Vault-13

FIRST TR EXCHANGE-TRADED FD FMF

MNGD FUTRS STRGY · ETP · CUSIP 33739G103

68 institutional holders -9 vs Q1 2024
2,388,9622.4m shares reported held*
$116.3mreported value*
6 new 31 added 25 reduced 16 sold out net sold ≈ $8.4m (-171.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($33.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.68.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 70Q4 22: 87Q1 23: 82Q2 23: 79Q3 23: 80Q4 23: 82Q1 24: 77Q2 24: 6868Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202270
Q4 202287
Q1 202382
Q2 202379
Q3 202380
Q4 202382
Q1 202477
Q2 202468

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 45 bought or addedQ1 23: 45 cut or sold outQ2 23: 48 bought or addedQ2 23: 37 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 45 cut or sold outQ4 23: 40 bought or addedQ4 23: 46 cut or sold outQ4 23Q1 24: 47 bought or addedQ1 24: 41 cut or sold outQ2 24: 37 bought or addedQ2 24: 41 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225728
Q1 20234545
Q2 20234837
Q3 20233845
Q4 20234046
Q1 20244741
Q2 20243741

Biggest buyers

AE Wealth Management LLC Added +18,337+18.3k
Atria Investments, Inc New +17,770+17.8k
SignalPoint Asset Management, LLC New +16,781+16.8k
IFP Advisors, Inc Added +15,469+15.5k
FIRST TRUST ADVISORS LP Added +10,032+10.0k
Orion Porfolio Solutions, LLC Added +9,280+9.3k
Orion Portfolio Solutions, LLC Added +9,280+9.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +8,021+8.0k
ASSETMARK, INC Added +5,759+5.8k
Petix & Botte Co Added +5,275+5.3k

Biggest sellers

Cambria Investment Management, L.P. Sold out -65,511-65.5k
Authentikos Wealth Advisory, LLC Sold out -54,820-54.8k
JANE STREET GROUP, LLC Reduced -30,850-30.9k
MAINSTAY CAPITAL MANAGEMENT LLC /ADV Sold out -26,633-26.6k
Financial Advocates Investment Management Sold out -25,739-25.7k
OSAIC HOLDINGS, INC. Reduced -14,707-14.7k
OneDigital Investment Advisors LLC Sold out -12,752-12.8k
B. Riley Wealth Advisors, Inc. Sold out -11,302-11.3k
Moors & Cabot, Inc. Sold out -9,900-9.9k
IAMS WEALTH MANAGEMENT, LLC Reduced -7,840-7.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.2 pts · filed 2026-10-19 29.1% +2.2 pts 1.6m≈ $80.2m 2026-10-19

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 378,556378.6k $18.4m $18.4m 0.01% Reduced -5.0k -4,952
2 ALM First Financial Advisors, LLC 2.84% of their portfolio DALLAS, TX 350,000350.0k $17.0m $17.0m 2.84% Unchanged
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 275,964276.0k $13.4m $13.4m 0.01% Added +3.8k +3,773
4 TCP Asset Management, LLC 1.94% of their portfolio Upper Arlington, OH 157,782157.8k $7.7m $7.7m 1.94% Added +4.1k +4,104
5 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 95,66595.7k $4.7m $4.7m 0.01% Added +4.0k +3,969
6 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 77,07277.1k $3.8m $3.8m 0.00% Reduced -777 -777
7 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 56,37556.4k $2.7m $2.7m 0.02% Added +392 +392
8 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 53,79153.8k $2.6m $2.6m 0.01% Added +3.8k +3,842
9 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 52,20552.2k $2.5m $2.5m 0.00% Reduced -451 -451
10 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 39,09939.1k $1.9m $1.9m 0.02% Added +18.3k +18,337
11 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 38,94538.9k $1.9m $1.9m 0.02% Added +9.3k +9,280
12 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 38,94538.9k $1.9m $1.9m 0.02% Added +9.3k +9,280
13 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 37,09537.1k $1.8m $1.8m 0.00% Added +10.0k +10,032
14 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 35,48835.5k $1.7m $1.7m 0.07% Added +15.5k +15,469
15 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 33,32533.3k $1.6m $1.6m 0.01% Added +760 +760
16 TAP Consulting, LLC 0.34% of their portfolio KIRKWOOD, MO 33,00133.0k $1.6m $1.6m 0.34% Reduced -23 -23
17 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 32,14832.1k $1.6m $1.6m 0.02% Added +1.6k +1,632
18 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 31,06431.1k $1.5m $1.5m 0.01% First filing
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,60530.6k $1.5m $1.5m 0.00% Reduced -30.9k -30,850
20 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 28,93528.9k $1.4m $1.4m 0.00% Added +5.8k +5,759
21 Gateway Wealth Partners, LLC 0.39% of their portfolio APPLETON, WI 26,73826.7k $1.3m $1.3m 0.39% Added +1.3k +1,308
22 GeoWealth Management, LLC 0.06% of their portfolio CHICAGO, IL 26,11226.1k $1.3m $1.3m 0.06% Added +2.5k +2,476
23 Holistic Financial Partners 0.62% of their portfolio INDIANAPOLIS, IN 25,36025.4k $1.2m $1.2m 0.62% Reduced -7.5k -7,502
24 Coppell Advisory Solutions LLC 0.20% of their portfolio COPPELL, TX 24,93424.9k $1.2m $1.2m 0.20% First filing
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,91122.9k $1.1m $1.1m 0.00% Reduced -7.5k -7,478
26 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 22,22522.2k $1.1m $1.1m 0.01% Added +540 +540
27 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 20,40320.4k $992.9k $992.9k 0.02% Reduced -271 -271
28 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 20,15820.2k $981.0k $981.0k 0.02% Added +118 +118
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 18,34218.3k $892.6k $892.6k 0.00% Reduced -14.7k -14,707
30 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 17,77017.8k $864.8k $864.8k 0.01% New
31 SignalPoint Asset Management, LLC 0.22% of their portfolio SPRINGFIELD, MO 16,78116.8k $816.6k $816.6k 0.22% New
32 IAMS WEALTH MANAGEMENT, LLC 0.43% of their portfolio OMAHA, NE 16,01816.0k $779.5k $779.5k 0.43% Reduced -7.8k -7,840
33 Professional Financial Advisors, LLC 0.21% of their portfolio NORTH PLATTE, NE 15,98716.0k $778.0k $778.0k 0.21% Added +1.4k +1,360
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 15,60015.6k $759.0k $759.0k 0.01% Added +917 +917
35 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,42214.4k $701.8k $701.8k 0.00% Reduced -1.6k -1,627
36 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 14,28714.3k $695.3k $695.3k 0.02% Reduced -1.1k -1,053
37 Trajan Wealth LLC 0.04% of their portfolio SCOTTSDALE, AZ 13,44113.4k $654.1k $654.1k 0.04% Reduced -3.0k -3,016
38 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 12,08112.1k $587.9k $587.9k 0.01% Added +332 +332
39 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 11,53911.5k $561.5k $561.5k 0.08% Added +868 +868
40 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 11,24211.2k $547.1k $547.1k 0.02% Reduced -104 -104
41 Fermata Advisors, LLC 0.12% of their portfolio SONOMA, CA 10,87110.9k $529.0k $529.0k 0.12% Reduced -2.1k -2,084
42 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 10,73410.7k $522.4k $522.4k 0.04% Reduced -4.9k -4,851
43 Petix & Botte Co 0.15% of their portfolio LA MESA, CA 10,55010.6k $513.4k $513.4k 0.15% Added +5.3k +5,275
44 SMART Wealth LLC 0.20% of their portfolio Omaha, NE 10,03210.0k $488.2k $488.2k 0.20% Reduced -2.7k -2,690
45 Pinnacle Family Advisors, LLC 0.27% of their portfolio Springfield, MO 9,97510.0k $485.4k $485.4k 0.27% Reduced -115 -115
46 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 9,3359.3k $455.0k $455.0k 0.02% Added +561 +561
47 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,8078.8k $428.6k $428.6k 0.01% Added +471 +471
48 FSB PREMIER WEALTH MANAGEMENT, INC. 0.18% of their portfolio WATERLOO, IA 8,3218.3k $404.9k $404.9k 0.18% Reduced -3.5k -3,483
49 Virtue Capital Management, LLC 0.07% of their portfolio BRENTWOOD, TN 8,1448.1k $395.5k $395.5k 0.07% Reduced -1.2k -1,223
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,0218.0k $390.3k $390.3k 0.00% New
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 5,9836.0k $291.2k $291.2k 0.02% Reduced -436 -436
52 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 5,9035.9k $287.3k $287.3k 0.01% Added +1.0k +1,041
53 MARIPAU WEALTH MANAGEMENT LLC 0.20% of their portfolio FORT WAYNE, IN 5,8655.9k $285.4k $285.4k 0.20% Reduced -229 -229
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,8714.9k $237.0k $237.0k 0.00% Added +3.7k +3,669
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,6904.7k $228.0k $228.0k 0.00% Added +464 +464
56 SpiderRock Advisors, LLC 0.01% of their portfolio CHICAGO, IL 4,4794.5k $218.0k $218.0k 0.01% Reduced -732 -732
57 OneAscent Financial Services LLC 0.03% of their portfolio BIRMINGHAM, AL 4,2664.3k $208.0k $208.0k 0.03% New
58 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 4,1114.1k $200.1k $200.1k 0.01% Reduced -601 -601
59 ROTHSCHILD INVESTMENT LLC 0.01% of their portfolio CHICAGO, IL 3,9003.9k $189.8k $189.8k 0.01% Unchanged
60 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,0843.1k $150.1k $150.1k 0.01% Added +144 +144
61 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 1,7431.7k $84.8k $84.8k 0.02% Added +733 +733
62 Mowery & Schoenfeld Wealth Management, LLC 0.11% of their portfolio LINCOLNSHIRE, IL 1,5751.6k $76.6k $76.6k 0.11% New
63 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,0711.1k $52.1k $52.1k 0.00% Reduced -54 -54
64 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 670670 $33.0k $33.0k 0.01% Added +20 +20
65 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 110110 $5.4k $5.4k 0.00% Unchanged
66 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 7777 $3.7k $3.7k 0.00% Added +51 +51
67 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 3232 $1.6k $1.6k 0.00% Unchanged
68 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $92 $92 0.00% New