Vault-13

FIRST TR EXCHANGE-TRADED FD FTXN

NASDQ OIL GAS · ETP · CUSIP 33738R845

111 institutional holders +9 vs Q4 2023
6,277,6416.3m shares reported held*
$202.7mreported value*
19 new 37 added 38 reduced 9 sold out net bought ≈ $389.8k (+14.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($56.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.28.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 103Q1 23: 106Q2 23: 96Q3 23: 100Q4 23: 102Q1 24: 111111Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202290
Q4 2022103
Q1 2023106
Q2 202396
Q3 2023100
Q4 2023102
Q1 2024111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 59 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 68 cut or sold outQ1 23Q2 23: 38 bought or addedQ2 23: 68 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 53 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 46 cut or sold outQ4 23Q1 24: 56 bought or addedQ1 24: 47 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225942
Q1 20235268
Q2 20233868
Q3 20233953
Q4 20235046
Q1 20245647

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $0Q2 23 puts: $1.1mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$1.1m—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +788,741+788.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +99,094+99.1k
Cetera Investment Advisers Added +77,133+77.1k
JANE STREET GROUP, LLC New +25,969+26.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +25,735+25.7k
Total Clarity Wealth Management, Inc. New +19,147+19.1k
ASSETMARK, INC Added +17,022+17.0k
Jaffetilchin Investment Partners, LLC New +14,887+14.9k
Kestra Advisory Services, LLC Added +13,425+13.4k
Cambridge Investment Research Advisors, Inc. Added +12,455+12.5k

Biggest sellers

LPL Financial LLC Reduced -297,506-297.5k
Raymond James Financial Services Advisors, Inc. Reduced -268,589-268.6k
WELLS FARGO & COMPANY/MN Reduced -149,794-149.8k
RAYMOND JAMES & ASSOCIATES Reduced -125,349-125.3k
Secure Asset Management, LLC Reduced -49,047-49.0k
OSAIC HOLDINGS, INC. Reduced -46,660-46.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -42,542-42.5k
Cetera Advisor Networks LLC Sold out -34,119-34.1k
Cetera Advisors LLC Sold out -31,465-31.5k
GOLDMAN SACHS GROUP INC Reduced -24,814-24.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.8 pts · filed 2026-10-27 71.1% -2.8 pts 20.7m≈ $691.6m 2026-10-27

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,929,4972.9m $94.6m $94.6m 0.00% Added +788.7k +788,741
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 608,297608.3k $19.6m $19.6m 0.01% Reduced -297.5k -297,506
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 203,078203.1k $6.6m $6.6m 0.00% Reduced -8.5k -8,540
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 183,333183.3k $5.9m $5.9m 0.00% Reduced -149.8k -149,794
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 159,282159.3k $5.1m $5.1m 0.01% Added +99.1k +99,094
6 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 122,444122.4k $4.0m $4.0m 0.01% Reduced -268.6k -268,589
7 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 121,153121.2k $3.9m $3.9m 0.00% Reduced -125.3k -125,349
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 119,419119.4k $3.9m $3.9m 0.01% Added +77.1k +77,133
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 102,598102.6k $3.3m $3.3m 0.01% Reduced -46.7k -46,660
10 Cyndeo Wealth Partners, LLC 0.25% of their portfolio ST. PETERSBURG, FL 92,62592.6k $3.0m $3.0m 0.25% Reduced -6.2k -6,160
11 SFI Advisors, LLC 2.33% of their portfolio Montclair, NJ 92,15492.2k $3.0m $3.0m 2.33% Added +11.2k +11,214
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 75,86275.9k $2.5m $2.5m 0.01% Added +12.5k +12,455
13 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 66,05266.1k $2.1m $2.1m 0.00% Reduced -21.9k -21,866
14 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 62,40662.4k $2.0m $2.0m 0.01% Reduced -1.8k -1,759
15 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.21% of their portfolio ORLANDO, FL 62,35062.4k $2.0m $2.0m 0.21% Added +1.6k +1,641
16 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 57,91157.9k $1.9m $1.9m 0.01% Added +17.0k +17,022
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,73155.7k $1.8m $1.8m 0.00% Added +8.1k +8,051
18 Quantum Private Wealth, LLC 0.55% of their portfolio TAMPA, FL 46,18646.2k $1.5m $1.5m 0.55% Added +1.0k +1,000
19 Coppell Advisory Solutions Corp. 0.27% of their portfolio COPPELL, TX 45,16145.2k $1.5m $1.5m 0.27% First filing
20 CWM, LLC 0.01% of their portfolio OMAHA, NE 44,67744.7k $1.4m $1.4m 0.01% Added +3.2k +3,175
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,68840.7k $1.3m $1.3m 0.00% Unchanged
22 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 39,84339.8k $1.3m $1.3m 0.01% Added +3.1k +3,052
23 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 37,81637.8k $1.2m $1.2m 0.01% Added +13.4k +13,425
24 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 36,85736.9k $1.2m $1.2m 0.01% Added +4.1k +4,072
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 36,59536.6k $1.2m $1.2m 0.00% Added +1.5k +1,525
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,57834.6k $1.1m $1.1m 0.00% Added +25.7k +25,735
27 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 33,59433.6k $1.1m $1.1m 0.00% Reduced -978 -978
28 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 32,45332.5k $1.0m $1.0m 0.00% Reduced -3.5k -3,463
29 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 30,62230.6k $989.0k $989.0k 0.03% Reduced -7.8k -7,820
30 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 30,34530.3k $980.0k $980.0k 0.01% Reduced -2.2k -2,214
31 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 27,00627.0k $872.2k $872.2k 0.01% Added +1.1k +1,103
32 Secure Asset Management, LLC 0.20% of their portfolio Troy, MI 26,31626.3k $849.9k $849.9k 0.20% Reduced -49.0k -49,047
33 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 25,99526.0k $839.5k $839.5k 0.01% Reduced -8.5k -8,509
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,96926.0k $838.7k $838.7k 0.00% New
35 PGIM Custom Harvest LLC 0.02% of their portfolio NEWARK, NJ 25,29925.3k $817.1k $817.1k 0.02% Reduced -13.6k -13,647
36 IAMS WEALTH MANAGEMENT, LLC 0.43% of their portfolio OMAHA, NE 24,50724.5k $708.0k $708.0k 0.43% Added +3.3k +3,310
37 Apeiron RIA LLC 0.23% of their portfolio Dallas, TX 24,10324.1k $778.4k $778.4k 0.23% Reduced -2.0k -1,984
38 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 20,46320.5k $660.9k $660.9k 0.01% Added +11.0k +10,956
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,28819.3k $622.9k $622.9k 0.00% Reduced -24.8k -24,814
40 Total Clarity Wealth Management, Inc. 0.22% of their portfolio ST. CHARLES, IL 19,14719.1k $618.4k $618.4k 0.22% New
41 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 19,12219.1k $617.6k $617.6k 0.01% Added +4.4k +4,422
42 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 15,90015.9k $513.5k $513.5k 0.04% Reduced -1.2k -1,184
43 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 15,02115.0k $468.3k $468.3k 0.01% Added +13 +13
44 Jaffetilchin Investment Partners, LLC 0.04% of their portfolio TAMPA, FL 14,88714.9k $480.8k $480.8k 0.04% New
45 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 14,64014.6k $472.8k $472.8k 0.02% Reduced -14.9k -14,913
46 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 14,49414.5k $468.1k $468.1k 0.02% Added +85 +85
47 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 14,26714.3k $460.8k $460.8k 0.00% Added +576 +576
48 Y.D. More Investments Ltd 0.08% of their portfolio Ramat Gan, L3 14,00014.0k $452.1k $452.1k 0.08% Unchanged
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,23413.2k $426.0k $426.0k 0.00% Reduced -4.8k -4,804
50 Gateway Wealth Partners, LLC 0.15% of their portfolio APPLETON, WI 12,92812.9k $417.5k $417.5k 0.15% Added +1.8k +1,810
51 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 12,89412.9k $416.4k $416.4k 0.01% Reduced -130 -130
52 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 12,88512.9k $416.1k $416.1k 0.01% Added +1.1k +1,119
53 HFG Advisors, Inc. 0.37% of their portfolio CINCINATTI, OH 12,85512.9k $415.2k $415.2k 0.37% Unchanged
54 OneAscent Financial Services LLC 0.05% of their portfolio BIRMINGHAM, AL 12,78412.8k $413.0k $413.0k 0.05% Added +2.3k +2,309
55 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 12,65912.7k $409.0k $409.0k 0.03% Added +1.7k +1,669
56 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 12,46012.5k $402.4k $402.4k 0.00% Reduced -629 -629
57 National Wealth Management Group, LLC 0.31% of their portfolio CINCINNATI, OH 12,32412.3k $398.0k $398.0k 0.31% Reduced -5.4k -5,374
58 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 12,05712.1k $389.4k $389.4k 0.00% New
59 Clarus Wealth Advisors 0.21% of their portfolio PEORIA, AZ 11,31311.3k $377.9k $377.9k 0.21% Reduced -94 -94
60 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 10,52410.5k $340.0k $340.0k 0.01% Reduced -42.5k -42,542
61 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 9,9019.9k $320.0k $320.0k 0.00% Reduced -221 -221
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,7029.7k $313.3k $313.3k 0.01% Reduced -5.0k -4,997
63 Quantinno Capital Management LP 0.01% of their portfolio NEW YORK, NY 9,4129.4k $304.0k $304.0k 0.01% New
64 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 8,9458.9k $288.9k $288.9k 0.01% New
65 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,1828.2k $264.0k $264.0k 0.00% Reduced -2.3k -2,286
66 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 8,1328.1k $262.6k $262.6k 0.01% Reduced -7.6k -7,630
67 Laidlaw Wealth Management LLC 0.15% of their portfolio NEW YORK CITY, NY 8,0918.1k $261.3k $261.3k 0.15% Unchanged
68 MGB Wealth Management, LLC 0.10% of their portfolio ADDISON, TX 7,4257.4k $239.8k $239.8k 0.10% Unchanged
69 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 7,3607.4k $237.7k $237.7k 0.01% Added +27 +27
70 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 7,3497.3k $237.3k $237.3k 0.00% New
71 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 7,3497.3k $237.3k $237.3k 0.00% New
72 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 7,0517.1k $227.0k $227.0k 0.02% Reduced -162 -162
73 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,7576.8k $203.0k $203.0k 0.01% New
74 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 6,5186.5k $210.5k $210.5k 0.01% New
75 Pinnacle Family Advisors, LLC 0.11% of their portfolio Springfield, MO 6,4546.5k $208.4k $208.4k 0.11% New
76 ADAMSBROWN WEALTH CONSULTANTS LLC 0.08% of their portfolio WICHITA, KS 6,2026.2k $200.3k $200.3k 0.08% New
77 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 5,5865.6k $180.4k $180.4k 0.01% Reduced -178 -178
78 Activest Wealth Management 0.09% of their portfolio AVENTURA, FL 5,5245.5k $178.4k $178.4k 0.09% New
79 NewSquare Capital LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 3,6553.7k $118.0k $118.0k 0.01% Unchanged
80 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,6223.6k $117.0k $117.0k 0.00% Added +256 +256
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,6092.6k $84.3k $84.3k 0.01% Added +193 +193
82 FAS Wealth Partners, Inc. 0.01% of their portfolio LEAWOOD, KS 2,5842.6k $83.4k $83.4k 0.01% Added +12 +12
83 AlphaMark Advisors, LLC 0.03% of their portfolio FT. WRIGHT, KY 2,4502.5k $79.0k $79.0k 0.03% Unchanged
84 Main Street Group, LTD 0.03% of their portfolio GLEN ALLEN, VA 2,2092.2k $71.9k $71.9k 0.03% Added +27 +27
85 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 1,7411.7k $56.0k $56.0k 0.01% Reduced -39 -39
86 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 1,4501.4k $46.8k $46.8k 0.01% Unchanged
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,2751.3k $41.2k $41.2k 0.00% Reduced -347 -347
88 HighMark Wealth Management LLC 0.02% of their portfolio ST. PAUL, MN 1,1501.1k $37.1k $37.1k 0.02% Unchanged
89 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 1,1051.1k $35.7k $35.7k 0.00% Unchanged
90 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 789789 $25.5k $25.5k 0.00% New
91 REAP Financial Group, LLC 0.01% of their portfolio AUSTIN, TX 724724 $23.4k $23.4k 0.01% Added +45 +45
92 ATWOOD & PALMER INC 0.00% of their portfolio KANSAS CITY, MO 680680 $22.0k $22.0k 0.00% Unchanged
93 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 666666 $21.5k $21.5k 0.00% New
94 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 600600 $19.4k $19.4k 0.00% Reduced -1.4k -1,400
95 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 600600 $18.2k $18.2k 0.00% Added +300 +300
96 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 549549 $17.7k $17.7k 0.00% Unchanged
97 UBS Group AG 0.00% of their portfolio ZURICH, V8 438438 $14.1k $14.1k 0.00% Added +430 +430
98 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 240240 $7.8k $7.8k 0.00% Added +133 +133
99 Balefire, LLC 0.00% of their portfolio DALLAS, TX 234234 $7.6k $7.6k 0.00% New
100 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 208208 $6.7k $6.7k 0.00% Added +2 +2