Vault-13

FIRST TR EXCH TRADED FD III FMB

MANAGD MUN ETF · ETP · CUSIP 33739N108

312 institutional holders +8 vs Q3 2024
29,727,58129.7m shares reported held*
$1.5bnreported value*
25 new 126 added 110 reduced 24 sold out net sold ≈ $17.4m (-456.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($650.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.99.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 287Q4 22: 276Q1 23: 273Q2 23: 277Q3 23: 275Q4 23: 299Q1 24: 297Q2 24: 300Q3 24: 304Q4 24: 312312Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022287
Q4 2022276
Q1 2023273
Q2 2023277
Q3 2023275
Q4 2023299
Q1 2024297
Q2 2024300
Q3 2024304
Q4 2024312

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 149 bought or addedQ1 23: 114 cut or sold outQ2 23: 130 bought or addedQ2 23: 131 cut or sold outQ2 23Q3 23: 119 bought or addedQ3 23: 143 cut or sold outQ4 23: 121 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 146 bought or addedQ1 24: 134 cut or sold outQ2 24: 134 bought or addedQ2 24: 148 cut or sold outQ2 24Q3 24: 152 bought or addedQ3 24: 135 cut or sold outQ4 24: 151 bought or addedQ4 24: 134 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023149114
Q2 2023130131
Q3 2023119143
Q4 2023121155
Q1 2024146134
Q2 2024134148
Q3 2024152135
Q4 2024151134

Biggest buyers

Independent Advisor Alliance New +290,714+290.7k
Focus Partners Advisor Solutions, LLC Added +129,301+129.3k
Larson Financial Group LLC Added +85,293+85.3k
OLD MISSION CAPITAL LLC New +62,888+62.9k
UBS Group AG Added +51,260+51.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +48,986+49.0k
Cambridge Investment Research Advisors, Inc. Added +48,819+48.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +47,710+47.7k
JONES FINANCIAL COMPANIES LLLP Added +47,587+47.6k
CWM, LLC Added +45,275+45.3k

Biggest sellers

JPMORGAN CHASE & CO Reduced -619,166-619.2k
LPL Financial LLC Reduced -405,595-405.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -114,208-114.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -107,364-107.4k
OSAIC HOLDINGS, INC. Reduced -83,949-83.9k
Avantax Planning Partners, Inc. Reduced -72,172-72.2k
INVENIO WEALTH PARTNERS LLC Sold out -63,865-63.9k
WELLS FARGO & COMPANY/MN Reduced -42,711-42.7k
Sequoia Financial Advisors, LLC Reduced -41,823-41.8k
Southland Equity Partners LLC Reduced -29,468-29.5k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,139,9113.1m $160.2m $160.2m 0.01% Added +9.1k +9,064
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,405,3232.4m $122.7m $122.7m 0.03% Reduced -42.7k -42,711
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,101,7762.1m $107.2m $107.2m 0.04% Reduced -405.6k -405,595
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,729,9741.7m $88.2m $88.2m 0.01% Reduced -3.4k -3,447
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,721,4401.7m $87.8m $87.8m 0.02% Added +51.3k +51,260
6 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,150,3121.2m $58.7m $58.7m 0.02% First filing
7 Avantax Planning Partners, Inc. 1.20% of their portfolio DUBUQUE, IA 650,029650.0k $33.2m $33.2m 1.20% Reduced -72.2k -72,172
8 Composition Wealth, LLC 0.65% of their portfolio LOS ANGELES, CA 629,831629.8k $32.1m $32.1m 0.65% Added +30.0k +29,957
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 611,043611.0k $31.2m $31.2m 0.01% Reduced -16.9k -16,871
10 AVANTAX ADVISORY SERVICES, INC. 0.19% of their portfolio DALLAS, TX 604,941604.9k $30.9m $30.9m 0.19% Added +2.3k +2,306
11 CW Advisors, LLC 0.33% of their portfolio BOSTON, MA 466,653466.7k $23.8m $23.8m 0.33% Reduced -10.3k -10,313
12 OneDigital Investment Advisors LLC 0.26% of their portfolio OVERLAND PARK, KS 436,357436.4k $22.3m $22.3m 0.26% Added +17.2k +17,192
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 425,679425.7k $21.7m $21.7m 0.01% Reduced -175 -175
14 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 346,708346.7k $17.7m $17.7m 0.02% Added +16.0k +15,963
15 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 319,710319.7k $16.3m $16.3m 0.03% Added +6.6k +6,564
16 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 312,954313.0k $16.0m $16.0m 0.10% Added +6.3k +6,298
17 Sequoia Financial Advisors, LLC 0.15% of their portfolio Akron, OH 312,772312.8k $16.0m $16.0m 0.15% Reduced -41.8k -41,823
18 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 309,212309.2k $15.8m $15.8m 0.02% Added +49.0k +48,986
19 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 308,349308.3k $15.7m $15.7m 0.04% Added +40.3k +40,338
20 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 300,843300.8k $15.3m $15.3m 0.05% Added +48.8k +48,819
21 Independent Advisor Alliance 0.20% of their portfolio CHARLOTTE, NC 290,714290.7k $14.8m $14.8m 0.20% New
22 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 287,497287.5k $14.7m $14.7m 0.03% Reduced -83.9k -83,949
23 RMR Wealth Builders 1.50% of their portfolio Montclair, NJ 284,204284.2k $14.5m $14.5m 1.50% Reduced -9 -9
24 ERn Financial, LLC 2.13% of their portfolio MIDDLETON, WI 278,866278.9k $14.2m $14.2m 2.13% Added +12.9k +12,923
25 Larson Financial Group LLC 0.73% of their portfolio ST LOUIS, MO 276,049276.0k $14.1m $14.1m 0.73% Added +85.3k +85,293
26 CWA Asset Management Group, LLC 0.59% of their portfolio NAPLES, FL 229,102229.1k $11.7m $11.7m 0.59% Reduced -22.8k -22,775
27 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 226,322226.3k $11.5m $11.5m 0.02% Reduced -7.2k -7,172
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 223,654223.7k $11.4m $11.4m 0.00% Reduced -619.2k -619,166
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 221,498221.5k $11.3m $11.3m 0.01% Added +47.7k +47,710
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 209,281209.3k $10.7m $10.7m 0.00% Added +5.6k +5,574
31 Frisch Financial Group, Inc. 3.17% of their portfolio MELVILLE, NY 205,414205.4k $10.5m $10.5m 3.17% Added +735 +735
32 GM Advisory Group, LLC 0.56% of their portfolio MELVILLE, NY 197,750197.8k $10.1m $10.1m 0.56% Reduced -1.1k -1,122
33 MOTCO 1.02% of their portfolio SAN ANTONIO, TX 195,399195.4k $10.0m $10.0m 1.02% Reduced -7.1k -7,121
34 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 193,768193.8k $9.9m $9.9m 0.05% Added +19.8k +19,765
35 VERUS CAPITAL PARTNERS, LLC 0.93% of their portfolio SCOTTSDALE, AZ 191,773191.8k $9.8m $9.8m 0.93% Reduced -9.9k -9,934
36 RFG Advisory, LLC 0.25% of their portfolio BIRMINGHAM, AL 176,020176.0k $9.0m $9.0m 0.25% Reduced -5.7k -5,723
37 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 172,642172.6k $8.8m $8.8m 0.02% Reduced -970 -970
38 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 155,857155.9k $8.0m $8.0m 0.01% Added +38.9k +38,906
39 Focus Partners Advisor Solutions, LLC 0.13% of their portfolio SAINT LOUIS, MO 150,146150.1k $7.7m $7.7m 0.13% Added +129.3k +129,301
40 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 144,199144.2k $7.4m $7.4m 0.04% Reduced -6.5k -6,474
41 Brady Martz Wealth Solutions, LLC 1.55% of their portfolio GRAND FORKS, ND 127,253127.3k $6.4m $6.4m 1.55% First filing
42 ARKANSAS FINANCIAL GROUP, INC. 1.02% of their portfolio LITTLE ROCK, AR 124,323124.3k $6.3m $6.3m 1.02% Added +2.0k +2,000
43 BCGM Wealth Management, LLC 1.95% of their portfolio LAFAYETTE, IN 120,773120.8k $6.2m $6.2m 1.95% Added +13.6k +13,574
44 JOURNEY STRATEGIC WEALTH LLC 0.23% of their portfolio SUMMIT, NJ 120,260120.3k $6.1m $6.1m 0.23% Added +15.9k +15,890
45 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 116,052116.1k $5.9m $5.9m 0.02% Added +578 +578
46 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 113,486113.5k $5.8m $5.8m 0.01% Reduced -9.2k -9,222
47 CWM, LLC 0.02% of their portfolio OMAHA, NE 106,125106.1k $5.4m $5.4m 0.02% Added +45.3k +45,275
48 First Heartland Consultants, Inc. 0.55% of their portfolio LAKE ST. LOUIS, MO 105,737105.7k $5.4m $5.4m 0.55% Added +6.5k +6,540
49 Legacy Private Trust Co. 0.35% of their portfolio NEENAH, WI 104,155104.2k $5.3m $5.3m 0.35% Added +11.4k +11,418
50 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 103,706103.7k $5.3m $5.3m 0.07% Added +4.7k +4,700
51 Magnus Financial Group LLC 0.49% of their portfolio NEW YORK, NY 99,75899.8k $5.1m $5.1m 0.49% Reduced -1.9k -1,942
52 LAKE STREET PRIVATE WEALTH, LLC 0.79% of their portfolio CHICAGO, IL 97,40097.4k $5.0m $5.0m 0.79% Added +1.1k +1,100
53 Atlas Private Wealth Advisors 0.70% of their portfolio RED BANK, NJ 96,20796.2k $4.9m $4.9m 0.70% Added +3.4k +3,363
54 COUNTRY TRUST BANK 0.12% of their portfolio Bloomington, IL 96,10396.1k $4.9m $4.9m 0.12% Reduced -2.1k -2,119
55 Financial Advocates Investment Management 0.27% of their portfolio OLYMPIA, WA 93,58493.6k $4.8m $4.8m 0.27% Reduced -15.5k -15,480
56 Advance Capital Management, Inc. 0.21% of their portfolio SOUTHFIELD, MI 91,27691.3k $4.7m $4.7m 0.21% Added +2.5k +2,460
57 MGO ONE SEVEN LLC 0.17% of their portfolio Beachwood, OH 87,93787.9k $4.5m $4.5m 0.17% Added +946 +946
58 Prestige Wealth Management Group LLC 0.91% of their portfolio FLEMINGTON, NJ 85,71085.7k $4.4m $4.4m 0.91% Added +6.0k +6,018
59 FSB PREMIER WEALTH MANAGEMENT, INC. 1.75% of their portfolio WATERLOO, IA 85,45385.5k $4.4m $4.4m 1.75% Added +6.4k +6,429
60 Etesian Wealth Advisors, Inc. 1.90% of their portfolio West Linn, OR 84,40784.4k $4.3m $4.3m 1.90% Added +10.4k +10,415
61 First Horizon Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 82,58382.6k $4.2m $4.2m 0.12% Reduced -28.7k -28,733
62 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 79,28679.3k $4.1m $4.1m 0.03% Added +2.4k +2,368
63 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 78,97179.0k $4.0m $4.0m 0.01% Added +29.0k +29,013
64 COMERICA BANK 0.02% of their portfolio DALLAS, TX 78,02278.0k $4.0m $4.0m 0.02% Reduced -8.6k -8,588
65 Mariner, LLC 0.01% of their portfolio Overland Park, KS 73,93873.9k $3.8m $3.8m 0.01% Added +23.1k +23,066
66 ABLE Financial Group, LLC 1.09% of their portfolio SCOTTSDALE, AZ 72,26472.3k $3.7m $3.7m 1.09% Added +19.3k +19,269
67 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 71,44371.4k $3.6m $3.6m 0.08% Added +3.8k +3,847
68 Visionary Wealth Advisors 0.21% of their portfolio O'FALLON, IL 69,84869.8k $3.6m $3.6m 0.21% Added +10.5k +10,549
69 Golden State Wealth Management, LLC 0.53% of their portfolio SANTA ANA, CA 69,78569.8k $3.6m $3.6m 0.53% First filing
70 Elios Financial Group Inc. 1.68% of their portfolio WESTLAKE, OH 69,75169.8k $3.6m $3.6m 1.68% Added +435 +435
71 Landmark Wealth Management, LLC 1.55% of their portfolio MELVILLE, NY 68,63868.6k $3.5m $3.5m 1.55% Added +2.6k +2,633
72 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 67,08567.1k $3.4m $3.4m 0.00% Added +47.6k +47,587
73 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 65,99266.0k $3.4m $3.4m 0.02% Added +22.3k +22,323
74 Per Stirling Capital Management, LLC. 0.47% of their portfolio AUSTIN, TX 65,36865.4k $3.3m $3.3m 0.47% Added +1.3k +1,264
75 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 62,88862.9k $3.2m $3.2m 0.07% New
76 INSPIRION WEALTH ADVISORS, LLC 0.44% of their portfolio LIBERTYVILLE, IL 62,22362.2k $3.2m $3.2m 0.44% Unchanged
77 Westside Investment Management, Inc. 0.67% of their portfolio SANTA MONICA, CA 62,07662.1k $3.2m $3.2m 0.67% Reduced -1.4k -1,366
78 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 58,19358.2k $3.0m $3.0m 0.03% Added +1.6k +1,587
79 Wiser Advisor Group LLC 4.25% of their portfolio PHOENIX, AZ 57,25857.3k $2.9m $2.9m 4.25% Reduced -658 -658
80 Western Wealth Management, LLC 0.15% of their portfolio GOLDEN, CO 56,03356.0k $2.9m $2.9m 0.15% Added +2.6k +2,633
81 Hedeker Wealth, LLC 0.68% of their portfolio Lincolnshire, IL 53,26253.3k $2.7m $2.7m 0.68% Added +18.5k +18,519
82 Blackhawk Capital Partners, LLC 1.39% of their portfolio THIENSVILLE, WI 52,61552.6k $2.7m $2.7m 1.39% Added +4.1k +4,103
83 Sebold Capital Management, Inc. 1.79% of their portfolio LISLE, IL 52,24852.2k $2.7m $2.7m 1.79% Added +2.8k +2,817
84 Rehmann Capital Advisory Group 0.17% of their portfolio LANSING, MI 51,99952.0k $2.7m $2.7m 0.17% Reduced -3.9k -3,852
85 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 51,71251.7k $2.6m $2.6m 0.02% Reduced -4.1k -4,130
86 SENTINEL PENSION ADVISORS, LLC 0.47% of their portfolio WAKEFIELD, MA 50,14650.1k $2.6m $2.6m 0.47% Added +10.7k +10,737
87 Main Line Retirement Advisors, LLC 1.67% of their portfolio WHITEFISH, MT 49,76449.8k $2.5m $2.5m 1.67% Reduced -14.4k -14,442
88 Clearwater Capital Advisors, LLC 0.24% of their portfolio HOFFMAN ESTATES, IL 49,08149.1k $2.5m $2.5m 0.24% Added +26.7k +26,697
89 WealthCare Investment Partners, LLC 1.09% of their portfolio PORTSMOUTH, RI 48,81648.8k $2.5m $2.5m 1.09% Added +274 +274
90 Investment Planning Advisors, Inc. 1.09% of their portfolio CUMMING, GA 48,76448.8k $2.5m $2.5m 1.09% Added +8.8k +8,815
91 Weitzel Financial Services, Inc. 1.15% of their portfolio DUBUQUE, IA 47,91747.9k $2.4m $2.4m 1.15% Reduced -266 -266
92 HFG Wealth Management, LLC 1.61% of their portfolio The Woodlands, TX 47,86447.9k $2.5m $2.5m 1.61% Reduced -4.0k -3,972
93 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 45,86745.9k $2.3m $2.3m 0.03% Reduced -4.3k -4,332
94 Pine Valley Investments Ltd Liability Co 0.15% of their portfolio MARLTON, NJ 45,69245.7k $2.3m $2.3m 0.15% Reduced -8.8k -8,776
95 Ausdal Financial Partners, Inc. 0.19% of their portfolio Davenport, IA 43,12343.1k $2.2m $2.2m 0.19% Added +184 +184
96 Syntegra Private Wealth Group, LLC 0.25% of their portfolio Chesterfield, MO 42,78342.8k $2.2m $2.2m 0.25% Reduced -1.7k -1,651
97 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 42,73842.7k $2.2m $2.2m 0.03% Added +7.5k +7,466
98 EdgeRock Capital LLC 1.41% of their portfolio DENVER, CO 42,28542.3k $2.2m $2.2m 1.41% Reduced -1.4k -1,403
99 Naviter Wealth, LLC 0.26% of their portfolio LITTLE ROCK, AR 42,08442.1k $2.1m $2.1m 0.26% Added +4.8k +4,805
100 FOSTER & MOTLEY INC 0.14% of their portfolio CINCINNATI, OH 41,17041.2k $2.1m $2.1m 0.14% Reduced -2.0k -2,041