Vault-13

FIRST TR EXCH TRADED FD III FTLS

LNG/SHT EQUITY · ETP · CUSIP 33739P103

187 institutional holders +20 vs Q1 2024
16,820,49316.8m shares reported held*
$1.1bnreported value*
29 new 98 added 43 reduced 12 sold out net sold ≈ $200.7m (-3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $62.80. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 100Q4 22: 119Q1 23: 121Q2 23: 135Q3 23: 143Q4 23: 161Q1 24: 167Q2 24: 187187Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022100
Q4 2022119
Q1 2023121
Q2 2023135
Q3 2023143
Q4 2023161
Q1 2024167
Q2 2024187

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 65 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 63 cut or sold outQ2 23: 80 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 53 cut or sold outQ4 23: 89 bought or addedQ4 23: 65 cut or sold outQ4 23Q1 24: 104 bought or addedQ1 24: 70 cut or sold outQ2 24: 127 bought or addedQ2 24: 55 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226542
Q1 20235963
Q2 20238046
Q3 20238553
Q4 20238965
Q1 202410470
Q2 202412755

Biggest buyers

AMERIPRISE FINANCIAL INC New +950,335+950.3k
LPL Financial LLC Added +335,072+335.1k
Raymond James Financial Services Advisors, Inc. Added +121,295+121.3k
Beacon Harbor Wealth Advisors, Inc. New +120,765+120.8k
EdgeRock Capital LLC New +88,267+88.3k
PERSONAL CFO SOLUTIONS, LLC New +59,986+60.0k
Prostatis Group LLC New +59,184+59.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +48,264+48.3k
FLAGSHIP HARBOR ADVISORS, LLC Added +45,478+45.5k
OSAIC HOLDINGS, INC. Added +44,279+44.3k

Biggest sellers

MORGAN STANLEY Reduced -5,415,118-5.4m
HighTower Advisors, LLC Reduced -72,496-72.5k
JANE STREET GROUP, LLC Sold out -59,492-59.5k
RiverTree Advisors, LLC Reduced -28,769-28.8k
Anfield Capital Management, LLC Sold out -27,664-27.7k
Cedar Brook Financial Partners, LLC Sold out -22,884-22.9k
UBS Group AG Reduced -20,811-20.8k
LINCOLN NATIONAL CORP Sold out -20,790-20.8k
CITADEL ADVISORS LLC Sold out -17,984-18.0k
Grant/GrossMendelsohn, LLC Reduced -13,345-13.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,448,2494.4m $278.4m $278.4m 0.02% Reduced -5.4m -5,415,118
2 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,677,8791.7m $105.0m $105.0m 0.03% Added +34.3k +34,340
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,562,0091.6m $97.8m $97.8m 0.05% Added +335.1k +335,072
4 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 950,335950.3k $59.5m $59.5m 0.02% New
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 522,659522.7k $32.7m $32.7m 0.01% Added +19.9k +19,922
6 CENTRAL TRUST Co 0.61% of their portfolio JEFFERSON CITY, MO 397,703397.7k $24.9m $24.9m 0.61% Added +29.0k +29,044
7 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 392,377392.4k $24.6m $24.6m 0.04% Added +12.1k +12,107
8 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 316,306316.3k $19.8m $19.8m 0.05% Added +33.3k +33,263
9 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 312,882312.9k $19.6m $19.6m 0.13% Added +10.0k +10,020
10 Financial Enhancement Group LLC 2.73% of their portfolio ANDERSON, IN 270,368270.4k $16.9m $16.9m 2.73% Added +9.0k +9,012
11 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 218,389218.4k $13.7m $13.7m 0.03% Added +44.3k +44,279
12 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 196,752196.8k $12.3m $12.3m 0.02% Reduced -72.5k -72,496
13 Sweet Financial Partners, LLC 2.58% of their portfolio FAIRMONT, MN 180,308180.3k $11.3m $11.3m 2.58% Added +2.4k +2,385
14 WealthPLAN Partners, LLC 1.19% of their portfolio OMAHA, NE 177,054177.1k $11.1m $11.1m 1.19% Reduced -2.5k -2,493
15 Cornerstone Planning Group LLC 3.01% of their portfolio FAIRFIELD, NJ 173,039173.0k $10.5m $10.5m 3.01% Added +11.5k +11,475
16 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 172,652172.7k $10.8m $10.8m 0.04% Added +20.9k +20,896
17 WORLD EQUITY GROUP, INC. 2.79% of their portfolio SCHAUMBURG, IL 149,519149.5k $9.4m $9.4m 2.79% Added +3.2k +3,187
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 139,321139.3k $8.7m $8.7m 0.01% Added +121.3k +121,295
19 Modern Wealth Management, LLC 0.63% of their portfolio KANSAS CITY, MO 135,628135.6k $8.5m $8.5m 0.63% Added +4.1k +4,062
20 Centric Wealth Management 2.32% of their portfolio CHICAGO, IL 129,394129.4k $8.1m $8.1m 2.32% Added +2.6k +2,596
21 WealthPlan Investment Management, LLC 1.19% of their portfolio OMAHA, NE 125,417125.4k $7.8m $7.8m 1.19% Reduced -3.2k -3,222
22 Beacon Harbor Wealth Advisors, Inc. 1.97% of their portfolio VIRGINIA BEACH, VA 120,765120.8k $7.6m $7.6m 1.97% New
23 Philip James Wealth Mangement, LLC 4.83% of their portfolio MILTON, GA 116,001116.0k $7.3m $7.3m 4.83% Added +13.3k +13,294
24 LCNB CORP 2.50% of their portfolio LEBANON, OH 107,112107.1k $6.7m $6.7m 2.50% Added +11.4k +11,376
25 Cardinal Point Capital Management ULC 1.06% of their portfolio TORONTO, A6 97,25997.3k $6.1m $6.1m 1.06% Added +1.3k +1,275
26 Compound Planning, Inc. 0.44% of their portfolio NEW YORK, NY 95,95596.0k $6.0m $6.0m 0.44% Added +31.7k +31,684
27 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 95,69695.7k $6.0m $6.0m 0.02% Reduced -4.0k -3,995
28 FOCUS Wealth Advisors, LLC 3.03% of their portfolio HOUSTON, TX 94,37594.4k $5.9m $5.9m 3.03% Added +5.3k +5,253
29 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 91,50391.5k $5.7m $5.7m 0.06% Added +2.7k +2,673
30 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 91,50391.5k $5.7m $5.7m 0.06% Added +2.7k +2,673
31 Brio Consultants, LLC 0.92% of their portfolio SAN FRANCISCO, CA 89,14089.1k $5.6m $5.6m 0.92% Reduced -1.2k -1,220
32 EdgeRock Capital LLC 4.28% of their portfolio DENVER, CO 88,26788.3k $5.5m $5.5m 4.28% New
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 85,07985.1k $5.3m $5.3m 0.01% Added +5.7k +5,683
34 Richard P Slaughter Associates Inc 1.17% of their portfolio AUSTIN, TX 79,10279.1k $5.0m $5.0m 1.17% Added +6.3k +6,331
35 Sowell Financial Services LLC 0.23% of their portfolio NORTH LITTLE ROCK, AR 77,98178.0k $4.9m $4.9m 0.23% Added +12.3k +12,341
36 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 75,65775.7k $4.7m $4.7m 0.02% Reduced -3.0k -2,985
37 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 74,15874.2k $4.6m $4.6m 0.01% Added +8.6k +8,598
38 Live Oak Investment Partners 3.74% of their portfolio AUSTIN, TX 72,27072.3k $4.5m $4.5m 3.74% First filing
39 FLAGSHIP HARBOR ADVISORS, LLC 0.27% of their portfolio BOSTON, MA 71,26671.3k $4.5m $4.5m 0.27% Added +45.5k +45,478
40 Belpointe Asset Management LLC 0.25% of their portfolio RENO, NV 70,21870.2k $3.7m $3.7m 0.25% Added +11.0k +10,955
41 IHT Wealth Management, LLC 0.14% of their portfolio Chicago, IL 60,95261.0k $3.8m $3.8m 0.14% Added +5.6k +5,582
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 60,62460.6k $3.8m $3.8m 0.01% Added +48.3k +48,264
43 PERSONAL CFO SOLUTIONS, LLC 0.58% of their portfolio CHESTER, NJ 59,98660.0k $3.8m $3.8m 0.58% New
44 RiverTree Advisors, LLC 2.55% of their portfolio WINTER PARK, FL 59,65159.7k $3.7m $3.7m 2.55% Reduced -28.8k -28,769
45 Prostatis Group LLC 1.31% of their portfolio HANOVER, MD 59,18459.2k $3.7m $3.7m 1.31% New
46 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 57,57157.6k $3.6m $3.6m 0.01% Added +2.2k +2,158
47 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 57,28857.3k $3.6m $3.6m 0.03% Added +20.1k +20,056
48 VIAWEALTH, LLC 2.18% of their portfolio Leawood, KS 56,19156.2k $3.5m $3.5m 2.18% Added +5.5k +5,546
49 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 53,95254.0k $3.4m $3.4m 0.04% Added +8.0k +7,978
50 ACAS, LLC 2.95% of their portfolio RANCHO SANTA FE, CA 53,79953.8k $3.4m $3.4m 2.95% Reduced -3.8k -3,786
51 LFA - Lugano Financial Advisors SA 2.48% of their portfolio LUGANO, V8 51,96752.0k $3.3m $3.3m 2.48% Added +2.3k +2,345
52 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 49,15249.2k $3.1m $3.1m 0.05% Added +17.7k +17,712
53 Sigma Planning Corp 0.09% of their portfolio ANN ARBOR, MI 47,43047.4k $3.0m $3.0m 0.09% Reduced -1.1k -1,142
54 Koshinski Asset Management, Inc. 0.27% of their portfolio DECATUR, IL 46,46946.5k $2.9m $2.9m 0.27% Reduced -477 -477
55 Stegent Equity Advisors, Inc. 2.97% of their portfolio HOUSTON, TX 45,53545.5k $2.9m $2.9m 2.97% Added +1.3k +1,297
56 Darwin Wealth Management, LLC 1.29% of their portfolio TAMPA, FL 41,50141.5k $2.6m $2.6m 1.29% Reduced -163 -163
57 Authentikos Wealth Advisory, LLC 2.47% of their portfolio MORGAN HILL, CA 40,85440.9k $2.6m $2.6m 2.47% Added +6.1k +6,100
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,29640.3k $2.5m $2.5m 0.00% New
59 Owen LaRue, LLC 1.46% of their portfolio ELIZABETHTOWN, KY 37,63737.6k $2.4m $2.4m 1.46% Added +13.9k +13,943
60 CITIZENS FINANCIAL GROUP INC/RI 0.05% of their portfolio PROVIDENCE, RI 36,51736.5k $2.3m $2.3m 0.05% Unchanged
61 Grant/GrossMendelsohn, LLC 1.04% of their portfolio Baltimore, MD 36,35336.4k $2.3m $2.3m 1.04% Reduced -13.3k -13,345
62 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 36,03036.0k $2.3m $2.3m 0.01% Added +4.0k +3,988
63 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 34,83034.8k $2.2m $2.2m 0.01% Added +3.7k +3,744
64 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 33,92033.9k $2.1m $2.1m 0.02% Added +8.3k +8,348
65 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 33,11333.1k $2.0m $2.0m 0.01% First filing
66 TAP Consulting, LLC 0.43% of their portfolio KIRKWOOD, MO 32,68932.7k $2.0m $2.0m 0.43% Added +710 +710
67 Onyx Bridge Wealth Group LLC 0.33% of their portfolio TARRYTOWN, NY 31,76331.8k $2.0m $2.0m 0.33% Reduced -1.4k -1,352
68 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 31,61531.6k $2.0m $2.0m 0.01% Added +550 +550
69 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 30,35030.4k $1.9m $1.9m 0.00% Reduced -1.7k -1,740
70 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 30,31230.3k $1.9m $1.9m 0.05% Added +9.1k +9,131
71 Patten Group, Inc. 0.44% of their portfolio CHATTANOOGA, TN 29,99930.0k $1.9m $1.9m 0.44% Added +5.9k +5,892
72 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 28,93228.9k $1.8m $1.8m 0.00% Added +10.6k +10,644
73 Virtue Capital Management, LLC 0.30% of their portfolio BRENTWOOD, TN 27,99728.0k $1.8m $1.8m 0.30% Added +540 +540
74 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 27,21927.2k $1.7m $1.7m 0.02% Added +14.9k +14,887
75 OLD NATIONAL BANCORP /IN/ 0.04% of their portfolio EVANSVILLE, IN 27,10227.1k $1.7m $1.7m 0.04% Reduced -49 -49
76 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 26,13026.1k $1.6m $1.6m 0.01% Reduced -722 -722
77 Provident Wealth Management, LLC 0.58% of their portfolio BRENTWOOD, TN 25,11625.1k $1.6m $1.6m 0.58% Reduced -8.0k -8,033
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 25,09525.1k $1.6m $1.6m 0.03% Added +160 +160
79 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 25,04725.0k $1.6m $1.6m 0.02% Reduced -1.3k -1,346
80 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 24,58224.6k $1.5m $1.5m 0.05% Added +3.9k +3,934
81 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,86423.9k $1.5m $1.5m 0.00% Added +1.1k +1,090
82 Insight Advisors, LLC/ PA 0.27% of their portfolio Newtown, PA 23,82023.8k $1.5m $1.5m 0.27% Reduced -9.3k -9,308
83 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 23,15523.2k $1.4m $1.4m 0.02% Added +5.5k +5,501
84 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.04% of their portfolio LOS ANGELES, CA 22,91622.9k $1.4m $1.4m 0.04% New
85 Stratos Wealth Advisors, LLC 0.07% of their portfolio BEACHWOOD, OH 22,80422.8k $1.4m $1.4m 0.07% Added +1.6k +1,563
86 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 22,79122.8k $1.4m $1.4m 0.07% Reduced -10.0k -10,010
87 Ascentis Independent Advisors 0.29% of their portfolio DALLAS, TX 22,00022.0k $1.4m $1.4m 0.29% First filing
88 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 21,99522.0k $1.4m $1.4m 0.02% Added +1.1k +1,134
89 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 21,18421.2k $1.3m $1.3m 0.00% Added +6.7k +6,701
90 CWM, LLC 0.01% of their portfolio OMAHA, NE 21,10821.1k $1.3m $1.3m 0.01% Reduced -891 -891
91 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 20,90420.9k $1.3m $1.3m 0.05% Added +15.0k +14,968
92 Laidlaw Wealth Management LLC 0.71% of their portfolio NEW YORK CITY, NY 20,71020.7k $1.3m $1.3m 0.71% Added +893 +893
93 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 20,02420.0k $1.3m $1.3m 0.01% Added +3.0k +3,009
94 RAYMOND JAMES TRUST N.A. 0.03% of their portfolio ST. PETERSBURG, FL 19,98820.0k $1.3m $1.3m 0.03% Added +4.3k +4,283
95 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,96020.0k $1.2m $1.2m 0.00% Added +13.2k +13,220
96 FIRST CITIZENS BANK & TRUST CO 0.02% of their portfolio RALEIGH, NC 19,18919.2k $1.2m $1.2m 0.02% Added +65 +65
97 Optivise Advisory Services LLC 0.61% of their portfolio FRANKLIN, TN 18,18718.2k $1.1m $1.1m 0.61% First filing
98 SMART Wealth LLC 0.45% of their portfolio Omaha, NE 17,68217.7k $1.1m $1.1m 0.45% Added +432 +432
99 Cooper Financial Group 0.15% of their portfolio IRVINE, CA 16,71116.7k $1.0m $1.0m 0.15% Added +298 +298
100 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 16,69916.7k $1.0m $1.0m 0.04% Reduced -495 -495