Vault-13

FIRST TR EXCHANGE-TRADED FD FSGS

SMAL CP US EQT · ETP · CUSIP 33738R746

16 institutional holders -4 vs Q1 2023
767,149767.1k shares reported held*
$20.7mreported value*
0 new 4 added 8 reduced 3 sold out net sold ≈ $3.2m (-117.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.93.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 15Q1 23: 20Q2 23: 1616Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202217
Q4 202215
Q1 202320
Q2 202316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 7 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 11 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202277
Q1 2023107
Q2 2023411

Biggest buyers

ICA Group Wealth Management, LLC Added +6,130+6.1k
Global Retirement Partners, LLC Added +151+151
UBS Group AG Added +47+47
Western Wealth Management, LLC Added +24+24

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -60,435-60.4k
Financial Advocates Investment Management Reduced -24,908-24.9k
Archer Investment Corp Reduced -10,724-10.7k
Arrowroot Family Office, LLC Sold out -10,466-10.5k
LPL Financial LLC Reduced -9,054-9.1k
OSAIC HOLDINGS, INC. Reduced -3,313-3.3k
Mach-1 Financial Group, LLC Sold out -2,078-2.1k
Belpointe Asset Management LLC Sold out -1,184-1.2k
PRIVATE TRUST CO NA Reduced -806-806
SILVER OAK SECURITIES, INCORPORATED Reduced -349-349

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 647,420647.4k $17.4m $17.4m 0.01% Reduced -9.1k -9,054
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,77224.8k $667.1k $667.1k 0.00% Reduced -60.4k -60,435
3 SILVER OAK SECURITIES, INCORPORATED 0.09% of their portfolio JACKSON, TN 19,88919.9k $536.0k $536.0k 0.09% Reduced -349 -349
4 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 18,85418.9k $507.7k $507.7k 0.04% Reduced -24.9k -24,908
5 Archer Investment Corp 0.14% of their portfolio Carmel, IN 14,56314.6k $392.2k $392.2k 0.14% Reduced -10.7k -10,724
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,83711.8k $318.7k $318.7k 0.00% Reduced -3.3k -3,313
7 ICA Group Wealth Management, LLC 0.07% of their portfolio DENVER, CO 10,21010.2k $275.0k $275.0k 0.07% Added +6.1k +6,130
8 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 9,97010.0k $268.5k $268.5k 0.02% Added +24 +24
9 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,1174.1k $110.9k $110.9k 0.01% Added +151 +151
10 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,6352.6k $71.0k $71.0k 0.01% Reduced -806 -806
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2181.2k $32.8k $32.8k 0.00% Added +47 +47
12 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $21.5k $21.5k 0.00% Unchanged
13 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 763763 $20.5k $20.5k 0.00% Reduced -178 -178
14 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 100100 $2.7k $2.7k 0.00% Unchanged
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $15 $15 0.00% Unchanged
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged