Vault-13

FIRST TR EXCHANGE-TRADED FD FSGS

SMAL CP US EQT · ETP · CUSIP 33738R746

14 institutional holders -2 vs Q2 2023
787,682787.7k shares reported held*
$20.1mreported value*
0 new 7 added 3 reduced 2 sold out net bought ≈ $524.4k (+20.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.54.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 15Q1 23: 20Q2 23: 16Q3 23: 1414Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202217
Q4 202215
Q1 202320
Q2 202316
Q3 202314

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 7 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 11 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 5 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202277
Q1 2023107
Q2 2023411
Q3 202375

Biggest buyers

LPL Financial LLC Added +59,612+59.6k
ICA Group Wealth Management, LLC Added +4,339+4.3k
Archer Investment Corp Added +2,133+2.1k
OSAIC HOLDINGS, INC. Added +601+601
Geneos Wealth Management Inc. Added +100+100
Western Wealth Management, LLC Added +12+12
Global Retirement Partners, LLC Added +1+1

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -24,772-24.8k
SILVER OAK SECURITIES, INCORPORATED Sold out -19,889-19.9k
UBS Group AG Reduced -1,195-1.2k
Financial Advocates Investment Management Reduced -353-353
HARBOUR INVESTMENTS, INC. Reduced -56-56

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 707,032707.0k $18.1m $18.1m 0.01% Added +59.6k +59,612
2 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 18,50118.5k $472.5k $472.5k 0.03% Reduced -353 -353
3 Archer Investment Corp 0.15% of their portfolio Carmel, IN 16,69616.7k $426.4k $426.4k 0.15% Added +2.1k +2,133
4 ICA Group Wealth Management, LLC 0.10% of their portfolio DENVER, CO 14,54914.5k $371.6k $371.6k 0.10% Added +4.3k +4,339
5 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,43812.4k $317.6k $317.6k 0.00% Added +601 +601
6 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 9,98210.0k $254.9k $254.9k 0.02% Added +12 +12
7 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,1184.1k $102.5k $102.5k 0.01% Added +1 +1
8 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,6352.6k $67.3k $67.3k 0.01% Unchanged
9 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 900900 $23.0k $23.0k 0.00% Added +100 +100
10 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 707707 $18.1k $18.1k 0.00% Reduced -56 -56
11 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 100100 $2.6k $2.6k 0.00% Unchanged
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 2323 $587 $587 0.00% Reduced -1.2k -1,195
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $20 $20 0.00% Unchanged
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged