Vault-13

FIRST TR EXCHANGE TRADED FD FTXL

NASDQ SEMCNDTR · ETP · CUSIP 33738R811

121 institutional holders -9 vs Q3 2024
3,864,5583.9m shares reported held*
$337.3mreported value*
13 new 28 added 49 reduced 28 sold out net sold ≈ $841.8m (-9.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $87.28.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 43Q4 22: 43Q1 23: 79Q2 23: 92Q3 23: 97Q4 23: 110Q1 24: 107Q2 24: 125Q3 24: 130Q4 24: 121121Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202243
Q4 202243
Q1 202379
Q2 202392
Q3 202397
Q4 2023110
Q1 2024107
Q2 2024125
Q3 2024130
Q4 2024121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 60 bought or addedQ1 23: 13 cut or sold outQ2 23: 57 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 55 bought or addedQ3 23: 35 cut or sold outQ4 23: 52 bought or addedQ4 23: 46 cut or sold outQ4 23Q1 24: 62 bought or addedQ1 24: 42 cut or sold outQ2 24: 57 bought or addedQ2 24: 46 cut or sold outQ2 24Q3 24: 48 bought or addedQ3 24: 64 cut or sold outQ4 24: 41 bought or addedQ4 24: 77 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236013
Q2 20235727
Q3 20235535
Q4 20235246
Q1 20246242
Q2 20245746
Q3 20244864
Q4 20244177

Biggest buyers

GOLDMAN SACHS GROUP INC Added +456,675+456.7k
MILLENNIUM MANAGEMENT LLC Added +134,142+134.1k
BNP PARIBAS FINANCIAL MARKETS New +50,000+50.0k
HRT FINANCIAL LP New +42,252+42.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +25,968+26.0k
Cetera Investment Advisers Added +25,341+25.3k
D. E. Shaw & Co., Inc. New +22,242+22.2k
CITADEL ADVISORS LLC Added +19,129+19.1k
JANE STREET GROUP, LLC Added +17,909+17.9k
Private Advisor Group, LLC Added +17,368+17.4k

Biggest sellers

FIRST TRUST ADVISORS LP Sold out -8,919,993-8.9m
MORGAN STANLEY Reduced -334,188-334.2k
Advisory Services Network, LLC Reduced -201,245-201.2k
NewEdge Advisors, LLC Reduced -185,008-185.0k
O'Dell Group, LLC Reduced -138,594-138.6k
BENJAMIN EDWARDS INC Reduced -87,585-87.6k
WELLS FARGO & COMPANY/MN Reduced -84,593-84.6k
WCG Wealth Advisors LLC Sold out -81,501-81.5k
ROYAL BANK OF CANADA Reduced -55,490-55.5k
LPL Financial LLC Reduced -44,764-44.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-09-04)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 512,703512.7k $44.7m $44.7m 0.01% Added +456.7k +456,675
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 315,107315.1k $27.5m $27.5m 0.00% Reduced -334.2k -334,188
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 243,995244.0k $21.3m $21.3m 0.01% Reduced -44.8k -44,764
4 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 240,450240.4k $21.0m $21.0m 0.01% First filing
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 238,582238.6k $20.8m $20.8m 0.01% Reduced -84.6k -84,593
6 NewSquare Capital LLC 1.61% of their portfolio NEWTOWN SQUARE, PA 230,802230.8k $20.1m $20.1m 1.61% Added +2.2k +2,193
7 Nilsine Partners, LLC 1.67% of their portfolio GREENWOOD VILLAGE, CO 178,580178.6k $15.6m $15.6m 1.67% Added +8.2k +8,203
8 O'Dell Group, LLC 2.90% of their portfolio CINCINNATI, OH 147,060147.1k $12.8m $12.8m 2.90% Reduced -138.6k -138,594
9 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 136,423136.4k $11.9m $11.9m 0.01% Added +134.1k +134,142
10 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 109,903109.9k $9.6m $9.6m 0.02% Added +1.5k +1,484
11 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 65,40565.4k $5.7m $5.7m 0.01% Reduced -6.1k -6,094
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 64,74064.7k $5.7m $5.7m 0.00% Reduced -55.5k -55,490
13 BENJAMIN EDWARDS INC 0.08% of their portfolio Clayton, MO 63,07163.1k $5.5m $5.5m 0.08% Reduced -87.6k -87,585
14 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 59,82759.8k $5.2m $5.2m 0.02% Reduced -1.3k -1,342
15 Kiker Wealth Management, LLC 4.12% of their portfolio JASPER, GA 58,34458.3k $5.1m $5.1m 4.12% First filing
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 51,83251.8k $4.5m $4.5m 0.01% Added +26.0k +25,968
17 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 51,41951.4k $4.5m $4.5m 0.01% Added +25.3k +25,341
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 51,27151.3k $4.5m $4.5m 0.01% Reduced -18.0k -17,980
19 CWM, LLC 0.02% of their portfolio OMAHA, NE 51,16151.2k $4.5m $4.5m 0.02% Reduced -4.7k -4,697
20 Paragon Private Wealth Management, LLC 2.03% of their portfolio LEXINGTON, KY 50,29550.3k $4.4m $4.4m 2.03% Reduced -1.0k -1,036
21 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,00050.0k $4.4m $4.4m 0.00% New
22 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 46,50646.5k $4.1m $4.1m 0.06% Reduced -19.6k -19,607
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 44,20144.2k $3.9m $3.9m 0.01% Reduced -18.9k -18,854
24 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 43,34943.3k $3.8m $3.8m 0.02% Added +415 +415
25 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 42,25242.3k $3.7m $3.7m 0.02% New
26 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 38,51938.5k $3.4m $3.4m 0.02% Reduced -3.3k -3,284
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,11238.1k $3.3m $3.3m 0.00% Added +13.4k +13,373
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,81833.8k $3.0m $3.0m 0.00% Added +19.1k +19,129
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,71833.7k $2.9m $2.9m 0.00% Reduced -19.2k -19,182
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,22930.2k $2.6m $2.6m 0.00% Added +17.9k +17,909
31 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 29,25629.3k $2.6m $2.6m 0.07% Added +1.3k +1,259
32 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 28,83228.8k $2.5m $2.5m 0.01% Added +17.4k +17,368
33 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 26,92126.9k $2.3m $2.3m 0.01% Reduced -5.7k -5,674
34 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 26,44526.4k $2.3m $2.3m 0.01% Reduced -185.0k -185,008
35 Adams Wealth Management 0.43% of their portfolio LOGAN, UT 25,56025.6k $2.2m $2.2m 0.43% Added +941 +941
36 CacheTech Inc. 0.42% of their portfolio LOGAN, UT 25,56025.6k $2.2m $2.2m 0.42% Added +941 +941
37 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 24,25124.3k $2.1m $2.1m 0.01% Reduced -4.1k -4,073
38 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 23,89023.9k $2.1m $2.1m 0.00% Reduced -7.6k -7,588
39 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 22,24222.2k $1.9m $1.9m 0.00% New
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,65220.7k $1.8m $1.8m 0.00% Reduced -1.6k -1,629
41 Outlook Wealth Advisors, LLC 0.38% of their portfolio SHENANDOAH, TX 15,01615.0k $1.3m $1.3m 0.38% Reduced -673 -673
42 TWO SIGMA SECURITIES, LLC 0.23% of their portfolio NEW YORK, NY 14,63814.6k $1.3m $1.3m 0.23% New
43 TradeWell Securities, LLC. 0.59% of their portfolio Fort Wayne, IN 13,03713.0k $1.1m $1.1m 0.59% First filing
44 Secure Asset Management, LLC 0.17% of their portfolio Troy, MI 12,94412.9k $1.1m $1.1m 0.17% Reduced -940 -940
45 WMG Financial Advisors, LLC 0.47% of their portfolio Knoxville, TN 12,61412.6k $1.1m $1.1m 0.47% Reduced -631 -631
46 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,45312.5k $1.1m $1.1m 0.00% New
47 TriaGen Wealth Management LLC 0.35% of their portfolio Calabasas, CA 11,97612.0k $1.0m $1.0m 0.35% Reduced -16.8k -16,805
48 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 11,54611.5k $1.0m $1.0m 0.04% Added +1.9k +1,904
49 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 10,91110.9k $952.2k $952.2k 0.05% Reduced -3.7k -3,691
50 TRUST CO OF OKLAHOMA 0.30% of their portfolio TULSA, OK 10,71110.7k $934.7k $934.7k 0.30% Unchanged
51 Concentrum Wealth Management 0.29% of their portfolio SAN JOSE, CA 9,4839.5k $827.6k $827.6k 0.29% Reduced -817 -817
52 Stegent Equity Advisors, Inc. 0.80% of their portfolio HOUSTON, TX 9,0649.1k $791.0k $791.0k 0.80% Unchanged
53 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 9,0149.0k $786.7k $786.7k 0.04% Reduced -335 -335
54 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 8,0858.1k $706.0k $706.0k 0.03% Added +4.9k +4,918
55 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,9287.9k $691.9k $691.9k 0.01% Reduced -201.2k -201,245
56 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 7,2377.2k $631.6k $631.6k 0.00% Reduced -3.7k -3,668
57 GREAT LAKES ADVISORS, LLC 0.01% of their portfolio CHICAGO, IL 7,0797.1k $617.8k $617.8k 0.01% Reduced -311 -311
58 Apeiron RIA LLC 0.17% of their portfolio Dallas, TX 6,8926.9k $601.5k $601.5k 0.17% Added +707 +707
59 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 5,2305.2k $456.4k $456.4k 0.00% Reduced -1 -1
60 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 5,1825.2k $452.2k $452.2k 0.01% New
61 Anson Capital, Inc. 0.34% of their portfolio TYRONE, GA 4,4604.5k $389.2k $389.2k 0.34% Added +1 +1
62 L.M. KOHN & COMPANY 0.10% of their portfolio CINCINNATI, OH 4,3964.4k $383.6k $383.6k 0.10% Reduced -644 -644
63 TWIN PEAKS WEALTH ADVISORS, LLC 0.15% of their portfolio SAN FRANCISCO, CA 4,1004.1k $357.8k $357.8k 0.15% Unchanged
64 Ballew Advisors, Inc 0.22% of their portfolio Jackson, MS 3,9463.9k $347.5k $347.5k 0.22% Unchanged
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,8173.8k $333.2k $333.2k 0.00% Added +2.0k +2,015
66 Leelyn Smith, LLC 0.06% of their portfolio GENEVA, IL 3,6673.7k $320.0k $320.0k 0.06% Reduced -104 -104
67 Prasad Wealth Partners, LLC 0.10% of their portfolio INDEPENDENCE, OH 3,5643.6k $311.0k $311.0k 0.10% First filing
68 Fifth Third Securities, Inc. 0.03% of their portfolio Cincinnati, OH 3,5593.6k $310.6k $310.6k 0.03% New
69 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 3,4543.5k $311.8k $311.8k 0.00% New
70 Legacy Investment Solutions, LLC 0.18% of their portfolio BOISE, ID 3,2243.2k $281.1k $281.1k 0.18% Added +1.8k +1,845
71 Legacy Wealth Managment, LLC/ID 0.18% of their portfolio BOISE, ID 3,2243.2k $281.1k $281.1k 0.18% Added +1.8k +1,845
72 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 3,0843.1k $269.2k $269.2k 0.01% Reduced -17.1k -17,110
73 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 2,8282.8k $247.4k $247.4k 0.01% Reduced -1.9k -1,887
74 Peak Planning Group, LLC 0.10% of their portfolio CENTENNIAL, CO 2,7702.8k $241.7k $241.7k 0.10% Reduced -834 -834
75 Baker Avenue Asset Management, LP 0.01% of their portfolio SAN FRANCISCO, CA 2,6622.7k $232.3k $232.3k 0.01% Unchanged
76 Harvest Investment Services, LLC 0.06% of their portfolio Oakbrook Terrace, IL 2,6602.7k $232.1k $232.1k 0.06% Unchanged
77 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 2,5502.5k $222.5k $222.5k 0.00% Reduced -701 -701
78 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 2,5312.5k $220.9k $220.9k 0.01% Reduced -200 -200
79 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,4432.4k $213.2k $213.2k 0.00% Added +2.3k +2,296
80 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 2,4002.4k $209.4k $209.4k 0.01% Reduced -398 -398
81 American Alpha Advisors, LLC 0.19% of their portfolio NEW YORK, NY 2,4002.4k $209.4k $209.4k 0.19% Unchanged
82 WealthBridge Capital Management, LLC 0.06% of their portfolio WESTERVILLE, OH 2,3612.4k $206.1k $206.1k 0.06% Added +29 +29
83 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,3302.3k $203.3k $203.3k 0.00% Reduced -25 -25
84 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 2,2682.3k $197.9k $197.9k 0.02% Reduced -4.1k -4,062
85 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,9481.9k $170.0k $170.0k 0.00% New
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,9001.9k $181.5k $181.5k 0.01% Unchanged
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,6911.7k $147.6k $147.6k 0.00% Reduced -138 -138
88 Founders Financial Alliance, LLC 0.03% of their portfolio RALEIGH, NC 1,2781.3k $111.5k $111.5k 0.03% Added +25 +25
89 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 617617 $53.8k $53.8k 0.00% Added +365 +365
90 Luminist Capital LLC 0.09% of their portfolio GRAND RAPIDS, MI 594594 $51.8k $51.8k 0.09% First filing
91 WFA Asset Management Corp 0.03% of their portfolio WHITEFISH BAY, WI 530530 $46.3k $46.3k 0.03% Added +1 +1
92 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 479479 $41.8k $41.8k 0.00% New
93 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 443443 $38.7k $38.7k 0.00% First filing
94 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 420420 $36.7k $36.7k 0.00% Reduced -110 -110
95 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 410410 $35.8k $35.8k 0.00% Unchanged
96 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 389389 $34.0k $34.0k 0.00% Reduced -22 -22
97 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 346346 $30.2k $30.2k 0.00% Added +1 +1
98 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 250250 $21.8k $21.8k 0.00% Unchanged
99 NFSG Corp 0.01% of their portfolio BOCA RATON, FL 250250 $21.8k $21.8k 0.01% Unchanged
100 COMERICA BANK 0.00% of their portfolio DALLAS, TX 216216 $18.9k $18.9k 0.00% Reduced -520 -520