Vault-13

FIRST TR EXCHANGE TRADED FD FTXL

NASDQ SEMCNDTR · ETP · CUSIP 33738R811

107 institutional holders -3 vs Q4 2023
15,611,16015.6m shares reported held*
$1.4bnreported value*
11 new 51 added 27 reduced 15 sold out net bought ≈ $105.0m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($110.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.54.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 43Q4 22: 43Q1 23: 79Q2 23: 92Q3 23: 97Q4 23: 110Q1 24: 107107Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202243
Q4 202243
Q1 202379
Q2 202392
Q3 202397
Q4 2023110
Q1 2024107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 24 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 55 bought or addedQ3 23: 35 cut or sold outQ3 23Q4 23: 52 bought or addedQ4 23: 46 cut or sold outQ4 23Q1 24: 62 bought or addedQ1 24: 42 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222418
Q1 20236013
Q2 20235727
Q3 20235535
Q4 20235246
Q1 20246242

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $260.9kQ4 23 puts: $8.2kQ4 23P/C 0.03Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$260.9k$8.2k0.03
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +845,476+845.5k
FIRST TRUST ADVISORS LP Added +175,895+175.9k
Nilsine Partners, LLC Added +70,163+70.2k
NewSquare Capital LLC Added +52,310+52.3k
BNP PARIBAS FINANCIAL MARKETS New +50,000+50.0k
LPL Financial LLC Added +42,912+42.9k
CITADEL ADVISORS LLC New +38,963+39.0k
OPPENHEIMER & CO INC Added +22,377+22.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,044+21.0k
ROYAL BANK OF CANADA Added +19,965+20.0k

Biggest sellers

Adams Wealth Management Reduced -38,151-38.2k
Synergy Asset Management, LLC Sold out -38,086-38.1k
WCG Wealth Advisors LLC Reduced -34,592-34.6k
Raymond James Financial Services Advisors, Inc. Reduced -30,858-30.9k
CWM, LLC Reduced -28,095-28.1k
Merit Financial Group, LLC Sold out -26,052-26.1k
Encompass More Asset Management Sold out -11,421-11.4k
FLOW TRADERS U.S. LLC Sold out -10,854-10.9k
O'Dell Group, LLC Reduced -10,000-10.0k
Cyndeo Wealth Partners, LLC Reduced -9,863-9.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-09-04)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.83% of their portfolio Wheaton, IL 9,040,1419.0m $818.5m $818.5m 0.83% Added +175.9k +175,895
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,345,4122.3m $212.4m $212.4m 0.01% Added +845.5k +845,476
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 371,255371.3k $33.6m $33.6m 0.01% Added +17.4k +17,448
4 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 351,441351.4k $31.8m $31.8m 0.05% Reduced -30.9k -30,858
5 O'Dell Group, LLC 6.32% of their portfolio CINCINNATI, OH 284,816284.8k $25.8m $25.8m 6.32% Reduced -10.0k -10,000
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 252,444252.4k $22.9m $22.9m 0.01% Added +42.9k +42,912
7 NewSquare Capital LLC 1.85% of their portfolio NEWTOWN SQUARE, PA 231,000231.0k $20.9m $20.9m 1.85% Added +52.3k +52,310
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 222,234222.2k $20.1m $20.1m 0.00% Added +20.0k +19,965
9 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 206,839206.8k $18.7m $18.7m 0.16% Added +8.4k +8,402
10 Advisory Services Network, LLC 0.41% of their portfolio ATLANTA, GA 202,179202.2k $18.3m $18.3m 0.41% Added +152 +152
11 BENJAMIN F. EDWARDS & COMPANY, INC. 0.31% of their portfolio ST. LOUIS, MO 187,619187.6k $17.0m $17.0m 0.31% Reduced -6.6k -6,584
12 Nilsine Partners, LLC 2.25% of their portfolio GREENWOOD VILLAGE, CO 181,826181.8k $16.5m $16.5m 2.25% Added +70.2k +70,163
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 122,993123.0k $11.1m $11.1m 0.01% Reduced -5.6k -5,633
14 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 107,239107.2k $9.7m $9.7m 0.01% Reduced -6.7k -6,672
15 WCG Wealth Advisors LLC 0.69% of their portfolio LAS VEGAS, NV 91,19891.2k $8.3m $8.3m 0.69% Reduced -34.6k -34,592
16 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 76,62676.6k $6.9m $6.9m 0.02% Added +15.7k +15,662
17 OPPENHEIMER & CO INC 0.11% of their portfolio NEW YORK, NY 76,39276.4k $6.9m $6.9m 0.11% Added +22.4k +22,377
18 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 75,01275.0k $6.8m $6.8m 0.01% Reduced -2.9k -2,889
19 CWM, LLC 0.03% of their portfolio OMAHA, NE 70,57370.6k $6.4m $6.4m 0.03% Reduced -28.1k -28,095
20 Gateway Advisory, LLC 1.02% of their portfolio WESTFIELD, NJ 64,11964.1k $5.8m $5.8m 1.02% Added +3.1k +3,141
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 58,36858.4k $5.3m $5.3m 0.01% Reduced -7.0k -6,990
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 55,31055.3k $5.0m $5.0m 0.01% Reduced -2.8k -2,752
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 54,72854.7k $5.0m $5.0m 0.01% Reduced -3.2k -3,250
24 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 52,15552.2k $4.7m $4.7m 0.02% Added +6.3k +6,295
25 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 52,02152.0k $4.7m $4.7m 0.03% Added +17.1k +17,144
26 Paragon Private Wealth Management, LLC 2.71% of their portfolio LEXINGTON, KY 50,38050.4k $4.6m $4.6m 2.71% Added +1.3k +1,300
27 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $4.5m $4.5m 0.01% New
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,96339.0k $3.5m $3.5m 0.00% New
29 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 38,80938.8k $3.5m $3.5m 0.03% Added +109 +109
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 35,01935.0k $3.2m $3.2m 0.00% Added +21.0k +21,044
31 Transamerica Financial Advisors, LLC 0.29% of their portfolio CEDAR RAPIDS, IA 31,29031.3k $2.8m $2.8m 0.29% Added +10.7k +10,697
32 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 30,31730.3k $2.7m $2.7m 0.01% Added +257 +257
33 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 29,67429.7k $2.7m $2.7m 0.01% Added +18.7k +18,700
34 Cyndeo Wealth Partners, LLC 0.22% of their portfolio ST. PETERSBURG, FL 28,95729.0k $2.6m $2.6m 0.22% Reduced -9.9k -9,863
35 TriaGen Wealth Management LLC 1.08% of their portfolio Calabasas, CA 28,74928.7k $2.6m $2.6m 1.08% Added +885 +885
36 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 28,03828.0k $2.5m $2.5m 0.09% Added +1.3k +1,263
37 HARMONY ASSET MANAGEMENT LLC 1.01% of their portfolio SCOTTSDALE, AZ 26,99027.0k $2.4m $2.4m 1.01% Unchanged
38 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 26,47226.5k $2.4m $2.4m 0.01% Added +15.1k +15,068
39 Adams Wealth Management 0.58% of their portfolio LOGAN, UT 26,30126.3k $2.4m $2.4m 0.58% Reduced -38.2k -38,151
40 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 25,95126.0k $2.4m $2.4m 0.00% Added +4.6k +4,636
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,83023.8k $2.2m $2.2m 0.00% Unchanged
42 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,28722.3k $2.0m $2.0m 0.00% Reduced -2.2k -2,193
43 Stegent Equity Advisors, Inc. 1.88% of their portfolio HOUSTON, TX 20,42920.4k $1.8m $1.8m 1.88% Reduced -1.6k -1,570
44 StoneX Group Inc. 0.16% of their portfolio NEW YORK, NY 19,86219.9k $1.8m $1.8m 0.16% Added +790 +790
45 WMG Financial Advisors, LLC 0.70% of their portfolio Knoxville, TN 13,45513.5k $1.2m $1.2m 0.70% Reduced -437 -437
46 Concentrum Wealth Management 0.47% of their portfolio SAN JOSE, CA 11,12811.1k $1.0m $1.0m 0.47% Reduced -2.7k -2,728
47 TRUST CO OF OKLAHOMA 0.34% of their portfolio TULSA, OK 10,71110.7k $969.8k $969.8k 0.34% Added +4.0k +4,035
48 HFG Advisors, Inc. 0.75% of their portfolio CINCINATTI, OH 9,3639.4k $847.7k $847.7k 0.75% Added +23 +23
49 Western Wealth Management, LLC 0.07% of their portfolio GOLDEN, CO 9,3399.3k $845.6k $845.6k 0.07% Added +1.3k +1,295
50 Outlook Wealth Advisors, LLC 0.25% of their portfolio SHENANDOAH, TX 8,9508.9k $810.3k $810.3k 0.25% Added +2.2k +2,226
51 MinichMacGregor Wealth Management, LLC 0.19% of their portfolio Saratoga Springs, NY 8,1808.2k $743.8k $743.8k 0.19% Reduced -803 -803
52 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 8,1258.1k $735.6k $735.6k 0.09% Added +563 +563
53 GREAT LAKES ADVISORS, LLC 0.01% of their portfolio CHICAGO, IL 7,9778.0k $722.2k $722.2k 0.01% Reduced -212 -212
54 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 7,5977.6k $688.2k $688.2k 0.02% Added +571 +571
55 Realta Investment Advisors 0.14% of their portfolio WILMINGTON, DE 7,5737.6k $685.6k $685.6k 0.14% Added +201 +201
56 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 6,3586.4k $575.7k $575.7k 0.06% Reduced -169 -169
57 Compound Planning, Inc. 0.05% of their portfolio NEW YORK, NY 6,2846.3k $569.0k $569.0k 0.05% Added +276 +276
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,9526.0k $538.9k $538.9k 0.00% Added +179 +179
59 Ballew Advisors, Inc 0.33% of their portfolio Jackson, MS 5,3745.4k $472.5k $472.5k 0.33% Added +645 +645
60 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 5,2315.2k $473.6k $473.6k 0.00% Unchanged
61 Apeiron RIA LLC 0.12% of their portfolio Dallas, TX 4,5994.6k $416.4k $416.4k 0.12% Added +436 +436
62 TWIN PEAKS WEALTH ADVISORS, LLC 0.21% of their portfolio SAN FRANCISCO, CA 4,1004.1k $371.2k $371.2k 0.21% Unchanged
63 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,8893.9k $352.1k $352.1k 0.00% Added +1.0k +1,023
64 Kesler, Norman & Wride, LLC 0.07% of their portfolio OGDEN, UT 3,7843.8k $342.6k $342.6k 0.07% Added +269 +269
65 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 3,5493.5k $321.3k $321.3k 0.02% Added +3 +3
66 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,2543.3k $284.2k $284.2k 0.01% Added +195 +195
67 Bright Futures Wealth Management, LLC. 0.17% of their portfolio WEBSTER, NY 14580, NY 3,2153.2k $317.0k $317.0k 0.17% First filing
68 Claro Advisors Inc. 0.05% of their portfolio BOSTON, MA 3,1283.1k $283.2k $283.2k 0.05% Reduced -27 -27
69 Harvest Investment Services, LLC 0.11% of their portfolio Oakbrook Terrace, IL 2,9212.9k $264.5k $264.5k 0.11% Unchanged
70 Baker Avenue Asset Management, LP 0.01% of their portfolio SAN FRANCISCO, CA 2,6622.7k $241.0k $241.0k 0.01% Unchanged
71 Peak Planning Group, LLC 0.14% of their portfolio CENTENNIAL, CO 2,5182.5k $227.9k $227.9k 0.14% New
72 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 2,3032.3k $208.5k $208.5k 0.00% New
73 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 2,2982.3k $218.0k $218.0k 0.02% Reduced -59 -59
74 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,2612.3k $204.7k $204.7k 0.00% Added +834 +834
75 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 2,0592.1k $186.4k $186.4k 0.01% Added +111 +111
76 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 1,9231.9k $174.1k $174.1k 0.05% Reduced -87 -87
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,9141.9k $173.4k $173.4k 0.00% Reduced -30 -30
78 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,7541.8k $158.8k $158.8k 0.00% Added +410 +410
79 ATWOOD & PALMER INC 0.01% of their portfolio KANSAS CITY, MO 1,5251.5k $138.1k $138.1k 0.01% Reduced -480 -480
80 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2901.3k $116.8k $116.8k 0.00% Added +1.2k +1,215
81 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 1,2121.2k $110.0k $110.0k 0.02% Added +7 +7
82 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,1781.2k $106.7k $106.7k 0.01% Unchanged
83 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,0761.1k $97.4k $97.4k 0.00% Added +3 +3
84 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 935935 $84.9k $84.9k 0.00% Unchanged
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 755755 $68.4k $68.4k 0.00% New
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 547547 $49.5k $49.5k 0.00% Unchanged
87 WFA Asset Management Corp 0.02% of their portfolio WHITEFISH BAY, WI 528528 $47.8k $47.8k 0.02% Added +2 +2
88 Clear Point Advisors Inc. 0.03% of their portfolio MELVILLE, NY 413413 $37.4k $37.4k 0.03% Added +1 +1
89 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 392392 $35.5k $35.5k 0.00% Added +391 +391
90 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 316316 $28.6k $28.6k 0.01% Unchanged
91 FMR LLC 0.00% of their portfolio BOSTON, MA 290290 $26.3k $26.3k 0.00% Added +146 +146
92 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 258258 $23.4k $23.4k 0.00% Added +5 +5
93 NFSG Corp 0.01% of their portfolio BOCA RATON, FL 250250 $22.6k $22.6k 0.01% Unchanged
94 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 232232 $21.0k $21.0k 0.00% New
95 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 222222 $20.1k $20.1k 0.01% New
96 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 220220 $19.9k $19.9k 0.00% Unchanged
97 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 158158 $14.3k $14.3k 0.00% New
98 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 151151 $13.7k $13.7k 0.00% New
99 Marquette Asset Management, LLC 0.00% of their portfolio MINNEAPOLIS, MN 127127 $11.5k $11.5k 0.00% Unchanged
100 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 110110 $10.0k $10.0k 0.00% Unchanged