Vault-13

FIRST TR EXCHANGE-TRADED FD FTSM

FIRST TR ENH NEW · ETP · CUSIP 33739Q408

438 institutional holders +37 vs Q3 2024
78,432,77578.4m shares reported held*
$4.7bnreported value*
37 new 144 added 181 reduced 30 sold out net sold ≈ $9.2m (-153.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($31.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.67. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 346Q4 22: 387Q1 23: 402Q2 23: 391Q3 23: 394Q4 23: 420Q1 24: 398Q2 24: 395Q3 24: 401Q4 24: 438438Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022346
Q4 2022387
Q1 2023402
Q2 2023391
Q3 2023394
Q4 2023420
Q1 2024398
Q2 2024395
Q3 2024401
Q4 2024438

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 211 bought or addedQ1 23: 179 cut or sold outQ2 23: 173 bought or addedQ2 23: 227 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 229 cut or sold outQ4 23: 141 bought or addedQ4 23: 244 cut or sold outQ4 23Q1 24: 157 bought or addedQ1 24: 245 cut or sold outQ2 24: 167 bought or addedQ2 24: 223 cut or sold outQ2 24Q3 24: 159 bought or addedQ3 24: 233 cut or sold outQ4 24: 181 bought or addedQ4 24: 211 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023211179
Q2 2023173227
Q3 2023158229
Q4 2023141244
Q1 2024157245
Q2 2024167223
Q3 2024159233
Q4 2024181211

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ1 24 calls: $28.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$28.0k$00.00
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$0$0—

Biggest buyers

LPL Financial LLC Added +490,772+490.8k
Independent Advisor Alliance New +464,730+464.7k
UBS Group AG Added +433,093+433.1k
TCP Asset Management, LLC New +314,504+314.5k
UPTICK PARTNERS, LLC Added +246,803+246.8k
TRUIST FINANCIAL CORP Added +209,257+209.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +182,015+182.0k
Spire Wealth Management New +156,848+156.8k
Bramshill Investments, LLC Added +155,249+155.2k
Cetera Investment Advisers Added +151,617+151.6k

Biggest sellers

GDS Wealth Management Reduced -634,783-634.8k
CITADEL ADVISORS LLC Sold out -364,298-364.3k
JANE STREET GROUP, LLC Sold out -350,000-350.0k
JPMORGAN CHASE & CO Reduced -310,019-310.0k
Simplicity Wealth,LLC Reduced -218,740-218.7k
Mariner, LLC Reduced -214,773-214.8k
TUCKER ASSET MANAGEMENT LLC Reduced -183,892-183.9k
BANK OF AMERICA CORP /DE/ Reduced -181,003-181.0k
WELLS FARGO & COMPANY/MN Reduced -144,930-144.9k
Cambridge Investment Research Advisors, Inc. Reduced -134,333-134.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 12,224,74512.2m $730.7m $730.7m 0.05% Reduced -90.5k -90,511
2 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 8,859,2908.9m $529.5m $529.5m 0.22% Added +490.8k +490,772
3 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 7,483,2257.5m $447.3m $447.3m 0.11% Reduced -144.9k -144,930
4 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,860,7043.9m $230.8m $230.8m 0.05% Added +433.1k +433,093
5 RAYMOND JAMES FINANCIAL INC 0.06% of their portfolio ST. PETERSBURG, FL 2,592,1292.6m $154.9m $154.9m 0.06% First filing
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,457,0622.5m $146.9m $146.9m 0.01% Reduced -181.0k -181,003
7 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,339,3552.3m $139.8m $139.8m 0.03% Reduced -95.5k -95,495
8 Bramshill Investments, LLC 15.35% of their portfolio NAPLES, FL 1,634,2311.6m $97.7m $97.7m 15.35% Added +155.2k +155,249
9 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 1,550,1131.6m $92.7m $92.7m 0.21% Reduced -26.6k -26,599
10 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 1,532,0491.5m $91.6m $91.6m 0.19% Added +151.6k +151,617
11 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 1,389,4001.4m $83.0m $83.0m 0.12% Reduced -1.3k -1,300
12 Csenge Advisory Group 3.66% of their portfolio CLEARWATER, FL 1,127,9821.1m $67.4m $67.4m 3.66% Reduced -2.8k -2,788
13 Cambridge Investment Research Advisors, Inc. 0.21% of their portfolio FAIRFIELD, IA 1,039,0131.0m $62.1m $62.1m 0.21% Reduced -134.3k -134,333
14 TUCKER ASSET MANAGEMENT LLC 6.47% of their portfolio LITTLETON, CO 1,016,2291.0m $60.7m $60.7m 6.47% Reduced -183.9k -183,892
15 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 942,621942.6k $56.3m $56.3m 0.06% Added +104.8k +104,810
16 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 931,860931.9k $55.7m $55.7m 0.02% Added +150.5k +150,499
17 Hansen & Associates Financial Group, Inc. 25.97% of their portfolio ROSEVILLE, CA 853,416853.4k $51.0m $51.0m 25.97% Reduced -28.5k -28,537
18 GDS Wealth Management 4.56% of their portfolio FLOWER MOUND, TX 837,263837.3k $50.0m $50.0m 4.56% Reduced -634.8k -634,783
19 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 727,414727.4k $43.5m $43.5m 0.06% Added +119.8k +119,757
20 Mariner, LLC 0.06% of their portfolio Overland Park, KS 563,941563.9k $33.7m $33.7m 0.06% Reduced -214.8k -214,773
21 Gradient Investments LLC 0.65% of their portfolio ARDEN HILLS, MN 534,545534.5k $31.9m $31.9m 0.65% Reduced -71.9k -71,871
22 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 517,372517.4k $30.9m $30.9m 0.05% Added +209.3k +209,257
23 Coppell Advisory Solutions LLC 4.23% of their portfolio COPPELL, TX 506,543506.5k $30.3m $30.3m 4.23% Reduced -6.7k -6,666
24 Independent Advisor Alliance 0.37% of their portfolio CHARLOTTE, NC 464,730464.7k $27.8m $27.8m 0.37% New
25 Kingsview Wealth Management, LLC 0.54% of their portfolio GRANTS PASS, OR 459,743459.7k $27.5m $27.5m 0.54% Reduced -45.6k -45,648
26 Atria Investments, Inc 0.34% of their portfolio Charlotte, NC 450,885450.9k $26.9m $26.9m 0.34% Reduced -125.1k -125,073
27 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 442,971443.0k $26.5m $26.5m 0.07% Added +33.3k +33,344
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 389,071389.1k $23.3m $23.3m 0.04% Added +182.0k +182,015
29 IFP Advisors, Inc 0.69% of their portfolio TAMPA, FL 352,951353.0k $21.1m $21.1m 0.69% Added +59.9k +59,904
30 Prospera Financial Services Inc 0.48% of their portfolio Dallas, TX 345,501345.5k $20.7m $20.7m 0.48% Reduced -68.6k -68,592
31 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 342,257342.3k $20.5m $20.5m 0.12% Added +3.9k +3,872
32 TCP Asset Management, LLC 4.15% of their portfolio Upper Arlington, OH 314,504314.5k $18.8m $18.8m 4.15% New
33 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 303,294303.3k $18.1m $18.1m 0.10% Reduced -59.2k -59,155
34 Western Wealth Management, LLC 0.96% of their portfolio GOLDEN, CO 298,205298.2k $17.8m $17.8m 0.96% Added +50.2k +50,156
35 MANCHESTER FINANCIAL INC 3.86% of their portfolio Westlake Village, CA 295,153295.2k $17.6m $17.6m 3.86% Reduced -41.3k -41,298
36 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 288,858288.9k $17.3m $17.3m 0.11% Added +7.3k +7,265
37 HBK Sorce Advisory LLC 0.51% of their portfolio ERIE, PA 283,486283.5k $16.9m $16.9m 0.51% Reduced -9.4k -9,362
38 HARBOUR INVESTMENTS, INC. 0.47% of their portfolio MADISON, WI 275,126275.1k $16.4m $16.4m 0.47% Reduced -27.8k -27,759
39 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 274,777274.8k $16.4m $16.4m 0.03% Reduced -10.9k -10,949
40 Triumph Capital Management 5.50% of their portfolio DENVER, CO 268,848268.8k $16.1m $16.1m 5.50% Added +28.9k +28,869
41 UPTICK PARTNERS, LLC 5.66% of their portfolio NACOGDOCHES, TX 261,409261.4k $15.6m $15.6m 5.66% Added +246.8k +246,803
42 Capital Investment Advisory Services, LLC 1.50% of their portfolio RALEIGH, NC 261,333261.3k $15.6m $15.6m 1.50% Added +5.3k +5,273
43 Jaffetilchin Investment Partners, LLC 1.08% of their portfolio TAMPA, FL 249,451249.5k $14.9m $14.9m 1.08% Added +8.2k +8,237
44 Synergy Asset Management, LLC 1.14% of their portfolio VANCOUVER, WA 247,297247.3k $14.8m $14.8m 1.14% Added +107.2k +107,244
45 Mainsail Financial Group, LLC 8.49% of their portfolio BELLEVUE, WA 245,046245.0k $14.6m $14.6m 8.49% Added +15.2k +15,189
46 TOWNSQUARE CAPITAL LLC 0.16% of their portfolio Lehi, UT 237,307237.3k $14.2m $14.2m 0.16% Reduced -25.9k -25,929
47 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 234,497234.5k $14.0m $14.0m 0.08% Reduced -9.5k -9,510
48 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 233,288233.3k $13.9m $13.9m 0.02% Added +17.6k +17,610
49 PARK NATIONAL CORP /OH/ 0.50% of their portfolio NEWARK, OH 228,785228.8k $13.7m $13.7m 0.50% Reduced -18.6k -18,582
50 SHELTON WEALTH MANAGEMENT, LLC 7.37% of their portfolio FORT WORTH, TX 225,240225.2k $13.5m $13.5m 7.37% Added +20.5k +20,479
51 Harvest Investment Services, LLC 3.29% of their portfolio Oakbrook Terrace, IL 224,604224.6k $13.4m $13.4m 3.29% Added +7.6k +7,579
52 Financial Enhancement Group LLC 2.02% of their portfolio ANDERSON, IN 220,491220.5k $13.2m $13.2m 2.02% Reduced -51.4k -51,367
53 RiverTree Advisors, LLC 8.59% of their portfolio WINTER PARK, FL 218,789218.8k $13.1m $13.1m 8.59% Reduced -68.1k -68,070
54 LAKE STREET PRIVATE WEALTH, LLC 2.07% of their portfolio CHICAGO, IL 216,574216.6k $12.9m $12.9m 2.07% Added +9.3k +9,321
55 1776 Wealth LLC 5.79% of their portfolio ATLANTA, GA 210,712210.7k $12.6m $12.6m 5.79% Reduced -10.9k -10,885
56 Petix & Botte Co 3.31% of their portfolio LA MESA, CA 210,435210.4k $12.6m $12.6m 3.31% Added +24.1k +24,071
57 Steward Partners Investment Advisory, LLC 0.11% of their portfolio STAMFORD, CT 204,810204.8k $12.2m $12.2m 0.11% Reduced -31.3k -31,335
58 FSC Wealth Advisors, LLC 7.77% of their portfolio WAPPINGERS FALLS, NY 201,959202.0k $12.1m $12.1m 7.77% Reduced -5.6k -5,562
59 Atria Wealth Solutions, Inc. 0.13% of their portfolio NEW YORK, NY 196,377196.4k $11.7m $11.7m 0.13% Reduced -85.6k -85,575
60 Gladstone Institutional Advisory LLC 0.54% of their portfolio Bedminster, NJ 195,029195.0k $11.7m $11.7m 0.54% Added +37.2k +37,161
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.62% of their portfolio BIRMINGHAM, AL 183,266183.3k $11.0m $11.0m 0.62% Reduced -33.2k -33,249
62 Ellsworth Advisors, LLC 2.84% of their portfolio HUDSON, OH 181,070181.1k $10.8m $10.8m 2.84% Added +10.6k +10,602
63 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 174,844174.8k $10.5m $10.5m 0.02% Reduced -21.3k -21,269
64 Creekmur Asset Management LLC 2.34% of their portfolio MORTON, IL 171,160171.2k $10.2m $10.2m 2.34% Added +4.4k +4,377
65 Transcendent Capital Group LLC 5.23% of their portfolio EDMOND, OK 169,007169.0k $10.1m $10.1m 5.23% Added +76.7k +76,708
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 166,256166.3k $9.9m $9.9m 0.01% Added +14.9k +14,947
67 Sanctuary Advisors, LLC 0.06% of their portfolio INDIANAPOLIS, IN 160,995161.0k $9.7m $9.7m 0.06% Reduced -10.1k -10,132
68 Sterling Manor Financial, LLC 6.69% of their portfolio Saratoga Springs, NY 160,569160.6k $9.6m $9.6m 6.69% Added +4.1k +4,103
69 OPPENHEIMER & CO INC 0.14% of their portfolio NEW YORK, NY 157,381157.4k $9.4m $9.4m 0.14% Reduced -5.2k -5,250
70 TD Capital Management LLC 0.95% of their portfolio MEMPHIS, TN 157,026157.0k $9.4m $9.4m 0.95% Reduced -4.7k -4,719
71 Spire Wealth Management 0.29% of their portfolio MCLEAN, VA 156,848156.8k $9.4m $9.4m 0.29% New
72 Stablepoint Partners, LLC 1.70% of their portfolio BRAINTREE, MA 155,398155.4k $9.3m $9.3m 1.70% Added +27.4k +27,363
73 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 152,141152.1k $9.1m $9.1m 0.01% Reduced -6.8k -6,844
74 Cassia Capital Partners, LLC 5.73% of their portfolio WINSTON SALEM, NC 150,473150.5k $9.0m $9.0m 5.73% Reduced -711 -711
75 Virtus Wealth Solutions LLC 2.08% of their portfolio CRANFORD, NJ 147,767147.8k $8.8m $8.8m 2.08% First filing
76 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 147,490147.5k $8.8m $8.8m 0.02% Added +18.0k +17,981
77 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 143,369143.4k $8.6m $8.6m 0.03% Reduced -20.8k -20,753
78 Stratos Wealth Advisors, LLC 0.40% of their portfolio BEACHWOOD, OH 140,267140.3k $8.4m $8.4m 0.40% Reduced -20.4k -20,435
79 StoneX Group Inc. 0.45% of their portfolio NEW YORK, NY 138,479138.5k $8.3m $8.3m 0.45% Reduced -65.6k -65,613
80 COMERICA BANK 0.03% of their portfolio DALLAS, TX 138,432138.4k $8.3m $8.3m 0.03% Added +17.6k +17,592
81 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 134,692134.7k $8.1m $8.1m 0.11% Reduced -33.9k -33,945
82 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 129,253129.3k $35.4k $35.4k 0.00% Added +935 +935
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 128,649128.6k $7.7m $7.7m 0.00% Reduced -310.0k -310,019
84 Nilsine Partners, LLC 0.82% of their portfolio GREENWOOD VILLAGE, CO 128,502128.5k $7.7m $7.7m 0.82% Added +277 +277
85 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 128,053128.1k $7.7m $7.7m 0.01% Added +53.0k +52,991
86 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 126,363126.4k $7.6m $7.6m 0.06% Added +25.0k +25,042
87 Schwallier Wealth Management LLC 5.63% of their portfolio GRAND RAPIDS, MI 123,813123.8k $7.4m $7.4m 5.63% Reduced -33.2k -33,241
88 Ifrah Financial Services, Inc. 2.02% of their portfolio Little Rock, AR 122,425122.4k $7.3m $7.3m 2.02% Added +3.2k +3,219
89 Ashton Thomas Private Wealth, LLC 0.28% of their portfolio SCOTTSDALE, AZ 120,196120.2k $7.2m $7.2m 0.28% Added +6.5k +6,546
90 PCG Wealth Advisors, LLC 2.58% of their portfolio OVERLAND PARK, KS 116,994117.0k $7.0m $7.0m 2.58% Added +105.2k +105,189
91 Guided Capital Wealth Management, LLC 6.34% of their portfolio HOUSTON, TX 115,782115.8k $6.9m $6.9m 6.34% First filing
92 Mutual Advisors, LLC 0.20% of their portfolio OMAHA, NE 112,916112.9k $6.8m $6.8m 0.20% Added +50.4k +50,397
93 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 111,834111.8k $6.7m $6.7m 0.06% Added +11.0k +11,042
94 KESTRA PRIVATE WEALTH SERVICES, LLC 0.11% of their portfolio AUSTIN, TX 108,810108.8k $6.5m $6.5m 0.11% Added +3.5k +3,488
95 Shilanski & Associates, Inc. 2.01% of their portfolio ANCHORAGE, AK 104,699104.7k $6.3m $6.3m 2.01% Reduced -511 -511
96 NewEdge Wealth, LLC 0.11% of their portfolio STAMFORD, CT 103,489103.5k $6.2m $6.2m 0.11% Reduced -1.3k -1,298
97 TWIN PEAKS WEALTH ADVISORS, LLC 2.60% of their portfolio SAN FRANCISCO, CA 102,650102.7k $6.1m $6.1m 2.60% Reduced -4.4k -4,370
98 Pine Valley Investments Ltd Liability Co 0.40% of their portfolio MARLTON, NJ 102,343102.3k $6.1m $6.1m 0.40% Reduced -274 -274
99 Sigma Planning Corp 0.18% of their portfolio ANN ARBOR, MI 98,12098.1k $5.9m $5.9m 0.18% Reduced -23.5k -23,452
100 Fairway Financial, LLC 5.27% of their portfolio CASSELBERRY, FL 96,60996.6k $5.8m $5.8m 5.27% First filing