Vault-13

FIRST TR EXCHANGE TRADED FD FTXL

NASDQ SEMCNDTR · ETP · CUSIP 33738R811

92 institutional holders +13 vs Q1 2023
14,912,22614.9m shares reported held*
$1.1bnreported value*
17 new 40 added 20 reduced 7 sold out net bought ≈ $39.3m (+552.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($80.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.19.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 43Q4 22: 43Q1 23: 79Q2 23: 9292Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202243
Q4 202243
Q1 202379
Q2 202392

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 24 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 27 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222418
Q1 20236013
Q2 20235727

Biggest buyers

MORGAN STANLEY Added +175,025+175.0k
WELLS FARGO & COMPANY/MN Added +128,873+128.9k
NewSquare Capital LLC Added +127,281+127.3k
Cyndeo Wealth Partners, LLC New +97,410+97.4k
TRUIST FINANCIAL CORP Added +94,988+95.0k
RAYMOND JAMES & ASSOCIATES Added +63,894+63.9k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +50,460+50.5k
Raymond James Financial Services Advisors, Inc. Added +46,075+46.1k
OSAIC HOLDINGS, INC. Added +41,314+41.3k
ROYAL BANK OF CANADA Added +38,620+38.6k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -300,353-300.4k
BNP PARIBAS FINANCIAL MARKETS Sold out -200,000-200.0k
GOLDMAN SACHS GROUP INC Sold out -63,650-63.6k
LPL Financial LLC Reduced -44,165-44.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -41,119-41.1k
JANE STREET GROUP, LLC Sold out -39,302-39.3k
STIFEL FINANCIAL CORP Reduced -10,295-10.3k
WMG Financial Advisors, LLC Reduced -6,523-6.5k
Concentrum Wealth Management Reduced -5,692-5.7k
Financial Advocates Investment Management Sold out -5,271-5.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-09-04)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.83% of their portfolio Wheaton, IL 10,200,35710.2m $726.2m $726.2m 0.83% Reduced -300.4k -300,353
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 849,378849.4k $60.5m $60.5m 0.01% Added +175.0k +175,025
3 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 411,224411.2k $29.3m $29.3m 0.05% Added +46.1k +46,075
4 O'Dell Group, LLC 6.04% of their portfolio CINCINNATI, OH 298,642298.6k $21.3m $21.3m 6.04% Added +4.9k +4,872
5 BENJAMIN F. EDWARDS & COMPANY, INC. 0.58% of their portfolio ST. LOUIS, MO 213,415213.4k $15.2m $15.2m 0.58% Added +50.5k +50,460
6 NewEdge Advisors, LLC 0.17% of their portfolio NEW ORLEANS, LA 207,365207.4k $14.8m $14.8m 0.17% Added +29.0k +29,000
7 NewSquare Capital LLC 1.49% of their portfolio NEWTOWN SQUARE, PA 201,481201.5k $14.3m $14.3m 1.49% Added +127.3k +127,281
8 Advisory Services Network, LLC 0.37% of their portfolio ATLANTA, GA 193,312193.3k $13.8m $13.8m 0.37% Reduced -681 -681
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 188,170188.2k $13.4m $13.4m 0.00% Added +38.6k +38,620
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 165,503165.5k $11.8m $11.8m 0.01% Reduced -44.2k -44,165
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 147,509147.5k $10.5m $10.5m 0.01% Added +63.9k +63,894
12 WCG Wealth Advisors LLC 1.15% of their portfolio LAS VEGAS, NV 138,827138.8k $9.9m $9.9m 1.15% Added +31.8k +31,815
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 128,874128.9k $9.2m $9.2m 0.00% Added +128.9k +128,873
14 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 125,200125.2k $8.9m $8.9m 0.01% Added +95.0k +94,988
15 Cyndeo Wealth Partners, LLC 0.72% of their portfolio ST. PETERSBURG, FL 97,41097.4k $6.9m $6.9m 0.72% New
16 CWM, LLC 0.04% of their portfolio OMAHA, NE 88,22688.2k $6.3m $6.3m 0.04% Added +32.8k +32,789
17 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 81,56281.6k $5.8m $5.8m 0.02% Added +36.1k +36,073
18 Adams Wealth Management 1.61% of their portfolio LOGAN, UT 72,19372.2k $5.1m $5.1m 1.61% Added +9.7k +9,749
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 66,53566.5k $4.7m $4.7m 0.01% Added +41.3k +41,314
20 Nilsine Partners, LLC 0.66% of their portfolio GREENWOOD VILLAGE, CO 63,10563.1k $4.5m $4.5m 0.66% Added +13.8k +13,782
21 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 58,83858.8k $4.2m $4.2m 0.01% Reduced -4.9k -4,934
22 MinichMacGregor Wealth Management, LLC 1.30% of their portfolio Saratoga Springs, NY 58,54158.5k $4.2m $4.2m 1.30% Reduced -1.1k -1,067
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 53,40753.4k $3.8m $3.8m 0.01% Reduced -41.1k -41,119
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 53,29953.3k $3.8m $3.8m 0.01% Reduced -10.3k -10,295
25 Paragon Private Wealth Management, LLC 2.70% of their portfolio LEXINGTON, KY 47,59747.6k $3.4m $3.4m 2.70% Added +192 +192
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 45,19645.2k $3.2m $3.2m 0.01% Added +38.4k +38,384
27 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 44,65044.6k $3.2m $3.2m 0.06% Added +16.0k +16,036
28 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 38,71338.7k $2.8m $2.8m 0.03% Reduced -170 -170
29 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 38,01938.0k $2.7m $2.7m 0.02% Added +27.5k +27,494
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,74234.7k $2.5m $2.5m 0.00% Added +4.6k +4,615
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,59032.6k $2.3m $2.3m 0.01% Added +3.2k +3,184
32 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 31,71631.7k $2.3m $2.3m 0.01% First filing
33 Stegent Equity Advisors, Inc. 2.44% of their portfolio HOUSTON, TX 30,64330.6k $2.2m $2.2m 2.44% Reduced -4.6k -4,555
34 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 30,11330.1k $2.1m $2.1m 0.08% New
35 Transamerica Financial Advisors, LLC 0.27% of their portfolio CEDAR RAPIDS, IA 29,75029.8k $2.1m $2.1m 0.27% Added +18.4k +18,350
36 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 28,40228.4k $2.0m $2.0m 0.02% Added +1.5k +1,502
37 TriaGen Wealth Management LLC 0.91% of their portfolio Calabasas, CA 28,03128.0k $2.0m $2.0m 0.91% Added +13.8k +13,789
38 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 27,58427.6k $2.0m $2.0m 0.09% Added +24.1k +24,108
39 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 25,98526.0k $1.8m $1.8m 0.09% Added +1.1k +1,089
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,91423.9k $1.7m $1.7m 0.00% Reduced -731 -731
41 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 22,57822.6k $1.6m $1.6m 0.05% New
42 StoneX Group Inc. 0.15% of their portfolio NEW YORK, NY 19,68719.7k $1.4m $1.4m 0.15% Added +8.2k +8,151
43 WMG Financial Advisors, LLC 0.70% of their portfolio Knoxville, TN 13,41913.4k $955.3k $955.3k 0.70% Reduced -6.5k -6,523
44 Concentrum Wealth Management 0.54% of their portfolio SAN JOSE, CA 11,76011.8k $836.8k $836.8k 0.54% Reduced -5.7k -5,692
45 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 9,2879.3k $661.1k $661.1k 0.01% Added +190 +190
46 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 8,9058.9k $633.9k $633.9k 0.05% Added +695 +695
47 HFG Advisors, Inc. 0.61% of their portfolio CINCINATTI, OH 8,0678.1k $574.3k $574.3k 0.61% Added +920 +920
48 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,7707.8k $553.0k $553.0k 0.00% New
49 Outlook Wealth Advisors, LLC 0.20% of their portfolio SHENANDOAH, TX 7,3487.3k $523.1k $523.1k 0.20% New
50 Ashton Thomas Private Wealth, LLC 0.04% of their portfolio SCOTTSDALE, AZ 7,2877.3k $518.8k $518.8k 0.04% Reduced -9 -9
51 Realta Investment Advisors 0.11% of their portfolio WILMINGTON, DE 7,0017.0k $498.4k $498.4k 0.11% New
52 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 6,9346.9k $493.6k $493.6k 0.06% Reduced -599 -599
53 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 6,9106.9k $492.0k $492.0k 0.02% Added +445 +445
54 Private Advisory Group LLC 0.09% of their portfolio REDMOND, WA 6,6466.6k $473.1k $473.1k 0.09% New
55 True Link Financial Advisors, LLC 0.06% of their portfolio SAN FRANCISCO, CA 6,5006.5k $462.7k $462.7k 0.06% Unchanged
56 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 6,3956.4k $455.3k $455.3k 0.06% Added +323 +323
57 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 5,3795.4k $383.0k $383.0k 0.00% Added +150 +150
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,9565.0k $352.8k $352.8k 0.00% New
59 Kesler, Norman & Wride, LLC 0.07% of their portfolio OGDEN, UT 3,9834.0k $283.6k $283.6k 0.07% New
60 L.M. KOHN & COMPANY 0.10% of their portfolio CINCINNATI, OH 3,5903.6k $255.6k $255.6k 0.10% New
61 WealthBridge Capital Management, LLC 0.10% of their portfolio WESTERVILLE, OH 3,5663.6k $253.9k $253.9k 0.10% New
62 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 3,5313.5k $251.4k $251.4k 0.02% Added +5 +5
63 Kraft, Davis & Associates, LLC 0.09% of their portfolio St. Louis, MO 3,5183.5k $247.7k $247.7k 0.09% First filing
64 Ballew Advisors, Inc 0.17% of their portfolio Jackson, MS 3,3553.4k $236.4k $236.4k 0.17% Unchanged
65 TRUST CO OF OKLAHOMA 0.09% of their portfolio TULSA, OK 3,2483.2k $231.2k $231.2k 0.09% New
66 Mariner, LLC 0.00% of their portfolio Overland Park, KS 3,1833.2k $226.6k $226.6k 0.00% Reduced -149 -149
67 Harvest Investment Services, LLC 0.12% of their portfolio Oakbrook Terrace, IL 2,8522.9k $203.0k $203.0k 0.12% New
68 Baker Avenue Asset Management, LP 0.01% of their portfolio SAN FRANCISCO, CA 2,6622.7k $189.5k $189.5k 0.01% Unchanged
69 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 2,0922.1k $149.0k $149.0k 0.01% Reduced -46 -46
70 ATWOOD & PALMER INC 0.01% of their portfolio KANSAS CITY, MO 2,0902.1k $148.8k $148.8k 0.01% Reduced -50 -50
71 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,0742.1k $115.3k $115.3k 0.00% Added +1.0k +1,012
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,2851.3k $91.5k $91.5k 0.01% Added +144 +144
73 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 1,1271.1k $80.0k $80.0k 0.02% Added +29 +29
74 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 666666 $47.4k $47.4k 0.00% Added +250 +250
75 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 547547 $38.9k $38.9k 0.00% Reduced -112 -112
76 WFA Asset Management Corp 0.02% of their portfolio WHITEFISH BAY, WI 524524 $37.3k $37.3k 0.02% Unchanged
77 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 450450 $32.0k $32.0k 0.00% Unchanged
78 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 300300 $21 $21 0.00% New
79 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 275275 $20.0k $20.0k 0.01% First filing
80 NFSG Corp 0.01% of their portfolio BOCA RATON, FL 250250 $17.8k $17.8k 0.01% Unchanged
81 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 222222 $15.8k $15.8k 0.01% Unchanged
82 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 220220 $15.7k $15.7k 0.00% Reduced -110 -110
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 218218 $15.5k $15.5k 0.00% New
84 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 173173 $12.3k $12.3k 0.00% Unchanged
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 144144 $10.3k $10.3k 0.00% New
86 Marquette Asset Management, LLC 0.00% of their portfolio MINNEAPOLIS, MN 127127 $9.1k $9.1k 0.00% Unchanged
87 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 109109 $7.8k $7.8k 0.00% Added +65 +65
88 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 6060 $4.3k $4.3k 0.00% Unchanged
89 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 4141 $2.9k $2.9k 0.00% Unchanged
90 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 1717 $1.2k $1.2k 0.00% Reduced -13 -13
91 EPG Wealth Management LLC 0.00% of their portfolio ATLANTA, GA 66 $427 $427 0.00% Unchanged
92 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 11 $71 $71 0.00% New