Vault-13

FIRST TR EXCHNG TRADED FD VI UCON

TCW UNCONSTRAI · ETP · CUSIP 33740F888

184 institutional holders +12 vs Q3 2022
49,842,27649.8m shares reported held*
$1.2bnreported value*
24 new 73 added 63 reduced 19 sold out net bought ≈ $118.8m (+4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.11.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 172Q4 22: 184184Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022172
Q4 2022184

Biggest buyers

CFO4Life Group, LLC New +1,076,901+1.1m
Larson Financial Group LLC New +823,693+823.7k
LPL Financial LLC Added +801,180+801.2k
ROYAL BANK OF CANADA Added +695,960+696.0k
AE Wealth Management LLC Added +601,650+601.6k
Csenge Advisory Group New +520,730+520.7k
Cetera Investment Advisers Added +386,391+386.4k
HBK Sorce Advisory LLC Added +375,670+375.7k
EdgeRock Capital LLC Added +369,731+369.7k
Great Point Wealth Advisors, LLC Added +311,579+311.6k

Biggest sellers

Connectus Wealth, LLC Reduced -1,045,470-1.0m
MORGAN STANLEY Reduced -517,674-517.7k
FIRST TRUST ADVISORS LP Reduced -418,517-418.5k
RiverTree Advisors, LLC Sold out -413,893-413.9k
CITADEL ADVISORS LLC Sold out -247,783-247.8k
Mattern Wealth Management LLC Reduced -194,667-194.7k
First Heartland Consultants, Inc. Reduced -173,494-173.5k
Cambridge Investment Research Advisors, Inc. Reduced -159,720-159.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -110,341-110.3k
JANE STREET GROUP, LLC Reduced -108,219-108.2k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,562,9455.6m $134.1m $134.1m 0.02% Reduced -517.7k -517,674
2 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 5,293,3945.3m $127.6m $127.6m 0.11% Added +801.2k +801,180
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,000,9862.0m $48.2m $48.2m 0.01% Added +696.0k +695,960
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,710,4571.7m $41.2m $41.2m 0.01% Reduced -43.3k -43,321
5 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,257,6751.3m $30.3m $30.3m 0.02% Reduced -110.3k -110,341
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,253,9751.3m $30.2m $30.2m 0.01% Added +187.1k +187,148
7 HARBOUR INVESTMENTS, INC. 1.74% of their portfolio MADISON, WI 1,180,2001.2m $28.5m $28.5m 1.74% Reduced -47.2k -47,248
8 CFO4Life, L.P. 5.52% of their portfolio Coppell, TX 1,076,9011.1m $26.0m $26.0m 5.52% First filing
9 CFO4Life Group, LLC 5.52% of their portfolio COPPELL, TX 1,076,9011.1m $26.0m $26.0m 5.52% New
10 Visionary Wealth Advisors 2.29% of their portfolio O'FALLON, IL 1,029,1961.0m $24.8m $24.8m 2.29% Added +34.4k +34,448
11 Larson Financial Group LLC 2.38% of their portfolio ST LOUIS, MO 823,693823.7k $19.9m $19.9m 2.38% New
12 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 798,836798.8k $19.3m $19.3m 0.04% Added +32.0k +32,009
13 Stratos Wealth Advisors, LLC 1.51% of their portfolio BEACHWOOD, OH 750,472750.5k $18.1m $18.1m 1.51% Added +276.9k +276,852
14 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 748,088748.1k $18.0m $18.0m 0.13% Added +601.6k +601,650
15 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 738,480738.5k $17.8m $17.8m 0.03% Added +16.1k +16,061
16 HBK Sorce Advisory LLC 0.48% of their portfolio ERIE, PA 736,688736.7k $17.8m $17.8m 0.48% Added +375.7k +375,670
17 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 734,036734.0k $17.7m $17.7m 0.04% Reduced -97.3k -97,342
18 Private Advisor Group, LLC 0.50% of their portfolio MORRISTOWN, NJ 702,897702.9k $16.9m $16.9m 0.50% Added +104.8k +104,775
19 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 653,850653.9k $15.8m $15.8m 0.04% Added +176.5k +176,490
20 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 640,817640.8k $15.5m $15.5m 0.02% Reduced -418.5k -418,517
21 JANICZEK WEALTH MANAGEMENT, LLC 4.36% of their portfolio DENVER, CO 629,460629.5k $15.5m $15.5m 4.36% Reduced -8.3k -8,339
22 Darwin Wealth Management, LLC 3.85% of their portfolio TAMPA, FL 607,130607.1k $14.9m $14.9m 3.85% Reduced -36.9k -36,884
23 Laurel Wealth Advisors, Inc. 1.43% of their portfolio SOLANA BEACH, CA 602,415602.4k $14.5m $14.5m 1.43% Added +182.6k +182,571
24 COLONY GROUP LLC 0.20% of their portfolio Boston, MA 579,175579.2k $14.0m $14.0m 0.20% Added +127.7k +127,667
25 Tolleson Wealth Management, Inc. 3.70% of their portfolio DALLAS, TX 566,789566.8k $13.7m $13.7m 3.70% Reduced -98.7k -98,650
26 Csenge Advisory Group 0.97% of their portfolio CLEARWATER, FL 520,730520.7k $12.6m $12.6m 0.97% New
27 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 503,782503.8k $12.1m $12.1m 0.03% Added +61.4k +61,418
28 Bensler, LLC 2.69% of their portfolio Bellevue, WA 501,888501.9k $12.1m $12.1m 2.69% Added +24.3k +24,258
29 Great Point Wealth Advisors, LLC 3.98% of their portfolio BOSTON, MA 492,673492.7k $11.9m $11.9m 3.98% Added +311.6k +311,579
30 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 485,650485.6k $11.7m $11.7m 0.11% Added +386.4k +386,391
31 CREATIVE FINANCIAL DESIGNS INC /ADV 1.60% of their portfolio KOKOMO, IN 448,457448.5k $10.8m $10.8m 1.60% Reduced -8.9k -8,897
32 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 437,624437.6k $10.6m $10.6m 0.05% Reduced -159.7k -159,720
33 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 429,940429.9k $10.4m $10.4m 0.08% Added +143.5k +143,536
34 EdgeRock Capital LLC 5.51% of their portfolio DENVER, CO 409,410409.4k $9.9m $9.9m 5.51% Added +369.7k +369,731
35 Arkadios Wealth Advisors 1.27% of their portfolio ATLANTA, GA 396,751396.8k $9.6m $9.6m 1.27% Added +34.7k +34,651
36 Financial Advocates Investment Management 0.70% of their portfolio OLYMPIA, WA 384,976385.0k $9.3m $9.3m 0.70% Added +51.5k +51,467
37 Pitti Group Wealth Management, LLC 11.03% of their portfolio VICTOR, NY 383,351383.4k $9.2m $9.2m 11.03% Reduced -19.3k -19,331
38 Sigma Planning Corp 0.33% of their portfolio ANN ARBOR, MI 382,720382.7k $9.2m $9.2m 0.33% Reduced -27.2k -27,157
39 Octavia Wealth Advisors, LLC 2.25% of their portfolio CINCINNATI, OH 378,796378.8k $9.1m $9.1m 2.25% Added +42.1k +42,101
40 Quantitative Advantage, LLC 1.35% of their portfolio MINNETONKA, MN 364,118364.1k $8.8m $8.8m 1.35% Reduced -1.3k -1,327
41 Mariner, LLC 0.03% of their portfolio Overland Park, KS 361,722361.7k $8.7m $8.7m 0.03% Added +203.0k +202,969
42 VICUS CAPITAL 0.99% of their portfolio STATE COLLEGE, PA 361,227361.2k $8.7m $8.7m 0.99% Reduced -6.3k -6,298
43 Connectus Wealth, LLC 0.19% of their portfolio CINCINNATI, OH 328,925328.9k $7.9m $7.9m 0.19% Reduced -1.0m -1,045,470
44 Lee Financial Group Hawaii, Inc. 7.63% of their portfolio HONOLULU, HI 321,679321.7k $7.8m $7.8m 7.63% Reduced -8.3k -8,318
45 Walkner Condon Financial Advisors LLC 2.29% of their portfolio MADISON, WI 317,092317.1k $7.6m $7.6m 2.29% Added +6.1k +6,132
46 Cyndeo Wealth Partners, LLC 0.83% of their portfolio ST. PETERSBURG, FL 292,315292.3k $7.0m $7.0m 0.83% First filing
47 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 290,781290.8k $7.0m $7.0m 0.03% Added +26.6k +26,610
48 STEPHENS INC /AR/ 0.14% of their portfolio LITTLE ROCK, AR 280,839280.8k $6.8m $6.8m 0.14% Reduced -67.2k -67,245
49 StoneX Group Inc. 0.76% of their portfolio NEW YORK, NY 266,134266.1k $6.4m $6.4m 0.76% Reduced -3.1k -3,054
50 Chicago Partners Investment Group LLC 0.40% of their portfolio CHICAGO, IL 265,547265.5k $6.5m $6.5m 0.40% Added +31.9k +31,881
51 Rehmann Capital Advisory Group 0.64% of their portfolio LANSING, MI 259,524259.5k $6.3m $6.3m 0.64% Reduced -55.0k -55,019
52 Apollon Wealth Management, LLC 0.44% of their portfolio MOUNT PLEASANT, SC 254,840254.8k $6.1m $6.1m 0.44% Reduced -5.5k -5,505
53 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 241,604241.6k $5.8m $5.8m 0.04% Added +37.9k +37,944
54 Madison Asset Management, LLC 0.09% of their portfolio MADISON, WI 227,652227.7k $5.5m $5.5m 0.09% Reduced -15.8k -15,773
55 Mattern Wealth Management LLC 2.21% of their portfolio LAWRENCE, KS 226,707226.7k $5.5m $5.5m 2.21% Reduced -194.7k -194,667
56 Geneos Wealth Management Inc. 0.32% of their portfolio ENGLEWOOD, CO 220,659220.7k $5.3m $5.3m 0.32% Added +135.6k +135,561
57 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 220,112220.1k $5.3m $5.3m 0.01% Reduced -108.2k -108,219
58 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 207,913207.9k $5.0m $5.0m 0.10% Added +168.6k +168,602
59 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 205,313205.3k $5.0m $5.0m 0.01% Added +67.0k +66,967
60 Fi3 FINANCIAL ADVISORS, LLC 2.72% of their portfolio INDIANAPOLIS, IN 197,477197.5k $4.8m $4.8m 2.72% New
61 BlackDiamond Wealth Management, LLC 5.40% of their portfolio NEW YORK, NY 195,758195.8k $4.8m $4.8m 5.40% Added +7.5k +7,495
62 Mutual Advisors, LLC 0.21% of their portfolio OMAHA, NE 193,132193.1k $4.7m $4.7m 0.21% Added +9.0k +9,044
63 FLOW TRADERS U.S. LLC 0.23% of their portfolio NEW YORK, NY 190,818190.8k $4.6m $4.6m 0.23% Added +165.8k +165,794
64 Mach-1 Financial Group, LLC 1.98% of their portfolio Rogers, AR 175,833175.8k $4.2m $4.2m 1.98% Added +169.5k +169,511
65 Elevated Capital Advisors, LLC 1.58% of their portfolio SANDY, UT 171,720171.7k $4.1m $4.1m 1.58% Reduced -11.8k -11,774
66 Bleakley Financial Group, LLC 0.14% of their portfolio PARSIPPANY, NJ 159,702159.7k $3.9m $3.9m 0.14% First filing
67 Regal Investment Advisors LLC 0.37% of their portfolio KENTWOOD, MI 157,355157.4k $3.8m $3.8m 0.37% Reduced -17.9k -17,852
68 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 154,043154.0k $3.9m $3.9m 0.10% Reduced -14.4k -14,432
69 Dynamic Advisor Solutions LLC 0.24% of their portfolio PHOENIX, AZ 145,684145.7k $3.5m $3.5m 0.24% Added +83.3k +83,268
70 Etesian Wealth Advisors, Inc. 2.55% of their portfolio West Linn, OR 145,302145.3k $3.5m $3.5m 2.55% First filing
71 Daniels&Tansey,LLP 1.32% of their portfolio WILMINGTON, DE 143,352143.4k $3.5m $3.5m 1.32% Added +39.5k +39,489
72 Snowden Capital Advisors LLC 0.14% of their portfolio New York, NY 139,541139.5k $3.4m $3.4m 0.14% Added +404 +404
73 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 137,420137.4k $3.3m $3.3m 0.06% Added +1.6k +1,551
74 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 136,228136.2k $3.3m $3.3m 0.14% Added +15.5k +15,454
75 Western Wealth Management, LLC 0.33% of their portfolio GOLDEN, CO 135,920135.9k $3.3m $3.3m 0.33% Reduced -28.1k -28,122
76 Bridgewater Advisors Inc. 0.79% of their portfolio NEW YORK, NY 135,891135.9k $3.3m $3.3m 0.79% Added +110.5k +110,531
77 Ellenbecker Investment Group 0.91% of their portfolio WAUKESHA, WI 128,393128.4k $3.1m $3.1m 0.91% Added +6.3k +6,349
78 Certified Advisory Corp 0.56% of their portfolio ALTAMONTE SPRINGS, FL 117,301117.3k $2.8m $2.8m 0.56% New
79 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.11% of their portfolio NORFOLK, VA 115,887115.9k $2.8m $2.8m 0.11% Added +22.0k +21,972
80 Boyce & Associates Wealth Consulting, Inc. 5.22% of their portfolio CEDAR PARK, TX 113,316113.3k $2.7m $2.7m 5.22% Added +8.9k +8,908
81 MBE Wealth Management, LLC 1.75% of their portfolio TOMAH, WI 112,324112.3k $2.7m $2.7m 1.75% Added +12 +12
82 Northwest Capital Management Inc 1.39% of their portfolio Lake Oswego, OR 108,365108.4k $2.6m $2.6m 1.39% Reduced -22.2k -22,164
83 Alta Wealth Advisors LLC 1.73% of their portfolio Woburn, MA 105,961106.0k $2.6m $2.6m 1.73% Unchanged
84 CoreCap Advisors, LLC 0.17% of their portfolio SOUTHFIELD, MI 98,16898.2k $2.4m $2.4m 0.17% Added +21.9k +21,946
85 Virtue Capital Management, LLC 0.34% of their portfolio BRENTWOOD, TN 91,37791.4k $2.2m $2.2m 0.34% Added +16.3k +16,305
86 Braun-Bostich & Associates Inc. 6.28% of their portfolio CANONSBURG, PA 90,19590.2k $2.2m $2.2m 6.28% Added +62.8k +62,844
87 FLAGSHIP HARBOR ADVISORS, LLC 0.22% of their portfolio BOSTON, MA 89,08889.1k $2.1m $2.1m 0.22% Added +11.4k +11,447
88 Clear Creek Financial Management, LLC 0.47% of their portfolio SILVERDALE, WA 88,59088.6k $2.1m $2.1m 0.47% Reduced -12.7k -12,742
89 First Pacific Financial 0.97% of their portfolio VANCOUVER, WA 81,27881.3k $2.0m $2.0m 0.97% Added +33.0k +32,989
90 Bridgeworth, LLC 0.28% of their portfolio BIRMINGHAM, AL 72,71372.7k $1.8m $1.8m 0.28% New
91 Crumly & Associates Inc. 0.65% of their portfolio SPRINGFIELD, IL 71,91771.9k $1.7m $1.7m 0.65% Added +1.3k +1,338
92 Private Advisory Group LLC 0.38% of their portfolio REDMOND, WA 71,89571.9k $1.7m $1.7m 0.38% Added +1.8k +1,812
93 Financial Futures Ltd Liability Co. 1.51% of their portfolio BRIELLE, NJ 69,62869.6k $1.7m $1.7m 1.51% New
94 Richard W. Paul & Associates, LLC 0.81% of their portfolio NOVI, MI 66,84166.8k $1.6m $1.6m 0.81% First filing
95 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 65,73965.7k $1.6m $1.6m 0.03% Added +9.3k +9,266
96 WESPAC Advisors, LLC 2.63% of their portfolio ORINDA, CA 62,99263.0k $1.5m $1.5m 2.63% Unchanged
97 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 61,31361.3k $1.5m $1.5m 0.00% Reduced -1.1k -1,078
98 EWG Elevate Inc. 0.72% of their portfolio ROSEVILLE, CA 59,36859.4k $1.4m $1.4m 0.72% Added +2.8k +2,820
99 CHILDRESS CAPITAL ADVISORS, LLC 0.47% of their portfolio HOUSTON, TX 59,04259.0k $1.4m $1.4m 0.47% Reduced -10.3k -10,273
100 TRUSTCORE FINANCIAL SERVICES, LLC 0.12% of their portfolio BRENTWOOD, TN 57,98158.0k $1.4m $1.4m 0.12% Added +14.2k +14,174