, TX 634,559634.6k $15.9m $15.9m 0.29% Added +622.7k +622,702
37 Focus Partners Wealth 0.05% of their portfolio ST LOUIS, MO 612,984613.0k $15.4m $15.4m 0.05% Added +53.0k +52,963
38 Navalign, LLC 3.86% of their portfolio ENCINO, CA 522,135522.1k $13.1m $13.1m 3.86% Added +15.7k +15,672
39 Great Point Wealth Advisors, LLC 2.79% of their portfolio BOSTON, MA 520,113520.1k $13.1m $13.1m 2.79% Reduced -2.1k -2,082
40 Philip James Wealth Mangement, LLC 1.55% of their portfolio MILTON, GA 503,462503.5k $12.7m $12.7m 1.55% Added +17.5k +17,477
41 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 493,489493.5k $12.4m $12.4m 0.02% Reduced -299.3k -299,258
42 SlateStone Wealth, LLC 1.04% of their portfolio JUPITER, FL 458,040458.0k $11.5m $11.5m 1.04% Reduced -33.8k -33,816
43 Walkner Condon Financial Advisors LLC 2.32% of their portfolio MADISON, WI 453,354453.4k $11.4m $11.4m 2.32% Added +220.4k +220,368
44 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 450,040450.0k $11.3m $11.3m 0.06% Added +81.1k +81,091
45 Darwin Wealth Management, LLC 3.08% of their portfolio TAMPA, FL 447,060447.1k $11.2m $11.2m 3.08% Reduced -17.4k -17,444
46 Financial Futures Ltd Liability Co. 6.27% of their portfolio BRIELLE, NJ 435,303435.3k $10.9m $10.9m 6.27% Added +21.3k +21,261
47 Christopher J. Hasenberg, Inc 4.48% of their portfolio EAU CLAIRE, WI 433,884433.9k $10.8m $10.8m 4.48% New
48 Mariner, LLC 0.02% of their portfolio Overland Park, KS 433,094433.1k $10.9m $10.9m 0.02% Added +17.8k +17,808
49 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 427,125427.1k $10.7m $10.7m 0.07% Reduced -5.3k -5,349
50 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 424,650424.6k $10.7m $10.7m 0.01% Reduced -30.0k -30,012
51 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 409,345409.3k $10.3m $10.3m 0.03% Added +14.6k +14,593
52 Boyce & Associates Wealth Consulting, Inc. 9.99% of their portfolio CEDAR PARK, TX 382,615382.6k $9.6m $9.6m 9.99% Added +47.0k +47,017
53 Chicago Partners Investment Group LLC 0.34% of their portfolio CHICAGO, IL 382,375382.4k $9.5m $9.5m 0.34% Added +27.9k +27,864
54 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 374,672374.7k $9.4m $9.4m 0.09% Added +17.9k +17,932
55 &PARTNERS 0.18% of their portfolio NASHVILLE, TN 373,330373.3k $9.4m $9.4m 0.18% New
56 Western Wealth Management, LLC 0.53% of their portfolio GOLDEN, CO 368,731368.7k $9.3m $9.3m 0.53% Added +101.8k +101,775
57 Etesian Wealth Advisors, Inc. 4.15% of their portfolio West Linn, OR 364,887364.9k $9.2m $9.2m 4.15% Added +82.6k +82,571
58 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 362,071362.1k $9.1m $9.1m 0.01% Added +224.7k +224,671
59 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 353,640353.6k $8.9m $8.9m 0.06% Added +24.1k +24,082
60 CoreCap Advisors, LLC 0.42% of their portfolio SOUTHFIELD, MI 353,404353.4k $8.9m $8.9m 0.42% Added +31.3k +31,331
61 Pitti Group Wealth Management, LLC 9.38% of their portfolio VICTOR, NY 348,616348.6k $8.6m $8.6m 9.38% Unchanged
62 Tolleson Wealth Management, Inc. 1.64% of their portfolio DALLAS, TX 342,372342.4k $8.6m $8.6m 1.64% Reduced -191.0k -190,962
63 Certified Advisory Corp 0.95% of their portfolio ALTAMONTE SPRINGS, FL 340,296340.3k $8.6m $8.6m 0.95% Added +66.1k +66,060
64 First Pacific Financial 1.96% of their portfolio VANCOUVER, WA 333,851333.9k $8.4m $8.4m 1.96% Added +835 +835
65 Ameritas Advisory Services, LLC 0.36% of their portfolio Lincoln, NE 330,633330.6k $8.3m $8.3m 0.36% Reduced -12.9k -12,874
66 Prospera Financial Services Inc 0.21% of their portfolio Dallas, TX 324,732324.7k $8.2m $8.2m 0.21% Added +24.2k +24,214
67 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 322,207322.2k $8.1m $8.1m 0.02% Added +12.3k +12,313
68 VICUS CAPITAL 0.70% of their portfolio STATE COLLEGE, PA 315,785315.8k $7.9m $7.9m 0.70% Added +18.4k +18,359
69 XML Financial, LLC 0.70% of their portfolio BETHESDA, MD 299,625299.6k $7.5m $7.5m 0.70% Added +1.4k +1,360
70 Visionary Wealth Advisors 0.45% of their portfolio O'FALLON, IL 295,902295.9k $7.4m $7.4m 0.45% Reduced -516.0k -515,952
71 Mach-1 Financial Group, LLC 4.55% of their portfolio Rogers, AR 295,282295.3k $7.4m $7.4m 4.55% Added +34.8k +34,801
72 Equitable Holdings, Inc. 0.07% of their portfolio NEW YORK, NY 290,579290.6k $7.3m $7.3m 0.07% Added +68.7k +68,704
73 Total Clarity Wealth Management, Inc. 2.34% of their portfolio ST. CHARLES, IL 289,871289.9k $7.3m $7.3m 2.34% Added +23.9k +23,907
74 Beaumont Financial Advisors, LLC 0.56% of their portfolio NEEDHAM, MA 283,759283.8k $7.1m $7.1m 0.56% Added +184 +184
75 MATHER GROUP, LLC. 0.09% of their portfolio CHICAGO, IL 283,003283.0k $7.1m $7.1m 0.09% Added +16.7k +16,678
76 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 275,090275.1k $6.9m $6.9m 0.01% Reduced -324.7k -324,728
77 Bleakley Financial Group, LLC 0.21% of their portfolio PARSIPPANY, NJ 272,826272.8k $6.9m $6.9m 0.21% Reduced -15.9k -15,883
78 Perennial Investment Advisors, LLC 0.84% of their portfolio Los Angeles, CA 257,323257.3k $6.5m $6.5m 0.84% Added +236.1k +236,134
79 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 243,801243.8k $6.1m $6.1m 0.01% Added +65.2k +65,184
80 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 243,031243.0k $6.1m $6.1m 0.02% Added +47.6k +47,586
81 Sigma Planning Corp 0.19% of their portfolio ANN ARBOR, MI 242,178242.2k $6.1m $6.1m 0.19% Reduced -9.8k -9,761
82 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 239,191239.2k $6.0m $6.0m 0.02% Reduced -10.6k -10,557
83 GSG Advisors LLC 1.97% of their portfolio MOUNT LAUREL, NJ 236,885236.9k $6.0m $6.0m 1.97% Added +3.3k +3,327
84 Geneos Wealth Management Inc. 0.22% of their portfolio ENGLEWOOD, CO 225,492225.5k $5.7m $5.7m 0.22% Added +30.8k +30,849
85 TWIN PEAKS WEALTH ADVISORS, LLC 2.58% of their portfolio SAN FRANCISCO, CA 222,460222.5k $5.6m $5.6m 2.58% Added +1.4k +1,404
86 BEACON FINANCIAL GROUP 0.60% of their portfolio DALLAS, TX 219,467219.5k $5.5m $5.5m 0.60% Reduced -3.9k -3,921
87 Goldstone Financial Group, LLC 0.94% of their portfolio OAKBROOK TERRACE, IL 214,586214.6k $5.4m $5.4m 0.94% Added +23.5k +23,526
88 PFG Advisors 0.33% of their portfolio Phoenix, AZ 211,035211.0k $5.3m $5.3m 0.33% Added +30.3k +30,290
89 O'Connor Financial Group LLC 2.71% of their portfolio QUINCY, IL 205,180205.2k $5.2m $5.2m 2.71% Added +13.0k +13,021
90 Retirement Planning Group, LLC 0.27% of their portfolio LEAWOOD, KS 200,664200.7k $5.0m $5.0m 0.27% Reduced -14.7k -14,706
91 Madison Asset Management, LLC 0.05% of their portfolio MADISON, WI 193,005193.0k $4.9m $4.9m 0.05% Reduced -2.3k -2,321
92 Ellenbecker Investment Group 0.89% of their portfolio WAUKESHA, WI 188,410188.4k $4.7m $4.7m 0.89% Added +7.4k +7,384
93 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 178,616178.6k $4.5m $4.5m 0.07% Added +16.5k +16,536
94 Redhawk Wealth Advisors, Inc. 0.59% of their portfolio MINNEAPOLIS, MN 164,172164.2k $4.1m $4.1m 0.59% Added +61.3k +61,286
95 Keel Point, LLC 0.34% of their portfolio HUNTSVILLE, AL 162,221162.2k $4.1m $4.1m 0.34% Added +3.6k +3,585
96 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 161,847161.8k $4.1m $4.1m 0.03% New
97 Ashton Thomas Private Wealth, LLC 0.22% of their portfolio SCOTTSDALE, AZ 161,349161.3k $4.1m $4.1m 0.22% Added +12.8k +12,833
98 Clearstead Advisors, LLC 0.06% of their portfolio CLEVELAND, OH 150,914150.9k $3.8m $3.8m 0.06% Added +34.8k +34,793
99 BlackDiamond Wealth Management, LLC 2.25% of their portfolio NEW YORK, NY 150,858150.9k $3.7m $3.7m 2.25% Added +8.9k +8,904
100 Legacy Investment Solutions, LLC 2.24% of their portfolio BOISE, ID 148,713148.7k $3.7m $3.7m 2.24% First filing