Vault-13

FIRST TR EXCH TRADED FD III FPEI

INSTL PFD SECS · ETP · CUSIP 33739P855

182 institutional holders -5 vs Q4 2024
68,539,69268.5m shares reported held*
$1.3bnreported value*
15 new 83 added 59 reduced 19 sold out net bought ≈ $71.2m (+4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.70.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 110Q4 22: 136Q1 23: 143Q2 23: 138Q3 23: 136Q4 23: 156Q1 24: 154Q2 24: 168Q3 24: 165Q4 24: 187Q1 25: 182182Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022110
Q4 2022136
Q1 2023143
Q2 2023138
Q3 2023136
Q4 2023156
Q1 2024154
Q2 2024168
Q3 2024165
Q4 2024187
Q1 2025182

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 71 bought or addedQ2 23: 77 cut or sold outQ3 23: 57 bought or addedQ3 23: 74 cut or sold outQ3 23Q4 23: 71 bought or addedQ4 23: 69 cut or sold outQ1 24: 90 bought or addedQ1 24: 67 cut or sold outQ1 24Q2 24: 91 bought or addedQ2 24: 70 cut or sold outQ3 24: 89 bought or addedQ3 24: 65 cut or sold outQ3 24Q4 24: 105 bought or addedQ4 24: 54 cut or sold outQ1 25: 98 bought or addedQ1 25: 78 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20237177
Q3 20235774
Q4 20237169
Q1 20249067
Q2 20249170
Q3 20248965
Q4 202410554
Q1 20259878

Biggest buyers

Merit Financial Group, LLC New +1,443,703+1.4m
MORGAN STANLEY Added +1,076,458+1.1m
Geneos Wealth Management Inc. Added +406,628+406.6k
ENVESTNET ASSET MANAGEMENT INC Added +375,497+375.5k
ROYAL BANK OF CANADA Added +355,102+355.1k
LPL Financial LLC Added +319,485+319.5k
UBS Group AG Added +236,556+236.6k
NewEdge Advisors, LLC Added +207,123+207.1k
INTEGRITY ALLIANCE, LLC. Added +175,802+175.8k
Synergy Investment Management, LLC New +133,281+133.3k

Biggest sellers

STONEBRIDGE ADVISORS LLC Sold out -367,239-367.2k
Fifth Third Securities, Inc. Reduced -312,033-312.0k
Synergy Asset Management, LLC Sold out -264,352-264.4k
RAYMOND JAMES FINANCIAL INC Reduced -183,366-183.4k
Citizens Business Bank Sold out -179,510-179.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -152,178-152.2k
JPMORGAN CHASE & CO Reduced -124,653-124.7k
Asset Allocation Strategies LLC Sold out -97,219-97.2k
Focus Partners Wealth Reduced -85,682-85.7k
Equitable Holdings, Inc. Reduced -79,156-79.2k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 16,874,39816.9m $315.6m $315.6m 0.02% Added +1.1m +1,076,458
2 UBS Group AG 0.04% of their portfolio ZURICH, V8 8,562,8928.6m $160.1m $160.1m 0.04% Added +236.6k +236,556
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,616,3364.6m $86.3m $86.3m 0.01% Added +124.6k +124,646
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 3,837,9373.8m $71.8m $71.8m 0.03% Added +319.5k +319,485
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,334,7543.3m $62.4m $62.4m 0.01% Added +355.1k +355,102
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,463,3412.5m $46.1m $46.1m 0.01% Added +375.5k +375,497
7 NewEdge Advisors, LLC 0.25% of their portfolio NEW ORLEANS, LA 2,247,6322.2m $42.0m $42.0m 0.25% Added +207.1k +207,123
8 SMITH CHAS P & ASSOCIATES PA CPAS 2.44% of their portfolio LAKELAND, FL 2,242,8422.2m $41.9m $41.9m 2.44% Added +84.5k +84,469
9 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,784,9211.8m $33.4m $33.4m 0.01% Reduced -183.4k -183,366
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,461,6051.5m $27.3m $27.3m 0.00% Reduced -124.7k -124,653
11 Merit Financial Group, LLC 0.40% of their portfolio ALPHARETTA, GA 1,443,7031.4m $27.0m $27.0m 0.40% New
12 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 1,112,7151.1m $20.8m $20.8m 0.03% Added +46.8k +46,823
13 Citizens Business Bank 3.80% of their portfolio ONTARIO, CA 937,794937.8k $17.5m $17.5m 3.80% Added +119.8k +119,763
14 Legacy Edge Advisors, LLC 2.62% of their portfolio SYOSSET, NY 899,338899.3k $16.8m $16.8m 2.62% Added +48.3k +48,302
15 ADAMSBROWN WEALTH CONSULTANTS LLC 4.84% of their portfolio WICHITA, KS 824,341824.3k $15.4m $15.4m 4.84% Added +62.1k +62,133
16 Essex LLC 3.27% of their portfolio DEER PARK, IL 805,961806.0k $15.1m $15.1m 3.27% Reduced -34.7k -34,745
17 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 764,902764.9k $14.3m $14.3m 0.03% Added +103.4k +103,427
18 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 757,132757.1k $14.2m $14.2m 0.03% Reduced -9.3k -9,253
19 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 693,419693.4k $13.0m $13.0m 0.03% Reduced -10.1k -10,053
20 FUKOKU MUTUAL LIFE INSURANCE Co 0.86% of their portfolio TOKYO, M0 620,000620.0k $11.6m $11.6m 0.86% Unchanged
21 CITIZENS FINANCIAL GROUP INC/RI 0.21% of their portfolio PROVIDENCE, RI 574,115574.1k $10.7m $10.7m 0.21% Reduced -8.2k -8,151
22 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 451,904451.9k $8.5m $8.5m 0.06% Added +119.9k +119,884
23 INTEGRAL INVESTMENT ADVISORS, INC. 2.54% of their portfolio TURLOCK, CA 425,614425.6k $8.0m $8.0m 2.54% Added +3.4k +3,424
24 Key Financial Inc 1.73% of their portfolio WEST CHESTER, PA 424,465424.5k $7.9m $7.9m 1.73% Reduced -18.3k -18,278
25 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 406,999407.0k $7.6m $7.6m 0.11% Added +406.6k +406,628
26 Elevated Capital Advisors, LLC 1.96% of their portfolio SANDY, UT 374,347374.3k $7.0m $7.0m 1.96% Reduced -32.4k -32,439
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 358,232358.2k $6.7m $6.7m 0.01% Added +24.6k +24,630
28 FLAGSTAR SECURITIES, INC 1.71% of their portfolio New York, NY 357,513357.5k $6.7m $6.7m 1.71% Added +14.3k +14,268
29 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 313,105313.1k $5.9m $5.9m 0.01% Reduced -152.2k -152,178
30 INTEGRITY ALLIANCE, LLC. 0.21% of their portfolio Urbandale, IA 282,071282.1k $5.3m $5.3m 0.21% Added +175.8k +175,802
31 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 274,930274.9k $5.1m $5.1m 0.10% Added +19.9k +19,891
32 VISTA INVESTMENT MANAGEMENT 1.88% of their portfolio PITTSBURGH, PA 256,770256.8k $4.8m $4.8m 1.88% Added +3.9k +3,873
33 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 242,909242.9k $4.5m $4.5m 0.00% Reduced -2.7k -2,666
34 Wayfinding Financial, LLC 1.68% of their portfolio LYNNWOOD, WA 205,329205.3k $3.8m $3.8m 1.68% Added +51.2k +51,187
35 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 195,223195.2k $3.7m $3.7m 0.01% Added +43.1k +43,098
36 ELEVATION WEALTH PARTNERS, LLC 1.49% of their portfolio WALNUT CREEK, CA 184,895184.9k $3.5m $3.5m 1.49% Reduced -6.3k -6,267
37 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 182,290182.3k $3.4m $3.4m 0.01% Reduced -6.1k -6,095
38 SHELTON WEALTH MANAGEMENT, LLC 1.77% of their portfolio FORT WORTH, TX 165,722165.7k $3.1m $3.1m 1.77% Added +8.5k +8,503
39 CWM, LLC 0.01% of their portfolio OMAHA, NE 164,999165.0k $3.1m $3.1m 0.01% Added +5.1k +5,148
40 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 161,296161.3k $3.0m $3.0m 0.02% Added +6.3k +6,305
41 MARSHALL INVESTMENT MANAGEMENT, LLC 1.83% of their portfolio LITTLETON, CO 157,523157.5k $2.9m $2.9m 1.83% Reduced -24.5k -24,457
42 1776 Wealth LLC 1.31% of their portfolio ATLANTA, GA 151,948151.9k $2.8m $2.8m 1.31% Reduced -22 -22
43 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 149,203149.2k $2.8m $2.8m 0.08% Added +53.8k +53,806
44 WEDBUSH SECURITIES INC 0.10% of their portfolio PASADENA, CA 149,037149.0k $2.8m $2.8m 0.10% Added +3.5k +3,468
45 VICTORY FINANCIAL GROUP, LLC 0.53% of their portfolio AUSTIN, TX 147,088147.1k $2.8m $2.8m 0.53% Added +102.2k +102,169
46 Welch & Forbes LLC 0.04% of their portfolio Boston, MA 146,708146.7k $2.7m $2.7m 0.04% Reduced -28.4k -28,443
47 PRINCIPAL SECURITIES, INC. 0.06% of their portfolio DES MOINES, IA 137,257137.3k $2.6m $2.6m 0.06% Unchanged
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 135,422135.4k $2.5m $2.5m 0.00% Reduced -498 -498
49 Synergy Investment Management, LLC 1.04% of their portfolio ALTAMONTE SPRINGS, FL 133,281133.3k $2.5m $2.5m 1.04% New
50 BEACON FINANCIAL GROUP 0.27% of their portfolio DALLAS, TX 130,516130.5k $2.4m $2.4m 0.27% Reduced -3.2k -3,200
51 Composition Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 128,187128.2k $2.4m $2.4m 0.05% Reduced -13.0k -13,026
52 Veridan Wealth LLC 1.04% of their portfolio WEST LINN, OR 123,022123.0k $2.3m $2.3m 1.04% Added +3.8k +3,818
53 WINEBRENNER CAPITAL MANAGEMENT LLC 2.06% of their portfolio LOUISVILLE, KY 122,074122.1k $2.3m $2.3m 2.06% Reduced -168 -168
54 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 116,024116.0k $2.2m $2.2m 0.03% Added +29.6k +29,609
55 SUTTON PLACE INVESTORS LLC 1.46% of their portfolio ARMONK, NY 115,978116.0k $2.2m $2.2m 1.46% Unchanged
56 Keebeck Wealth Management 0.30% of their portfolio Chicago, IL 109,750109.8k $2.1m $2.1m 0.30% Unchanged
57 Financial Advocates Investment Management 0.14% of their portfolio OLYMPIA, WA 108,260108.3k $2.0m $2.0m 0.14% Reduced -1.4k -1,379
58 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 101,718101.7k $1.9m $1.9m 0.00% Reduced -85.7k -85,682
59 McAdam, LLC 0.11% of their portfolio Philadelphia, PA 96,96297.0k $1.8m $1.8m 0.11% Added +27.2k +27,230
60 COMERICA BANK 0.01% of their portfolio DALLAS, TX 90,92090.9k $1.7m $1.7m 0.01% Added +15.1k +15,103
61 Western Wealth Management, LLC 0.11% of their portfolio GOLDEN, CO 90,19790.2k $1.7m $1.7m 0.11% Added +1.1k +1,092
62 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 84,30084.3k $1.6m $1.6m 0.00% Reduced -33.3k -33,306
63 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 82,32382.3k $1.5m $1.5m 0.01% Added +1.3k +1,333
64 Walker Asset Management, LLC 0.93% of their portfolio SPRINGFIELD, MO 82,20082.2k $1.5m $1.5m 0.93% Reduced -1.2k -1,190
65 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 78,74978.7k $1.5m $1.5m 0.01% Added +8.4k +8,407
66 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 78,51078.5k $1.5m $1.5m 0.02% Reduced -54.8k -54,821
67 Lakeridge Wealth Management LLC 0.73% of their portfolio MENTOR, OH 77,55277.6k $1.5m $1.5m 0.73% Added +2.5k +2,478
68 Jaffetilchin Investment Partners, LLC 0.10% of their portfolio TAMPA, FL 74,76274.8k $1.4m $1.4m 0.10% Added +304 +304
69 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio CEDAR RAPIDS, IA 74,18574.2k $1.4m $1.4m 0.11% Added +495 +495
70 Visionary Wealth Advisors 0.08% of their portfolio O'FALLON, IL 73,72973.7k $1.4m $1.4m 0.08% New
71 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 73,24873.2k $1.4m $1.4m 0.04% Reduced -3.6k -3,641
72 FWL INVESTMENT MANAGEMENT, LLC 0.51% of their portfolio Dallas, TX 73,02473.0k $1.4m $1.4m 0.51% Reduced -1.8k -1,805
73 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 72,09772.1k $1.3m $1.3m 0.03% Reduced -8.4k -8,450
74 Platform Technology Partners 0.38% of their portfolio NEW YORK, NY 70,22570.2k $1.3m $1.3m 0.38% Added +4.8k +4,770
75 Princeton Global Asset Management LLC 0.26% of their portfolio PRINCETON, NJ 69,33969.3k $1.3m $1.3m 0.26% Reduced -8.8k -8,798
76 PARK NATIONAL CORP /OH/ 0.05% of their portfolio NEWARK, OH 67,55567.6k $1.3m $1.3m 0.05% Added +6.6k +6,575
77 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 64,89064.9k $1.2m $1.2m 0.05% Added +182 +182
78 United Capital Management of KS, Inc. 0.25% of their portfolio SALINA, KS 63,54163.5k $1.2m $1.2m 0.25% Added +927 +927
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 63,24263.2k $1.2m $1.2m 0.00% Added +28.3k +28,267
80 LANARK FINANCIAL, INC. 0.10% of their portfolio BIRMINGHAM, AL 62,81162.8k $1.2m $1.2m 0.10% Added +62.8k +62,796
81 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 58,92758.9k $1.1m $1.1m 0.02% Added +2.1k +2,106
82 Beacon Financial Advisory LLC 0.33% of their portfolio CLEVELAND, OH 58,53158.5k $1.1m $1.1m 0.33% Added +13.3k +13,335
83 Sovran Advisors, LLC 0.13% of their portfolio SAN DIEGO, CA 55,64855.6k $1.0m $1.0m 0.13% Added +6.4k +6,416
84 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 54,97055.0k $1.0m $1.0m 0.05% Added +1.1k +1,135
85 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 53,25653.3k $995.9k $995.9k 0.03% Added +9.2k +9,199
86 Magnus Financial Group LLC 0.10% of their portfolio NEW YORK, NY 53,18053.2k $994.5k $994.5k 0.10% Added +917 +917
87 TWIN PEAKS WEALTH ADVISORS, LLC 0.43% of their portfolio SAN FRANCISCO, CA 51,54951.5k $937.2k $937.2k 0.43% Reduced -2.4k -2,379
88 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 50,86050.9k $951.1k $951.1k 0.02% Added +3.6k +3,585
89 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 50,83650.8k $950.6k $950.6k 0.05% Added +16.0k +16,005
90 HICKORY ASSET MANAGEMENT, INC. 0.81% of their portfolio Concord, OH 48,98449.0k $916.0k $916.0k 0.81% Added +373 +373
91 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 45,67945.7k $854.2k $854.2k 0.03% Reduced -63.9k -63,856
92 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 44,92244.9k $840.0k $840.0k 0.01% Added +1.1k +1,115
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 43,36443.4k $810.9k $810.9k 0.00% Added +11.2k +11,206
94 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 43,31243.3k $810.0k $810.0k 0.00% Reduced -3.1k -3,099
95 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 43,18343.2k $805.8k $805.8k 0.00% Reduced -16.2k -16,167
96 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 42,97743.0k $803.7k $803.7k 0.01% Reduced -79.2k -79,156
97 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 41,46041.5k $775.3k $775.3k 0.02% Reduced -9.0k -9,012
98 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 39,87839.9k $745.7k $745.7k 0.00% Added +15.2k +15,207
99 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 37,99938.0k $710.6k $710.6k 0.00% Added +12.5k +12,470
100 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 37,79137.8k $706.7k $706.7k 0.03% Added +1.8k +1,790