Vault-13

FIRST TR EXCH TRADED FD III FMB

MANAGD MUN ETF · ETP · CUSIP 33739N108

300 institutional holders +3 vs Q1 2024
30,015,51430.0m shares reported held*
$1.5bnreported value*
25 new 109 added 124 reduced 24 sold out net sold ≈ $263.4m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($810.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.13.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 287Q4 22: 276Q1 23: 273Q2 23: 277Q3 23: 275Q4 23: 299Q1 24: 297Q2 24: 300300Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022287
Q4 2022276
Q1 2023273
Q2 2023277
Q3 2023275
Q4 2023299
Q1 2024297
Q2 2024300

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 149 bought or addedQ1 23: 114 cut or sold outQ2 23: 130 bought or addedQ2 23: 131 cut or sold outQ2 23Q3 23: 119 bought or addedQ3 23: 143 cut or sold outQ4 23: 121 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 146 bought or addedQ1 24: 134 cut or sold outQ2 24: 134 bought or addedQ2 24: 148 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022117157
Q1 2023149114
Q2 2023130131
Q3 2023119143
Q4 2023121155
Q1 2024146134
Q2 2024134148

Biggest buyers

ERn Financial, LLC Added +252,606+252.6k
Larson Financial Group LLC Added +101,412+101.4k
Relative Value Partners Group, LLC New +91,700+91.7k
Composition Wealth, LLC Added +73,682+73.7k
NewEdge Advisors, LLC Added +66,762+66.8k
AVANTAX ADVISORY SERVICES, INC. Added +59,750+59.8k
ENVESTNET ASSET MANAGEMENT INC Added +50,146+50.1k
ROYAL BANK OF CANADA Added +48,675+48.7k
Atlas Private Wealth Advisors Added +44,716+44.7k
UBS Group AG Added +43,424+43.4k

Biggest sellers

MORGAN STANLEY Reduced -5,200,716-5.2m
JANE STREET GROUP, LLC Sold out -297,292-297.3k
ARQ WEALTH ADVISORS, LLC Sold out -125,155-125.2k
LPL Financial LLC Reduced -108,096-108.1k
GOLDMAN SACHS GROUP INC Sold out -95,905-95.9k
Kestra Advisory Services, LLC Reduced -79,119-79.1k
OSAIC HOLDINGS, INC. Reduced -59,914-59.9k
RENAISSANCE TECHNOLOGIES LLC Reduced -56,823-56.8k
Avantax Planning Partners, Inc. Reduced -47,384-47.4k
Financial Planning & Information Services, Inc. Reduced -47,101-47.1k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,860,0622.9m $146.0m $146.0m 0.01% Reduced -5.2m -5,200,716
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,345,0402.3m $119.7m $119.7m 0.06% Reduced -108.1k -108,096
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,254,3892.3m $115.1m $115.1m 0.03% Added +21.1k +21,147
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,742,7251.7m $89.0m $89.0m 0.01% Added +30.8k +30,785
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,658,9961.7m $84.7m $84.7m 0.03% Added +43.4k +43,424
6 Sequoia Financial Advisors, LLC 0.63% of their portfolio Akron, OH 1,024,7171.0m $52.3m $52.3m 0.63% Added +37.2k +37,199
7 Avantax Planning Partners, Inc. 1.50% of their portfolio DUBUQUE, IA 914,244914.2k $46.7m $46.7m 1.50% Reduced -47.4k -47,384
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 792,816792.8k $40.5m $40.5m 0.00% Reduced -16.2k -16,180
9 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 740,794740.8k $37.8m $37.8m 0.05% Reduced -10.9k -10,895
10 CW Advisors, LLC 0.56% of their portfolio BOSTON, MA 688,749688.7k $35.2m $35.2m 0.56% Reduced -4.3k -4,297
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 624,347624.3k $31.9m $31.9m 0.01% Added +48.7k +48,675
12 AVANTAX ADVISORY SERVICES, INC. 0.21% of their portfolio DALLAS, TX 584,721584.7k $29.9m $29.9m 0.21% Added +59.8k +59,750
13 ERn Financial, LLC 2.13% of their portfolio MIDDLETON, WI 501,866501.9k $25.6m $25.6m 2.13% Added +252.6k +252,606
14 Composition Wealth, LLC 0.61% of their portfolio LOS ANGELES, CA 490,873490.9k $25.1m $25.1m 0.61% Added +73.7k +73,682
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 403,320403.3k $20.6m $20.6m 0.01% Added +50.1k +50,146
16 OneDigital Investment Advisors LLC 0.25% of their portfolio OVERLAND PARK, KS 399,248399.2k $20.4m $20.4m 0.25% Added +16.7k +16,707
17 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 381,767381.8k $19.5m $19.5m 0.01% Added +26.2k +26,177
18 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 376,961377.0k $19.2m $19.2m 0.05% Reduced -59.9k -59,914
19 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 313,851313.9k $16.0m $16.0m 0.02% Added +31.6k +31,575
20 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 313,067313.1k $16.0m $16.0m 0.03% Reduced -22.5k -22,460
21 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 289,752289.8k $14.8m $14.8m 0.02% Added +5.4k +5,387
22 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 272,638272.6k $13.9m $13.9m 0.03% Added +20.1k +20,076
23 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 253,486253.5k $12.9m $12.9m 0.04% Added +17.0k +17,021
24 RMR Wealth Builders 1.48% of their portfolio Montclair, NJ 251,812251.8k $12.9m $12.9m 1.48% Added +12.6k +12,624
25 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 236,657236.7k $12.1m $12.1m 0.09% Added +66.8k +66,762
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 208,591208.6k $10.7m $10.7m 0.00% Reduced -2.5k -2,512
27 MOTCO 0.61% of their portfolio SAN ANTONIO, TX 203,388203.4k $10.4m $10.4m 0.61% Reduced -417 -417
28 Kowal Investment Group, LLC 1.97% of their portfolio BROOKFIELD, WI 193,226193.2k $9.9m $9.9m 1.97% Reduced -28.0k -27,966
29 VERUS CAPITAL PARTNERS, LLC 1.01% of their portfolio SCOTTSDALE, AZ 189,839189.8k $9.7m $9.7m 1.01% Reduced -28.9k -28,942
30 RFG Advisory, LLC 0.31% of their portfolio BIRMINGHAM, AL 189,044189.0k $9.7m $9.7m 0.31% Reduced -3.3k -3,281
31 Frisch Financial Group, Inc. 2.86% of their portfolio MELVILLE, NY 184,723184.7k $9.4m $9.4m 2.86% Reduced -21.1k -21,079
32 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 173,760173.8k $8.9m $8.9m 0.03% Added +9.7k +9,696
33 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 171,837171.8k $8.8m $8.8m 0.05% Reduced -79.1k -79,119
34 GM Advisory Group, LLC 0.55% of their portfolio MELVILLE, NY 165,632165.6k $8.5m $8.5m 0.55% Added +29.2k +29,187
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 157,359157.4k $8.0m $8.0m 0.01% Reduced -984 -984
36 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 157,352157.4k $8.0m $8.0m 0.05% Reduced -10.1k -10,051
37 Vantage Financial Partners Ltd., Inc. 1.95% of their portfolio ARLINGTON HEIGHTS, IL 153,872153.9k $7.9m $7.9m 1.95% Added +7.5k +7,494
38 Larson Financial Group LLC 0.53% of their portfolio ST LOUIS, MO 151,651151.7k $7.7m $7.7m 0.53% Added +101.4k +101,412
39 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 150,486150.5k $7.7m $7.7m 0.01% Reduced -2.6k -2,577
40 Financial Planning & Information Services, Inc. 1.06% of their portfolio DE PERE, WI 135,848135.8k $6.9m $6.9m 1.06% Reduced -47.1k -47,101
41 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 128,018128.0k $6.5m $6.5m 0.02% Added +4.3k +4,313
42 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 122,564122.6k $6.3m $6.3m 0.01% Added +11.1k +11,072
43 ARKANSAS FINANCIAL GROUP, INC. 1.11% of their portfolio LITTLE ROCK, AR 121,731121.7k $6.2m $6.2m 1.11% Added +765 +765
44 First Horizon Advisors, Inc. 0.17% of their portfolio MEMPHIS, TN 111,083111.1k $5.7m $5.7m 0.17% Added +3.0k +2,980
45 Financial Advocates Investment Management 0.35% of their portfolio OLYMPIA, WA 110,906110.9k $5.7m $5.7m 0.35% Reduced -10.2k -10,164
46 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 103,350103.3k $5.3m $5.3m 0.02% Added +8.6k +8,613
47 COUNTRY TRUST BANK 0.13% of their portfolio Bloomington, IL 103,101103.1k $5.3m $5.3m 0.13% Reduced -3.2k -3,219
48 BCGM Wealth Management, LLC 1.79% of their portfolio LAFAYETTE, IN 101,314101.3k $5.2m $5.2m 1.79% Added +2.7k +2,714
49 First Heartland Consultants, Inc. 0.51% of their portfolio LAKE ST. LOUIS, MO 100,753100.8k $5.1m $5.1m 0.51% Added +5.4k +5,368
50 Magnus Financial Group LLC 0.57% of their portfolio NEW YORK, NY 99,45399.5k $5.1m $5.1m 0.57% Reduced -2.5k -2,544
51 MGO ONE SEVEN LLC 0.23% of their portfolio Beachwood, OH 96,71196.7k $4.9m $4.9m 0.23% Added +948 +948
52 Legacy Private Trust Co. 0.35% of their portfolio NEENAH, WI 96,19496.2k $4.9m $4.9m 0.35% Added +6.9k +6,919
53 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 95,67795.7k $4.9m $4.9m 0.06% Reduced -4.8k -4,831
54 JOURNEY STRATEGIC WEALTH LLC 0.21% of their portfolio SUMMIT, NJ 95,49695.5k $4.9m $4.9m 0.21% Added +18.0k +17,997
55 Atlas Private Wealth Advisors 0.78% of their portfolio RED BANK, NJ 93,51693.5k $4.8m $4.8m 0.78% Added +44.7k +44,716
56 FSB PREMIER WEALTH MANAGEMENT, INC. 2.15% of their portfolio WATERLOO, IA 93,46393.5k $4.8m $4.8m 2.15% Reduced -2.9k -2,931
57 Relative Value Partners Group, LLC 0.61% of their portfolio NORTHBROOK, IL 91,70091.7k $4.7m $4.7m 0.61% New
58 LAKE STREET PRIVATE WEALTH, LLC 0.61% of their portfolio CHICAGO, IL 91,70091.7k $4.7m $4.7m 0.61% Reduced -4.6k -4,600
59 CWM, LLC 0.02% of their portfolio OMAHA, NE 91,58891.6k $4.7m $4.7m 0.02% Added +35.1k +35,127
60 Etesian Wealth Advisors, Inc. 2.39% of their portfolio West Linn, OR 83,25583.3k $4.3m $4.3m 2.39% Reduced -6.4k -6,406
61 Prestige Wealth Management Group LLC 0.88% of their portfolio FLEMINGTON, NJ 79,95480.0k $4.1m $4.1m 0.88% Added +292 +292
62 COMERICA BANK 0.02% of their portfolio DALLAS, TX 78,06578.1k $4.0m $4.0m 0.02% Added +25.1k +25,072
63 Advance Capital Management, Inc. 0.18% of their portfolio SOUTHFIELD, MI 73,00773.0k $3.7m $3.7m 0.18% Reduced -5.3k -5,285
64 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 70,79570.8k $3.6m $3.6m 0.03% First filing
65 Landmark Wealth Management, LLC 2.58% of their portfolio MELVILLE, NY 64,83964.8k $3.3m $3.3m 2.58% Added +3.9k +3,908
66 Main Line Retirement Advisors, LLC 2.49% of their portfolio WHITEFISH, MT 63,67963.7k $3.3m $3.3m 2.49% Added +1.1k +1,052
67 Westside Investment Management, Inc. 0.74% of their portfolio SANTA MONICA, CA 63,09963.1k $3.2m $3.2m 0.74% Reduced -1.2k -1,167
68 INSPIRION WEALTH ADVISORS, LLC 0.47% of their portfolio LIBERTYVILLE, IL 59,74659.7k $3.1m $3.1m 0.47% Unchanged
69 Wiser Advisor Group LLC 4.67% of their portfolio PHOENIX, AZ 58,22258.2k $3.0m $3.0m 4.67% Reduced -14.9k -14,941
70 Rehmann Capital Advisory Group 0.21% of their portfolio LANSING, MI 56,90956.9k $2.9m $2.9m 0.21% Added +3.7k +3,687
71 INVENIO WEALTH PARTNERS LLC 1.43% of their portfolio CORAL GABLES, FL 56,46556.5k $2.9m $2.9m 1.43% Added +13.6k +13,600
72 Visionary Wealth Advisors 0.19% of their portfolio O'FALLON, IL 56,18956.2k $2.9m $2.9m 0.19% Reduced -1.3k -1,263
73 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 55,81555.8k $2.9m $2.9m 0.01% Reduced -8.7k -8,711
74 Pine Valley Investments Ltd Liability Co 0.21% of their portfolio MARLTON, NJ 54,49854.5k $2.8m $2.8m 0.21% Reduced -2.1k -2,123
75 Blackhawk Capital Partners, LLC 1.66% of their portfolio THIENSVILLE, WI 53,96554.0k $2.8m $2.8m 1.66% Added +774 +774
76 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 53,72653.7k $2.7m $2.7m 0.02% Reduced -818 -818
77 Per Stirling Capital Management, LLC. 0.43% of their portfolio AUSTIN, TX 51,97852.0k $2.7m $2.7m 0.43% Added +22.8k +22,824
78 HFG Wealth Management, LLC 1.69% of their portfolio The Woodlands, TX 51,83651.8k $2.6m $2.6m 1.69% Added +902 +902
79 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 50,47750.5k $2.6m $2.6m 0.00% Reduced -56.8k -56,823
80 Southland Equity Partners LLC 0.73% of their portfolio WILDWOOD, MO 49,90549.9k $2.5m $2.5m 0.73% Added +16.1k +16,075
81 Ausdal Financial Partners, Inc. 0.27% of their portfolio Davenport, IA 49,18049.2k $2.5m $2.5m 0.27% Reduced -4.6k -4,591
82 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 48,89348.9k $2.5m $2.5m 0.02% Added +10.0k +9,955
83 Western Wealth Management, LLC 0.19% of their portfolio GOLDEN, CO 48,84948.8k $2.5m $2.5m 0.19% Reduced -569 -569
84 WealthCare Investment Partners, LLC 1.15% of their portfolio PORTSMOUTH, RI 48,51548.5k $2.5m $2.5m 1.15% Added +594 +594
85 Sebold Capital Management, Inc. 1.71% of their portfolio LISLE, IL 48,35948.4k $2.5m $2.5m 1.71% Added +13.8k +13,803
86 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 47,91047.9k $2.4m $2.4m 0.03% Added +1.2k +1,202
87 Grant/GrossMendelsohn, LLC 1.12% of their portfolio Baltimore, MD 47,84647.8k $2.4m $2.4m 1.12% Added +17.2k +17,200
88 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 47,81647.8k $2.4m $2.4m 0.03% Reduced -3.0k -3,049
89 Weitzel Financial Services, Inc. 1.21% of their portfolio DUBUQUE, IA 47,61447.6k $2.4m $2.4m 1.21% Reduced -1.1k -1,128
90 OPINICUS CAPITAL, INC. 2.03% of their portfolio TAMPA, FL 47,10947.1k $2.4m $2.4m 2.03% Reduced -1.0k -1,017
91 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 47,00147.0k $2.4m $2.4m 0.04% Added +6.7k +6,717
92 FOSTER & MOTLEY INC 0.16% of their portfolio CINCINNATI, OH 46,35546.4k $2.4m $2.4m 0.16% Added +5.0k +5,035
93 Syntegra Private Wealth Group, LLC 0.30% of their portfolio Chesterfield, MO 45,91245.9k $2.3m $2.3m 0.30% Reduced -4.3k -4,310
94 EdgeRock Capital LLC 1.81% of their portfolio DENVER, CO 45,83045.8k $2.3m $2.3m 1.81% Reduced -3.9k -3,856
95 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 45,66445.7k $2.3m $2.3m 0.06% Added +232 +232
96 XML Financial, LLC 0.23% of their portfolio BETHESDA, MD 44,51244.5k $2.3m $2.3m 0.23% Reduced -823 -823
97 ABLE Financial Group, LLC 0.80% of their portfolio SCOTTSDALE, AZ 43,57943.6k $2.2m $2.2m 0.80% Reduced -8.4k -8,373
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,63041.6k $2.1m $2.1m 0.00% New
99 Heck Capital Advisors, LLC 0.26% of their portfolio Rhinelander, WI 40,76940.8k $2.1m $2.1m 0.26% Reduced -382 -382
100 Investment Planning Advisors, Inc. 1.04% of their portfolio CUMMING, GA 39,94939.9k $2.0m $2.0m 1.04% First filing