Vault-13

FIRST TR EXCHANGE TRAD FD VI FTGC

FST TR GLB FD · ETP · CUSIP 33739H101

275 institutional holders -5 vs Q2 2023
82,890,36182.9m shares reported held*
$2.0bnreported value*
27 new 74 added 143 reduced 33 sold out net sold ≈ $35.8m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($275.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.00. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 300Q4 22: 305Q1 23: 291Q2 23: 280Q3 23: 275275Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022300
Q4 2022305
Q1 2023291
Q2 2023280
Q3 2023275

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 116 bought or addedQ4 22: 174 cut or sold outQ4 22Q1 23: 129 bought or addedQ1 23: 168 cut or sold outQ1 23Q2 23: 104 bought or addedQ2 23: 177 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 176 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022116174
Q1 2023129168
Q2 2023104177
Q3 2023101176

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ4 22 calls: $0Q4 22 puts: $75.9kQ4 22P/C —Q1 23 calls: $28.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $22.0kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$75.9k—
Q1 2023$28.0k$00.00
Q2 2023$22.0k$00.00
Q3 2023$0$0—

Biggest buyers

WELLS FARGO & COMPANY/MN Added +5,655,361+5.7m
IFP Advisors, Inc Added +555,292+555.3k
OSAIC HOLDINGS, INC. Added +481,010+481.0k
Cyndeo Wealth Partners, LLC Added +380,272+380.3k
TRUIST FINANCIAL CORP Added +172,069+172.1k
ENVESTNET ASSET MANAGEMENT INC Added +159,774+159.8k
Ameritas Advisory Services, LLC Added +129,190+129.2k
COMERICA BANK New +122,243+122.2k
Norris Financial Group, LLC New +115,163+115.2k
MAGNOLIA CAPITAL ADVISORS LLC New +85,892+85.9k

Biggest sellers

MORGAN STANLEY Reduced -2,526,118-2.5m
JANE STREET GROUP, LLC Reduced -657,033-657.0k
UBS Group AG Reduced -564,133-564.1k
LPL Financial LLC Reduced -555,772-555.8k
BANK OF MONTREAL /CAN/ Reduced -400,475-400.5k
STEPHENS INC /AR/ Reduced -392,246-392.2k
ROYAL BANK OF CANADA Reduced -356,492-356.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -356,412-356.4k
CWM, LLC Reduced -352,102-352.1k
Integrated Wealth Concepts LLC Reduced -246,706-246.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.24% of their portfolio SAN FRANCISCO, CA 32,173,36732.2m $772.2m $772.2m 0.24% Added +5.7m +5,655,361
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 8,941,4788.9m $214.6m $214.6m 0.02% Reduced -2.5m -2,526,118
3 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 4,040,6324.0m $97.0m $97.0m 0.07% Reduced -555.8k -555,772
4 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,656,7963.7m $87.8m $87.8m 0.04% Reduced -564.1k -564,133
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,060,4902.1m $49.5m $49.5m 0.01% Reduced -356.5k -356,492
6 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,867,9471.9m $44.8m $44.8m 0.07% Added +481.0k +481,010
7 Composition Wealth, LLC 1.35% of their portfolio LOS ANGELES, CA 1,825,2471.8m $43.8m $43.8m 1.35% Added +73.0k +73,010
8 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,184,7821.2m $28.4m $28.4m 0.04% Reduced -135.4k -135,376
9 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,051,8991.1m $25.2m $25.2m 0.05% Reduced -233.4k -233,376
10 Magnus Financial Group LLC 3.58% of their portfolio NEW YORK, NY 1,020,5521.0m $24.5m $24.5m 3.58% Added +16.9k +16,864
11 Financial Partners Group, Inc 4.73% of their portfolio Overland Park, KS 984,980985.0k $22.9m $22.9m 4.73% Added +8.6k +8,561
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 958,942958.9k $23.0m $23.0m 0.01% Added +159.8k +159,774
13 Petix & Botte Co 5.48% of their portfolio LA MESA, CA 724,658724.7k $17.4m $17.4m 5.48% Reduced -14.8k -14,752
14 Flaharty Asset Management, LLC 2.89% of their portfolio CLEARWATER, FL 719,988720.0k $17.3m $17.3m 2.89% Added +32.8k +32,806
15 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 662,375662.4k $15.9m $15.9m 0.02% Reduced -657.0k -657,033
16 IFP Advisors, Inc 0.70% of their portfolio TAMPA, FL 649,352649.4k $15.6m $15.6m 0.70% Added +555.3k +555,292
17 CWM, LLC 0.09% of their portfolio OMAHA, NE 590,286590.3k $14.2m $14.2m 0.09% Reduced -352.1k -352,102
18 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 567,919567.9k $13.6m $13.6m 0.05% Reduced -199.6k -199,639
19 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 563,444563.4k $13.5m $13.5m 0.02% Reduced -207.8k -207,830
20 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 546,535546.5k $13.1m $13.1m 0.08% Added +3.1k +3,131
21 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 539,436539.4k $12.9m $12.9m 0.13% Added +18.4k +18,387
22 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 539,221539.2k $12.9m $12.9m 0.06% Reduced -18.3k -18,276
23 Cyndeo Wealth Partners, LLC 1.31% of their portfolio ST. PETERSBURG, FL 522,855522.9k $12.5m $12.5m 1.31% Added +380.3k +380,272
24 Csenge Advisory Group 0.85% of their portfolio CLEARWATER, FL 517,921517.9k $12.4m $12.4m 0.85% Added +11.7k +11,721
25 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 501,120501.1k $12.0m $12.0m 0.01% Reduced -12.0k -12,017
26 Valmark Advisers, Inc. 0.22% of their portfolio AKRON, OH 450,715450.7k $10.8m $10.8m 0.22% Added +8.1k +8,133
27 Atria Wealth Solutions, Inc. 0.15% of their portfolio NEW YORK, NY 441,481441.5k $10.6m $10.6m 0.15% Reduced -39.8k -39,782
28 PCG Wealth Advisors, LLC 6.00% of their portfolio OVERLAND PARK, KS 381,022381.0k $9.1m $9.1m 6.00% Added +19.7k +19,668
29 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 374,331374.3k $9.0m $9.0m 0.08% Added +16.0k +16,000
30 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 352,468352.5k $8.5m $8.5m 0.01% Added +172.1k +172,069
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 319,251319.3k $7.7m $7.7m 0.01% Reduced -570 -570
32 SHELTON WEALTH MANAGEMENT, LLC 6.07% of their portfolio FORT WORTH, TX 316,397316.4k $7.6m $7.6m 6.07% Added +6.6k +6,616
33 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 295,934295.9k $7.1m $7.1m 0.01% Added +6.3k +6,272
34 Wolf Group Capital Advisors 3.04% of their portfolio FAIRFAX, VA 267,365267.4k $6.4m $6.4m 3.04% Added +3.6k +3,605
35 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 266,138266.1k $6.4m $6.4m 0.01% Added +2.6k +2,587
36 Darwin Wealth Management, LLC 1.65% of their portfolio TAMPA, FL 254,998255.0k $6.1m $6.1m 1.65% Reduced -687 -687
37 Mainsail Financial Group, LLC 5.39% of their portfolio BELLEVUE, WA 249,044249.0k $5.9m $5.9m 5.39% Reduced -11.1k -11,068
38 Financial Advocates Investment Management 0.44% of their portfolio OLYMPIA, WA 247,776247.8k $5.9m $5.9m 0.44% Added +4.1k +4,132
39 TAP Consulting, LLC 1.50% of their portfolio KIRKWOOD, MO 242,461242.5k $5.8m $5.8m 1.50% Added +6.5k +6,521
40 COMERICA SECURITIES,INC. 0.47% of their portfolio DETROIT, MI 237,958238.0k $5.7m $5.7m 0.47% Added +4.3k +4,307
41 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 236,437236.4k $5.7m $5.7m 0.02% Added +928 +928
42 Choice Wealth Advisors LLC 3.95% of their portfolio WATERVILLE, ME 233,267233.3k $5.6m $5.6m 3.95% Reduced -477 -477
43 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 232,684232.7k $5.6m $5.6m 0.03% Reduced -3.8k -3,794
44 Ameritas Advisory Services, LLC 0.25% of their portfolio Lincoln, NE 204,653204.7k $4.9m $4.9m 0.25% Added +129.2k +129,190
45 INSPIRION WEALTH ADVISORS, LLC 0.90% of their portfolio LIBERTYVILLE, IL 193,262193.3k $4.6m $4.6m 0.90% Reduced -59.4k -59,392
46 W1M Investment Management Ltd 0.13% of their portfolio London, X0 192,240192.2k $4.6m $4.6m 0.13% Added +2.8k +2,750
47 Solitude Financial Services 2.60% of their portfolio CHARLOTTESVILLE, VA 192,126192.1k $4.6m $4.6m 2.60% Reduced -8.9k -8,878
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 191,361191.4k $4.8m $4.8m 0.00% Reduced -400.5k -400,475
49 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 191,298191.3k $4.6m $4.6m 0.12% Reduced -11.0k -11,017
50 Walkner Condon Financial Advisors LLC 1.21% of their portfolio MADISON, WI 189,778189.8k $4.6m $4.6m 1.21% Reduced -13.0k -12,985
51 HARBOUR INVESTMENTS, INC. 0.21% of their portfolio MADISON, WI 178,490178.5k $4.3m $4.3m 0.21% Reduced -20.6k -20,557
52 Foundations Investment Advisors, LLC 0.13% of their portfolio PHOENIX, AZ 177,966178.0k $4.3m $4.3m 0.13% Added +19.1k +19,082
53 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 164,155164.2k $3.9m $3.9m 0.05% Reduced -95.1k -95,116
54 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 164,155164.2k $3.9m $3.9m 0.05% Reduced -95.1k -95,116
55 Crumly & Associates Inc. 1.53% of their portfolio SPRINGFIELD, IL 162,542162.5k $3.9m $3.9m 1.53% Added +1.5k +1,515
56 Sargent Investment Group, LLC 0.93% of their portfolio BETHESDA, MD 160,358160.4k $3.8m $3.8m 0.93% Reduced -6.1k -6,093
57 AllSquare Wealth Management LLC 2.43% of their portfolio ALBANY, NY 155,526155.5k $3.7m $3.7m 2.43% Reduced -1.4k -1,447
58 Gladstone Institutional Advisory LLC 0.24% of their portfolio Bedminster, NJ 154,289154.3k $3.7m $3.7m 0.24% Added +17.2k +17,151
59 KLR INVESTMENT ADVISORS, LLC 3.16% of their portfolio PROVIDENCE, RI 148,219148.2k $3.5m $3.5m 3.16% Reduced -7.8k -7,763
60 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 147,837147.8k $3.5m $3.5m 0.05% Reduced -68.8k -68,767
61 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 140,402140.4k $3.4m $3.4m 0.07% Reduced -1.2k -1,196
62 ABLE Financial Group, LLC 1.66% of their portfolio SCOTTSDALE, AZ 138,420138.4k $3.3m $3.3m 1.66% Added +18.4k +18,358
63 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 133,597133.6k $3.2m $3.2m 0.03% Added +2.4k +2,432
64 WEALTHSOURCE PARTNERS, LLC 0.21% of their portfolio SAN LUIS OBISPO, CA 129,176129.2k $3.1m $3.1m 0.21% Added +1.3k +1,296
65 RFG Advisory, LLC 0.14% of their portfolio BIRMINGHAM, AL 126,872126.9k $3.0m $3.0m 0.14% Reduced -25.4k -25,381
66 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 125,584125.6k $3.0m $3.0m 0.05% Reduced -53.6k -53,648
67 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 125,067125.1k $3.0m $3.0m 0.03% Reduced -12.2k -12,233
68 COMERICA BANK 0.02% of their portfolio DALLAS, TX 122,243122.2k $2.9m $2.9m 0.02% New
69 MRA Advisory Group 2.09% of their portfolio PARSIPPANY, NJ 121,861121.9k $2.9m $2.9m 2.09% Added +10.6k +10,617
70 Norris Financial Group, LLC 1.92% of their portfolio GREENVILLE, SC 115,163115.2k $2.8m $2.8m 1.92% New
71 GeoWealth Management, LLC 0.31% of their portfolio CHICAGO, IL 113,545113.5k $2.7m $2.7m 0.31% Added +5.5k +5,483
72 Arkadios Wealth Advisors 0.25% of their portfolio ATLANTA, GA 110,395110.4k $2.6m $2.6m 0.25% Reduced -50.3k -50,324
73 SlateStone Wealth, LLC 0.38% of their portfolio JUPITER, FL 108,670108.7k $2.6m $2.6m 0.38% Reduced -6.8k -6,765
74 Ashton Thomas Private Wealth, LLC 0.19% of their portfolio SCOTTSDALE, AZ 107,348107.3k $2.6m $2.6m 0.19% Reduced -7.5k -7,458
75 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 105,890105.9k $2.5m $2.5m 0.10% Reduced -4.1k -4,098
76 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.29% of their portfolio LEAWOOD, KS 103,628103.6k $2.5m $2.5m 1.29% Added +19.0k +19,000
77 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 103,249103.2k $2.5m $2.5m 0.04% Reduced -246.7k -246,706
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 102,130102.1k $2.5m $2.5m 0.08% Reduced -4.8k -4,828
79 Waterfront Wealth Inc. 0.76% of their portfolio OVERLAND PARK, KS 97,52697.5k $2.3m $2.3m 0.76% Added +100 +100
80 National Wealth Management Group, LLC 2.52% of their portfolio CINCINNATI, OH 96,73196.7k $2.3m $2.3m 2.52% Reduced -4.9k -4,864
81 Cadent Capital Advisors, LLC 1.11% of their portfolio TULSA, OK 95,67595.7k $2.3m $2.3m 1.11% Reduced -4.0k -4,032
82 Mutual Advisors, LLC 0.09% of their portfolio OMAHA, NE 94,52394.5k $2.3m $2.3m 0.09% Reduced -44.5k -44,478
83 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 88,68488.7k $2.1m $2.1m 0.01% Reduced -3.9k -3,879
84 Asset Allocation Strategies LLC 0.96% of their portfolio FARMINGTON, MI 86,76186.8k $2.1m $2.1m 0.96% Added +5.2k +5,195
85 WealthCare Investment Partners, LLC 1.25% of their portfolio PORTSMOUTH, RI 86,13786.1k $2.1m $2.1m 1.25% Reduced -42.9k -42,859
86 MAGNOLIA CAPITAL ADVISORS LLC 1.96% of their portfolio RIDGELAND, MS 85,89285.9k $2.0m $2.0m 1.96% New
87 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 84,50684.5k $2.0m $2.0m 0.01% Reduced -586 -586
88 Cedrus LLC 1.42% of their portfolio Littleton, CO 82,96383.0k $2.0m $2.0m 1.42% New
89 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 80,88880.9k $1.9m $1.9m 0.02% Added +3.1k +3,052
90 GUARDIAN WEALTH ADVISORS, LLC / NC 0.32% of their portfolio RALEIGH, NC 79,43779.4k $1.9m $1.9m 0.32% Added +929 +929
91 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 77,36777.4k $1.9m $1.9m 0.02% Reduced -17.6k -17,572
92 E&G Advisors, LLC 0.68% of their portfolio HOUSTON, TX 77,27077.3k $1.9m $1.9m 0.68% Reduced -7.7k -7,668
93 Good Life Advisors, LLC 0.20% of their portfolio READING, PA 73,72473.7k $1.8m $1.8m 0.20% Added +797 +797
94 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 72,28872.3k $1.7m $1.7m 0.00% Reduced -356.4k -356,412
95 Western Wealth Management, LLC 0.14% of their portfolio GOLDEN, CO 70,98871.0k $1.7m $1.7m 0.14% Reduced -6.0k -5,984
96 Raab & Moskowitz Asset Management LLC 0.58% of their portfolio Chatham, NJ 68,58868.6k $1.6m $1.6m 0.58% Unchanged
97 First Heartland Consultants, Inc. 0.20% of their portfolio LAKE ST. LOUIS, MO 67,57467.6k $1.6m $1.6m 0.20% Reduced -2.3k -2,333
98 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.16% of their portfolio CEDAR RAPIDS, IA 65,65765.7k $1.6m $1.6m 0.16% Added +2.0k +1,972
99 Corundum Group, Inc. 0.89% of their portfolio COLORADO SPRINGS, CO 65,28565.3k $1.6m $1.6m 0.89% Reduced -4.2k -4,175
100 Aft, Forsyth & Sober, LLC 0.66% of their portfolio VALRICO, FL 65,00065.0k $1.6m $1.6m 0.66% Unchanged