Vault-13

FIRST TR EXCHNG TRADED FD VI BUFR

FT VEST LADDERED · ETP · CUSIP 33740F755

173 institutional holders +24 vs Q1 2023
40,096,51040.1m shares reported held*
$1.0bnreported value*
28 new 88 added 43 reduced 6 sold out net bought ≈ $293.2m (+11.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($272.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.97. Options: 0 managers hold calls (— notional), 1 hold puts ($3.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 120Q4 22: 133Q1 23: 149Q2 23: 173173Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022120
Q4 2022133
Q1 2023149
Q2 2023173

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 80 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 93 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 116 bought or addedQ2 23: 49 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228050
Q1 20239348
Q2 202311649

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $3.6mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$3.6m—

Biggest buyers

LPL Financial LLC Added +4,826,893+4.8m
Kestra Advisory Services, LLC Added +919,678+919.7k
Good Life Advisors, LLC New +822,756+822.8k
OSAIC HOLDINGS, INC. Added +608,188+608.2k
CWM, LLC Added +387,848+387.8k
Goldstone Financial Group, LLC New +383,636+383.6k
Cetera Advisor Networks LLC Added +346,872+346.9k
RFG Advisory, LLC Added +330,153+330.2k
MML INVESTORS SERVICES, LLC Added +283,189+283.2k
Concorde Asset Management, LLC New +261,150+261.1k

Biggest sellers

Ameritas Advisory Services, LLC Reduced -217,346-217.3k
WealthPLAN Partners, LLC Reduced -207,604-207.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -168,872-168.9k
Atria Wealth Solutions, Inc. Reduced -135,598-135.6k
WealthPlan Investment Management, LLC Reduced -135,205-135.2k
AIFG Consultants Ltd. Reduced -96,370-96.4k
CENTAURUS FINANCIAL, INC. Reduced -78,150-78.2k
Private Advisory Group LLC Reduced -76,725-76.7k
NorthRock Partners, LLC Reduced -69,853-69.9k
AE Wealth Management LLC Reduced -48,508-48.5k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $3.6m143.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 5,028,7225.0m $125.9m $125.9m 0.09% Added +4.8m +4,826,893
2 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 2,551,9702.6m $63.9m $63.9m 0.11% Added +608.2k +608,188
3 COMMONWEALTH EQUITY SERVICES, LLC 0.12% of their portfolio WALTHAM, MA 2,371,3912.4m $59.4m $59.4m 0.12% Reduced -168.9k -168,872
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,551,7611.6m $38.9m $38.9m 0.02% Added +2.3k +2,265
5 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 1,407,6481.4m $35.2m $35.2m 0.30% Added +121.4k +121,357
6 Tradition Wealth Management, LLC 3.32% of their portfolio EDINA, MN 1,147,1491.1m $28.4m $28.4m 3.32% Added +7.4k +7,391
7 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 1,109,0551.1m $27.8m $27.8m 0.10% Added +245.7k +245,668
8 Kestra Advisory Services, LLC 0.28% of their portfolio AUSTIN, TX 1,105,0571.1m $27.7m $27.7m 0.28% Added +919.7k +919,678
9 Atria Wealth Solutions, Inc. 0.33% of their portfolio NEW YORK, NY 954,046954.0k $23.9m $23.9m 0.33% Reduced -135.6k -135,598
10 Arkadios Wealth Advisors 2.50% of their portfolio ATLANTA, GA 858,962859.0k $21.5m $21.5m 2.50% Added +29.7k +29,705
11 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 853,548853.5k $21.4m $21.4m 0.12% Added +283.2k +283,189
12 Good Life Advisors, LLC 2.32% of their portfolio READING, PA 822,756822.8k $20.6m $20.6m 2.32% New
13 CWM, LLC 0.12% of their portfolio OMAHA, NE 805,825805.8k $20.2m $20.2m 0.12% Added +387.8k +387,848
14 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 798,278798.3k $20.0m $20.0m 0.12% Reduced -48.5k -48,508
15 RFG Advisory, LLC 0.83% of their portfolio BIRMINGHAM, AL 742,955743.0k $18.6m $18.6m 0.83% Added +330.2k +330,153
16 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 704,868704.9k $17.6m $17.6m 0.12% Added +346.9k +346,872
17 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 686,312686.3k $17.2m $17.2m 0.08% Added +162.8k +162,811
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 584,929584.9k $14.6m $14.6m 0.00% Added +173.7k +173,690
19 TOWNSQUARE CAPITAL LLC 0.26% of their portfolio Lehi, UT 573,362573.4k $14.4m $14.4m 0.26% Added +38.7k +38,683
20 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 561,020561.0k $14.1m $14.1m 0.03% Added +71.4k +71,378
21 HARBOUR INVESTMENTS, INC. 0.68% of their portfolio MADISON, WI 548,724548.7k $13.7m $13.7m 0.68% Added +92.9k +92,918
22 Cetera Advisors LLC 0.21% of their portfolio DENVER, CO 537,373537.4k $13.5m $13.5m 0.21% Added +18.0k +17,974
23 Sweet Financial Partners, LLC 3.26% of their portfolio FAIRMONT, MN 499,463499.5k $12.5m $12.5m 3.26% Reduced -13.8k -13,761
24 FDx Advisors, Inc. 0.64% of their portfolio BERWYN, PA 464,300464.3k $11.6m $11.6m 0.64% Reduced -20.1k -20,066
25 WealthPLAN Partners, LLC 1.57% of their portfolio OMAHA, NE 443,865443.9k $11.1m $11.1m 1.57% Reduced -207.6k -207,604
26 COLUMBIA ADVISORY PARTNERS LLC 11.62% of their portfolio SPOKANE, WA 433,868433.9k $10.9m $10.9m 11.62% Added +36.2k +36,249
27 SimpliFi, Inc. 4.99% of their portfolio SAN DIEGO, CA 421,165421.2k $10.5m $10.5m 4.99% Reduced -653 -653
28 Goldstone Financial Group, LLC 2.83% of their portfolio OAKBROOK TERRACE, IL 383,636383.6k $9.6m $9.6m 2.83% New
29 Brookstone Capital Management 0.16% of their portfolio WHEATON, IL 329,240329.2k $8.2m $8.2m 0.16% Added +156.5k +156,509
30 Tower Wealth Partners, Inc. 6.59% of their portfolio LEWISBURG, PA 328,447328.4k $8.2m $8.2m 6.59% Added +2.3k +2,319
31 Drake & Associates, LLC 3.63% of their portfolio WAUKESHA, WI 324,229324.2k $8.1m $8.1m 3.63% Added +41.3k +41,337
32 Clarus Group, Inc. 5.29% of their portfolio HOUSTON, TX 289,533289.5k $7.2m $7.2m 5.29% Added +15.0k +14,980
33 KESTRA PRIVATE WEALTH SERVICES, LLC 0.24% of their portfolio AUSTIN, TX 285,336285.3k $7.1m $7.1m 0.24% Added +29.4k +29,354
34 WealthPlan Investment Management, LLC 2.12% of their portfolio OMAHA, NE 283,464283.5k $7.1m $7.1m 2.12% Reduced -135.2k -135,205
35 Pitti Group Wealth Management, LLC 7.63% of their portfolio VICTOR, NY 272,148272.1k $6.8m $6.8m 7.63% Added +73.0k +72,952
36 NorthRock Partners, LLC 0.74% of their portfolio MINNEAPOLIS, MN 268,286268.3k $6.7m $6.7m 0.74% Reduced -69.9k -69,853
37 Key Financial Inc 2.18% of their portfolio WEST CHESTER, PA 262,211262.2k $6.6m $6.6m 2.18% Added +31.4k +31,374
38 Concorde Asset Management, LLC 6.03% of their portfolio ANN ARBOR, MI 261,150261.1k $6.5m $6.5m 6.03% New
39 Triton Wealth Management, PLLC 3.71% of their portfolio SUN CITY, AZ 260,756260.8k $6.6m $6.6m 3.71% Added +2.3k +2,340
40 RiverTree Advisors, LLC 4.14% of their portfolio WINTER PARK, FL 229,671229.7k $5.8m $5.8m 4.14% Added +49.6k +49,579
41 Purus Wealth Management, LLC 3.48% of their portfolio Newport Beach, CA 214,405214.4k $5.4m $5.4m 3.48% New
42 MONEY CONCEPTS CAPITAL CORP 0.54% of their portfolio PALM BEACH GARDENS, FL 213,058213.1k $5.3m $5.3m 0.54% Added +198.8k +198,797
43 OneDigital Investment Advisors LLC 0.12% of their portfolio OVERLAND PARK, KS 211,909211.9k $5.3m $5.3m 0.12% Reduced -8.9k -8,930
44 CENTAURUS FINANCIAL, INC. 0.45% of their portfolio ANAHEIM, CA 204,133204.1k $5.1m $5.1m 0.45% Reduced -78.2k -78,150
45 Meridian Wealth Management, LLC 0.43% of their portfolio LEXINGTON, KY 203,437203.4k $5.1m $5.1m 0.43% Added +8.4k +8,389
46 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 197,775197.8k $5.0m $5.0m 0.07% Added +134.1k +134,104
47 Denver PWM, LLC 1.97% of their portfolio DENVER, CO 190,093190.1k $4.8m $4.8m 1.97% Added +2.7k +2,684
48 Kingsview Wealth Management, LLC 0.18% of their portfolio GRANTS PASS, OR 186,275186.3k $4.7m $4.7m 0.18% Added +4.5k +4,536
49 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 170,048170.0k $4.3m $4.3m 0.04% New
50 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 168,828168.8k $3.8m $3.8m 0.08% Added +91.1k +91,143
51 Sigma Planning Corp 0.15% of their portfolio ANN ARBOR, MI 166,937166.9k $4.2m $4.2m 0.15% Added +5 +5
52 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 164,724164.7k $4.1m $4.1m 0.01% Added +114.6k +114,615
53 Truadvice, LLC 1.51% of their portfolio SARASOTA, FL 163,362163.4k $4.1m $4.1m 1.51% Reduced -911 -911
54 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 162,648162.6k $4.1m $4.1m 0.05% Added +8.0k +8,013
55 Second Half Financial Partners, LLC 0.90% of their portfolio SEBRING, FL 157,610157.6k $3.9m $3.9m 0.90% New
56 Freedom Investment Management, Inc. 0.43% of their portfolio SOUTH WINDSOR, CT 151,352151.4k $3.8m $3.8m 0.43% Reduced -13.9k -13,887
57 Valtinson Bruner Financial Planning LLC 1.86% of their portfolio NEW BRIGHTON, MN 138,183138.2k $3.5m $3.5m 1.86% New
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 135,628135.6k $3.4m $3.4m 0.01% Added +58.7k +58,747
59 Kovack Advisors, Inc. 0.43% of their portfolio FT. LAUDERDALE, FL 134,892134.9k $3.4m $3.4m 0.43% Added +73.1k +73,120
60 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 132,213132.2k $3.3m $3.3m 0.04% Added +78.2k +78,165
61 Simplicity Solutions, LLC 0.08% of their portfolio MINNEAPOLIS, MN 117,356117.4k $2.9m $2.9m 0.08% Added +21.1k +21,059
62 Integrity Financial Corp /WA 2.21% of their portfolio JACKSON, WY 117,250117.2k $2.9m $2.9m 2.21% Added +14.4k +14,392
63 Madrona Financial Services, LLC 1.42% of their portfolio EVERETT, WA 116,074116.1k $2.9m $2.9m 1.42% Added +1.1k +1,127
64 Trail Ridge Investment Advisors, LLC 1.75% of their portfolio FORT COLLINS, CO 113,594113.6k $2.8m $2.8m 1.75% Reduced -29.9k -29,861
65 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 113,036113.0k $2.8m $2.8m 0.06% New
66 Integrated Advisors Network LLC 0.16% of their portfolio DALLAS, TX 112,894112.9k $2.8m $2.8m 0.16% Added +12.4k +12,362
67 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 109,230109.2k $2.7m $2.7m 0.01% Added +90.8k +90,845
68 Kraft, Davis & Associates, LLC 0.89% of their portfolio St. Louis, MO 101,777101.8k $2.6m $2.6m 0.89% First filing
69 Consolidated Portfolio Review Corp 0.60% of their portfolio WOODBURY, NY 101,296101.3k $2.5m $2.5m 0.60% Added +10.7k +10,672
70 Dynamic Advisor Solutions LLC 0.13% of their portfolio PHOENIX, AZ 101,240101.2k $2.5m $2.5m 0.13% Added +23.4k +23,418
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 101,048101.0k $2.5m $2.5m 0.00% Added +50.5k +50,491
72 USAdvisors Wealth Management, LLC 1.19% of their portfolio EDEN PRAIRIE, MN 100,025100.0k $2.5m $2.5m 1.19% Reduced -15.6k -15,552
73 First Heartland Consultants, Inc. 0.32% of their portfolio LAKE ST. LOUIS, MO 99,78499.8k $2.5m $2.5m 0.32% Reduced -3.2k -3,232
74 Prostatis Group LLC 0.08% of their portfolio HANOVER, MD 97,63797.6k $170.3k $170.3k 0.08% New
75 TFB Advisors LLC 1.01% of their portfolio OVERLAND PARK, KS 92,40292.4k $2.3m $2.3m 1.01% Added +82.7k +82,658
76 Navalign, LLC 0.90% of their portfolio ENCINO, CA 89,84589.8k $2.2m $2.2m 0.90% Added +9.3k +9,327
77 Onyx Bridge Wealth Group LLC 0.52% of their portfolio TARRYTOWN, NY 87,29187.3k $2.2m $2.2m 0.52% New
78 StoneX Group Inc. 0.22% of their portfolio NEW YORK, NY 85,33585.3k $2.1m $2.1m 0.22% Added +4.6k +4,583
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.16% of their portfolio BIRMINGHAM, AL 84,60384.6k $2.1m $2.1m 0.16% Added +8.2k +8,232
80 WORLD EQUITY GROUP, INC. 0.59% of their portfolio SCHAUMBURG, IL 79,68379.7k $2.0m $2.0m 0.59% Added +45.1k +45,075
81 AIFG Consultants Ltd. 1.58% of their portfolio HALFMOON, NY 78,54378.5k $2.0m $2.0m 1.58% Reduced -96.4k -96,370
82 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 74,21174.2k $1.9m $1.9m 0.02% Added +45.5k +45,543
83 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 73,59273.6k $1.8m $1.8m 0.10% New
84 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 69,95770.0k $1.8m $1.8m 0.04% Added +36.8k +36,796
85 Alliance Wealth Advisors, LLC 1.13% of their portfolio SCRANTON, PA 63,24563.2k $1.6m $1.6m 1.13% Added +568 +568
86 NWF Advisory Services Inc. 0.35% of their portfolio Los Angeles, CA 61,10061.1k $1.5m $1.5m 0.35% Unchanged
87 McKinley Carter Wealth Services, Inc. 0.11% of their portfolio WHEELING, WV 60,71560.7k $1.5m $1.5m 0.11% Unchanged
88 Private Advisory Group LLC 0.29% of their portfolio REDMOND, WA 57,78457.8k $1.4m $1.4m 0.29% Reduced -76.7k -76,725
89 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 55,95956.0k $1.4m $1.4m 0.05% Added +35.3k +35,275
90 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 54,70654.7k $1.4m $1.4m 0.02% New
91 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 54,68654.7k $1.4m $1.4m 0.02% Added +11.5k +11,472
92 RDA Financial Network 0.57% of their portfolio AKRON, IA 53,72053.7k $1.3m $1.3m 0.57% Added +997 +997
93 Western Wealth Management, LLC 0.11% of their portfolio GOLDEN, CO 53,71553.7k $1.3m $1.3m 0.11% Added +7.4k +7,386
94 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 50,51150.5k $1.3m $1.3m 0.03% Added +48.2k +48,215
95 Cambridge Advisors Inc. 0.32% of their portfolio OMAHA, NE 49,61049.6k $1.2m $1.2m 0.32% Added +4.1k +4,143
96 MRA Advisory Group 0.84% of their portfolio PARSIPPANY, NJ 48,99349.0k $1.2m $1.2m 0.84% New
97 Ameritas Advisory Services, LLC 0.14% of their portfolio Lincoln, NE 44,55444.6k $1.1m $1.1m 0.14% Reduced -217.3k -217,346
98 HBW ADVISORY SERVICES LLC 0.24% of their portfolio SIMI VALLEY, CA 44,30644.3k $1.1m $1.1m 0.24% Added +3.1k +3,080
99 Bigelow Investment Advisors, LLC 0.59% of their portfolio Portland, ME 43,34443.3k $1.1m $1.1m 0.59% New
100 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 43,32343.3k $1.1m $1.1m 0.00% New