Vault-13

FIRST TR EXCHANGE TRAD FD VI FTGC

FST TR GLB FD · ETP · CUSIP 33739H101

240 institutional holders -21 vs Q2 2024
69,435,78869.4m shares reported held*
$1.6bnreported value*
24 new 70 added 121 reduced 42 sold out net sold ≈ $137.9m (-5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($271.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.64. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 300Q4 22: 305Q1 23: 291Q2 23: 280Q3 23: 275Q4 23: 274Q1 24: 261Q2 24: 261Q3 24: 240240Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022300
Q4 2022305
Q1 2023291
Q2 2023280
Q3 2023275
Q4 2023274
Q1 2024261
Q2 2024261
Q3 2024240

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 116 bought or addedQ4 22: 174 cut or sold outQ1 23: 129 bought or addedQ1 23: 168 cut or sold outQ1 23Q2 23: 104 bought or addedQ2 23: 177 cut or sold outQ3 23: 101 bought or addedQ3 23: 176 cut or sold outQ3 23Q4 23: 85 bought or addedQ4 23: 185 cut or sold outQ1 24: 98 bought or addedQ1 24: 170 cut or sold outQ1 24Q2 24: 96 bought or addedQ2 24: 152 cut or sold outQ3 24: 94 bought or addedQ3 24: 163 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022116174
Q1 2023129168
Q2 2023104177
Q3 2023101176
Q4 202385185
Q1 202498170
Q2 202496152
Q3 202494163

Biggest buyers

ARVEST INVESTMENTS, INC. Added +337,772+337.8k
Prospera Financial Services Inc Added +199,747+199.7k
BALDWIN WEALTH PARTNERS LLC/MA New +155,585+155.6k
JPMORGAN CHASE & CO Added +151,136+151.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +146,164+146.2k
CWM, LLC Added +85,133+85.1k
Cyndeo Wealth Partners, LLC Added +85,026+85.0k
JANE STREET GROUP, LLC New +82,527+82.5k
&PARTNERS Added +80,334+80.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +72,617+72.6k

Biggest sellers

MORGAN STANLEY Reduced -1,164,100-1.2m
WELLS FARGO & COMPANY/MN Reduced -983,734-983.7k
Composition Wealth, LLC Reduced -633,716-633.7k
Financial Partners Group, Inc Sold out -563,606-563.6k
Csenge Advisory Group Reduced -463,800-463.8k
LPL Financial LLC Reduced -416,265-416.3k
Kestra Advisory Services, LLC Reduced -345,043-345.0k
Financial Enhancement Group LLC Reduced -303,520-303.5k
FSA WEALTH PARTNERS, INC. Sold out -257,827-257.8k
Strategic Financial Concepts, LLC Reduced -202,346-202.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.20% of their portfolio SAN FRANCISCO, CA 34,621,86734.6m $820.2m $820.2m 0.20% Reduced -983.7k -983,734
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,767,0287.8m $184.0m $184.0m 0.01% Reduced -1.2m -1,164,100
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,760,4982.8m $65.4m $65.4m 0.03% Reduced -416.3k -416,265
4 TOTAL INVESTMENT MANAGEMENT INC 5.04% of their portfolio SCOTTSDALE, AZ 1,897,2481.9m $44.9m $44.9m 5.04% Added +63.0k +63,015
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,621,5641.6m $38.4m $38.4m 0.01% Reduced -98.5k -98,498
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,279,8691.3m $30.3m $30.3m 0.01% Reduced -131.0k -131,021
7 Flaharty Asset Management, LLC 3.05% of their portfolio CLEARWATER, FL 914,335914.3k $21.7m $21.7m 3.05% Reduced -44.0k -44,002
8 Cyndeo Wealth Partners, LLC 1.35% of their portfolio ST. PETERSBURG, FL 817,764817.8k $19.4m $19.4m 1.35% Added +85.0k +85,026
9 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 732,519732.5k $17.4m $17.4m 0.03% Reduced -6.3k -6,319
10 Petix & Botte Co 4.61% of their portfolio LA MESA, CA 730,661730.7k $17.3m $17.3m 4.61% Added +27.0k +26,968
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 612,062612.1k $14.5m $14.5m 0.00% Reduced -48.6k -48,611
12 Magnus Financial Group LLC 1.41% of their portfolio NEW YORK, NY 584,981585.0k $13.9m $13.9m 1.41% Added +31.9k +31,863
13 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 565,357565.4k $13.4m $13.4m 0.03% Reduced -13.7k -13,650
14 HFG Wealth Management, LLC 7.67% of their portfolio The Woodlands, TX 503,113503.1k $12.0m $12.0m 7.67% Unchanged
15 CWM, LLC 0.05% of their portfolio OMAHA, NE 495,193495.2k $11.7m $11.7m 0.05% Added +85.1k +85,133
16 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 493,342493.3k $11.7m $11.7m 0.02% Reduced -35.6k -35,640
17 Valmark Advisers, Inc. 0.17% of their portfolio AKRON, OH 448,839448.8k $10.6m $10.6m 0.17% Reduced -3.2k -3,214
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 430,888430.9k $10.2m $10.2m 0.01% Added +72.6k +72,617
19 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 417,393417.4k $9.9m $9.9m 0.03% Reduced -31.8k -31,808
20 Csenge Advisory Group 0.49% of their portfolio CLEARWATER, FL 388,495388.5k $9.4m $9.4m 0.49% Reduced -463.8k -463,800
21 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 375,266375.3k $8.9m $8.9m 0.02% Reduced -197.0k -196,958
22 Mainsail Financial Group, LLC 4.95% of their portfolio BELLEVUE, WA 351,876351.9k $8.3m $8.3m 4.95% Added +21.3k +21,255
23 ARVEST INVESTMENTS, INC. 1.21% of their portfolio LOWELL, AR 337,846337.8k $8.0m $8.0m 1.21% Added +337.8k +337,772
24 Solitude Financial Services 3.03% of their portfolio CHARLOTTESVILLE, VA 300,098300.1k $7.1m $7.1m 3.03% Added +7.1k +7,070
25 Choice Wealth Advisors LLC 3.46% of their portfolio WATERVILLE, ME 292,307292.3k $6.9m $6.9m 3.46% Added +25.7k +25,672
26 Prospera Financial Services Inc 0.17% of their portfolio Dallas, TX 287,825287.8k $6.8m $6.8m 0.17% Added +199.7k +199,747
27 Wolf Group Capital Advisors 2.81% of their portfolio FAIRFAX, VA 259,430259.4k $5.9m $5.9m 2.81% Reduced -106.3k -106,343
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 251,211251.2k $6.0m $6.0m 0.00% Reduced -82.8k -82,784
29 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 248,394248.4k $5.9m $5.9m 0.04% Added +1.1k +1,095
30 TAP Consulting, LLC 1.12% of their portfolio KIRKWOOD, MO 239,622239.6k $5.7m $5.7m 1.12% Added +17.3k +17,308
31 Darwin Wealth Management, LLC 1.56% of their portfolio TAMPA, FL 239,510239.5k $5.7m $5.7m 1.56% Reduced -5.8k -5,843
32 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 234,644234.6k $5.6m $5.6m 0.03% Reduced -345.0k -345,043
33 Capital Asset Advisory Services LLC 0.25% of their portfolio Williamston, MI 206,819206.8k $4.9m $4.9m 0.25% Added +44.3k +44,344
34 AXXCESS WEALTH MANAGEMENT, LLC 0.12% of their portfolio CARLSBAD, CA 201,613201.6k $4.8m $4.8m 0.12% Added +41.3k +41,347
35 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 199,705199.7k $4.7m $4.7m 0.01% Reduced -26.1k -26,077
36 Gladstone Institutional Advisory LLC 0.23% of their portfolio Bedminster, NJ 196,906196.9k $4.7m $4.7m 0.23% Reduced -770 -770
37 SHELTON WEALTH MANAGEMENT, LLC 2.64% of their portfolio FORT WORTH, TX 195,967196.0k $4.6m $4.6m 2.64% Reduced -4.5k -4,531
38 &PARTNERS 0.09% of their portfolio NASHVILLE, TN 188,154188.2k $4.5m $4.5m 0.09% Added +80.3k +80,334
39 W1M Investment Management Ltd 0.07% of their portfolio London, X0 187,585187.6k $4.4m $4.4m 0.07% Reduced -2.2k -2,200
40 ABLE Financial Group, LLC 1.32% of their portfolio SCOTTSDALE, AZ 179,657179.7k $4.3m $4.3m 1.32% Added +23.4k +23,430
41 PCG Wealth Advisors, LLC 1.55% of their portfolio OVERLAND PARK, KS 169,329169.3k $4.0m $4.0m 1.55% Reduced -9.6k -9,617
42 BALDWIN WEALTH PARTNERS LLC/MA 0.25% of their portfolio Marion, MA 155,585155.6k $3.7m $3.7m 0.25% New
43 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 155,503155.5k $6.6k $6.6k 0.02% Added +146.2k +146,164
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 153,500153.5k $3.6m $3.6m 0.00% Added +151.1k +151,136
45 Concurrent Investment Advisors, LLC 0.11% of their portfolio Tampa, FL 153,229153.2k $3.6m $3.6m 0.11% Reduced -11.5k -11,532
46 AllSquare Wealth Management LLC 2.02% of their portfolio ALBANY, NY 150,260150.3k $3.6m $3.6m 2.02% Unchanged
47 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 148,342148.3k $3.5m $3.5m 0.04% Reduced -43.5k -43,505
48 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 146,391146.4k $3.5m $3.5m 0.01% Reduced -3.8k -3,782
49 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 145,286145.3k $3.4m $3.4m 0.01% Reduced -24.0k -24,026
50 INSPIRION WEALTH ADVISORS, LLC 0.46% of their portfolio LIBERTYVILLE, IL 137,877137.9k $3.3m $3.3m 0.46% Added +3.2k +3,151
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 132,279132.3k $3.1m $3.1m 0.00% Reduced -165.4k -165,396
52 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 127,543127.5k $3.0m $3.0m 0.00% Reduced -30.6k -30,578
53 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 123,289123.3k $2.9m $2.9m 0.04% Reduced -1.9k -1,921
54 tru Independence LLC 0.81% of their portfolio PORTLAND, OR 116,827116.8k $2.8m $2.8m 0.81% Added +9.7k +9,743
55 GUARDIAN WEALTH ADVISORS, LLC / NC 0.29% of their portfolio RALEIGH, NC 112,629112.6k $2.7m $2.7m 0.29% Added +3.3k +3,329
56 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 110,285110.3k $2.6m $2.6m 0.03% Reduced -20.4k -20,410
57 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 110,285110.3k $2.6m $2.6m 0.03% Reduced -20.4k -20,410
58 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 110,214110.2k $2.6m $2.6m 0.02% Reduced -21.1k -21,127
59 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 108,959109.0k $2.6m $2.6m 0.03% Added +4.0k +4,026
60 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 105,037105.0k $2.5m $2.5m 0.07% Reduced -16.1k -16,137
61 Ameritas Advisory Services, LLC 0.10% of their portfolio Lincoln, NE 99,91199.9k $2.4m $2.4m 0.10% Reduced -12.0k -11,994
62 Randall & Associates Wealth Management 1.89% of their portfolio BUTLER, PA 97,31797.3k $2.3m $2.3m 1.89% Added +9.3k +9,307
63 Bridge Advisory, LLC 1.08% of their portfolio PASADENA, CA 95,49695.5k $2.3m $2.3m 1.08% Added +527 +527
64 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.16% of their portfolio CEDAR RAPIDS, IA 90,38790.4k $2.1m $2.1m 0.16% Added +10.5k +10,494
65 Composition Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 84,53284.5k $2.0m $2.0m 0.05% Reduced -633.7k -633,716
66 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 82,52782.5k $2.0m $2.0m 0.00% New
67 Good Life Advisors, LLC 0.12% of their portfolio READING, PA 81,16381.2k $1.9m $1.9m 0.12% Added +6.5k +6,459
68 COMERICA BANK 0.01% of their portfolio DALLAS, TX 80,83180.8k $1.9m $1.9m 0.01% Reduced -15.5k -15,541
69 CHIRON CAPITAL MANAGEMENT, LLC 1.69% of their portfolio TALLAHASSEE, FL 80,50380.5k $1.9m $1.9m 1.69% Added +4.0k +4,013
70 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 77,46277.5k $1.8m $1.8m 0.04% Reduced -3.6k -3,628
71 Cadent Capital Advisors, LLC 0.61% of their portfolio TULSA, OK 76,18876.2k $1.8m $1.8m 0.61% Reduced -4.7k -4,720
72 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 74,81674.8k $1.8m $1.8m 0.01% Added +2.8k +2,754
73 Corundum Group, Inc. 0.78% of their portfolio COLORADO SPRINGS, CO 72,04472.0k $1.7m $1.7m 0.78% Reduced -39.3k -39,288
74 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 68,07268.1k $1.6m $1.6m 0.01% Reduced -529 -529
75 Aft, Forsyth & Sober, LLC 0.51% of their portfolio VALRICO, FL 65,00065.0k $1.5m $1.5m 0.51% Unchanged
76 Asset Allocation Strategies LLC 0.44% of their portfolio FARMINGTON, MI 64,92364.9k $1.5m $1.5m 0.44% Reduced -34.4k -34,425
77 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 62,67062.7k $1.5m $1.5m 0.01% Reduced -1.1k -1,089
78 Raab & Moskowitz Asset Management LLC 0.37% of their portfolio Chatham, NJ 61,85261.9k $1.5m $1.5m 0.37% Reduced -2.4k -2,379
79 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 60,93860.9k $1.4m $1.4m 0.03% New
80 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 56,38356.4k $1.3m $1.3m 0.04% Reduced -2.1k -2,079
81 Trueblood Wealth Management, LLC 0.66% of their portfolio LIMA, OH 55,25055.2k $1.3m $1.3m 0.66% Added +3.8k +3,848
82 COLUMBIA ADVISORY PARTNERS LLC 1.19% of their portfolio SPOKANE, WA 53,19053.2k $1.3m $1.3m 1.19% Added +11.1k +11,131
83 Sargent Investment Group, LLC 0.22% of their portfolio BETHESDA, MD 52,82852.8k $1.3m $1.3m 0.22% Reduced -95.2k -95,179
84 Koshinski Asset Management, Inc. 0.11% of their portfolio DECATUR, IL 52,46252.5k $1.2m $1.2m 0.11% Reduced -6.3k -6,291
85 CASCADE INVESTMENT GROUP, INC. 0.91% of their portfolio Colorado Springs, CO 52,22952.2k $1.2m $1.2m 0.91% Reduced -2.1k -2,059
86 Western Wealth Management, LLC 0.07% of their portfolio GOLDEN, CO 50,86450.9k $1.2m $1.2m 0.07% Reduced -3.8k -3,755
87 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 48,95949.0k $1.2m $1.2m 0.00% Reduced -1.2k -1,234
88 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 44,82644.8k $1.1m $1.1m 0.00% Reduced -39.6k -39,602
89 Waterfront Wealth Inc. 0.26% of their portfolio OVERLAND PARK, KS 44,73144.7k $1.0m $1.0m 0.26% Reduced -9.8k -9,809
90 Arkadios Wealth Advisors 0.06% of their portfolio ATLANTA, GA 44,66444.7k $1.1m $1.1m 0.06% Reduced -9.7k -9,711
91 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 42,78742.8k $1.0m $1.0m 0.06% Reduced -2.7k -2,729
92 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 40,06640.1k $949.2k $949.2k 0.01% Added +1.5k +1,535
93 Stablepoint Partners, LLC 0.17% of their portfolio BRAINTREE, MA 39,48139.5k $935.3k $935.3k 0.17% Reduced -150 -150
94 WealthCare Investment Partners, LLC 0.41% of their portfolio PORTSMOUTH, RI 38,34138.3k $929.8k $929.8k 0.41% Reduced -5.2k -5,185
95 NAPA WEALTH MANAGEMENT 0.42% of their portfolio Napa, CA 37,15037.1k $880.1k $880.1k 0.42% Reduced -9.2k -9,230
96 EPG Wealth Management LLC 0.22% of their portfolio ATLANTA, GA 36,55536.6k $866.0k $866.0k 0.22% Added +36.6k +36,555
97 Dunhill Financial, LLC 0.44% of their portfolio LONDON, X0 36,53236.5k $865.4k $865.4k 0.44% Added +29.9k +29,922
98 Aspect Partners, LLC 0.44% of their portfolio FAIRFAX, VA 33,45233.5k $792.5k $792.5k 0.44% Added +624 +624
99 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 33,29733.3k $788.8k $788.8k 0.01% Reduced -5.8k -5,807
100 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 33,10433.1k $784.2k $784.2k 0.05% Added +1.6k +1,650