Vault-13

FIRST TR EXCHANGE TRADED FD AIRR

RBA INDL ETF · ETP · CUSIP 33738R704

309 institutional holders +101 vs Q3 2024
25,768,61725.8m shares reported held*
$2.0bnreported value*
87 new 142 added 36 reduced 3 sold out net bought ≈ $734.9m (+8.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $77.05. Options: 2 managers hold calls ($346.7k notional), 2 hold puts ($7.7k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 63Q4 22: 79Q1 23: 88Q2 23: 102Q3 23: 125Q4 23: 137Q1 24: 141Q2 24: 189Q3 24: 208Q4 24: 309309Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202263
Q4 202279
Q1 202388
Q2 2023102
Q3 2023125
Q4 2023137
Q1 2024141
Q2 2024189
Q3 2024208
Q4 2024309

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 50 bought or addedQ1 23: 32 cut or sold outQ2 23: 58 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 84 bought or addedQ3 23: 27 cut or sold outQ4 23: 68 bought or addedQ4 23: 50 cut or sold outQ4 23Q1 24: 83 bought or addedQ1 24: 53 cut or sold outQ2 24: 129 bought or addedQ2 24: 37 cut or sold outQ2 24Q3 24: 135 bought or addedQ3 24: 64 cut or sold outQ4 24: 229 bought or addedQ4 24: 39 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235032
Q2 20235834
Q3 20238427
Q4 20236850
Q1 20248353
Q2 202412937
Q3 202413564
Q4 202422939

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 24 calls: $303.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $89.6kQ3 24 puts: $283.7kQ3 24P/C 3.17Q4 24 calls: $346.7kQ4 24 puts: $7.7kQ4 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q1 2024$303.0k$00.00
Q2 2024$0$0—
Q3 2024$89.6k$283.7k3.17
Q4 2024$346.7k$7.7k0.02

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +2,036,464+2.0m
MORGAN STANLEY Added +1,245,973+1.2m
WELLS FARGO & COMPANY/MN Added +906,153+906.2k
LPL Financial LLC Added +794,494+794.5k
UBS Group AG Added +482,317+482.3k
MEITAV INVESTMENT HOUSE LTD New +350,000+350.0k
Redhawk Wealth Advisors, Inc. New +217,521+217.5k
ROYAL BANK OF CANADA Added +190,251+190.3k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD New +177,688+177.7k
HighTower Advisors, LLC Added +168,309+168.3k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -688,715-688.7k
MRA Advisory Group Reduced -45,353-45.4k
Mach-1 Financial Group, LLC Reduced -45,019-45.0k
Total Clarity Wealth Management, Inc. Reduced -29,233-29.2k
JANE STREET GROUP, LLC Reduced -21,961-22.0k
JPMORGAN CHASE & CO Reduced -15,212-15.2k
SEAVIEW INVESTMENT MANAGERS LLC Reduced -11,302-11.3k
SPC Financial, Inc. Reduced -10,875-10.9k
RiverTree Advisors, LLC Reduced -10,355-10.4k
PCG Wealth Advisors, LLC Reduced -10,226-10.2k

Biggest calls

Belvedere Trading LLC Added $346.7k4.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Belvedere Trading LLC Reduced $7.7k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,892,1073.9m $299.8m $299.8m 0.02% Added +1.2m +1,245,973
2 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,533,0913.5m $272.2m $272.2m 0.03% Added +2.0m +2,036,464
3 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,654,4212.7m $204.5m $204.5m 0.08% Added +794.5k +794,494
4 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 1,790,5031.8m $137.9m $137.9m 0.05% First filing
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,343,5311.3m $103.5m $103.5m 0.02% Added +482.3k +482,317
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 906,153906.2k $69.8m $69.8m 0.02% Added +906.2k +906,153
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 621,498621.5k $47.9m $47.9m 0.01% Added +190.3k +190,251
8 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 595,068595.1k $45.8m $45.8m 0.15% Added +93.3k +93,267
9 Kestra Advisory Services, LLC 0.17% of their portfolio AUSTIN, TX 402,878402.9k $31.0m $31.0m 0.17% Added +121.5k +121,515
10 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 359,613359.6k $27.7m $27.7m 0.06% Added +163.1k +163,129
11 MEITAV INVESTMENT HOUSE LTD 0.45% of their portfolio BENE-BERAQ, L3 350,000350.0k $26.9m $26.9m 0.45% New
12 Mirae Asset Global Investments Co., Ltd. 0.09% of their portfolio SEOUL, M5 282,793282.8k $21.8m $21.8m 0.09% Added +31.0k +31,000
13 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 274,092274.1k $21.1m $21.1m 0.03% Added +71.1k +71,081
14 Pictet North America Advisors SA 1.91% of their portfolio GENEVA 73, V8 260,420260.4k $20.1m $20.1m 1.91% Added +94.3k +94,254
15 IHT Wealth Management, LLC 0.62% of their portfolio Chicago, IL 249,561249.6k $19.2m $19.2m 0.62% Added +123.2k +123,177
16 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 235,386235.4k $18.1m $18.1m 0.02% Added +168.3k +168,309
17 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 225,302225.3k $17.4m $17.4m 0.04% Added +72.0k +71,964
18 Redhawk Wealth Advisors, Inc. 2.26% of their portfolio MINNEAPOLIS, MN 217,521217.5k $16.8m $16.8m 2.26% New
19 Riggs Asset Managment Co. Inc. 3.71% of their portfolio DALLAS, PA 180,149180.1k $13.9m $13.9m 3.71% Added +4.2k +4,198
20 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.08% of their portfolio Tel Aviv, L3 177,688177.7k $13.7m $13.7m 1.08% New
21 SAGE PRIVATE WEALTH GROUP, LLC 10.14% of their portfolio OAKBROOK TERRACE, IL 175,273175.3k $13.5m $13.5m 10.14% Added +5.1k +5,126
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 174,718174.7k $13.5m $13.5m 0.01% Added +15.8k +15,799
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 163,781163.8k $12.6m $12.6m 0.00% Added +129.7k +129,724
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 162,565162.6k $12.5m $12.5m 0.00% Added +43.2k +43,222
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 161,032161.0k $12.4m $12.4m 0.01% Added +56.2k +56,211
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 153,621153.6k $11.8m $11.8m 0.02% Added +81.5k +81,476
27 HARBOUR INVESTMENTS, INC. 0.34% of their portfolio MADISON, WI 152,471152.5k $11.7m $11.7m 0.34% Added +30.5k +30,542
28 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 141,332141.3k $10.9m $10.9m 0.04% Added +9.2k +9,153
29 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 130,346130.3k $10.0m $10.0m 0.10% Added +66.5k +66,478
30 Csenge Advisory Group 0.52% of their portfolio CLEARWATER, FL 124,427124.4k $9.6m $9.6m 0.52% Reduced -240 -240
31 WESPAC Advisors SoCal, LLC 2.13% of their portfolio Pasadena, CA 121,970122.0k $9.4m $9.4m 2.13% New
32 Parkside Investments, LLC 1.35% of their portfolio DEERFIELD, IL 117,269117.3k $9.0m $9.0m 1.35% Added +19.5k +19,473
33 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 115,076115.1k $8.9m $8.9m 0.06% Added +11.6k +11,625
34 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 111,863111.9k $8.6m $8.6m 0.05% Added +46.9k +46,918
35 Sigma Planning Corp 0.25% of their portfolio ANN ARBOR, MI 105,244105.2k $8.1m $8.1m 0.25% Added +5.4k +5,418
36 Alpha Omega Group, Inc. 9.45% of their portfolio RESTON, VA 104,112104.1k $8.0m $8.0m 9.45% Reduced -1.3k -1,326
37 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 101,737101.7k $7.8m $7.8m 0.07% Added +27.5k +27,498
38 WJ Wealth Management, LLC 2.70% of their portfolio GLENDALE, AZ 101,620101.6k $7.8m $7.8m 2.70% Reduced -2.1k -2,120
39 Next Level Private LLC 3.14% of their portfolio HARRISON, NY 101,036101.0k $7.8m $7.8m 3.14% Added +14.4k +14,365
40 Sanctuary Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 100,583100.6k $8.0m $8.0m 0.05% Added +29.4k +29,445
41 FOURPATH CAPITAL MANAGEMENT, LLC 1.40% of their portfolio OKLAHOMA CITY, OK 97,81197.8k $7.5m $7.5m 1.40% New
42 Atlas Wealth LLC 2.85% of their portfolio CINCINNATI, OH 97,63697.6k $7.5m $7.5m 2.85% Reduced -1.4k -1,449
43 NWAM LLC 0.43% of their portfolio MERCER ISLAND, WA 89,78789.8k $6.9m $6.9m 0.43% Added +4.2k +4,161
44 MARSHALL INVESTMENT MANAGEMENT, LLC 3.85% of their portfolio LITTLETON, CO 87,55187.6k $6.5m $6.5m 3.85% First filing
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 85,88485.9k $6.6m $6.6m 0.00% Reduced -15.2k -15,212
46 Frederick Financial Consultants, LLC 5.24% of their portfolio FREDERICK, MD 85,09885.1k $6.6m $6.6m 5.24% First filing
47 Schorn Wealth LLC 2.04% of their portfolio ENGLEWOOD, FL 81,62681.6k $6.3m $6.3m 2.04% Added +3.7k +3,700
48 Jaffetilchin Investment Partners, LLC 0.45% of their portfolio TAMPA, FL 79,99680.0k $6.2m $6.2m 0.45% Added +2.8k +2,825
49 Per Stirling Capital Management, LLC. 0.80% of their portfolio AUSTIN, TX 72,88672.9k $5.6m $5.6m 0.80% Added +8.4k +8,411
50 Prospera Financial Services Inc 0.13% of their portfolio Dallas, TX 71,14571.1k $5.5m $5.5m 0.13% Added +37.7k +37,732
51 RFG Advisory, LLC 0.15% of their portfolio BIRMINGHAM, AL 69,10069.1k $5.3m $5.3m 0.15% Added +33.8k +33,753
52 Concurrent Investment Advisors, LLC 0.14% of their portfolio Tampa, FL 67,22567.2k $5.2m $5.2m 0.14% Added +40.5k +40,536
53 SPC Financial, Inc. 0.44% of their portfolio ROCKVILLE, MD 65,53665.5k $5.0m $5.0m 0.44% Reduced -10.9k -10,875
54 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 65,38165.4k $5.0m $5.0m 0.01% Added +28.6k +28,637
55 PRUDENTIAL PLC 0.03% of their portfolio LONDON, X0 64,50064.5k $5.0m $5.0m 0.03% Unchanged
56 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 63,98764.0k $4.9m $4.9m 0.01% Added +28.1k +28,090
57 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.14% of their portfolio Tel Aviv, L3 61,71261.7k $4.8m $4.8m 1.14% New
58 Concorde Asset Management, LLC 2.44% of their portfolio ANN ARBOR, MI 60,78760.8k $4.7m $4.7m 2.44% New
59 FAGAN ASSOCIATES, INC. 0.73% of their portfolio TROY, NY 59,36759.4k $4.6m $4.6m 0.73% New
60 Crumly & Associates Inc. 1.24% of their portfolio SPRINGFIELD, IL 59,03359.0k $4.5m $4.5m 1.24% New
61 CWM, LLC 0.02% of their portfolio OMAHA, NE 58,48958.5k $4.5m $4.5m 0.02% Added +13.4k +13,372
62 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 58,31058.3k $4.5m $4.5m 0.01% Added +6.4k +6,406
63 N.E.W. Advisory Services LLC 0.42% of their portfolio DE PERE, WI 57,75957.8k $4.4m $4.4m 0.42% Added +47.4k +47,351
64 Fortis Advisors, LLC 2.71% of their portfolio WAYNE, PA 53,62153.6k $4.1m $4.1m 2.71% Added +4.2k +4,169
65 Prosperity Financial Group, Inc. 2.03% of their portfolio San Ramon, CA 52,63352.6k $4.1m $4.1m 2.03% Reduced -23 -23
66 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 52,03452.0k $4.0m $4.0m 0.02% Added +13.1k +13,069
67 SMITH, MOORE & CO. 0.36% of their portfolio CLAYTON, MO 50,93350.9k $3.9m $3.9m 0.36% Added +47.4k +47,406
68 Lokken Investment Group LLC 1.69% of their portfolio LEWES, DE 50,66650.7k $3.9m $3.9m 1.69% Reduced -1.7k -1,743
69 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 50,65150.7k $3.9m $3.9m 0.01% Added +49.9k +49,878
70 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 50,61750.6k $3.9m $3.9m 0.13% Added +6.2k +6,229
71 Hobart Private Capital, LLC 0.89% of their portfolio CHARLOTTE, NC 46,37946.4k $3.6m $3.6m 0.89% Reduced -557 -557
72 Quadcap Wealth Management, LLC 0.52% of their portfolio Frisco, TX 45,93445.9k $3.5m $3.5m 0.52% Added +7.6k +7,636
73 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 45,09445.1k $3.5m $3.5m 0.01% Added +2.7k +2,663
74 Black Swift Group, LLC 0.72% of their portfolio BOULDER, CO 43,86043.9k $3.4m $3.4m 0.72% New
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 43,62743.6k $3.4m $3.4m 0.00% Added +6.2k +6,246
76 THEORY FINANCIAL LLC 1.40% of their portfolio FORT COLLINS, CO 43,33843.3k $3.3m $3.3m 1.40% Reduced -1.9k -1,866
77 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 43,31243.3k $3.3m $3.3m 0.06% Added +19.7k +19,721
78 VALLEY WEALTH MANAGERS, INC. 0.24% of their portfolio PARAMUS, NJ 40,84440.8k $3.1m $3.1m 0.24% Reduced -1.1k -1,080
79 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 40,14540.1k $3.1m $3.1m 0.01% Added +7.0k +6,969
80 PCG Wealth Advisors, LLC 1.08% of their portfolio OVERLAND PARK, KS 37,91637.9k $2.9m $2.9m 1.08% Reduced -10.2k -10,226
81 MRA Advisory Group 1.52% of their portfolio PARSIPPANY, NJ 37,12837.1k $2.9m $2.9m 1.52% Reduced -45.4k -45,353
82 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.07% of their portfolio LOS ANGELES, CA 36,80136.8k $2.8m $2.8m 0.07% Added +2.7k +2,694
83 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 35,51435.5k $2.7m $2.7m 0.01% New
84 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 35,44035.4k $2.7m $2.7m 0.03% Added +12.1k +12,079
85 PUFF WEALTH MANAGEMENT, LLC 4.75% of their portfolio Haddonfield, NJ 35,37935.4k $2.7m $2.7m 4.75% First filing
86 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 35,14935.1k $2.7m $2.7m 0.00% Added +30.6k +30,597
87 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 34,35434.4k $2.6m $2.6m 0.03% New
88 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 34,25634.3k $2.6m $2.6m 0.04% Added +1.4k +1,381
89 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 33,79733.8k $2.6m $2.6m 0.08% Added +8.4k +8,438
90 ORG Partners LLC 0.35% of their portfolio ROANOKE, IN 33,16033.2k $2.6m $2.6m 0.35% Added +30.6k +30,560
91 GENESIS PRIVATE WEALTH, LLC 1.39% of their portfolio ASHBURN, VA 32,65932.7k $2.5m $2.5m 1.39% First filing
92 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,98032.0k $2.5m $2.5m 0.00% New
93 IFG Advisory, LLC 0.14% of their portfolio ATLANTA, GA 31,41131.4k $2.4m $2.4m 0.14% Added +4.1k +4,064
94 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 30,74230.7k $2.4m $2.4m 0.04% Added +16.1k +16,127
95 Proactive Wealth Strategies LLC 1.21% of their portfolio MARIETTA, GA 30,06330.1k $2.3m $2.3m 1.21% New
96 Western Wealth Management, LLC 0.12% of their portfolio GOLDEN, CO 29,90829.9k $2.3m $2.3m 0.12% Added +4.4k +4,422
97 ARVEST INVESTMENTS, INC. 0.37% of their portfolio LOWELL, AR 29,84729.8k $2.3m $2.3m 0.37% Added +209 +209
98 RiverTree Advisors, LLC 1.50% of their portfolio WINTER PARK, FL 29,72929.7k $2.3m $2.3m 1.50% Reduced -10.4k -10,355
99 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 29,27129.3k $2.3m $2.3m 0.02% Added +713 +713
100 Garden State Investment Advisory Services LLC 0.68% of their portfolio Red Bank, NJ 28,51428.5k $2.2m $2.2m 0.68% Added +2.8k +2,832