Vault-13

FIRST TR EXCHANGE-TRADED FD FTSM

FIRST TR ENH NEW · ETP · CUSIP 33739Q408

401 institutional holders +6 vs Q2 2024
77,834,70277.8m shares reported held*
$4.7bnreported value*
37 new 122 added 197 reduced 36 sold out net sold ≈ $127.8m (-2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($31.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.88. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 346Q4 22: 387Q1 23: 402Q2 23: 391Q3 23: 394Q4 23: 420Q1 24: 398Q2 24: 395Q3 24: 401401Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022346
Q4 2022387
Q1 2023402
Q2 2023391
Q3 2023394
Q4 2023420
Q1 2024398
Q2 2024395
Q3 2024401

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 213 bought or addedQ4 22: 147 cut or sold outQ1 23: 211 bought or addedQ1 23: 179 cut or sold outQ1 23Q2 23: 173 bought or addedQ2 23: 227 cut or sold outQ3 23: 158 bought or addedQ3 23: 229 cut or sold outQ3 23Q4 23: 141 bought or addedQ4 23: 244 cut or sold outQ1 24: 157 bought or addedQ1 24: 245 cut or sold outQ1 24Q2 24: 167 bought or addedQ2 24: 223 cut or sold outQ3 24: 159 bought or addedQ3 24: 233 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022213147
Q1 2023211179
Q2 2023173227
Q3 2023158229
Q4 2023141244
Q1 2024157245
Q2 2024167223
Q3 2024159233

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ4 23 calls: $28.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $28.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$28.0k$00.00
Q1 2024$28.0k$00.00
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

GDS Wealth Management Added +989,192+989.2k
JPMORGAN CHASE & CO Added +412,898+412.9k
CITADEL ADVISORS LLC New +364,298+364.3k
MORGAN STANLEY Added +218,398+218.4k
Bramshill Investments, LLC Added +189,268+189.3k
Kingsview Wealth Management, LLC Added +182,844+182.8k
RENAISSANCE TECHNOLOGIES LLC Added +124,200+124.2k
Raymond James Financial Services Advisors, Inc. Added +117,805+117.8k
Econ Financial Services Corp New +98,129+98.1k
STIFEL FINANCIAL CORP Added +84,918+84.9k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -382,031-382.0k
UBS Group AG Reduced -311,131-311.1k
BANK OF AMERICA CORP /DE/ Reduced -285,083-285.1k
Harvest Investment Services, LLC Reduced -261,128-261.1k
JANE STREET GROUP, LLC Reduced -257,829-257.8k
Prospera Financial Services Inc Reduced -223,129-223.1k
RAYMOND JAMES & ASSOCIATES Reduced -220,517-220.5k
MANCHESTER FINANCIAL INC Reduced -219,958-220.0k
Cambridge Investment Research Advisors, Inc. Reduced -214,837-214.8k
ORBA Wealth Advisors, L.L.C. Sold out -208,541-208.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 12,315,25612.3m $737.3m $737.3m 0.05% Added +218.4k +218,398
2 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 8,368,5188.4m $501.0m $501.0m 0.22% Reduced -200.4k -200,369
3 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 7,628,1557.6m $456.7m $456.7m 0.11% Reduced -382.0k -382,031
4 UBS Group AG 0.06% of their portfolio ZURICH, V8 3,427,6113.4m $205.2m $205.2m 0.06% Reduced -311.1k -311,131
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,638,0652.6m $157.9m $157.9m 0.01% Reduced -285.1k -285,083
6 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,434,8502.4m $145.8m $145.8m 0.03% Reduced -203.0k -202,980
7 Raymond James Financial Services Advisors, Inc. 0.14% of their portfolio ST. PETERSBURG, FL 1,773,3771.8m $106.2m $106.2m 0.14% Added +117.8k +117,805
8 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 1,576,7121.6m $94.4m $94.4m 0.21% Reduced -149.2k -149,181
9 Bramshill Investments, LLC 9.70% of their portfolio NAPLES, FL 1,478,9821.5m $88.5m $88.5m 9.70% Added +189.3k +189,268
10 GDS Wealth Management 8.59% of their portfolio FLOWER MOUND, TX 1,472,0461.5m $88.1m $88.1m 8.59% Added +989.2k +989,192
11 RENAISSANCE TECHNOLOGIES LLC 0.13% of their portfolio NEW YORK, NY 1,390,7001.4m $83.3m $83.3m 0.13% Added +124.2k +124,200
12 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 1,380,4321.4m $82.6m $82.6m 0.18% Reduced -58.8k -58,845
13 TUCKER ASSET MANAGEMENT LLC 16.59% of their portfolio LITTLETON, CO 1,200,1211.2m $71.9m $71.9m 16.59% Reduced -8.7k -8,694
14 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 1,173,3461.2m $70.2m $70.2m 0.24% Reduced -214.8k -214,837
15 Csenge Advisory Group 3.53% of their portfolio CLEARWATER, FL 1,130,7701.1m $67.8m $67.8m 3.53% Added +22.9k +22,896
16 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 926,493926.5k $55.5m $55.5m 0.03% Reduced -220.5k -220,517
17 Hansen & Associates Financial Group, Inc. 27.93% of their portfolio ROSEVILLE, CA 881,953882.0k $52.9m $52.9m 27.93% Added +47.2k +47,183
18 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 837,811837.8k $50.2m $50.2m 0.05% Added +84.9k +84,918
19 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 781,361781.4k $46.8m $46.8m 0.02% Reduced -19.4k -19,437
20 Mariner, LLC 0.08% of their portfolio Overland Park, KS 778,714778.7k $46.6m $46.6m 0.08% Added +77.3k +77,327
21 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 607,657607.7k $36.4m $36.4m 0.06% Reduced -181.2k -181,171
22 Gradient Investments LLC 0.76% of their portfolio ARDEN HILLS, MN 606,416606.4k $36.3m $36.3m 0.76% Added +7.4k +7,358
23 Atria Investments, Inc 0.43% of their portfolio Charlotte, NC 575,958576.0k $34.5m $34.5m 0.43% Reduced -5.2k -5,197
24 Coppell Advisory Solutions LLC 4.54% of their portfolio COPPELL, TX 513,209513.2k $30.9m $30.9m 4.54% Reduced -1.5k -1,506
25 Kingsview Wealth Management, LLC 0.64% of their portfolio GRANTS PASS, OR 505,391505.4k $30.3m $30.3m 0.64% Added +182.8k +182,844
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 438,668438.7k $26.3m $26.3m 0.00% Added +412.9k +412,898
27 Prospera Financial Services Inc 0.63% of their portfolio Dallas, TX 414,093414.1k $24.8m $24.8m 0.63% Reduced -223.1k -223,129
28 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 409,627409.6k $24.5m $24.5m 0.07% Reduced -17.8k -17,825
29 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 364,298364.3k $21.8m $21.8m 0.02% New
30 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 362,449362.4k $21.7m $21.7m 0.12% Reduced -181.3k -181,334
31 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 350,000350.0k $21.0m $21.0m 0.03% Reduced -257.8k -257,829
32 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 338,385338.4k $20.3m $20.3m 0.13% Added +27.3k +27,306
33 MANCHESTER FINANCIAL INC 4.37% of their portfolio Westlake Village, CA 336,451336.5k $20.1m $20.1m 4.37% Reduced -220.0k -219,958
34 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 308,115308.1k $18.4m $18.4m 0.03% Reduced -5.0k -4,981
35 HARBOUR INVESTMENTS, INC. 0.55% of their portfolio MADISON, WI 302,885302.9k $18.1m $18.1m 0.55% Reduced -70.3k -70,346
36 IFP Advisors, Inc 0.63% of their portfolio TAMPA, FL 293,047293.0k $17.5m $17.5m 0.63% Added +21.3k +21,328
37 HBK Sorce Advisory LLC 0.53% of their portfolio ERIE, PA 292,848292.8k $17.5m $17.5m 0.53% Added +218 +218
38 RiverTree Advisors, LLC 11.65% of their portfolio WINTER PARK, FL 286,859286.9k $17.2m $17.2m 11.65% Reduced -991 -991
39 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 285,726285.7k $17.1m $17.1m 0.03% Reduced -28.8k -28,821
40 Atria Wealth Solutions, Inc. 0.18% of their portfolio NEW YORK, NY 281,952282.0k $16.9m $16.9m 0.18% Added +53.2k +53,247
41 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 281,593281.6k $16.9m $16.9m 0.11% Reduced -101.5k -101,513
42 Financial Enhancement Group LLC 3.15% of their portfolio ANDERSON, IN 271,858271.9k $16.2m $16.2m 3.15% Reduced -154.5k -154,504
43 TOWNSQUARE CAPITAL LLC 0.19% of their portfolio Lehi, UT 263,236263.2k $15.8m $15.8m 0.19% Added +84.7k +84,741
44 Capital Investment Advisory Services, LLC 1.45% of their portfolio RALEIGH, NC 256,060256.1k $15.3m $15.3m 1.45% Added +20.7k +20,681
45 Western Wealth Management, LLC 0.85% of their portfolio GOLDEN, CO 248,049248.0k $14.9m $14.9m 0.85% Reduced -12.1k -12,116
46 PARK NATIONAL CORP /OH/ 0.52% of their portfolio NEWARK, OH 247,367247.4k $14.8m $14.8m 0.52% Reduced -25.2k -25,232
47 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 244,007244.0k $14.6m $14.6m 0.09% Reduced -145.9k -145,921
48 Jaffetilchin Investment Partners, LLC 1.10% of their portfolio TAMPA, FL 241,214241.2k $14.4m $14.4m 1.10% Reduced -4.3k -4,255
49 Triumph Capital Management 5.14% of their portfolio DENVER, CO 239,979240.0k $14.4m $14.4m 5.14% Reduced -7.1k -7,059
50 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 236,145236.1k $14.1m $14.1m 0.13% Reduced -113.7k -113,689
51 Mainsail Financial Group, LLC 8.17% of their portfolio BELLEVUE, WA 229,857229.9k $13.8m $13.8m 8.17% Added +12.2k +12,197
52 Simplicity Wealth,LLC 1.25% of their portfolio SUMMIT, NJ 225,635225.6k $13.5m $13.5m 1.25% Reduced -18.1k -18,122
53 1776 Wealth LLC 5.94% of their portfolio ATLANTA, GA 221,597221.6k $13.3m $13.3m 5.94% Reduced -7.7k -7,707
54 Harvest Investment Services, LLC 4.15% of their portfolio Oakbrook Terrace, IL 217,025217.0k $13.0m $13.0m 4.15% Reduced -261.1k -261,128
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.77% of their portfolio BIRMINGHAM, AL 216,515216.5k $13.0m $13.0m 0.77% Reduced -10.4k -10,424
56 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 215,678215.7k $12.9m $12.9m 0.02% Reduced -11.2k -11,172
57 FSC Wealth Advisors, LLC 8.92% of their portfolio WAPPINGERS FALLS, NY 207,521207.5k $12.4m $12.4m 8.92% Reduced -2.8k -2,809
58 LAKE STREET PRIVATE WEALTH, LLC 1.99% of their portfolio CHICAGO, IL 207,253207.3k $12.4m $12.4m 1.99% Added +22.7k +22,719
59 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 207,056207.1k $12.4m $12.4m 0.03% Added +4.3k +4,349
60 SHELTON WEALTH MANAGEMENT, LLC 6.96% of their portfolio FORT WORTH, TX 204,761204.8k $12.3m $12.3m 6.96% Reduced -10.4k -10,391
61 StoneX Group Inc. 0.89% of their portfolio NEW YORK, NY 204,092204.1k $12.3m $12.3m 0.89% Added +35.7k +35,701
62 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 196,113196.1k $11.7m $11.7m 0.03% Reduced -151 -151
63 Petix & Botte Co 2.97% of their portfolio LA MESA, CA 186,364186.4k $11.2m $11.2m 2.97% Reduced -792 -792
64 Sanctuary Advisors, LLC 0.06% of their portfolio INDIANAPOLIS, IN 171,127171.1k $10.3m $10.3m 0.06% Reduced -50.7k -50,669
65 Ellsworth Advisors, LLC 2.64% of their portfolio HUDSON, OH 170,468170.5k $10.2m $10.2m 2.64% Added +10.6k +10,593
66 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 168,637168.6k $10.1m $10.1m 0.15% Added +75.2k +75,175
67 Creekmur Asset Management LLC 2.35% of their portfolio MORTON, IL 166,783166.8k $10.0m $10.0m 2.35% Added +4.6k +4,617
68 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 164,122164.1k $9.8m $9.8m 0.04% Added +5.8k +5,850
69 OPPENHEIMER & CO INC 0.15% of their portfolio NEW YORK, NY 162,631162.6k $9.7m $9.7m 0.15% Added +118 +118
70 TD Capital Management LLC 0.97% of their portfolio MEMPHIS, TN 161,745161.7k $9.7m $9.7m 0.97% Reduced -16.5k -16,460
71 Stratos Wealth Advisors, LLC 0.44% of their portfolio BEACHWOOD, OH 160,702160.7k $9.6m $9.6m 0.44% Reduced -51.7k -51,737
72 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 158,985159.0k $9.5m $9.5m 0.01% Reduced -46.7k -46,700
73 Gladstone Institutional Advisory LLC 0.46% of their portfolio Bedminster, NJ 157,868157.9k $9.5m $9.5m 0.46% Reduced -1.5k -1,481
74 Schwallier Wealth Management LLC 6.73% of their portfolio GRAND RAPIDS, MI 157,054157.1k $9.4m $9.4m 6.73% Added +8.0k +8,034
75 Sterling Manor Financial, LLC 6.34% of their portfolio Saratoga Springs, NY 156,466156.5k $9.4m $9.4m 6.34% Added +3.0k +2,978
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 151,309151.3k $9.1m $9.1m 0.01% Reduced -7.3k -7,268
77 Cassia Capital Partners, LLC 5.98% of their portfolio WINSTON SALEM, NC 151,184151.2k $9.1m $9.1m 5.98% Reduced -7.3k -7,284
78 Synergy Asset Management, LLC 1.28% of their portfolio VANCOUVER, WA 140,053140.1k $8.4m $8.4m 1.28% Reduced -11.3k -11,274
79 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 129,509129.5k $7.8m $7.8m 0.02% Reduced -8.2k -8,191
80 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 128,318128.3k $7.7m $7.7m 0.01% Reduced -23.0k -23,031
81 Nilsine Partners, LLC 0.99% of their portfolio GREENWOOD VILLAGE, CO 128,225128.2k $7.7m $7.7m 0.99% Reduced -1.4k -1,377
82 Stablepoint Partners, LLC 1.40% of their portfolio BRAINTREE, MA 128,035128.0k $7.7m $7.7m 1.40% Added +20.2k +20,158
83 Avestar Capital, LLC 0.80% of their portfolio New York, NY 123,383123.4k $7.4m $7.4m 0.80% Reduced -114.0k -114,004
84 Sigma Planning Corp 0.22% of their portfolio ANN ARBOR, MI 121,572121.6k $7.3m $7.3m 0.22% Reduced -40.3k -40,290
85 COMERICA BANK 0.03% of their portfolio DALLAS, TX 120,840120.8k $7.2m $7.2m 0.03% Added +18.9k +18,876
86 Ifrah Financial Services, Inc. 1.92% of their portfolio Little Rock, AR 119,206119.2k $7.1m $7.1m 1.92% Added +4.1k +4,100
87 Ashton Thomas Private Wealth, LLC 0.36% of their portfolio SCOTTSDALE, AZ 113,650113.7k $6.8m $6.8m 0.36% Reduced -36.5k -36,478
88 TWIN PEAKS WEALTH ADVISORS, LLC 2.95% of their portfolio SAN FRANCISCO, CA 107,020107.0k $6.4m $6.4m 2.95% Reduced -7.9k -7,876
89 Foundations Investment Advisors, LLC 0.13% of their portfolio PHOENIX, AZ 105,900105.9k $6.3m $6.3m 0.13% Reduced -14.5k -14,465
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 105,322105.3k $6.3m $6.3m 0.12% Reduced -93.8k -93,765
91 Shilanski & Associates, Inc. 2.05% of their portfolio ANCHORAGE, AK 105,210105.2k $6.3m $6.3m 2.05% Reduced -1.7k -1,727
92 NewEdge Wealth, LLC 0.11% of their portfolio STAMFORD, CT 104,787104.8k $6.3m $6.3m 0.11% Added +18.1k +18,082
93 Pine Valley Investments Ltd Liability Co 0.42% of their portfolio MARLTON, NJ 102,617102.6k $6.2m $6.2m 0.42% Reduced -187.2k -187,188
94 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 101,321101.3k $6.1m $6.1m 0.05% Added +2.2k +2,154
95 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 100,792100.8k $6.0m $6.0m 0.06% Added +2.1k +2,125
96 Econ Financial Services Corp 3.29% of their portfolio HARRISBURG, PA 98,12998.1k $5.9m $5.9m 3.29% New
97 Insight Advisors, LLC/ PA 1.01% of their portfolio Newtown, PA 97,24397.2k $5.8m $5.8m 1.01% Added +1.9k +1,923
98 McGuire Investment Group, LLC 0.81% of their portfolio WAKEFIELD, RI 95,95796.0k $5.7m $5.7m 0.81% Added +6.3k +6,338
99 Sebold Capital Management, Inc. 3.68% of their portfolio LISLE, IL 93,20693.2k $5.6m $5.6m 3.68% Reduced -1.3k -1,261
100 Transcendent Capital Group LLC 2.84% of their portfolio EDMOND, OK 92,29992.3k $5.5m $5.5m 2.84% Added +11.9k +11,879