Vault-13

FIRST TR EXCH TRADED FD III FPEI

INSTL PFD SECS · ETP · CUSIP 33739P855

187 institutional holders +22 vs Q3 2024
64,522,82264.5m shares reported held*
$1.2bnreported value*
21 new 84 added 47 reduced 7 sold out net bought ≈ $55.2m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($87.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.75.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 110Q4 22: 136Q1 23: 143Q2 23: 138Q3 23: 136Q4 23: 156Q1 24: 154Q2 24: 168Q3 24: 165Q4 24: 187187Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022110
Q4 2022136
Q1 2023143
Q2 2023138
Q3 2023136
Q4 2023156
Q1 2024154
Q2 2024168
Q3 2024165
Q4 2024187

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 90 bought or addedQ1 23: 54 cut or sold outQ2 23: 71 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 74 cut or sold outQ4 23: 71 bought or addedQ4 23: 69 cut or sold outQ4 23Q1 24: 90 bought or addedQ1 24: 67 cut or sold outQ2 24: 91 bought or addedQ2 24: 70 cut or sold outQ2 24Q3 24: 89 bought or addedQ3 24: 65 cut or sold outQ4 24: 105 bought or addedQ4 24: 54 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20239054
Q2 20237177
Q3 20235774
Q4 20237169
Q1 20249067
Q2 20249170
Q3 20248965
Q4 202410554

Biggest buyers

MORGAN STANLEY Added +793,033+793.0k
LPL Financial LLC Added +641,323+641.3k
UBS Group AG Added +380,818+380.8k
STONEBRIDGE ADVISORS LLC New +367,239+367.2k
Fifth Third Securities, Inc. New +347,692+347.7k
Synergy Asset Management, LLC New +264,352+264.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +198,201+198.2k
Citizens Business Bank New +179,510+179.5k
FIRST TRUST ADVISORS LP Added +171,784+171.8k
Focus Partners Wealth Added +157,884+157.9k

Biggest sellers

Key Financial Inc Reduced -525,646-525.6k
BANK OF AMERICA CORP /DE/ Reduced -454,571-454.6k
RENAISSANCE TECHNOLOGIES LLC Reduced -393,036-393.0k
JPMORGAN CHASE & CO Reduced -281,594-281.6k
Summit Wealth Partners, LLC Reduced -146,453-146.5k
Citizens Business Bank Reduced -138,855-138.9k
PRUDENTIAL FINANCIAL INC Sold out -128,572-128.6k
JANE STREET GROUP, LLC Sold out -76,998-77.0k
OSAIC HOLDINGS, INC. Reduced -71,092-71.1k
Essex LLC Reduced -36,533-36.5k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 15,797,94015.8m $295.4m $295.4m 0.02% Added +793.0k +793,033
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 8,326,3368.3m $155.7m $155.7m 0.03% Added +380.8k +380,818
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,491,6904.5m $84.0m $84.0m 0.01% Reduced -454.6k -454,571
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 3,518,4523.5m $65.8m $65.8m 0.03% Added +641.3k +641,323
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,979,6523.0m $55.7m $55.7m 0.01% Added +48.8k +48,838
6 SMITH CHAS P & ASSOCIATES PA CPAS 2.32% of their portfolio LAKELAND, FL 2,158,3732.2m $40.4m $40.4m 2.32% Added +39.0k +39,037
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,087,8442.1m $39.0m $39.0m 0.01% Added +54.5k +54,519
8 NewEdge Advisors, LLC 0.23% of their portfolio NEW ORLEANS, LA 2,040,5092.0m $38.2m $38.2m 0.23% Added +153.0k +152,967
9 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,968,2872.0m $36.8m $36.8m 0.01% First filing
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,586,2581.6m $29.7m $29.7m 0.00% Reduced -281.6k -281,594
11 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 1,065,8921.1m $19.9m $19.9m 0.03% Added +41.9k +41,898
12 Legacy Edge Advisors, LLC 2.53% of their portfolio SYOSSET, NY 851,036851.0k $15.9m $15.9m 2.53% Added +103.7k +103,665
13 Essex LLC 3.30% of their portfolio DEER PARK, IL 840,706840.7k $15.7m $15.7m 3.30% Reduced -36.5k -36,533
14 Citizens Business Bank 2.86% of their portfolio ONTARIO, CA 818,031818.0k $15.3m $15.3m 2.86% Reduced -138.9k -138,855
15 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 766,385766.4k $14.3m $14.3m 0.03% Added +144.4k +144,403
16 ADAMSBROWN WEALTH CONSULTANTS LLC 4.86% of their portfolio WICHITA, KS 762,208762.2k $14.3m $14.3m 4.86% Added +103.9k +103,885
17 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 703,472703.5k $13.2m $13.2m 0.03% Reduced -71.1k -71,092
18 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 661,475661.5k $12.4m $12.4m 0.03% Added +154.1k +154,054
19 FUKOKU MUTUAL LIFE INSURANCE Co 0.83% of their portfolio TOKYO, M0 620,000620.0k $11.6m $11.6m 0.83% Unchanged
20 CITIZENS FINANCIAL GROUP INC/RI 0.21% of their portfolio PROVIDENCE, RI 582,266582.3k $10.9m $10.9m 0.21% Reduced -35.6k -35,584
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 465,283465.3k $8.7m $8.7m 0.01% Added +198.2k +198,201
22 Key Financial Inc 1.88% of their portfolio WEST CHESTER, PA 442,743442.7k $8.3m $8.3m 1.88% Reduced -525.6k -525,646
23 INTEGRAL INVESTMENT ADVISORS, INC. 2.56% of their portfolio TURLOCK, CA 422,190422.2k $7.9m $7.9m 2.56% Added +139.8k +139,757
24 Elevated Capital Advisors, LLC 2.07% of their portfolio SANDY, UT 406,786406.8k $7.6m $7.6m 2.07% Added +482 +482
25 STONEBRIDGE ADVISORS LLC 4.58% of their portfolio WILTON, CT 367,239367.2k $6.9m $6.9m 4.58% New
26 Fifth Third Securities, Inc. 0.53% of their portfolio Cincinnati, OH 347,692347.7k $6.2m $6.2m 0.53% New
27 FLAGSTAR SECURITIES, INC 1.60% of their portfolio New York, NY 343,245343.2k $6.4m $6.4m 1.60% Added +38.6k +38,629
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 333,602333.6k $6.2m $6.2m 0.01% Added +15.7k +15,738
29 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 332,020332.0k $6.2m $6.2m 0.04% Added +1.9k +1,927
30 Synergy Asset Management, LLC 0.38% of their portfolio VANCOUVER, WA 264,352264.4k $5.0m $5.0m 0.38% New
31 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 255,039255.0k $4.8m $4.8m 0.09% Added +29.3k +29,319
32 VISTA INVESTMENT MANAGEMENT 1.79% of their portfolio PITTSBURGH, PA 252,897252.9k $4.7m $4.7m 1.79% Added +11.0k +11,010
33 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 245,575245.6k $4.6m $4.6m 0.00% Added +171.8k +171,784
34 ELEVATION WEALTH PARTNERS, LLC 1.51% of their portfolio WALNUT CREEK, CA 191,162191.2k $3.6m $3.6m 1.51% Added +24.6k +24,591
35 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 188,385188.4k $3.5m $3.5m 0.01% Added +42.5k +42,511
36 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 187,400187.4k $3.5m $3.5m 0.00% Added +157.9k +157,884
37 MARSHALL INVESTMENT MANAGEMENT, LLC 2.04% of their portfolio LITTLETON, CO 181,980182.0k $3.5m $3.5m 2.04% First filing
38 Citizens Business Bank 0.63% of their portfolio ONTARIO, CA 179,510179.5k $3.4m $3.4m 0.63% New
39 Welch & Forbes LLC 0.04% of their portfolio Boston, MA 175,151175.2k $3.3m $3.3m 0.04% Reduced -479 -479
40 CWM, LLC 0.01% of their portfolio OMAHA, NE 159,851159.9k $3.0m $3.0m 0.01% Added +21.5k +21,491
41 SHELTON WEALTH MANAGEMENT, LLC 1.61% of their portfolio FORT WORTH, TX 157,219157.2k $2.9m $2.9m 1.61% Reduced -12.7k -12,723
42 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 154,991155.0k $2.9m $2.9m 0.02% Added +241 +241
43 Wayfinding Financial, LLC 1.54% of their portfolio LYNNWOOD, WA 154,142154.1k $2.9m $2.9m 1.54% Added +29.4k +29,416
44 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 152,125152.1k $2.8m $2.8m 0.00% Reduced -393.0k -393,036
45 1776 Wealth LLC 1.31% of their portfolio ATLANTA, GA 151,970152.0k $2.8m $2.8m 1.31% Reduced -1.3k -1,302
46 WEDBUSH SECURITIES INC 0.10% of their portfolio PASADENA, CA 145,569145.6k $2.7m $2.7m 0.10% Added +13.5k +13,478
47 Composition Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 141,213141.2k $2.6m $2.6m 0.05% Reduced -13.8k -13,837
48 PRINCIPAL SECURITIES, INC. 0.06% of their portfolio DES MOINES, IA 137,257137.3k $2.6m $2.6m 0.06% Added +14.4k +14,371
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 135,920135.9k $2.5m $2.5m 0.00% Added +1.2k +1,226
50 BEACON FINANCIAL GROUP 0.27% of their portfolio DALLAS, TX 133,716133.7k $2.5m $2.5m 0.27% Reduced -18.1k -18,111
51 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 133,331133.3k $2.5m $2.5m 0.03% Added +6.2k +6,206
52 WINEBRENNER CAPITAL MANAGEMENT LLC 1.76% of their portfolio LOUISVILLE, KY 122,242122.2k $2.3m $2.3m 1.76% First filing
53 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 122,133122.1k $2.3m $2.3m 0.02% Reduced -26.1k -26,082
54 Veridan Wealth LLC 1.04% of their portfolio WEST LINN, OR 119,204119.2k $2.2m $2.2m 1.04% First filing
55 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 117,606117.6k $2.2m $2.2m 0.01% Added +19.7k +19,696
56 SUTTON PLACE INVESTORS LLC 1.26% of their portfolio ARMONK, NY 115,978116.0k $2.2m $2.2m 1.26% Added +983 +983
57 Keebeck Wealth Management 0.30% of their portfolio Chicago, IL 109,750109.8k $2.1m $2.1m 0.30% Unchanged
58 Financial Advocates Investment Management 0.12% of their portfolio OLYMPIA, WA 109,639109.6k $2.1m $2.1m 0.12% Added +7.4k +7,418
59 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 109,535109.5k $2.0m $2.0m 0.08% Added +5.7k +5,730
60 INTEGRITY ALLIANCE, LLC. 0.22% of their portfolio Urbandale, IA 106,269106.3k $2.0m $2.0m 0.22% First filing
61 Asset Allocation Strategies LLC 0.42% of their portfolio FARMINGTON, MI 97,21997.2k $1.7m $1.7m 0.42% New
62 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 95,39795.4k $1.8m $1.8m 0.05% Added +47.0k +46,966
63 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 89,10589.1k $1.7m $1.7m 0.09% Added +4.0k +4,040
64 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 86,41586.4k $1.6m $1.6m 0.02% Added +20.7k +20,723
65 Walker Asset Management, LLC 0.96% of their portfolio SPRINGFIELD, MO 83,39083.4k $1.6m $1.6m 0.96% Added +1.0k +1,000
66 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 80,99081.0k $1.5m $1.5m 0.01% Added +6.1k +6,074
67 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.04% of their portfolio Seattle, WA 80,54780.5k $1.5m $1.5m 0.04% Added +78 +78
68 Princeton Global Asset Management LLC 0.27% of their portfolio PRINCETON, NJ 78,13778.1k $1.5m $1.5m 0.27% Reduced -43 -43
69 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 76,88976.9k $1.4m $1.4m 0.05% Added +2.3k +2,343
70 COMERICA BANK 0.01% of their portfolio DALLAS, TX 75,81775.8k $1.4m $1.4m 0.01% Added +2.0k +1,987
71 Lakeridge Wealth Management LLC 0.73% of their portfolio MENTOR, OH 75,07475.1k $1.4m $1.4m 0.73% Added +3.3k +3,303
72 FWL INVESTMENT MANAGEMENT, LLC 0.51% of their portfolio Dallas, TX 74,82974.8k $1.4m $1.4m 0.51% Added +3.3k +3,288
73 Jaffetilchin Investment Partners, LLC 0.10% of their portfolio TAMPA, FL 74,45874.5k $1.4m $1.4m 0.10% Added +29.5k +29,489
74 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.10% of their portfolio CEDAR RAPIDS, IA 73,69073.7k $1.4m $1.4m 0.10% Added +2.5k +2,535
75 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 70,34270.3k $1.3m $1.3m 0.00% Added +24.5k +24,488
76 McAdam, LLC 0.07% of their portfolio Philadelphia, PA 69,73269.7k $1.3m $1.3m 0.07% Added +52.4k +52,413
77 Platform Technology Partners 0.37% of their portfolio NEW YORK, NY 65,45565.5k $1.2m $1.2m 0.37% Reduced -21.3k -21,334
78 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 64,70864.7k $1.2m $1.2m 0.05% Added +11.8k +11,784
79 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 63,80963.8k $1.2m $1.2m 0.02% New
80 United Capital Management of KS, Inc. 0.21% of their portfolio SALINA, KS 62,61462.6k $1.2m $1.2m 0.21% Added +3.9k +3,883
81 PARK NATIONAL CORP /OH/ 0.04% of their portfolio NEWARK, OH 60,98061.0k $1.1m $1.1m 0.04% Added +48.6k +48,580
82 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 59,35059.4k $1.1m $1.1m 0.00% Added +17.4k +17,350
83 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 56,82156.8k $1.1m $1.1m 0.02% Added +656 +656
84 TWIN PEAKS WEALTH ADVISORS, LLC 0.43% of their portfolio SAN FRANCISCO, CA 53,92853.9k $1.0m $1.0m 0.43% Added +611 +611
85 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 53,83553.8k $1.0m $1.0m 0.05% Added +575 +575
86 Magnus Financial Group LLC 0.09% of their portfolio NEW YORK, NY 52,26352.3k $977.3k $977.3k 0.09% Added +8.1k +8,138
87 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 50,47250.5k $943.8k $943.8k 0.03% Reduced -25.8k -25,818
88 Sovran Advisors, LLC 0.13% of their portfolio SAN DIEGO, CA 49,23249.2k $914.2k $914.2k 0.13% First filing
89 HICKORY ASSET MANAGEMENT, INC. 0.77% of their portfolio Concord, OH 48,61148.6k $909.0k $909.0k 0.77% First filing
90 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 47,27547.3k $884.0k $884.0k 0.02% Added +4.4k +4,433
91 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 46,41146.4k $868.0k $868.0k 0.00% Reduced -5.7k -5,695
92 Beacon Financial Advisory LLC 0.27% of their portfolio CLEVELAND, OH 45,19645.2k $845.2k $845.2k 0.27% Added +12.3k +12,261
93 VICTORY FINANCIAL GROUP, LLC 0.22% of their portfolio AUSTIN, TX 44,91944.9k $840.0k $840.0k 0.22% First filing
94 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 44,05744.1k $823.9k $823.9k 0.03% Added +10.0k +9,965
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 43,80743.8k $819.2k $819.2k 0.01% Reduced -6.2k -6,169
96 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 43,75543.8k $818.0k $818.0k 0.00% Added +27.4k +27,414
97 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 36,94436.9k $690.9k $690.9k 0.01% Added +7.1k +7,108
98 Forum Private Client Group LLC 0.30% of their portfolio FISHERS, IN 36,19036.2k $676.8k $676.8k 0.30% Reduced -1.8k -1,788
99 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 36,00136.0k $673.2k $673.2k 0.04% Reduced -1.5k -1,540
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 34,97535.0k $654.0k $654.0k 0.00% Added +12.3k +12,333