Vault-13

FIRST TR EXCHNG TRADED FD VI LDSF

LOW DUR STRTGC · ETP · CUSIP 33740F870

59 institutional holders -5 vs Q1 2023
5,241,9705.2m shares reported held*
$96.7mreported value*
4 new 20 added 21 reduced 10 sold out net sold ≈ $25.4m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($88.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.46.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 60Q4 22: 62Q1 23: 64Q2 23: 5959Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202260
Q4 202262
Q1 202364
Q2 202359

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 31 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221836
Q1 20232432
Q2 20232431

Biggest buyers

Cedrus LLC Added +130,147+130.1k
JANE STREET GROUP, LLC Added +127,280+127.3k
ENVESTNET ASSET MANAGEMENT INC Added +52,108+52.1k
Capital Asset Advisory Services LLC Added +37,179+37.2k
Gladstone Institutional Advisory LLC New +20,933+20.9k
Atlas Private Wealth Advisors Added +15,280+15.3k
OneDigital Investment Advisors LLC Added +13,925+13.9k
Western Wealth Management, LLC New +11,575+11.6k
CITADEL ADVISORS LLC Added +9,627+9.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +8,713+8.7k

Biggest sellers

AE Wealth Management LLC Reduced -648,128-648.1k
Kestra Advisory Services, LLC Reduced -629,533-629.5k
LPL Financial LLC Reduced -151,005-151.0k
Sigma Planning Corp Reduced -78,390-78.4k
EdgeRock Capital LLC Reduced -51,807-51.8k
Ameritas Advisory Services, LLC Reduced -44,417-44.4k
Raymond James Financial Services Advisors, Inc. Reduced -39,763-39.8k
CWM, LLC Reduced -34,937-34.9k
Private Advisor Group, LLC Reduced -33,519-33.5k
G&S Capital LLC Sold out -15,179-15.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Arax Advisory Partners 13G · institution new · filed 2025-02-06 9.5% new 643.0k≈ $12.2m 2025-02-06

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 767,479767.5k $14.2m $14.2m 0.01% Reduced -151.0k -151,005
2 EdgeRock Capital LLC 5.78% of their portfolio DENVER, CO 647,305647.3k $11.9m $11.9m 5.78% Reduced -51.8k -51,807
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 618,359618.4k $11.4m $11.4m 0.00% Added +4.8k +4,758
4 Cedrus LLC 7.45% of their portfolio Littleton, CO 572,847572.8k $10.6m $10.6m 7.45% Added +130.1k +130,147
5 Capital Asset Advisory Services LLC 0.72% of their portfolio Williamston, MI 556,097556.1k $10.3m $10.3m 0.72% Added +37.2k +37,179
6 Mutual Advisors, LLC 0.16% of their portfolio OMAHA, NE 222,943222.9k $4.1m $4.1m 0.16% Reduced -1.7k -1,708
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 180,945180.9k $3.3m $3.3m 0.00% Added +127.3k +127,280
8 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 176,149176.1k $3.2m $3.2m 0.03% Reduced -629.5k -629,533
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 134,624134.6k $2.5m $2.5m 0.00% Added +2.1k +2,115
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 123,673123.7k $2.3m $2.3m 0.00% Reduced -39.8k -39,763
11 Kraft, Davis & Associates, LLC 0.71% of their portfolio St. Louis, MO 111,488111.5k $2.1m $2.1m 0.71% First filing
12 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 111,290111.3k $2.1m $2.1m 0.02% Reduced -33.5k -33,519
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 84,80384.8k $1.6m $1.6m 0.00% Added +52.1k +52,108
14 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 66,18666.2k $1.2m $1.2m 0.04% Reduced -78.4k -78,390
15 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 64,83264.8k $1.2m $1.2m 0.01% Added +1.7k +1,663
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 62,70062.7k $1.2m $1.2m 0.00% Reduced -4.1k -4,056
17 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 61,50861.5k $1.1m $1.1m 0.01% Reduced -648.1k -648,128
18 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 51,27751.3k $945.5k $945.5k 0.01% Unchanged
19 Larson Financial Group LLC 0.09% of their portfolio ST LOUIS, MO 47,63247.6k $878.3k $878.3k 0.09% Reduced -3.0k -2,970
20 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 42,60242.6k $785.6k $785.6k 0.02% Added +13.9k +13,925
21 1776 Wealth LLC 0.39% of their portfolio ATLANTA, GA 40,00040.0k $737.6k $737.6k 0.39% Unchanged
22 Synergy Asset Management, LLC 0.17% of their portfolio VANCOUVER, WA 37,08837.1k $683.9k $683.9k 0.17% Reduced -4.4k -4,430
23 Atlas Private Wealth Advisors 0.11% of their portfolio RED BANK, NJ 29,83629.8k $550.2k $550.2k 0.11% Added +15.3k +15,280
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,44329.4k $542.9k $542.9k 0.00% Added +8.7k +8,713
25 GPS Wealth Strategies Group, LLC 0.10% of their portfolio CENTENNIAL, CO 28,20028.2k $520.0k $520.0k 0.10% Reduced -5.5k -5,500
26 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 26,53526.5k $487.7k $487.7k 0.06% Reduced -44.4k -44,417
27 WEALTHSOURCE PARTNERS, LLC 0.03% of their portfolio SAN LUIS OBISPO, CA 26,24526.2k $484.0k $484.0k 0.03% Unchanged
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,29625.3k $466.5k $466.5k 0.00% Added +9.6k +9,627
29 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 25,08225.1k $462.5k $462.5k 0.02% Unchanged
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 24,74824.7k $456.4k $456.4k 0.00% Added +2.5k +2,542
31 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 20,93320.9k $386.0k $386.0k 0.02% New
32 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 18,44918.4k $340.2k $340.2k 0.00% Added +309 +309
33 Onyx Bridge Wealth Group LLC 0.08% of their portfolio TARRYTOWN, NY 18,08018.1k $333.4k $333.4k 0.08% Reduced -1.1k -1,135
34 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,27017.3k $318.5k $318.5k 0.00% Reduced -805 -805
35 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 15,16315.2k $279.6k $279.6k 0.02% Reduced -4.1k -4,121
36 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 14,98915.0k $276.4k $276.4k 0.03% Unchanged
37 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 14,96715.0k $276.0k $276.0k 0.03% Reduced -1.1k -1,145
38 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.04% of their portfolio Reston, VA 13,48413.5k $248.6k $248.6k 0.04% Unchanged
39 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 13,27713.3k $244.9k $244.9k 0.01% Reduced -1.9k -1,942
40 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 12,46112.5k $229.8k $229.8k 0.00% Unchanged
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,22812.2k $225.5k $225.5k 0.00% Reduced -112 -112
42 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 12,14512.1k $223.9k $223.9k 0.03% Added +2.1k +2,103
43 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 11,57511.6k $213.5k $213.5k 0.02% New
44 CWM, LLC 0.00% of their portfolio OMAHA, NE 10,31410.3k $190.0k $190.0k 0.00% Reduced -34.9k -34,937
45 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 9,4709.5k $175.0k $175.0k 0.04% Added +3.6k +3,622
46 FinTrust Capital Advisors, LLC 0.04% of their portfolio Greenville, SC 8,8928.9k $164.0k $164.0k 0.04% Unchanged
47 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 5,0655.1k $93.4k $93.4k 0.01% Unchanged
48 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,9404.9k $91.1k $91.1k 0.00% Unchanged
49 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 4,7764.8k $88.0k $88.0k 0.00% Reduced -374 -374
50 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 4,6844.7k $86.4k $86.4k 0.01% Added +166 +166
51 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,5401.5k $28.4k $28.4k 0.00% Added +1.2k +1,232
52 Disciplined Investments, LLC 0.01% of their portfolio TULSA, OK 1,4821.5k $27.3k $27.3k 0.01% Unchanged
53 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,4241.4k $26.3k $26.3k 0.00% Added +824 +824
54 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 1,0481.0k $19.3k $19.3k 0.00% Unchanged
55 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 421421 $7.8k $7.8k 0.00% Added +420 +420
56 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 290290 $5.3k $5.3k 0.00% New
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 160160 $3.0k $3.0k 0.00% Added +160 +160
58 FMR LLC 0.00% of their portfolio BOSTON, MA 77 $129 $129 0.00% New
59 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 00 $1 $1 0.00% Unchanged