Vault-13

FIRST TR EXCHANGE TRADED FD FTXL

NASDQ SEMCNDTR · ETP · CUSIP 33738R811

130 institutional holders +5 vs Q2 2024
13,647,94713.6m shares reported held*
$1.3bnreported value*
11 new 37 added 53 reduced 11 sold out net sold ≈ $29.9m (-320.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $93.40.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 43Q4 22: 43Q1 23: 79Q2 23: 92Q3 23: 97Q4 23: 110Q1 24: 107Q2 24: 125Q3 24: 130130Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202243
Q4 202243
Q1 202379
Q2 202392
Q3 202397
Q4 2023110
Q1 2024107
Q2 2024125
Q3 2024130

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 24 bought or addedQ4 22: 18 cut or sold outQ1 23: 60 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 27 cut or sold outQ3 23: 55 bought or addedQ3 23: 35 cut or sold outQ3 23Q4 23: 52 bought or addedQ4 23: 46 cut or sold outQ1 24: 62 bought or addedQ1 24: 42 cut or sold outQ1 24Q2 24: 57 bought or addedQ2 24: 46 cut or sold outQ3 24: 48 bought or addedQ3 24: 64 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222418
Q1 20236013
Q2 20235727
Q3 20235535
Q4 20235246
Q1 20246242
Q2 20245746
Q3 20244864

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $260.9kQ4 23 puts: $8.2kQ4 23P/C 0.03Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$260.9k$8.2k0.03
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

BENJAMIN EDWARDS INC Added +149,386+149.4k
GOLDMAN SACHS GROUP INC Added +44,433+44.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,255+15.3k
LPL Financial LLC Added +15,088+15.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +9,977+10.0k
Farther Finance Advisors, LLC New +9,642+9.6k
Davis Investment Partners, LLC New +9,201+9.2k
Raymond James Financial Services Advisors, Inc. Added +8,788+8.8k
GTS SECURITIES LLC Added +7,160+7.2k
Thrivent Financial for Lutherans Added +5,770+5.8k

Biggest sellers

MORGAN STANLEY Reduced -126,552-126.6k
ROYAL BANK OF CANADA Reduced -103,759-103.8k
FIRST TRUST ADVISORS LP Reduced -96,482-96.5k
WELLS FARGO & COMPANY/MN Reduced -77,610-77.6k
BNP PARIBAS FINANCIAL MARKETS Sold out -50,000-50.0k
JANE STREET GROUP, LLC Reduced -25,781-25.8k
RAYMOND JAMES & ASSOCIATES Reduced -18,788-18.8k
CITADEL ADVISORS LLC Reduced -18,006-18.0k
Nilsine Partners, LLC Reduced -14,652-14.7k
Stegent Equity Advisors, Inc. Reduced -11,602-11.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-09-04)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.79% of their portfolio Wheaton, IL 8,919,9938.9m $832.1m $832.1m 0.79% Reduced -96.5k -96,482
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 649,295649.3k $60.6m $60.6m 0.00% Reduced -126.6k -126,552
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 323,175323.2k $30.1m $30.1m 0.01% Reduced -77.6k -77,610
4 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 293,043293.0k $27.3m $27.3m 0.04% Added +8.8k +8,788
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 288,759288.8k $26.9m $26.9m 0.01% Added +15.1k +15,088
6 O'Dell Group, LLC 5.91% of their portfolio CINCINNATI, OH 285,654285.7k $26.6m $26.6m 5.91% Added +838 +838
7 NewSquare Capital LLC 1.70% of their portfolio NEWTOWN SQUARE, PA 228,609228.6k $21.3m $21.3m 1.70% Added +3.5k +3,459
8 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 211,453211.5k $19.7m $19.7m 0.13% Added +3.4k +3,387
9 Advisory Services Network, LLC 0.43% of their portfolio ATLANTA, GA 209,173209.2k $20.9m $20.9m 0.43% Unchanged
10 Nilsine Partners, LLC 2.06% of their portfolio GREENWOOD VILLAGE, CO 170,377170.4k $15.9m $15.9m 2.06% Reduced -14.7k -14,652
11 BENJAMIN EDWARDS INC 0.20% of their portfolio Clayton, MO 150,656150.7k $14.1m $14.1m 0.20% Added +149.4k +149,386
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 120,230120.2k $11.2m $11.2m 0.00% Reduced -103.8k -103,759
13 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 108,419108.4k $10.1m $10.1m 0.02% Reduced -121 -121
14 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 96,87696.9k $9.0m $9.0m 0.01% Reduced -18.8k -18,788
15 WCG Wealth Advisors LLC 0.51% of their portfolio LAS VEGAS, NV 81,50181.5k $7.6m $7.6m 0.51% Reduced -3.6k -3,612
16 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 71,49971.5k $6.7m $6.7m 0.01% Reduced -1.3k -1,343
17 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 69,25169.3k $6.5m $6.5m 0.02% Reduced -6.0k -5,998
18 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 66,11366.1k $6.2m $6.2m 0.09% Reduced -11.2k -11,167
19 Gateway Advisory, LLC 0.96% of their portfolio WESTFIELD, NJ 64,10964.1k $6.0m $6.0m 0.96% Reduced -248 -248
20 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 63,05563.1k $5.9m $5.9m 0.01% Added +10.0k +9,977
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 61,16961.2k $5.7m $5.7m 0.02% Added +5.6k +5,585
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 56,02856.0k $5.2m $5.2m 0.00% Added +44.4k +44,433
23 CWM, LLC 0.02% of their portfolio OMAHA, NE 55,85855.9k $5.2m $5.2m 0.02% Reduced -8.0k -8,023
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 52,90052.9k $4.9m $4.9m 0.01% Reduced -6.6k -6,598
25 Paragon Private Wealth Management, LLC 2.37% of their portfolio LEXINGTON, KY 51,33151.3k $4.8m $4.8m 2.37% Added +604 +604
26 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 42,93442.9k $4.0m $4.0m 0.03% Added +597 +597
27 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 41,80341.8k $3.9m $3.9m 0.02% Added +1.0k +1,043
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 32,59532.6k $3.0m $3.0m 0.01% Reduced -1.3k -1,276
29 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 31,47831.5k $2.9m $2.9m 0.01% Added +5.8k +5,770
30 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 30,14130.1k $2.8m $2.8m 0.01% Reduced -977 -977
31 Independent Advisor Alliance 0.10% of their portfolio CHARLOTTE, NC 29,97230.0k $2.8m $2.8m 0.10% Added +1.5k +1,495
32 TriaGen Wealth Management LLC 0.90% of their portfolio Calabasas, CA 28,78128.8k $2.7m $2.7m 0.90% Added +187 +187
33 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 28,32428.3k $2.6m $2.6m 0.01% Reduced -3.4k -3,398
34 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 27,99728.0k $2.6m $2.6m 0.08% Added +1.1k +1,057
35 Transamerica Financial Advisors, LLC 0.25% of their portfolio CEDAR RAPIDS, IA 27,93927.9k $2.6m $2.6m 0.25% Reduced -3.4k -3,351
36 HARMONY ASSET MANAGEMENT LLC 0.92% of their portfolio SCOTTSDALE, AZ 26,94226.9k $2.5m $2.5m 0.92% Unchanged
37 Proactive Wealth Strategies LLC 1.38% of their portfolio MARIETTA, GA 26,63126.6k $2.5m $2.5m 1.38% First filing
38 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 26,07826.1k $2.4m $2.4m 0.01% Reduced -10.1k -10,086
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,86425.9k $2.4m $2.4m 0.00% Added +15.3k +15,255
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,73924.7k $2.3m $2.3m 0.00% Reduced -5.4k -5,394
41 Adams Wealth Management 0.49% of their portfolio LOGAN, UT 24,61924.6k $2.3m $2.3m 0.49% Reduced -3.5k -3,479
42 CacheTech Inc. 0.49% of their portfolio LOGAN, UT 24,61924.6k $2.3m $2.3m 0.49% Reduced -3.5k -3,479
43 Cyndeo Wealth Partners, LLC 0.15% of their portfolio ST. PETERSBURG, FL 23,01423.0k $2.1m $2.1m 0.15% Reduced -513 -513
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,28122.3k $2.1m $2.1m 0.00% Added +28 +28
45 StoneX Group Inc. 0.14% of their portfolio NEW YORK, NY 20,19420.2k $1.9m $1.9m 0.14% Added +233 +233
46 Outlook Wealth Advisors, LLC 0.42% of their portfolio SHENANDOAH, TX 15,68915.7k $1.5m $1.5m 0.42% Added +1.2k +1,186
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,68914.7k $1.4m $1.4m 0.00% Reduced -18.0k -18,006
48 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 14,60214.6k $1.4m $1.4m 0.03% Added +7.2k +7,160
49 Secure Asset Management, LLC 0.22% of their portfolio Troy, MI 13,88413.9k $1.3m $1.3m 0.22% Added +3.4k +3,441
50 WMG Financial Advisors, LLC 0.56% of their portfolio Knoxville, TN 13,24513.2k $1.2m $1.2m 0.56% Reduced -854 -854
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,32012.3k $1.1m $1.1m 0.00% Reduced -25.8k -25,781
52 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,46411.5k $1.1m $1.1m 0.01% Added +105 +105
53 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 10,90510.9k $1.0m $1.0m 0.01% Reduced -3.3k -3,282
54 TRUST CO OF OKLAHOMA 0.32% of their portfolio TULSA, OK 10,71110.7k $999.1k $999.1k 0.32% Unchanged
55 Concentrum Wealth Management 0.37% of their portfolio SAN JOSE, CA 10,30010.3k $960.8k $960.8k 0.37% Reduced -387 -387
56 Tudor Financial Inc. 0.59% of their portfolio DAYTON, OH 10,23410.2k $954.7k $954.7k 0.59% First filing
57 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 9,6429.6k $899.4k $899.4k 0.03% New
58 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 9,3499.3k $872.1k $872.1k 0.05% Added +156 +156
59 Davis Investment Partners, LLC 0.35% of their portfolio CHARLOTTE, NC 9,2019.2k $843.4k $843.4k 0.35% New
60 Stegent Equity Advisors, Inc. 0.93% of their portfolio HOUSTON, TX 9,0649.1k $845.5k $845.5k 0.93% Reduced -11.6k -11,602
61 HFG Advisors, Inc. 0.73% of their portfolio CINCINATTI, OH 8,8728.9k $827.6k $827.6k 0.73% Reduced -175 -175
62 MinichMacGregor Wealth Management, LLC 0.15% of their portfolio Saratoga Springs, NY 7,6937.7k $717.6k $717.6k 0.15% Reduced -372 -372
63 GREAT LAKES ADVISORS, LLC 0.01% of their portfolio CHICAGO, IL 7,3907.4k $689.3k $689.3k 0.01% Reduced -47 -47
64 Kovack Advisors, Inc. 0.07% of their portfolio FT. LAUDERDALE, FL 7,2737.3k $678.4k $678.4k 0.07% Reduced -355 -355
65 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 6,3306.3k $590.5k $590.5k 0.06% Unchanged
66 Apeiron RIA LLC 0.17% of their portfolio Dallas, TX 6,1856.2k $576.9k $576.9k 0.17% Added +129 +129
67 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 5,2475.2k $489.4k $489.4k 0.03% Reduced -714 -714
68 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 5,2315.2k $487.9k $487.9k 0.00% Reduced -114 -114
69 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,0525.1k $471.2k $471.2k 0.00% Reduced -52 -52
70 L.M. KOHN & COMPANY 0.12% of their portfolio CINCINNATI, OH 5,0405.0k $470.1k $470.1k 0.12% Reduced -170 -170
71 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,7154.7k $440.3k $440.3k 0.01% Reduced -3.2k -3,173
72 Anson Capital, Inc. 0.37% of their portfolio TYRONE, GA 4,4594.5k $415.9k $415.9k 0.37% New
73 TWIN PEAKS WEALTH ADVISORS, LLC 0.18% of their portfolio SAN FRANCISCO, CA 4,1004.1k $382.4k $382.4k 0.18% Unchanged
74 Ballew Advisors, Inc 0.25% of their portfolio Jackson, MS 3,9463.9k $373.6k $373.6k 0.25% Reduced -1.4k -1,428
75 Leelyn Smith, LLC 0.06% of their portfolio GENEVA, IL 3,7713.8k $351.8k $351.8k 0.06% New
76 Private Advisory Group LLC 0.04% of their portfolio REDMOND, WA 3,7693.8k $351.6k $351.6k 0.04% Added +3 +3
77 Peak Planning Group, LLC 0.15% of their portfolio CENTENNIAL, CO 3,6043.6k $336.2k $336.2k 0.15% Reduced -494 -494
78 Claro Advisors Inc. 0.04% of their portfolio BOSTON, MA 3,2543.3k $303.5k $303.5k 0.04% Added +49 +49
79 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 3,2513.3k $303.3k $303.3k 0.00% New
80 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 3,1673.2k $295.0k $295.0k 0.01% Reduced -158 -158
81 Bright Futures Wealth Management, LLC. 0.14% of their portfolio WEBSTER, NY 14580, NY 3,1653.2k $290.1k $290.1k 0.14% Reduced -50 -50
82 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 3,0373.0k $544.5k $544.5k 0.00% New
83 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,0143.0k $281.2k $281.2k 0.01% Reduced -590 -590
84 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 2,7982.8k $261.0k $261.0k 0.01% Added +699 +699
85 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 2,7312.7k $253.6k $253.6k 0.01% Reduced -100 -100
86 Realta Investment Advisors 0.12% of their portfolio WILMINGTON, DE 2,7172.7k $264.4k $264.4k 0.12% Reduced -3.7k -3,694
87 Baker Avenue Asset Management, LP 0.01% of their portfolio SAN FRANCISCO, CA 2,6622.7k $248.3k $248.3k 0.01% Unchanged
88 Harvest Investment Services, LLC 0.08% of their portfolio Oakbrook Terrace, IL 2,6602.7k $248.1k $248.1k 0.08% Unchanged
89 American Alpha Advisors, LLC 0.21% of their portfolio NEW YORK, NY 2,4002.4k $223.9k $223.9k 0.21% First filing
90 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,3552.4k $219.7k $219.7k 0.00% Added +199 +199
91 WealthBridge Capital Management, LLC 0.06% of their portfolio WESTERVILLE, OH 2,3322.3k $217.5k $217.5k 0.06% New
92 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,2812.3k $212.8k $212.8k 0.00% New
93 SMITH, MOORE & CO. 0.02% of their portfolio CLAYTON, MO 2,2352.2k $208.5k $208.5k 0.02% New
94 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 2,0132.0k $187.0k $187.0k 0.02% Reduced -236 -236
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,9001.9k $177.2k $177.2k 0.01% Added +722 +722
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,8291.8k $170.6k $170.6k 0.00% Added +889 +889
97 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,8021.8k $168.3k $168.3k 0.00% Reduced -2 -2
98 Legacy Investment Solutions, LLC 0.07% of their portfolio BOISE, ID 1,3791.4k $122.9k $122.9k 0.07% First filing
99 Legacy Wealth Managment, LLC/ID 0.07% of their portfolio BOISE, ID 1,3791.4k $122.9k $122.9k 0.07% First filing
100 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,3671.4k $127.5k $127.5k 0.00% Reduced -2.6k -2,553